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Smith & Nephew, Inc. And John O. Hayhurst, M.D. v. Ethicon, Inc.
276 F.3d 1304
Fed. Cir.
2001
Check Treatment
Docket

*2 GAJARSA, Circuit Judges. NEWMAN,

PAULINE Judge. Circuit Nephew, Smith & Hay- Inc. and John O. hurst, N”) (together appeal M.D. “S & legs to of the edges the outer urges ber States United summary judgment the hole. within upon the bone Oregon, bear the District Court District edges outer infringe, With Ethicon, Inc. did holding that ap- any tension in- upon bearing contribute infringement, induce *3 sharp 82 No. causes Patent to the suture plied States of United fringement “An- to secure into the bone (“the dig entitled to patent”) edges 87 '557 5,601,557 hole. We within Tissue.” Manipulating member choring and the anchor remand to the bone summary dig and into judgment 88 also The vacate barbs effect of proceedings. anchoring supplement for further legs 86. is

BACKGROUND member Preferably, the anchor positioned is within so that when sized ’ kinds of two composed are Bones are hole, edges the outer thin, out- harder relatively bony tissue —a layer relatively bone dense a beneath a softer “cortical bone” called er shell bone, the surface located at is “cancellous called material inner bone As a layer. the cortical known as and is ato is directed patent '557 The bone.” (in conjunc- result, in the suture tension a within bone a affixing suture method force of resilient the intrinsic tion with resil- having inserting suture a leg that forces the member the anchor into bone. a hole drilled legs into ient lodge edges to apart) tends edges place into pushed is the anchor After beneath member the anchor automatically expand resilient the anchor rendering layer, cortical the suture. bone, anchoring cancellous from substantially irremovable member that “Whenever states specification the hole. suture, ends of applied is tension re- and resist bone into the legs dig Patent, 42-60. Claim col. lines '557 from member the anchor moval claim, follows: the broadest in the illustrated The invention is hole.” anchoring method 1. A as follows: '557 suture, compris- attached steps of: ing the bone; in the forming a hole member; to a attaching a suture the hole member within lodging attached with by pressing hole; and into the suture suture so attaching tissue against the bone. is the tissue secured explains: the su- tug on Surgeons are instructed into the pressed is the anchor ture after the needle from expelled Once securely seated. it is assure mem- the anchor hole, the resilience 17, 1999). Inc., 1938857(D.Ore. Ethicon, Dec. No. v. Nephew, Inc. 1. Smith U.S.P.Q.2d 1888, 98-76-MA, WL secure, After is the suture is the surgeon’s pull, and thus is not “lodged” tissue, damaged used re-attach manipulation. such without this Ethicon states tendon, ligament so that it that the movement of its anchor averages placed during healing. 1.1 to 1.8 millimeters. The amount of movement of the Ethicon anchor was dis- suture, The Ethicon bearing puted, & stating N the Ethicon below, pictured pressed is also through a tests used degraded pig bone and involved needle into a hole drilled in the bone: application of excessive force.

The district court referred the claim *4 construction issues to a magistrate judge, who construed the “lodging the member” term as follows: phrase requires This that the mem- ber, pressed once hole, into the may not be However, removed.* phrase this require the member be Ethicon states pressed that instead of when hole, the resilient immovable into the nor spreading preclude of does it the & N S movement after or ma- nipulation bone, lodging. Therefore, after enters the the Ethicon once the member is pressed anchor has two or into four or “arcs” that hole, manipulation occur, some may spread are by but manipulation bone manipulation beyond pressing must by the surgeon, who legs by “sets” the necessary be in order to secure the pulling suture, backward on the causing member in the hole. The further move- spread prevent and to further ment that permitted, is but not required, movement. S & disputes N this mecha- may may not result in the device nism, stating that the Ethicon legs are being even securely more lodged in the resilient and shape recover their when ex- instance, bone. For tension on the su- pelled from the needle. may, ture configurations some result Ethicon summary moved for judgment in further portion deformation of the of noninfringement ground on that the the device in layer the cancellous setting action assertedly required for its bone resulting in an even more secure anchor, whereby surgeon pulls on the placement is, of the key device. The spread suture to the arcs of the anchor however, may that this make the device bone, and drive them into the avoids in- even harder to remove from the fringement construed claims. is required keep it within the argued Ethicon “lodging clause bone. within the hole pressing Upon clarification, Ethicon’s motion for the member with attached suture into the judge the magistrate following added the hole” limits the '557 claims to a method sentence, footnote to the first at the aster- wherein the anchor is permanently and isk: fixedly embedded upon being * hole, pressed into the any without further Therefore, “lodged” means that the manipulation or movement. Ethicon stat- ready is device to secure tissue to the that its ed “significantly” moves on bone. underlying issues nation of fact-based explana- no provided judge magistrate scope, without footnote, parties debate legal and the conclusion

