SMITH STEEL WORKERS, Directly Affiliated Local Union 19806,
AFL-CIO, Plaintiff-Appellant,
v.
A. O. SMITH CORPORATION, Defendant-Appellee, and National
Labor Relations Board, Intervenor-Defendant-Appellee.
SMITH STEEL WORKERS, Directly Affiliated Local Union 19806,
AFL-CIO, Petitioner,
v.
NATIONAL LABOR RELATIONS BOARD, Respondent, and A. O. Smith
Corporation, Intervenor-Respondent.
Nos. 17309, 17436.
United States Court of Appeals Seventh Circuit.
Dec. 23, 1969.
Kenneth R. Loebel, Goldberg, Previant & Uelmen, Milwaukee, Wis., for petitioner-appellant, Smith Steel Workers.
Herbert P. Wiedemann, John W. Brahm, Milwaukee, Wis., for A. O. Smith Corp., defendant-appellee.
Arnold Ordman, Gen. Counsel, Dominick L. Manoli, Associate Gen. Counsel, Marcel Mallet-Prevost, Asst. Gen. Counsel, Robert A. Giannasi, Nan C. Bases, Attys., N.L.R.B., Washington, D.C., William C. Humphrey, N.L.R.B., Milwaukee, Wis., for N.L.R.B.
Before HASTINGS, Senior Circuit Judge, and KILEY and CUMMINGS, Circuit judges.
CUMMINGS, Circuit Judge.
One of these companion cases is an appeal by Smith Steel Workers, Directly Affiliated Local Union 19806, AFL-CIO (the 'Union'), from the district court's judgment dismissing its suit seeking direct review of a unit clarification order of the National Labor Relations Board and seeking arbitration under a collective bargaining agreement with A. O. Smith Corporation (the 'Company'). The other case is the Union's petition to review a subsequent order of the Board finding that the Union engaged in an unfair labor practice by insisting that the Company recognize it as the bargaining agent for employees whom the Board had found were represented by another union.
The Company manufactures automobile frames and other metal products at its Milwaukee, Wisconsin, plant. In 1946, the Union was certified by the Board as the bargaining representative for all 'production, maintenance and office employees' at that plant not included in other units or not specifically excluded in the certification. Another union, the predecessor of the Technical Engineers Association (the 'TEA'), was simultaneously certified as the bargaining representative of various employees of the Company, including laboratory technicians, laboratory assistants A and laboratory assistants B.
In 1966, the Company and TEA entered into an agreement covering the employees in the TEA unit, while the Company and the Union entered into a contract covering the employees in its certified unit. Both contracts were to expire on July 31, 1968. When these contracts were negotiated, the Union represented 4500 employees and TEA represented 340 employees.
In 1966, TEA filed a grievance with the Company, claiming that certain employees covered by the Union's contract were performing work which was to be performed by employees represented by TEA. The Union agreed to participate in the arbitration of the grievance. The Company, the Union and TEA agreed upon an arbitrator, and the arbitration hearing commenced on January 4, 1967. At the start of the hearing, the company explained that it had filed two unit clarification petitions with the Labor Board on December 30, 1966. This was pursuant to the procedure described in Carey v. Westinghouse Corp.,
In August 1967, despite the Board's ruling, the Union notified the Company that it expected the Company to continue to recognize the Union as the representative of the experimental workers A and B. The Company replied that it was bound by the Board's unit clarification order to recognize TEA as their exclusive bargaining representative. The Union recommended that the matter be submitted to an arbitrator. In September 1967, in the absence of a reply from the Company, the Union filed its action in the district court to set aside the unit clarification order and compel arbitration. The Board intervened to protect its jurisdiction over issues of representation, and on June 28, 1968, the district court dismissed the action on the ground that it lacked jurisdiction to set aside the Board's decision. The court also held that under Section 301(a) of the National Labor Relations Act (29 U.S.C. 185(a)), it could not compel the Company to arbitrate the representation question which had already been determined by the Board adversely to the Union in the 1967 unit clarification order.
