Smith v. County of HumboldtSmith v. County of Humboldt
On September 28, 2001, plaintiff, Mary L. Smith, filed an employment discrimination complaint against County of Humboldt, alleging that she was subject to sexual harassment by her coworker Denise Grimes, shortly after both began training for positions as Eligibility Workers for the Humboldt County Department of Social Services. On October 4, 2002 this Court heard argument on defendant’s motion for summary judgment based on plaintiffs failure to (1) establish a prima facie case of sexual harassment and (2) file a timely complaint. The Court GRANTS summary judgment for defendant based on plaintiffs failure to state a prima facie claim of sexual harassment. Accordingly, the Court declines to decide whether plaintiffs complaint is time-barred.
BACKGROUND
Plaintiff and the alleged harasser, Denise Grimes, began an eight week training course for their employment as Eligibility Workers for the Humboldt County Department of Social Services on January 8, 2001. According to plaintiff, on January 11, 2001, Ms. Grimes initiated unwanted contact by pushing plaintiffs head. Plaintiffs Depo. at 83:3-8. Plaintiff alleges several other incidents of offensive conduct by Ms. Grimes including: sitting in a chair vacated by plaintiff (id. at 87:5-9); “brushing up” against plaintiff in the bathroom (id. at 89:3-5); hitting the plaintiffs cheekbone (id. at 82:8-17; id. at 30:8-10); trying to sit next to plaintiff at lunch; touching plaintiff (id. at 83:13-19, 84:18-22); and hitting plaintiff on the shoulder to get her attention (id. at 86:9-12).
Plaintiff complained about the harassment for the first time on January 22, 2001. That same day, her employer reprimanded the alleged harasser. Plaintiff requested that her work station be changed on January 29, 2001. Exhibit B to the Decl. of Lorraine Davey, Deputy Director of Employee Services for Humboldt County. That same day, plaintiff submitted a letter entitled “Sexual Harassment Complaint” to her employer. Id. On February 1, 2001, plaintiff submitted a letter of resignation in which she stated, “Due to the sexual harassment incident whereby Denise Grimes assaulted and approached me with unwelcomed conduct of a sexual nature that has unreasonably interfered with my work performance and created an intimidating and hostile and offensive working environment and no satisfactory remedy has been made, I hereby submit my resignation for the position of Eligibility Worker I(EW) trainee effective immediately.” Exhibit B to the Decl. of Lorraine Davey.
The steps taken by defendant to remedy the harassment included admonishing the alleged harasser not to engage in any unwanted touching of employees and reviewing sexual harassment policies with all trainees. Polifroni Decl. 4:4-15; 4:19-26. Upon plaintiffs request, defendant rearranged seating in the classroom to put more distance between plaintiff and Ms. Grimes. Polifroni Decl. 5:17-26. Plaintiff does not dispute that following these remedial measures, plaintiff did not report another incident of harassment. Exhibit B. to Decl. of Lorraine Davey.
LEGAL STANDARD
1. Summary Judgment
Under Federal Rule of Civil Procedure 56, summary judgment shall be granted “against a party who fails to make a showing sufficient to establish the existence of an element essential to that party’s case, and on which that party will bear the burden of proof at trial ... since a complete failure of proof concerning an essen
The court’s function, however, is not to make credibility determinations,
Anderson,
2. Title VII
Title VII makes it unlawful for employers to discriminate on the basis of sex with respect to the terms and conditions of employment. 42 U.S.C.2000e-2(a)(1). The courts have held that discriminatory conduct includes harassment
(see e.g., Meritor Savings Bank v. Vinson,
The courts have recognized two legal theories on which plaintiffs may base sexual harassment claims. The first is quid pro quo harassment, or harassment in which a supervisor requires an employee to engage in sexual activity and threatens tangible employment actions, such as demotion, denial of promotion, or discharge, if the employee does not comply with the harasser’s demands. The second is hostile work environment harassment. This harassment can be perpetrated by a supervisor or coworker. The hallmark of hostile work environment harassment is that there is no tangible employment action which results from the harassment.
See Burlington v. Ellerth,
Courts apply a totality of the circumstances test to the determination of whether plaintiffs have stated a colorable claim of hostile work environment sexual harassment.
Brooks v. City of San Mateo,
Title VII is also violated if an employer retaliates against an employee for complaining about harassment. 42 U.S.C. 2000e-3.
