Ledora McCathen SMITH
v.
Playville Joseph COLE.
Supreme Court of Louisiana.
*848 William R. Ary, New Orleans, for defendant-applicant.
Charles R. Grady, New Orleans, for plaintiff-respondent.
COLE, Justice.
The issue is whether a biological father is obligated to provide support for his child notwithstanding the child was conceived or born during the mother's marriage to another person and thus the legitimate child of that other person. In this instance, the mother asserts a filiation and support action against the alleged biological father. He filed the peremptory exception raising the objections of no cause of action and no right of action. The trial court sustained the exception and dismissed the action, invoking La.Civil Code article 184 which provides: "The husband of the mother is presumed to be the father of all children born or conceived during the marriage." The court of appeal, applying the concept of dual paternity, held a biological father has an obligation to support his child. It thus reversed and remanded for further proceedings.
FACTUAL AND PROCEDURAL HISTORY
Plaintiff, Ledora McCathen Smith, married Henry Smith on March 28, 1970. They had two sons, Henry and Derrick. During the fall of 1974, the Smiths physically separated, never reconciling. Thereafter, plaintiff began her five year cohabitation with defendant, Playville Cole. The child who is the subject of this action, Donel Patrice Smith, was born on December 25, 1975, approximately a year after plaintiff and defendant began living together. The birth certificate names Smith as Donel's father. The Smiths were not divorced until April 5, 1978.
The affidavit of Henry Smith, now a resident of California, avers he is not the biological father of Donel and affirms he never petitioned to disavow her paternity. Smith swears that Cole acknowledged to him his paternity of Donel; and, during late 1976, plaintiff and Cole attempted to influence him into executing certain documents which would allow Cole to change Donel's surname from Smith to Cole, "but that he refused to cooperate with them out of anger and the matter was dropped."
Plaintiff's divorce from Henry Smith was uncontested. His interests were represented by a curator ad hoc because it was not known where he could be found. The divorce petition declared only that "of this marriage, two children were born: Henry Smith, born September 29, 1970 and Derrick Smith, born June 13, 1974." Accordingly, the divorce judgment granted plaintiff "permanent custody of the minor children born of the marriage, namely, Henry and Derrick Smith." The divorce judgment did not mention Donel Patrice Smith.
Plaintiff and Cole ceased their cohabitation in February of 1980. On May 18, 1988 plaintiff brought this action against Cole, in forma pauperis, to prove paternity and obtain child support. The petition claimed that 1) plaintiff and Cole are the natural parents of Donel Patrice Smith, born December 25, 1975 and 2) Cole has acknowledged he is the father of this child by his acts and admissions.
*849 Rather than answering the petition, Cole filed his exception.[1] He claimed that as the Smiths were married when Donel was born and as Henry Smith did not disavow paternity, he is Donel's presumed father. LSA-C.C. art. 184. Citing Burrell v. Burrell,
The exception was heard on September 8, 1988, before a hearing officer pursuant to LSA-R.S. 46:236.5(C)(5) and Domestic Rule XII of the 24th Judicial District Court. The trial court sustained the exception on September 16, 1988. Plaintiff appealed the dismissal of her petition, claiming certain children can enjoy dual paternity rights. She argued to the appellate court that even though her former husband is Donel's presumed father, her suit to identify Cole as Donel's biological father for the purpose of obtaining support should not have been dismissed.
The Court of Appeal first determined the petition sets forth a cause of action for which the law provides a remedy, then determined plaintiff is the proper party to bring the action. Referring to the wrongful death action of Warren v. Richard,
Cole sought review from this court, asserting the mother of a child legitimate by virtue of LSA-C.C. art. 184 was without a right to bastardize her child merely to obtain child support. We granted certiorari to review Cole's claim and the viability of dual paternity in Louisiana following the amendment of the Civil Code's filiation articles by Act 720 of 1981.