In the interim, the Company had filed unfair labor practice charges with the Board, alleging that the Union's actions in continuing to seek representation of the experimental workers violated the National Labor Relations Act. On January 30, 1968, a trial examiner concluded that the Union violated Section 8(b)(3) of the Act (29 U.S.C. 158(b)(3)) 'by pressing its demand with Smith for continuing recognition and bargaining for a unit which the Board found to be inappropriate in its Unit Clarification decision.' In January 1969, the Board affirmed the recommendations of the trial examiner in the unfair labor practice proceeding and ordered the Union to cease and desist from insisting upon bargaining and arbitration of the dispute. The Board included the posting of notices in the relief granted.
The District Court's Order
We agree that the district court properly denied the Union's motion for summary judgment and properly granted summary judgment in favor of the Company and the Board. Federal district courts normally lack jurisdiction to review orders of the National Labor Relations Board. Boire v. Greyhound Corp.,
The district court was also correct in refusing to compel arbitration of the unit representation issue after its determination by the Board. Arbitration provides an alternative means of resolving disputes over the appropriate representational unit, but it does not control the Board in subsequent proceedings. Carey v. Westinghouse Electric Corp.,
The Unfair Labor Practice Order
No specific Section of the National Labor Relations Act expressly prohibits, as an unfair labor practice, attempts by a union to bargain for an inappropriate unit of employees. However, considerations of the policy of the Act have led the Board and courts to the conclusion that union demands for recognition as representatives of employees previously placed in a different unit by the Board violates the union's obligation to bargain collectively. Douds v. International Longshoremen's Ass'n.,
9-14$ The duties imposed on employers and unions by the National Labor Relations Act are complementary and must be construed in harmony with one another. In International Ladies' Garment Workers Union, AFL-CIO v. National Labor Relations Board,
'It was the intent of Congress to impose upon unions the same restrictions which the Wagner Act imposed on employers with respect to violations of employee rights.'
The same is true of the bargaining responsibilities created by Sections 8(a) (5) and 8(b)(3). See Douds v. International Longshoremen's Ass'n,
The Union's duty to bargain in good faith is not confined to negotiations for a new collective bargaining agreement. It continues during the term of the existing agreement to the same extent that the employer's duty continues under Section 8(a)(5) (29 U.S.C. 158(a)(5)). See Union News Company v. Hildreth,
16-18$ The procedural scheme of the Act also points to the conclusion that review and enforcement of the Board's unit clarification order are available through an unfair labor practice proceeding instituted by the employer under Section 8(b)(3). The unions and an employer caught in the middle of a representational dispute may petition the Board under Section 9(c)(1) (29 U.S.C. 159(c)(1)) to obtain a clarification of the unions' certificates on the question of the appropriate units represented by each. Carey v. Westinghouse Electric Corp.,
The Union also urges that under Republic Steel Corp. v. Maddox,
The Board's Affirmative Relief
The Board ordered the Union to cease and desist from continuing to demand recognition as representative of the disputed employees. In addition, the Board adopted the trial examiner's recommendation of affirmative action to be taken by the Union. This required the Union to post a prescribed notice at its business office and meeting hall for 60 days, to mail the Board's regional director 30 copies of the notice for posting on the Company's bulletin boards, and to notify the regional director of steps taken by the Union to comply with the Board's order. We do not feel that in this case the posting of notices and other affirmative relief was appropriate.
It is well established that posting orders may be issued by the Board as affirmative relief where necessary to effectuate the policies of the Act. Enforcement is not, however, automatic. Courts have modified posting orders issued by the Board on several occasions in order to conform the relief to the appropriate goals of the statute. Cf. Reliance Mfg. Co. v. National Labor Relations Board,
The Board's Unit Clarification Order
Finally, we must consider the correctness of the Board's unit clarification order. If that order is invalid, the Board's finding of an unfair labor practice must fall.