tion foot- that the rulings states district meaning. deference an- all movement Technologies, means that v. FAS Cybor Corp. note court. pressed it is after is excluded 1448, 1456, USPQ2d chor Inc., is not that moves hole, an anchor since banc). (Fed.Cir.1998) (en 1169, 1174 bone,” and tissue “ready secure was decid- infringement, which question of accordingly. limited S is the claim summary judg- motion for on ed Ethicon’s interpretation contra- N states that on the ment, for correctness is reviewed magis- statements the several dicts court, drawing the district record before requirement there is judge trate in favor of the inferences all reasonable immediately immovable that the anchor & N. non-movant S magis- inserted, stressing the it is after statement judge’s explicit trate the district & N states that ma- preclude movement claim “does not incorrect, construction court’s claim lodging.” nipulation after magistrate from the it departed *5 magis- accepted the court The district that the claim construction judge’s correct construction, accept- also but trate’s claim manipu movement or preclude “does not the “lodging the that Ethicon’s view ed points N out lodging.” S & lation after 1 re- of claim by pressing” rejected Ethi judge magistrate that pulled not need that quires an anchor that no fur construction requested con’s is at- the suture surgeon before by the manipulation an movement or ther if ruled that The court tissue. tached to by the claim. S N permitted is chor required, there is the anchor pulling to set it is whether that irrelevant also states district infringement. not be can of manipulation movement or further “in absence of that court concluded bone, for that anchor occurs within that some evidence in the claim. limitation included is fact, is, in suture anchor pressure to the district court argues that the Thus S & N from there is evidence step, needless barring as construing the claim erred conclude juror could which a reasonable manipulation of the an any movement accused suture using the surgeons that the anchor has surgeon after by chor patent.” directly infringe anchors in the bone. inserted been that in the concluded court The district ready suture is Ethicon method judge magistrate that the We conclude pressed is tissue when secure in claim 1 the term ruled subsequent hole, only after into the but the hole member within “lodging the claim con- step. On this pulling/seating attached suture member with pressing the granted sum- struction, court the district surgeon’s not bar into the does hole” both non-infringement, mary judgment movement ensuing small tug and equiva- the doctrine literal under The claim con- insertion. after lents. “lodging” means correct that was struction not be after can withdrawn that the anchor DISCUSSION hole, and that “fur- pressed it is I permitted, but not ... is ther movement pre- required.” This construction is reviewed construction Claim whereby surgeon tugs clude the action law, including de novo determi- a matter of on the suture after insertion. Both sides be by manipulation. extended In the agreed any prudent surgeon would Freedland method surgeon uses for- an assure that ceps seated within the on a pull cord that extends through bone structure. In tube, the S & N method the opening the Freedland fastener pull on the anchor tests umbrella, whether it is like an thereby pinning itself lodged, because legs automatically inside the hole in the bone and stabilizing spread into layer bone; the cancellous against the bone while movement the frac- pull confirms ture have heals. spread. There was evidence before the During prosecution of the '557 district court that sides issue both instruc- inventor, Hayhurst, Dr. argued that a tions that surgeons perform should such a difference between his invention and that pulling step. of Freedland is that the '557 anchor is anchor,

The Ethicon according to Ethi- securely upon embedded simply pressing it con, is not lodged until after the into the hole where it into resiles the can- pulls suture, on the stating Ethicon cellous and that manipu- no further ensuing is the through movement the bone lation of the anchor is necessary. At his spreads the legs, and that without deposition Hayhurst Dr. repeated this de- manipulation the Ethicon anchor scription is not of how his invention works. “lodg[ed] within the hole” as set forth Ethicon states that the inventor thus dis- claim 1. & disputes S N this view of the claimed coverage of its anchor that re- method, and also argues quires that even manipulation to move it place if a pulling step necessary were to lodge open legs. responds S & N *6 anchor, the Ethicon the claims infring- are the Ethicon anchor does require such ed all because of claim steps per- manipulation, are and that surgeon’s “pull” formed, whether or not this pull- additional on both the '557 anchor and the Ethicon step ing performed. is also they pushed after are into the hole