DUAL PATERNITY IN LOUISIANA
Promotion and protection of the family unit were the principal reasons behind Louisiana's historically harsh treatment of illegitimate children. See Note, "All in the Family: Equal Protection and the Illegitimate Child in Louisiana Succession Law," 38 La.L.Rev. 189 (1977). For example, until 1981, Civil Code provisions prohibited fathers with legitimate descendants, ascendants or collaterals, or a surviving spouse, from bequeathing a mortis causa donation to their illegitimate offspring. LSA-C.C. art. 919, repealed by Acts of 1981, No. 919 § 1.[2] Children of maternal adulteries usually escaped the sanctions accorded illegitimates, however, because they were considered the legitimate offspring of their mother's husband. See Succession of Robins,
With the social and legal stigmas which attached to illegitimacy, it is not surprising that the courts rigorously applied the presumption of LSA-C.C. art. 184, that "the law considers the husband of the mother as *850 the father of all children conceived during the marriage." Tannehill v. Tannehill, supra.[3] The policy was to protect innocent children against attacks upon their paternity and the presumption was the strongest known in law. Tannehill v. Tannehill, supra; Mock v. Mock,
The Article 184 presumption was not without flaws. While it promoted the policy against bastardizing children, it often failed to conform with reality. A husband, who could not possibly be or who clearly was not the biological father, was nonetheless conclusively presumed to be so. Mock v. Mock, supra; Succession of Mitchell,
Direct legislative policy decisions were not the only encroachments on the Article 184 presumption. Indirect attacks, from interest groups such as children entitled to the presumption of legitimacy, from the state, and from biological fathers, also made an impact. The first impeller, Warren v. Richard,
This jurisprudential attitude spawned the state's paternity and support actions against biological fathers. Consequently, regardless of the existence of a legal or presumptive father, the state often succeeded in its criminal non-support actions against biological fathers. State in interest of Poche v. Poche,
Biological fathers were the third group to impact on the presumption. When they have shown an actual relationship with their illegitimate child, biological fathers have received substantial protection and recognition of their due process and substantive rights through the United States Supreme Court constitutional interpretations. Stanley v. Illinois,
Through these avenues, the legal fiction, that the mother's husband was the only father the law would recognize, was being wittled down. Then in 1981, the legislature followed the recommendation of the Louisiana State Law Institute and amended the filiation provisions in Civil Code articles 208 and 209. While true parentage and dual paternity were recognized as being consistent *852 with the 1980 version of these articles,[5] some thought it unclear whether Act 720 of 1981[6] put an end to the presumptively legitimate child's right to establish his or her dual parentage. Griffin v. Succession of Branch, supra.
Act 720's changes were interpreted by some commentators and courts to "impl[y] that the child who enjoys legitimate filiation, or is legitimated formally or acknowledged cannot institute the proceeding to establish filiation...." (emphasis in the original) Spaht, "Developments in the Law, 1980-1981: Persons," 42 La.L.Rev. 403, 405-406 (1982) (but see n. 24); Fontenot v. Thierry,
The operative language of the 1980 version of Article 209 read: "... any child may establish filiation, regardless of the circumstances of conception ..." LSA-C.C. art. 209, as amended by Act 549 of 1980. This phrase, however, was deleted from Article 209 by Act 720. And, included in the replacement language was the phrase, "[a] child not entitled to legitimate filiation ... must prove filiation ..." The lower courts and commentators, therefore, concluded that when reading the Article 209 changes together with the LSA-R.S. 46:236.1 (F) amendment, "the discernible legislative intent is that a child presumed to be that of the husband of the mother may not institute a proceeding to establish filiation to another man." Spaht, 42 La.L. Rev. 403, 407; Fontenot v. Thierry, supra; IMC Exploration Co. v. Henderson, supra; see also Thomas v. Smith, supra. In Griffin v. Succession of Branch, supra, however, this court determined we could not subscribe to such a wholesale preclusion of children who may enjoy legitimate status, but wished to establish their true parentage.
In Griffin, we adopted the First Circuit's interpretation of Act 720 as expressed in Succession of Levy,
The Louisiana State Law Institute's recommended amendments for Articles 208 and 209 were introduced as House Bill No. 818 of 1981. The Law Institute's proposals were intended to address the potential succession problems created by Succession of Brown,
Approximately two weeks prior to the introduction of House Bill No. 818, the Council of the Louisiana State Law Institute briefly discussed a request from the DHHR for the adoption of an Article 209 presumption to aid the DHHR's child support collection efforts. Minutes, Louisiana State Law Institute Council Meeting, April 10, 1981. It was suggested by the DHHR that proof of a man having lived in open concubinage with the mother of a child at the time of conception would raise the presumption that he was the child's father. Council members, however, considered it unwise to adopt this proposal without first giving careful consideration to the proposal's *854 effect upon family relationships generally. As a result, the proposal was rejected. Id.
The portion of Act 720 amending LSA-R.S. 46:236.1 was added to House Bill No. 818 by the House on June 9, 1981, the day before the bill was received by the Senate. The amended bill merely codified jurisprudence already recognizing the state's right to bring paternity actions against biological fathers despite the Article 184 presumption of paternity. Finnerty v. Boyett, supra; State in interest of Poche v. Poche, supra. Thus, it appears the amendment to LSA-R.S. 46:236.1 (F) was made solely to satisfy the interests of the DHHR. It was not intended to imply that children who enjoyed legitimate filiation had lost their right to establish dual paternity or otherwise limit the movement sparked by Warren v. Richard.