2
To state a prima facie case of retaliation a plaintiff must show: (1) that she engaged in an activity protected under Title VII; (2) that she was subject to an adverse employment action; and (3) there is a causal relationship between the activity and the adverse employment action.
Yartzoff v. Thomas,
DISCUSSION
1. Defendant’s objections to plaintiffs evidence
Defendant’s reply memorandum contains numerous evidentiary objections on which this Court declines to rule. When deciding summary judgment motions courts may only consider evidence that is admissible. The Court recognizes that much of plaintiffs evidence is vulnerable to objection on grounds that it lacks relevance, has not been authenticated, and makes conclusory allegations; however, the Court declines to rule on defendant’s objections because, even if the evidence submitted by plaintiff is considered by this
2. Defendant’s motion for summary judgment
Defendant argues that this Court should grant summary judgment for the following reasons: (1) plaintiff failed to file a timely complaint; (2) the alleged conduct was not “based on sex”; (3) the alleged hostile work environment was not “severe or pervasive” and consequently, was not actionable; and (4) defendant took sufficient corrective action in response to plaintiffs complaint to absolve the defendant of liability.
Plaintiffs complaint alleges that she was sexually harassed by her coworker and that the resulting deterioration in her work environment led to her constructive discharge. Plaintiffs Brief Opposing Defendant’s Motion for Summary Judgment alleges that plaintiff was retaliated against for complaining about the harassment. Plaintiffs Brief at 7.
Because plaintiff has not sufficiently alleged a prima facie case of harassment in violation of Title VII, this Court must grant defendant’s motion for summary judgment. Plaintiffs complaint does not sufficiently plead that she was subject to sexual harassment because of sex and that the harassment was: (1) verbal or physical conduct of a sexual nature; (2) severe or pervasive enough to alter the terms and conditions of employment and (3) unwelcome.
Dolores Marconi v. Eldorado Resorts,
In her complaint and opposition to defendant’s motion for summary judgment, plaintiff also alleged two other bases of discrimination' — -race and age. Plaintiffs complaint, which is written on a form provided by the Northern District courts to pro se plaintiffs, has a checked box indicating that she alleged discrimination because of “race or color” and lists “age” as another basis for discrimination. Plaintiffs Complaint at 2. Plaintiffs Brief Opposing Defendant’s Motion for Summary Judgment at 7 ¶ 2 states “Plaintiff contends that Humboldt discriminated against her because she is an African-American (race) female over forty years old (age) and harassed her because she because of her race (sic) and for filing written complaint opposing discriminatory conduct (retaliation).” As plaintiff has failed to provide any evidence at all to support these claims, summary judgment must be granted for defendants on plaintiffs race and age claims. This Court’s discussion will therefore focus on sexual harassment as plaintiff has provided some evidence concerning this allegation.
A. Because of sex
Oncale v. Sundowner Offshore Services, Inc.,
Plaintiff does not produce any evidence to support her theory that the harassment was because of sex. Plaintiff alleges that the harassment was motivated by sexual desire. Plaintiffs Deposition at 131-133. However, plaintiff has submitted no evidence to support her claim that Ms. Grimes was motivated by sexual desire. Plaintiff admitted in her deposition that she did not know Ms. Grimes’s sexual orientation. Deposition at 132:10-12. Plaintiff asserted that she believed Ms. Grimes was a lesbian but later stated that the basis for her belief was that Ms. Grimes “wore her hair in a way that could have been considered a lesbian-type hairstyle and exhibited actions that I took to be of a homosexual nature.” Id. at 132:17-21. These bald assertions, which are supported by nothing more than Ms. Smith’s speculation about lesbian fashion, are insufficient to establish that Ms. Grimes was a lesbian or that her actions toward Ms. Smith were motivated by sexual desire. Further, Ms. Grimes’s declaration states that she is not homosexual and was not attracted to Ms. Smith. Declaration of Denise Grimes at 3:11-12.
Second, plaintiff does not allege that Ms. Grimes acted in a sex-specific manner. Third, Ms. Smith introduces no evidence about Ms. Grimes’s treatment of the one man in the class, as compared to her treatment of the women.