At the heart of the present controversy lies the question whether the nature of the dispute was representational, as the Board determined, or jurisdictional as the Union now argues. If the dispute was concerned solely with work assignment matters, the Board lacked the power to intervene until permitted to do so by Section 10(k) (29 U.S.C. 160(k)) in order to resolve a strike or threat of a strike in violation of Section 8(b)(4)(D) (29 U.S.C. 158(b)(4) (D)). In that case, the parties would be thrown upon their own resources, and continued bargaining and arbitration would be appropriate. Cf. Carey v. Westinghouse Electric Corp.,
In the present case, we are convinced that the Board's determination that the dispute was representational was correct. In the unit clarification proceeding, there was no question of any union's attempt to obtain additional work for its members. Rather, the dispute centered upon the appropriate bargaining unit to which the technicians and experimental workers belonged. See Carey v. Westinghouse Electric Corp.,
Section 9(b) invests the Board with wide discretion to determine the appropriate bargaining unit. Packard Motor Co. v. National Labor Relations Board,
Numerous factors may be considered by the Board in determining the boundaries of an appropriate unit. The Board seeks homogeneous, identifiable and distinct units. National Labor Relations Board v. Glenn Raven Knitting Mills,
In the instant case, the Board found that the Company reactivated its pre-World War II automotive laboratory in August 1945. Prototypes of experimental vehicles and their components were produced and tested there by the Company's automotive division. When the Board issued certifications to TEA's predecessor and to the Union in 1946, the laboratory employed only two junior designers and two laboratory assistants, all of whom were represented by TEA's predecessor and were part of its certified unit.
Between 1946 and 1951, the Company temporarily assigned certain sample shop employees, represented by the Union and by the International Association of Machinists, District No. 10, to the laboratory. They functioned as helpers to the laboratory assistants represented by TEA's predecessor. In 1951, the Company expanded the permanent automotive laboratory complement by adding five employees from its sample shop. Four of these were represented by the Union, and the other by the International Association of Machinists. They performed functions previously handled by laboratory assistants who were represented as part of the TEA unit. After their transfer, however, only one of these five was classified as laboratory assistant and represented by TEA. The other four remained in the Union's unit and were known as experimental workers.
The Board found that at the time of the 1967 hearing, the content of the job classifications remained essentially the same as at the time of their creation, despite the general upgrading of skills resulting from technological advances. There were Technicians I (top grade), formerly known as laboratory assistants A. These men were responsible for the technical test projects in the automotive laboratory and have consistently been represented by TEA and its predecessor. The Company also employed experimental workers A who assisted Technicians I, and experimental workers B who performed routine testing tasks under the direction of Technicians I and experimental workers A. The gradation among these groups represented differing degrees of skill, experience and tenure. The Board concluded that all three categories were laboratory assistants performing the same functions as performed by 'laboratory assistants' within the 1946 certification of TEA's predecessor. All operated under the laboratory-supervisor foreman and the engineering department. Their work demanded cooperation in the accomplishment of the same projects at the same location. The fact that the employees now combined in a single TEA unit had previously been adequately represented by different unions does not upset the correctness of the Board's decision. Cf. Mueller Brass Co. v. National Labor Relations Board,
The Union finally contends that the Board's unit clarification order, even if correct, could not affect its right to continue to represent the experimental workers under its collective bargaining agreement which continued in effect through July 1968. This contention, however, is based on the misconception that the contract could continue to cover employees in an inappropriate unit. The Union lost its right to represent the five experimental workers through the unit clarification order of July 25, 1967. At that time, its right to recognition as bargaining agent for those employees ceased. Retail Clerks v. Montgomery Ward,
Since there is no contention that other matters remained to be dealt with by arbitration which were not disposed of by the Board, the decision of the district court is affirmed. The petition to set aside the order of the Board is denied and the cross-petition for enforcement is granted with respect to the cease and desist portion of the Board's order.6
Notes
Section 8(b)(3) provides:
'It shall be an unfair labor practice for a labor organization or its agents--
'(3) to refuse to bargain collectively with an employer, provided it is the representative of his employees subject to the provisions of section 9(a);' (29 U.S.C. 158(b)(3)).
We need not decide whether the Union's insistence upon recognition in this case constituted a restraint upon the exercise of employees' Section 7 rights in violation of Section 8(b)(1)(A) and 8(b)(2) as charged by the General Counsel's complaint before the Board. The trial examiner and Board concluded that only Section 8(b)(3) had been violated. No contention has been pressed before us concerning those Sections
Compare the procedures involved in a work assignment dispute. There no Board action may be taken at all until a strike has taken place. 29 U.S.C. 158(b)(4)(D); see Carey v. Westinghouse Electric Corp.,
We do not reach the question whether the Union's action in filing a petition for unit clarification by the Board constituted a waiver of any subsequent contention that the dispute was jurisdictional rather than representational
Fender Musical Instruments,
In reaching this decision, the Court has honored the Union's request not to consider matters that are not part of the certified record. We have also considered the other arguments presented by the Union and have concluded that they do not affect the result