is not Freedland-type manipulation a to Ethicon argues that also S N is open fracture, a closed device in a but a estopped from a claim construction cover cautionary routine safeguard to assure a method ing requires employs place the anchor is in in the bone. S manipulation or movement of the anchor & N states that the '557 inventor did not it pressed hole, after is pointing to procedure disclaim his own which included arguments during prosecution made of the this safeguard of anchor, on the pulling patent '557 a overcome reference to Hayhurst Dr. merely distin- correct, Freedland. is partly Ethicon for guished Freedland’s elaborate manipu- arises, estoppel but not to the pro extent opens lation that an umbrella-like fastener posed by Ethicon. The Freedland refer inside a fractured bone.

ence a shows fastener inserted into a hole

drilled into a fracture; broken bone at the agree magistrate We with the fastener anchor, serves not as a judge claims, suture that the '557 correctly con but as a device holding strued, for the fracture neither require exclude nor a sur together during healing. The geon’s tug Freedland to assure that the anchor is set fastener has project arms that the within cancellous and do not cancellous bone preclude tissue the area of the a small as a movement result of fracture, but the arms of the fastener must A tug. interpretation

1310 into the hole with inserting the member practice reasonable exclude would such that oriented rarely patent “is taught in the the method hole lodges within the member an inter such interpretation; the correct any manipulation absence persuasive evi- highly requires pretation inserting the mem- Co. v. Mfg. support.” Modine dentiary into the hole. ber Comm’n, 75 Trade Int'l States United USPQ2d F.3d that S & claim 6 shows Ethicon states that (Fed.Cir.1996). manipulation N’s invention excludes anchor, while S after insertion sort assertion its Ethicon is incorrect a this claim describes states that & N (sometimes called step pulling a that since embodiment, in accordance with preferred “necessary” to set step) “tensioning” is This differentiation. the doctrine of claim on anchor, pulling sep- presumption that reflects the doctrine in the '557 included must be scope. See are of different arate claims ed.) infring (6th to be for claims claims in order Practice Irving Kayton, Patent adopted (1995): 3.1, in dissent has colleague Our 3.3 ed. hold and would argument, Ethieon’s [Pjatent typically draft practitioners anchor is on the tugging since approximating spec- series of claims claims, claims '557 in the stated protection.... first trum of However, are infringed. can not be may made a claim way which are steps thereof all of the infringed when adding a limitation to narrower itself is unless invention performed, element. form of an additional in the steps. The of additional the elimination reading claim 6 discern basis We prosecution specification, patent, countermanding claim construction summary testimony in the history, and judge “[does that claim magistrate clear that the make

judgment proceeding, manipulation preclude movement not] the an tug on surgeons instruction lodging.” after prudent a matter of using it is chor before court’s claim confirm the district We of claim not a limitation practice, surgical *7 construction, or clari- with the modification 1. nor 1 excludes that claim neither fication pulling on the suture requires the 6 of the point to claim parties Both However, we also after it is inserted. the limitation patent, includes '557 which that construction the claim confirm “manipulated”: is not that the anchor whereby a device claims do not cover a anchoring in bone A 6. method manipulat- necessarily be must the suture suture, compris- member and attached in order through the bone ed and moved ing steps of: legs, S spread for open the anchor and history prosecution estopped by is& N having a providing deformable ma- that must be covering from device “D”; a width dimension fix in in it opened order nipulated member; attaching a suture to However, that device resiles the bone. in a manner ma- may in a be forming a hole the bone after insertion into be- “manipulation that is provided a diameter nipulated that the hole has such necessary in order pressing not] yond [is dimension greater than the width in the hole.” to secure “D”; and