EFFECTS OF DUAL PATERNITY
Recognition of actual paternity, through filiation actions brought by the legitimate child, the biological father or the state, does not affect the child's statutory classification of legitimacy. Consequently, this paternity and support action will not alter Donel Smith's status as the legitimate offspring of her mother's former husband, Henry Smith. LSA-C.C. art. 184 et seq.
Through the presumption of Article 184, which extends to all children born or conceived during the marriage, and the expiration of the peremptive period of Civil Code art. 189, Donel is conclusively presumed to be Smith's legitimate offspring. The disavowal action was personal to Smith and only he or his heirs had the right to disavow Donel's paternity. LSA-C.C. arts. 187, 190; In re Murray, supra. His failure to do so timely established Donel as his legal and legitimate child. LSA-C.C. arts. 184, 189. The legal tie of paternity will not be affected by subsequent proof of the child's actual biological tie. Legitimate children cannot be bastardized by succeeding proof of actual parentage.
The Article 184 presumption will not be extended beyond its useful sphere. The presumption was intended to protect innocent children from the stigma attached to illegitimacy and to prevent case-by-case determinations of paternity. It was not intended to shield biological fathers from their support obligations. Cf. State, through DHHR v. Hinton, supra; State in interest of Poche v. Poche, supra; State in interest of Guillory v. Guillory, supra. The presumed father's acceptance of paternal responsibilities, either by intent or default, does not enure to the benefit of the biological father. It is the fact of biological paternity or maternity which obliges parents to nourish their children. The biological father does not escape his support obligations merely because others may share with him the responsibility. Biological fathers are civilly obligated for the support of their offspring. Starks v. Powell, supra. They are also criminally responsible for their support. LSA-R.S. 46:236.1(F); State, through DHHR v. Hinton, supra; State in interest of Guillory v. Guillory, supra; see also Malek v. Yekani-Fard, supra, and State v. Jones,
Moreover, because of his actual relationship with Donel, developed when he and plaintiff lived together as a family unit, defendant may have parental rights which are constitutionally protected. Since Henry Smith's failure to disavow paternity would not preclude defendant from bringing an avowal action, it would be unjust to construe the presumption so as to provide defendant with a safe harbor from child support obligations. Articles 208 and 209 give the child or the child's mother, the right to bring a filiation proceeding. O'Bannon v. Azar,
In summary, Louisiana law may provide the presumption that the husband of the mother is the legal father of her child while it recognizes a biological father's actual paternity. When the presumptive *855 father does not timely disavow paternity, he becomes the legal father. A filiation action brought on behalf of the child, then, merely establishes the biological fact of paternity. The filiation action does not bastardize the child or otherwise affect the child's legitimacy status. The result here is that the biological father and the mother share the support obligations of the child.
The question of whether the "legal" father in this case also shares the support obligation is not before the court. We decline for now to hold the legal father will, in all factual contexts, be made to share the support obligations with the biological father and the mother.[8]
NO CAUSE OF ACTION
Plaintiff's petition "To Prove Paternity and to Obtain Child Support" alleges 1) plaintiff and Cole are the natural parents of Donel Patrice Smith born December 25, 1975 and 2) Cole has acknowledged that he is the father of this child by his actions and his oral admissions. Cole claims these allegations do not set forth a cause of action because Donel is the legitimate child of Henry Smith, who was married to plaintiff at the time of Donel's birth. LSA-C.C. art. 184. As Smith did not disavow paternity, he is the presumed father. LSA-C.C. art. 184, et seq.
The purpose of the peremptory exception raising the objection of no cause of action is to determine the legal sufficiency of the petition. No evidence may be offered at any time to support or controvert the exception. LSA-C.C.P. art. 931. The exception is tried on the face of the pleadings and the court accepts the facts alleged in the petition as true, determining whether the law affords any relief to plaintiff if those facts are proved at trial. The exception must be overruled unless the plaintiff has no cause of action under any evidence admissible, based upon the pleadings. LSA-C.C.P. art. 927; Robinson v. North American Royalties, Inc.,
The allegations are that defendant is the natural father of Donel; he has acknowledged his paternity of her; and plaintiff, as Donel's mother, seeks child support. Accepting the facts alleged as true, the face of the petition states a cause of action for which the law affords relief. Regardless of the child's status as the legitimate child of Henry Smith, if plaintiff proves these facts at trial, she will be entitled to relief.
For the reasons assigned, we affirm the judgment of the court of appeal. The trial court's ruling, sustaining the peremptory exception raising the objection of no cause of action, was properly reversed. All costs are to be assessed against applicant.
AFFIRMED.
DENNIS, J., concurs with reasons.