For the foregoing reasons, Ms. Smith has not produced sufficient evidence to create a triable issue of fact regarding whether the harasser’s alleged conduct was “because of sex.” This Court is only required to draw those inferences which would be reasonable from the facts alleged by plaintiff. It would not be reasonable for this Court to infer from plaintiffs evidence that Ms. Grimes was motivated by sexual desire to harass Ms. Smith. Therefore, this Court must grant summary judgment to defendants. Even if the Court found that the conduct occurred because of sex, which it has not, this Court must still grant summary judgment because the harassment was not severe or pervasive, as will be explained below.
B. Severe or pervasive
Even if Ms. Smith had submitted sufficient facts to state a colorable claim that the alleged conduct was because of sex, this Court would still grant summary judgment because Ms. Smith has not established that the harassment was arguably severe or pervasive, and therefore she has not satisfied this element of the prima facie case as she is required to do to maintain her hostile work environment claim. Whether the conduct is severe or pervasive is determined in reference to the following factors: “the frequency of the discriminatory conduct; its severity; whether it is physically threatening or humiliating or a mere offensive utterance; and whether it unreasonably interferes with an employee’s work performance.”
Kortan v. California Youth Auth.,
The work environment must be subjectively and objectively hostile.
Ellison v. Brady,
The conduct alleged by plaintiff is not sufficiently severe or pervasive that a reasonable victim would find that it altered the terms and conditions of her working environment.
See Brooks v. City of San Mateo,
In
Brooks,
a case in which the court found that the plaintiff had not pled the requisite level of severity, the plaintiff alleged a single incident, indisputably far more severe than the incidents alleged by Ms. Smith. The
Brooks
plaintiff alleged that she was pushed up against a console and had her breasts touched underneath her shirt.
Brooks
at
Because the harassment alleged by Ms. Smith is not severe or pervasive, this Court must grant summary judgment for the defendant. Even if Ms. Smith had pled harassment sufficiently severe or pervasive to be actionable, which she has not, this Court must grant summary judgment because Ms. Smith has failed to establish that her former employer should be liable for the alleged actions of her coworker, as will be explained below.
C. Employer liability
In hostile work environment cases in which the alleged harasser is a
In coworker harassment cases, some courts have held that the plaintiff must plead and prove that the employer’s failure to respond adequately to harassment as part of her prima facie case.
See e.g., Swinton v. Potomac Corp.,
This Court declines to decide whether a plaintiff must plead and prove an employer’s failure to take corrective action as part of her prima facie case or whether the employer has the burden to introduce evidence that, from the time that it knew or should have known of the harassment, it took corrective action. In either case, whether corrective action is part of the
In this case, there is significant, unrefut-ed evidence that the employer took appropriate and immediate corrective action to end the sexual harassment alleged by plaintiff. None of the evidence submitted suggests that prior to January 18, 2001 defendant knew or should have known about the harassment. The plaintiff has testified that none of the acts of alleged harassment occurred in front of a supervisor. Smith Depo. at 89:3-13, 89:19-23. Plaintiff does not contest defendant’s statement that it was first informed by plaintiff of the harassment on January 22, 2001 and took immediate corrective action. Decl. Polifroni ¶ 9. Plaintiff does not dispute defendant’s statement that no further incidents occurred after Ms. Grimes was reprimanded on January 22, 2001 and the entire class was instructed not to engage in sexual harassment on January 23, 2001. Decl. of Polifroni Para 16 and Decl. of Grimes ¶ 17. When Ms. Smith requested that her work station be moved on January 29, 2001, it was immediately moved. Polifroni ¶ 17. See also Decl. of Lorraine Davey, Deputy Director of Employee Services for Humboldt County at 2:5-10. Notably, the employer took care to move several employees at once to avoid singling out plaintiff. Plaintiff was commended for bringing the harassment to her supervisor’s attention. Id at 2:16-18. Particularly in light of the de minimis nature of the harassment alleged, defendant’s efforts to remedy the harassment were reasonable.
The remedy which employers choose must be one that is “reasonably calculated to end the harassment.”
Harris v. Forklift Systems,
In coworker hostile work environment cases such corrective action is sufficient to absolve the employer of liability. Plaintiff has submitted no evidence to rebut these facts. There is no genuine issue of material fact which could lead a trier of fact to find that plaintiffs employer is liable for the actions of her coworker. Therefore, this Court must grant summary judgment for the defendant.