13H II performed be practice in of an invention. See, e.g., Moleculon Corp., Research 793 signal steps that additional 1271, (method F.2d at USPQ 229 at 812 may performed in carrying out a practiced can steps include in addition to claimed method is “comprising.” the word claim). those in Technologies, See Vivid Inc. v. stated Infringement American Inc., 795, Engineering, Science & 200 arises F.3d when all of the of a steps claimed 811, 1289, (Fed.Cir.1999) USPQ2d 53 1301 performed, method are whether or not the (the signal “comprising” “generally un infringer performs also steps. additional derstood to signify the claims do not See, e.g., Vivid Technologies, 200 F.3d at presence exclude the in appa the accused (inclusion USPQ2d 53 at 1301 of steps ratus method of factors in addition to in addition to those in stated the claim recited”); explicitly those Moleculon Re infringement); avoid Stiftung v. CBS, Inc., Corp. search v. PLC, 1173, 1178, 945 Renishaw F.2d 20 (Fed.Cir.1986) USPQ 805, 229 812 USPQ2d 1094, (Fed.Cir.1991) (claim (stating general “the proposition that an using “comprising” reads on devices which accused method does literally not avoid elements). add additional This court did infringing a having method the tran Baker, Inc., not hold in Maxwell v. J. (or phrase comprises’ sitional ‘which ‘com 1098, USPQ2d (Fed.Cir.1996) F.3d prising’) simply employs because addi all procedures unless disclosed are steps”). tional colleague Our esteemed claim, included patentee has dissent criticizes use of signal “com public” “dedicated un prising,” calling it a “weasel word” to claimed procedures but the entire claimed precision somehow avoid in claiming. This process. dissent, colleague Our finding signal appears nonetheless in the vast ma disputed fact that Ethicon’s method jority patent claims, implements for it “indisputably requires ‘tensioning1 principle that claims are intended to step,” provide proposes concise requires statement of the Maxwell claimed distinguished invention as from what not including tensioning has step in the before; gone a claim is not a claims, handbook & N dedicated public any practice Hayhurst’s Dr. invention. procedure in which that is included. testimony and that any pru instructions However, Maxwell does not treat such a dent would test the anchor to situation. The issue in Maxwell was lodged assure that it is beneath the corti equivalent subject whether matter layer cal was in any not included claim. was disclosed but not required Nor was it to be claimed. It is claimed can be reached under the doctrine neither a “shortcoming” nor a “weaseling” *8 equivalents.2 There no was issue in to use “comprising” to recognize in Maxwell of infringement literal when ev may practiced ventions steps with ery step of the claimed method is in fact to addition those listed in the claims. practiced by infringer. the In accused A claim equivalent is not defective Maxwell the accused subject when it steps states fewer than may all the matter patent was disclosed the but was question being 2. This considered patentee is this what rely upon circumstances a can banc, court en in Johnson & Johnston Associ- equivalents respect doctrine with to ates Inc. v. R.E. Service Co. See 238 F.3d 1347 subject unclaimed matter disclosed in the (Fed.Cir.2001) (Order directing supplemental specification.'') briefing questions on of "Whether under and construc- claim unmodified claims. district court’s scope of outside plainly doc- under the would he infringement tion presented. is not here a situation Such in- questions The equivalents. trine of issues, require and factual fringement are Ill our modified in view of determination to an an- construction. is directed '557 invention re- open and legs that resilient chor with vacated, and is summary judgment pushed is the anchor sile after proceed- for further the case is remanded anchor lodging cancellous the claim construc- with in accordance ings Ethi- Although layer. cortical against herein. tion modified do not of its anchor legs con states be- was way, there evidence in this work REMANDED AND VACATED S & N’s supporting district court fore the “are made that the statement dissenting. MICHEL, Judge, Circuit ‘Nitinol,’ alloy called resilient highly aof posi- to its relaxed of this spring back view will a much different which I have com- being automatically after claims of the- seven tion none case. Because sur- “No action and that need pressed,” suggests that one remotely here even Brief open to the arcs.” required geon is suture order apply “tension” at 32-33. mem- make the claimed and tissue cancellous bone dig ber into own out that Ethicon’s points N S & us- against counsel precedents our because re- do not and literature product include dis- “comprising” to ing the term the an- step to move “tensioning” quire matter, subject unclaimed closed but insertion, stating instead chor after that, aas concluded district court tendency to move when has the anchor law, patent does the '557 matter of Indeed, agreed the district court inserted. method, in- accused which cover Ethicon’s sum, it is N, ruled: “In and with S “tensioning” step. requires this disputably accused ares of the undisputed in this Indeed, of the asserted one substantially return anchors suture “any for the need expressly disclaims case into upon being pressed state their- relaxed member manipulation [anchor] not be removed.” and can cancellous into bone.” inserting member ruling with this not reconcile canWe conclusion apparent court’s district agreed indeed, himself the inventor And Ethicon anchor pull on the surgeon’s not) (whether it or with he realized lodge the necessary spread the his claimed construction, testifying that position that Ethicon’s anchor. making method has been after it “lodged” until is not not re- attachment does ready for tissue the bone within manipulated moved apply- any post-insertion quire —like and was material disputed, was the sur- to the suture —after ing tension before summary judgment. On record anchor member inserted the geon had material disputed court this the district majority rea- cannot hole. The the bone *9 adversely to &S resolved not be fact could step as “tensioning” sonably minimize N. indicated, disclosing the extraneous; as by failing to but specification step in the in- literal issues of In the addition claims, Nephew & Smith in the include it on the that even argues fringement, S N

