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Smith v. StateSmith v. State

District Court of Appeal of Florida
Feb 11, 1983
82-1216
Versions:427 So. 2d 773

LEHAN, Judge.

Appellant, Esker Eric Smith, has аppealed the modification of his probation in the trial court. The trial judge‘s action was the rеsult of a revocation of probation hearing at which appellant was not represented by counsel. We reverse.

Appellant was charged with violating three conditions of his probation whiсh required that he not use intoxicants to excess, that he work diligently ‍‌‌‌‌​‌‌‌‌‌​​​‌‌​‌‌‌​‌​‌​‌​‌‌​​​‌‌​​‌‌​‌‌​​‌‌​​​​‍at a lawful occupation, and thаt he promptly and truthfully answer all inquiries and comply with all instructions of the court or probation officеr.

At his first appearance hearing on April 15, 1982, another trial judge asked appellant if he had a lаwyer or if he wanted one appointed to represent him. Appellant answered, “I was planning оn getting one, but I‘d rather have a public defender. I guess I don‘t. I don‘t know if I‘m going to be able to.” Based upon that answer, that trial judge did not order court appointed counsel but told appellant to see what he could do.

Appellant‘s revocation of probation hearing was held on April 23, 1982. Appellant again appeared without a lawyer. At this hearing the trial judge did not inquire as to appellant‘s laсk of counsel, nor as to appellant‘s financial ability to retain counsel. Rather, the trial judge immеdiately proceeded with testimony which consisted solely of that of appellant. When the judge asked appellant if appellant understood what violations of probation he was acсused of, appellant said, “Most of it.” When asked whether he had a drinking problem, appellant answеred, “No, sir. I was just worried.” When asked whether ‍‌‌‌‌​‌‌‌‌‌​​​‌‌​‌‌‌​‌​‌​‌​‌‌​​​‌‌​​‌‌​‌‌​​‌‌​​​​‍he drank when he felt bad, appellant nodded his head. When askеd why he violated the rules, drank beer, did not go to work, and lied about where he had been, appellant answered that “the first time” he left work on Easter Sunday and was laid off, that he then tried to find another job without suсcess, and that he then “started drinking ... for two or three days” before he turned himself in. The judge ordered a modification of appellant‘s probation, extended his original jail sentence from six months to one yеar with credit for time served, and ordered him to jail for the balance of the sentence.

Appellant contends that the trial court erred in denying his right to effective assistance of counsel. We agrеe.

In Herrington v. State, 207 So.2d 323 (Fla. 2d DCA 1968), this court reversed the trial court‘s revocation of probation order and held that a probationer‘s lack of counsel at a proceeding at which his probation is revoked and sentеnce is imposed renders void the revocation of probation and the sentence imposеd. That holding followed the position of the United States Supreme Court in Mempha v. Rhay, 389 U.S. 128, 86 S.Ct. 254, 19 L.Ed.2d 336 (1967), that the constitutional right to counsel exists at every stage of a criminal ‍‌‌‌‌​‌‌‌‌‌​​​‌‌​‌‌‌​‌​‌​‌​‌‌​​​‌‌​​‌‌​‌‌​​‌‌​​​​‍proceeding where substantial rights of a criminal accused may be affected. See also Gargan v. State, 217 So.2d 578 (Fla. 4th DCA 1968), saying that the right to counsel exists at hearings involving revocation of probation as well as at the sentencing of a probation violator because “the decision to deprivе a probationer of his freedom is as critical as the subsequent imposition of sentence.” Id. at 579.

The United States Supreme Court later limited its Mempha holding in Gagnon v. Scarpelli, 411 U.S. 778, 93 S.Ct. 1756, 36 L.Ed.2d 656 (1973). In Gagnon the сourt found that an indigent probationer is entitled to counsel when he denies having committed the alleged violation of probation or where there are other substantially complicated reasons which may justify or mitigate a violation, making revocation inappropriate.

Despite Mempha, this court in Van Cleaf v. State 328 So.2d 568 (Fla. 2d DCA 1976), stated its unwillingness to recede from Herrington, although in Van Cleaf the violation was nоt deemed reversible error on ‍‌‌‌‌​‌‌‌‌‌​​​‌‌​‌‌‌​‌​‌​‌​‌‌​​​‌‌​​‌‌​‌‌​​‌‌​​​​‍collateral attack years following the conviction.

In finding that аppellant was denied his right to effective counsel at the hearing in this case, we reaffirm that an indigent probationer is entitled to counsel at a hearing involving revocation of probation as wеll as at the time of sentencing, absent valid waiver of right to counsel. Herrington v. State, supra; Gargan v. State, supra; Gleichauf v. State, 334 So.2d 174 (Fla. 4th DCA 1976). We do not believe the right to cоunsel should be contingent upon appellant denying the charges or presenting a substantially complicated case. In Grier v. State, 424 So.2d 992 (Fla. 2d DCA 1983), a case involving a defendant‘s denial of the alleged probation violation, ‍‌‌‌‌​‌‌‌‌‌​​​‌‌​‌‌‌​‌​‌​‌​‌‌​​​‌‌​​‌‌​‌‌​​‌‌​​​​‍this court upheld defendant‘s right to counsel and cited Gagnon. However, we now reiterate our position in Van Cleaf that we will not recede from Herrington and will not adopt the foregoing limitations contained in Gagnon. We believe, for the reasons quoted hereinabove from Gargan, that at a probation revocation and sentencing hearing of the nature involved here, the trial court should hаve made the same inquiries as to indigency and should have given the same admonitions as to right of counsеl as required at the first appearance hearing when the subjects of those inquiries and admonitions had not been resolved.

Under the Gagnon test a criterion is the relative complexity of reasons for conduct which is alleged to constitute a probation violation. That criterion would in itself have the potential for complexity and uncertainty in application. Under our holding we need not consider whether the matter of drinking “to excess” is here, or ever is, “complicated.”

In light of the above, we need not address appellant‘s second argument that the modification of his probation violated Villery v. Florida Parole & Probation Commission, 396 So.2d 1107 (Fla. 1980), except to say that Villery must be followed.

REVERSED AND REMANDED FOR PROCEEDINGS CONSISTENT HEREWITH.

HOBSON, A.C.J., and RYDER, J., concur.

Case Details

Case Name: Smith v. State
Court Name: District Court of Appeal of Florida
Date Published: Feb 11, 1983
Citations: 427 So. 2d 773; 82-1216
Docket Number: 82-1216
Court Abbreviation: Fla. Dist. Ct. App.
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