D. Constructive discharge
Plaintiff states in her complaint that the alleged sexual harassment “created a hostile work environment leading to my being forced to leave work by way of constructive dismissal.” Plaintiffs Complaint at 3 ¶ 6. Presumably, plaintiff is alleging a constructive discharge theory. Constructive discharge occurs when work
Although constructive discharge is usually a jury question
(Brooks,
E. Retaliation
In plaintiffs opposition to defendant’s summary judgment motion, plaintiff alleges that she was retaliated against by her employer for complaining about harassment. “Plaintiff contends that Humboldt discriminated against her ... for filing a written complaint opposing discriminatory conduct (retaliation).” Plaintiffs Brief Opposing Defendant’s Summary Judgment at 7. Plaintiff did not allege retaliation in her complaint, and has not amended her complaint. In a summary judgment motion, the Court is limited to a consideration of the legal theories advanced by plaintiff in her complaint. Nonetheless, even if plaintiff had properly amended her complaint to include retaliation, the Court would grant summary judgment on this claim as well.
Plaintiff has failed to establish a prima facie case of retaliation. A prima facie case of retaliation requires plaintiffs to adduce facts to support the following claims: (1) that the plaintiff engaged in protected activity; (2) that an adverse employment action occurred; and (3) that there was a connection between the adverse employment action and the protected activity.
Folkerson v. Circus Circus Enters., Inc.,
It is undisputed that when plaintiff complained about sexual harassment to her supervisor she engaged in protected activity, regardless of whether the harassment occurred. However, the facts alleged by plaintiff — that she was reassigned to a desk near the door, that she was made to look on with a coworker, and asked to operate a light switch — are insufficient to establish that an adverse employment action was taken against her.
Even if plaintiffs factual allegations were sufficient to establish a prima facie case of retaliation, defendant has rebutted that prima facie case through the nondiscriminatory reasons that it has stated for its actions; namely, that the desk reassignment put the furthest possible distance between defendant and plaintiff, and that plaintiff was asked to look on with a coworker because she did not understand the assignment.
See
Decl. of Mary A.
Plaintiff has failed to provide any evidence to show that defendant’s stated reasons are pretext. Therefore, summary judgment is granted to defendant on plaintiffs retaliation claim.
CONCLUSION
For the reasons stated above, this Court GRANTS defendant’s motion for summary judgment, [docket # 36]
IT IS SO ORDERED.
Notes
. The Court noted in
Burlington
that these terms were useful in determining whether conduct in violation of Title VII occurred, but suggested that courts invoke a new phrase "tangible employment action" or lack thereof, when determining whether an employer is subject to vicarious liability for the actions of its supervisors. Although the Supreme Court has introduced new terminology, it made clear that "|T]o the extent they [the terms "hostile work environment” and "quid pro quo”] illustrate the distinction between cases involving a threat which is carried out and
. 42 U.S.C. Sec.2000e-3 provides: "It shall be an unlawful employment practice for an employer to discriminate against any of his employees or applicants for employment ... because he has opposed any practice made an unlawful employment practice by this title.”
. For purposes of deciding defendant's summary judgment motion, the facts alleged by plaintiff are taken as true; however, this Court notes that plaintiff has submitted no evidence to support her version of events. In fact, all of the witness statements submitted by plaintiff tend to discredit her version of events. Plaintiff submitted as an exhibit a copy of a letter from Denise Grimes to which Ms. Grimes had attached a letter from another trainee, Ms. Shari Clark. Ms. Clark, referring to the incident in which Ms. Smith alleges that Ms. Grimes hit her, stated, "I did not see Denise hit her. I did see Mary with her hand on Denise and her other hand balled up into a fist and starting to swing on Denise.” See plaintiff's exhibit # Supp.2-000007.
. Two recent Supreme Court cases have discussed employers' liability for sexual harassment perpetrated by a supervisor in which no tangible employment action has occurred.
Burlington v. Ellerth,
. Swinton notes that, “the Supreme Court made clear that the affirmative defense outlined in
Ellerth
and
Faragher
applies only in cases of vicarious liability, where the harasser is the victim's supervisor.”
Swinton v. Potomac Corp.,
.
McDonnell
explains that after the plaintiff has established a prima facie case of discrimination, the burden shifts to the employer to state a legitimate, nondiscriminatory reason.
McDonnell Douglas Corp. v. Green,