1313 simply step public. ordinary dedicated that skill in the industry” “shoe would (Ethicon) public A member of the so used conclude that the failure to claim the dis- it. & N cannot now recover what it had closed “alternate sys- shoe attachment previously dedicated. I must dissent. patentee tems” meant the there had sim-

ply systems “dedicated the use of such public.” the Accordingly, Id. we held that I. complaint for literal infringement or for Baker, Inc., . In Maxwell v. J. “we reiter infringement by equivalents could lie. Id. ‘subject ated the rule well-established So too does the apply rule here. Like matter disclosed pat but not claimed in a device, ” Ethicon’s accused method and application ent is dedicated to public.’ patent’s “Summary of the Invention” (Fed. 1098, Cir.1996) 86 F.3d 1106-07 and its “Description of Preferred Embodi- Brown, (quoting Unique Concepts, Inc. v. ments” both disclose embodiments that (Fed.Cir.1991) 1558, 939 F.2d 1562-63 need to applied have “tension to the [an- Co., citing Bridgeport Miller v. Brass 104 chor suture” in member’s] order to have 350, 352, (1881)). U.S. L.Ed. 783 This the “ends of [anchor member’s] rule, held, prohibited we a finding both of dig into the bone and resist removal of the infringement literal infringement and of anchor member from the hole” drilled into because, under equivalents the doctrine of (See, 150, 3, the bone. e.g., J.A. Col. Lines otherwise, an applicant “present could 1-6; 9, (“With see also Col. Lines 45-49 broad disclosure in of the the outer edges bearing upon application claims,” and file narrow there bone, any applied tension to the suture by “avoiding examination of broader claims causes the sharp edges ... dig into the applicant could have filed consis bone to secure the anchor member within specification.” tent with the Id. at 1107 hole.”).) But any nowhere do Genentech, (citing Inc. v. Wellcome Found. claims themselves step “ap- recite a about Ltd., 1555, (Fed.Cir.1994); 29 F.3d plying tension to the suture” order to International Corp. Visual v. Crown Met have the claimed anchor member’s dig Co., 768, (Fed.Cir. Mfg. al (See into the generally bone. J.A. 1993)). addition, In comports the rule 12.) Col. and Col. (among principles) with other statutory requirement distinctly claiming contrary, To the one of the asserted “ ‘subject applicant matter which the re expressly ap- disclaims ” gards as his (quoting invention.’ Id. 35 plying expand tension to legs. the anchor’s 112). § U.S.C. Claim 6—a claim directed at when, here, claimed method one needs

Applying the dedication-to-the-public to set the member inside the bone—claims rule, we pat- determined that because the of “inserting the [anchor] member disclosed, entee there had merely but not hole ... claimed, [bone] such that an having “alternative” for lodges within the hole in the ab- “fastening shoe’s ... tabs stitched into the shoes,” any manipulation sence lining seam of patentee had thereby inserting other than deprived the member into the Patent and Trade- (See 17-20) mark considering Office from hole.” J.A. Col. Lines patenta- added). bility words, (emphasis that alternative. Id. at In 1108. one Further, person we reasoned that a practicing the invention need insert *10 lan- And when the patent. portion to have the the hole anchor into