NOTES
Notes
[1] At trial and on appeal, Cole improperly combined the objections of no right of action and no cause of action, treating them as one. The appellate court addressed the objections separately. This writ addresses only the objection of no cause of action.
[2] Article 919 formerly provided: Illegitimate children are called to the inheritance of their father, who has duly acknowledged them, when he has left no descendants nor ascendants, nor collateral relations, nor surviving wife, and to the exclusion of the state. In all other cases, they can bring an action against their father or his heirs for alimony, the amount of which shall be determined, as is directed in the title: Of Father and Child.
[3] See, LSA-C.C. arts. 184-192 prior to amendment by Acts of 1976, No. 430, § 1. Of particular interest, article 185, formerly provided: The husband can not by alleging his natural impotence, disown the child; he can not disown it even for cause of adultery, unless its birth has been concealed from him, in which case he will be permitted to prove that he is not the father.
[4] In the background of these changes the family unit concept, which was aimed at the preservation of family values, had begun to succumb to the equal protection rights of illegitimate children. See 38 La.L.Rev. 189. In cases such as Levy v. Louisiana,
[5] Section 1 of Act 549 of 1980 amended Articles 208 and 209 of the Louisiana Civil Code as follows:
Art. 208. Authorization to prove filiation. Illegitimate children, who have not been acknowledged as provided in Article 203, may be allowed to prove their filiation.
Art. 209. Methods of proving filiation. 1. An illegitimate child may be entitled to a rebuttable presumption of filiation under the provisions of this Article. Or any child may establish filiation, regardless of the circumstances of conception, by a civil proceeding instituted by the child or on his behalf in the parish of his birth, or other proper venue as provided by law, within the time limitation prescribed in this Article.....
[6] Section 1 of Act 720 of 1981 amended Articles 208 and 209 of the Louisiana Civil Code as follows:
Art. 208. Requirement to prove filiation
In order to establish filiation, a child who does not enjoy legitimate filiation or who has not been filiated by the initiative of the parent by legitimation or by acknowledgment under Article 203 must institute a proceeding under Article 209.
Art. 209 Proof of filiation
A. A child not entitled to legitimate filation nor filiated by the initiative of the parent by legitimation or by acknowledgment under Article 203 must prove filiation by a preponderance of the evidence in a civil proceeding instituted by the child or on his behalf within the time limit provided in this Article.
* * * * * *
C. The right to bring this proceeding is heritable.
* * * * * *
Section 2 of Act 720 provided that: Any person against whom the time period provided in this Act would otherwise have accrued except for the provisions of this Section shall have one year from its effective date to bring a proceeding to establish filiation of a child. If no such proceeding is timely instituted, such filiation may not thereafter be established.
Section 3 provided that: Subsection F of Section 236.1 of Title 46 of the Louisiana Revised Statutes of 1950 is hereby amended and reenacted to read as follows:
§ 236.1. Family and child support programs
* * * * * *
F. The department, except when it is not in the best interest of the child, may without the necessity of written assignment, subrogation, tutorship proceedings, separation proceedings, or divorce proceedings, take direct civil action, including actions to establish filiation against an alleged biological parent notwithstanding the existence of a legal presumption that another person is the parent of the child solely for the purpose of fulfilling its responsibility under this Section, in any court of competent jurisdiction, to obtain an order, judgment, or agreement of support against the responsible person in any case in which an AFDC grant has been made for or on behalf of a child or children or in any case in which the department has agreed to provide services for a non-AFDC applicant. The amount of such support shall be set only by order of the court or by the consent of the parties, but in either case the department shall be designated as payee. A separate and distinct cause of action in favor of the department is hereby created, and suits brought under this provision need not be ancillary to or dependent upon any other legal proceeding.
* * * * * *
[7] Succession of Brown, supra, declared former LSA-C.C. art. 919 unconstitutional under the equal protection clause of the Fourteenth Amendment to the United States Constitution and Art. I, § 3 of the Louisiana Constitution of 1974. As amended and reenacted by Act 607 of 1979, Article 919 provided:
Art. 919. Illegitimate children are called to the inheritance of their father, who has duly acknowledged them, when he has left no descendants nor ascendants, nor collateral relations, nor surviving wife, and to the exclusion only of the state.
In all other cases, they can only bring an action against their father or his heirs for alimony, the amount of which shall be determined, as is directed in the title: Of Father and Child.
[8] The best interest of the child should be considered in determining whether the court in a given case will impose the obligation of support on the person who, by virtue of Article 184, is conclusively presumed to be the father of the child. While LSA-C.C. art. 227 may provide the basis for such an imposition on the legal father, the fact that there is a biological father capable of providing support cannot equitably be ignored.