the pres- applying on or about guage tugging dig into the and automatically “resile” in the expressly appears sure to the suture (See id.) bone. pur- for description, it does so the written claims re- independent three other The will or asserting “tug” that a cause pose of less, stating (among other quire more lodge itself the to within help cause to “attaching tissue steps for things) the i.e., bone, tug does more that the tissue is secured that the suture so the lodged anchor is the simply “assure” that (claim 1), “deforming the the bone” against (See, 150, Col. e.g., J.A. within the bone. manner such that in member a [anchor] (“Whenever tension is applied Lines 4-6 against the [expands] resiles the suture, legs dig the ends of to the the (claim 2) “lodging portion of the bone” added); -”) J.A. (emphasis the bone hole the member within [anchor] the (“As result, a Lines 54-60 Col. attached suture pressing the member with (in conjunction with tension the suture (claim 3). “more” But hole” into the force of the anchor intrinsic resilient the (under the claim cannot mean this case leg edges 87 that forces the member 80 doctrine) claims en- that the differentiation lodge edges to 87 of apart) tends step, the entirely new and different gulf an anchor-member beneath cortical suture, “tension” 97, rendering the anchor member layer Trading v. Foods International see Kraft from this hole substantially irremovable (Fed.Cir.2000) Co., 1362, 1368 100.”)) added). (emphasis (“ cannot broaden differentiation ‘[C]laim lan- As even disclosed-but-unclaimed ”) (cita- scope’ beyond correct their claims it, then, S & N’s guage would device have omitted); would to otherwise tions find sur- “require indeed a process would any disclosed but could read we mean anchor is set tug to geon’s assure claim, in dero- alternative into unclaimed bone,” contrary to within the cancellous rule” about gation of our “well-established colleagues’ interpretation. my esteemed Worse, it mean would public dedications. speci- claims or Simply put, nothing below) (as fully more discussed tug suggests that a should fication applicant what could return to court solely to apply to the suture on or tension expressly dis- had also applicant has that the anchor “assure” or “confirm” and even claimed, during prosecution both again, But lodged in bone. become merely should litigation. later Courts “tensioning” any say nothing of claim, in a used give effect to the words reason, resiliency leaving it them. re-write or even resurrect necessary “lodg- complete alone that the '557 majority states ing” step. tug on the ... “[s]urgeons instructs pressed after the anchor suture II. securely seated.” that it is to assure identify whether opinion its have majority

But indicates I also claims, analysis in the appears instruction misapplied public-dedication Maxwell, portion of description any though review written and misread event, (contrary in- col- my In specification. that decision shows assertion) Maxwell, pre- leagues’ in the certainly appear struction does equal progeny apply with claims, decessors and its most critical language *11 1315 involving infringement jority implies applicants may force to situations now by avoid the infringement. simply including literal Maxwell bar by equivalents and (“We every in claim the term “comprising,” as if E.g., frequently 86 F.3d at 1107 have magically up term alone can shore [public-dedication] pro- rule to applied this (intentional not) shortcoming whatever infringement when finding hibit a of literal claim subject had before became the infringer practices an accused disclosed litigation. I that our jurispru- believe matter.”) subject (citing unclaimed but statutory require- dence and indeed the Instruments, Corp., v. Envtl. Inc. Sutron , “distinctly ment for claiming” one’s inven- (Fed.Cir.1989)). 1561, F.2d 1564 Fur- 877 require simple tion more than this flick of ther, “compris- majority uses the term “comprising” switch. patent requires '557 ing” to mean that the only steps lodging the suture, attaching tissue to the III. but also the unclaimed view, majority, my also cannot “tension” to the suture. reasonably equate patent’s True, recognized “compris we have “lodge” “lodging” claim limitation with ing” generally signifies that the “claims do “tensioning” needed to have Ethicon’s presence in the accused exclude accused device kick-out apparatus or method of factors in addition bone. The indicates that explicitly to those recited.” See Vivid separate steps, these are ones that follow Tech., Inc., Eng’g, Inc. v. Am. Sci. & 200 again, only each other. But the “Sum- (Fed.Cir.1999). 795, F.3d 811 But as Ethi- mary “Descrip- of the Invention” and the asserts, con we have also held tion of Preferred Embodiments” reference applicant open- that an cannot use this an embodiment that recites need to recapture ended term to what he had oth applied have “tension to the suture [to] See, given away. e.g., Spectrum erwise sharp edges ] the eause[ [of Int’l, 1372, Inc. v. Corp., Sterilite dig into the bone to secure the member] (Fed.Cir.1998) (“Neither may {E.g., member within the hole.” ‘comprising’ scope term alter the 46-49.) 153, 9, J.A. Col. Lines merger claim at element issue here. above, As discussed the claims omit this ‘Comprising’ is not weasel word with step. only 1-3 state one must Claims limitations.”); abrogate which Mo “lodg[e] the member in the [anchor] hole CBS, Inc., Corp. leculon Research v. by pressing the member with attached su- (Fed.Cir.1986) 1261, (rejecting F.2d ” (See 154, ture into the hole.... J.A. Col. argument as “far too broad” the that “com 11, 7-8, 12, Lines 15-16 and Col. Lines 1- prising” opened the claims to additional 2.) 2, moreover, Claim recites the method steps and additional limitations not con dig which the anchor member does method). tained the accused By “deforming the bone: the member in a case, majority using in this And manner such resiles word,” Spectrum this “weasel see Interna- against portion of the bone defines tional, 164 F.3d at to obliterate our the hole.” J.A. Col. Lines 18- {See rule,” Maxwell, 20) added). context, “well-established see su- (emphasis Read pra, against giving specifi- effect to disclosed but this claim can mean what the Thus, subject repeatedly ma- cation indicates will occur when unclaimed matter. *12 merely press- than anchor member other “resilient material” the anchor member’s lodge to 58) ing it into the hole order (J.A. 8, or “intrinsic 152, Line Col. (See 6443-44.) And J.A. (J.A. within the hole.” 153, member” of the anchor resilience Hayhurst Dr. hearing, Markman at the 10, 21-22; 153, 9, J.A. Col. Lines Col. “ready to that his was conceded “device” 51-52) and as- to “relax” is allowed Lines i.e., it,” ready to to have tissue attached the “resilient” an- shape: natural sume its claimed method stage the last have legs out its automatically chor kicks pulling back on performed, “without “resiles,” dig to causing first 7438) (See (emphasis the suture.” J.A. next thereby allowing for the bone added). (the attaching claimed method step of the so as to secure tissue to the suture differently, patent avoids the '557 Stated bone) go to forward. against tissue applied to the the need to have tension 50-54.) 10, (See, 153, Lines e.g., J.A. Col. in order to have suture or anchor member resile, dig into and there- the anchor’s earlier, 6, help as noted Claim bone; by lodge themselves within N, only be- Appellant Plaintiff themselves resilient nature rely on a narrower & N cause S cannot kick-out and automatically them to causes entirely new “ten- incorporate an claim to thereby lodge within the bone themselves claim, because that sioning” step; but also “press[ed] [them] once the has too, patent that the faded merely confirms (See 6443-55; J.A. into the hole.” J.A. The claim makes clear step. to claim this 7438.) By relying on a novel standard of will become anchor member practice taught of the method “reasonable in the absence of “lodge[d] within hole assigning therefore patent” in the the member other any manipulation of construction, contrary a the ma- the claims into the hole.” inserting the member things) jority (among has added 18-20.) (See 12, 154, And Lines J.A. Col. himself Hayhurst that Dr. eschewed. can again, this mean automatically lodge into the member will ready subsequent for the and become IV. tissue, any inter- without attaching of Finally, issue of material genuine tension to the mediate Ethicon’s ac fact exists about whether insignificant not an ele- suture. This is correctly con method infringes cused invention. As the ment of the claimed grant should patent. strued '557 Courts states, al- itself this claimed course, judgment, of when no summary for “simple [automatical- beit mechanism of material fact remains and genuine issue in bone ly] anchoring the as a matter judgment movant warrants reattaching tis- [provides] ... means Corp. Tech. v. Titan of law. Vehicular (See healing.” promote to sue to the bone (Fed. Inc., 1377, 212 F.3d Wheel Int’l 25-28.) 9,

J.A. Col. Lines Cir.2000). non-moving party, The more confirms this The extrinsic over, summary judgment evidence cannot defeat inventor, reading patent. dispute of the '557 simply by insisting genuine deposition at his Hayhurst, by proffering Dr. some evi admitted exists or even 1, dence; case, party practicing non-moving that one would the ulti party if this bears patent (provided or 6 of the '557 one had here) & N proof, mate as with S manipulation of the burden perform any “further that a reasonable unsecured anchor would result in failed produce must evidence prove, e.g., surgeries. advertising jury could find materials sufficient contains all the S & N did offer still do nothing change the accused device For thing, limitations set forth claims. conclusion. one Care, materials, Hoffinger they Zodiac Pool Inc. v. itself did not draft these so See (Fed. Inc., Indus., necessarily 1414-15 do not even a party- constitute Cir.2000) admission, (affirming summary judgment opponent on a damaging let alone *13 infringement when no And alleging say literal admission. these advertisements find, other, juror nothing, way reasonable could based on the one or the about hav- presented, ing apply that evidence the accused de tension to Ethicon’s suture. juror all limitations set forth No vices contained the reasonable would take those ad- invention); also the claimed see Vehicu vertisements and somehow convert their Corp., Tech. at 1382. into an lar F.3d silence admission that contradicts express the that instructions Ethicon itself beyond The record here establishes rea- drafted. Nor should we. that, invention, son unlike the claimed last, I require inapplicable accused method does the addition- And find our rule that an step tensioning infringe al the suture order to accused device will fix the anchor within the hole and to long bone claimed invention so as that device thereby “ready” make it for the attach- contains all the limitations claimed patent, if merely ment of tissue. S & N has not identified even the device adds any reasonably steps discussed, evidence could rebut more or features. As packaging patent emphasizes importance instructions that Ethicon in- '557 anchor, every having legs, resiliency cluded instructions that resilient with since (i.e., surgeons pull apply lodge direct back on enables the claimed invention to it to) ready “tension” the anchor in order to self within the bone as soon as the anchor (S soft, product layer. it for tissue attachment. & N’s enters the cancellous But as instructions, shows, by majority, mentioned do the the accused device evidence automatically not factor into either the claims construc- does not have kick- infringement analysis. thereby lodge exam- out and tion or We or resile bone; using primarily merely ine the former the intrinsic within the so rather claims, and, specification adding or feature to the invention evidence—the evidence, history; by patent, if in the accused prosecution claimed simply does not contain that or the rare case we will resort extrinsic device i.e., all, by examine ana- at not contain all evidence. We the latter feature does See, lyzing by patent. whether the accused device contains the elements claimed by patent e.g., Corp. all the limitations claimed at Vehicular Tech. v. Titan Wheel (Fed.Cir. issue.) Int’l, Inc., any Nor did S & N offer evidence F.3d 1998) expert testing (infringement that could exists if all limita rebut the results showing appear, literally that Ethicon’s anchor would move tions of the claim either or outwardly by equivalents, product from the hole absent a in the accused tensioning step. process). however, majority, aside

Equally significant, S & N offered no brushes reasonably that could detailed examination of the evidence evidence rebut parties. Merely showing actually evidence that movement of an offered i.e., fact, resiliency, pointing or even their no additional tension- disputing a material materials, ing step is needed after all. The testimo- advertising should to Ethicoris Hayhurst ny by the inventor Dr. himself summary judgment when no not defeat that, indeed, confirms or other juror that evi- could examine reasonable person practicing the '557 dence and find in S & N’s favor. Because apply need to tension to the suture in decision, I today’s fear we have legs dig to make anchor’s order inadvertently improperly raised the the bone. summary judgment in actions al- bar patent infringement. leging & N has failed to Last, identify any ju- that would lead a reasonable

evidence ror to conclude Ethicoris accused V. literally similarly requires method (other summarize, To automatically its accused anchor also kick- *14 themselves) does disclose entering in out the after the hole applied the need to have “tension” produced in- Again, bone. Ethicon claimed suture order to make the every package structions included with ready for the at- of anchors and these instructions directed claimed surgeons apply tension to the anchor’s tachment of tissue to the bone. But no- addition, produced suture. In ex- actually where do of these claims re- pert testing showing results that a step, meaning has patentee cite this apply needed to this tension in order to set Ethicon, public. dedicated it to the there- tissue; attaching before fore, reasonably could conclude as such otherwise, shows, the unrebutted evidence lawfully and could use that in its pa- surgeries unsuccessful could result and method. accused tients would not heal. “comprising” The use of the term should evidence that S & N did offer change reading patent. Our rebuttal —advertisements drafted precedents have cautioned that while party third lead reasonable —could term, “comprising” open-ended is an it is juror to reach a different outcome. Ethi- recapturing appli- not a tool what the con itself did not draft these advertise- cant had otherwise surrendered. In this nothing ments and in the advertisements case, noted, that, just S & N did dedi- even contradicts Ethicoris instruc- what cating public expert testing tions and results established tension to the anchor member’s suture. beyond genuine dispute. Nor should we allow a “weasel word” like respectfully I dissent. “comprising” nullify public-dedica- rule, precedent. tion well settled our

Further, “lodged” the limitation

“lodging” as used the various claims

excludes the ten- disclosed-but-unclaimed

sioning step. specification repeatedly

refers to the nature of the “resilient”

claimed anchor’s and the claims them-

selves indicate that these will “resile” expand automatically simply because

Case Details

Case Name: Smith & Nephew, Inc. And John O. Hayhurst, M.D. v. Ethicon, Inc.
Court Name: Court of Appeals for the Federal Circuit
Date Published: Dec 12, 2001
Citation: 276 F.3d 1304
Docket Number: 00-1160
Court Abbreviation: Fed. Cir.
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