Fredrichee Douglas SMITH, Appellant v. The STATE of Texas
NOS: PD-1790-13, PD-1791-13, PD-1792-13, PD-1793-13
Court of Criminal Appeals of Texas.
Delivered: June 24, 2015
463 S.W.3d 890
III. Conclusion
All of the events described in the affidavit supporting the search warrant occurred about two weeks before the warrant was issued, and the sole event, the smell of raw marijuana on appellee and in his car, that occurred shortly before the issuance of the warrant fails to establish probable cause for the search of the house. Furthermore, the totality of the affidavit fails to establish probable cause of an ongoing criminal activity that would permit a court to consider the stale information. Because I conclude that the search warrant was unsupported by probable cause, I would uphold the judgments of both the trial court and the court of appeals, and, therefore, I respectfully dissent.
Fredrichee Douglas SMITH, Appellant v. The STATE of Texas
NOS: PD-1790-13, PD-1791-13, PD-1792-13, PD-1793-13
Court of Criminal Appeals of Texas.
Delivered: June 24, 2015
463 S.W.3d 890
Eric Kugler, Assistant District Attorney, Houston, Lisa C. McMinn, State‘s Attorney, Austin, for the State of Texas.
OPINION
Johnson, J., delivered the opinion of the Court in which Meyers, Alcala, Richardson, and Newell, JJ., joined.
A jury convicted appellant of possession of child pornography, two counts of sexual
Facts
Appellant was charged with offenses alleged to have occurred in 2008 when the named complainant was fourteen years old and appellant was twenty-two. Appellant was an instructor for a life-guarding class at a club swimming pool where the named complainant worked as a receptionist during that summer. The two became involved in a romantic relationship that involved sexual contact and “sexting” messages, some of which included nude photos.
Court of Appeals Opinion
On appeal, appellant claimed that trial counsel rendered ineffective assistance of counsel in various manners and that the amounts assessed against him as court costs should be deleted from the judgments because the clerk‘s record did not contain a bill of costs. The court of appeals addressed the multiple claims of deficient performance by trial counsel and determined that appellant had not demonstrated deficient performance by trial counsel or prejudice and overruled his claim of ineffective assistance of counsel. Id. at *1-4, 2013 Tex.App. LEXIS 15273 at **4-10. The court of appeals held that the trial court correctly ordered appellant to pay court costs, but “did err in entering a specific dollar amount without any support in the record for that dollar amount.” Id. at *4, 2013 Tex.App. LEXIS 15273 at **11-12. Because there was no evidence in the record to support the trial court‘s assessment of a specific dollar amount as court costs, the court of appeals reformed the trial court‘s judgment in each case to delete the specific dollar amount of costs assessed. Id. at *4, 2013 Tex.App. LEXIS 15273 at *12. The court of appeals accordingly affirmed the judgments as reformed. Id.
Grounds For Review
Both appellant and the state filed petitions for discretionary review. We granted review of those petitions. The state‘s petitions raise two grounds:
The court of appeals erred in holding that the sufficiency of the evidence justifying the assessment of court costs should be based on the clerk‘s “bill of costs” rather than on the statutory predicate for the assessment of such costs.
The court of appeals erred in failing to reform the judgment to adjudge the correct assessment of court costs as mandated by the relevant statutes.
Appellant‘s petitions raise a single ground:
Mr. Smith‘s conviction under
Texas Penal Code Section 33.021(b) is void because the court of criminal appeals held this statutory subsection facially unconstitutional.
Appellant‘s Petitions
In this Court, appellant challenges only the conviction for online solicitation of a
Appellant argues that, because of this Court‘s ruling in Ex parte Lo2 that
Appellant reasons that, because in Ex parte Lo this Court has already held that
Appellant argues that the trial court had no jurisdiction to render a judgment on a non-existent offense, thus his conviction on the basis of an unconstitutional statute is a denial of due process, due course of law, and the
The state argues that, prior to the decision of the court of appeals on the online-solicitation case, appellant never objected to that prosecution on grounds that the statute was unconstitutional and argues that, therefore, “he cannot raise that chal-
The state looks to our opinion in Karenev, in which we concluded that “a defendant may not raise for the first time on appeal a facial challenge to the constitutionality of a statute.” Id. It asserts that, based upon that rationale, “appellant was required to object in order to preserve the issue for direct appeal.”7 It also notes our recognition of the nearly exclusive list of situations in which a judgment can be considered void and that the list does not include a judgment resulting from a conviction based on a facially unconstitutional statute. Karenev, 281 S.W.3d at 432, citing Nix v. State, 65 S.W.3d 664 (Tex. Crim. App. 2001).
The state suggests that this Court lacks jurisdiction to rule on “the constitutionality issue” because the court of appeals did not decide that issue and, in our discretionary-review capacity, we review “decisions” of the courts of appeals. It also contends that appellant has an adequate remedy at law via writ of habeas corpus and should be required to seek relief through such a writ.
In answer to the state‘s claim that we lack jurisdiction to rule on the Lo issue, appellant argues that we may exercise our jurisdiction to correct a clear error in the name of judicial efficiency. He notes that, while the court of appeals did not address the constitutionality of
Analysis
In Lo, 424 S.W.3d at 19-20, we specifically held that
Davison involved a situation in which our rejection of the lower appellate court‘s basis for disposition gave rise to another issue that was necessary to the appeal‘s disposition but which the appellate court had not already addressed.8 That situa-
We have recognized that “an unconstitutional statute is void from its inception” and that “when a statute is adjudged to be unconstitutional, it is as if it had never been” and that such “an unconstitutional statute is stillborn[.]” Reyes v. State, 753 S.W.2d 382, 383 (Tex. Crim. App. 1988) (citing and quoting Ex parte Bockhorn, 62 Tex.Crim. 651, 138 S.W. 706, 707 (1911)). We have also said “that an unconstitutional statute in the criminal area is to be considered no statute at all.” Reyes, 753 S.W.2d at 383 (citing Hiett v. United States, 415 F.2d 664, 666 (5th Cir. 1969), cert. denied 397 U.S. 936, 90 S.Ct. 941, 25 L.Ed.2d 117 (1970)).
In Marin, we recognized that our system contains rules of three distinct kinds: (1) absolute requirements and prohibitions; (2) rights of litigants which must be implemented by the system unless expressly waived; and (3) rights of litigants which are to be implemented upon request. Marin, 851 S.W.2d at 279. A category-one “absolute requirement and prohibition” right includes the right to be free from the enforcement of a statute that has been declared unconstitutional and void. Id. “For example, this Court has held that nonjurisdictional principles of due process and separation of powers are such as to render void from its inception conflicting legislation.” Id., citing Rose v. State, 752 S.W.2d 529, 552-553 (Tex.Crim.App.1988) (opinion on rehearing). In Rose, we explained that it did not matter that the defendant had failed to object to the parole-law section of the jury charge because we had previously held that portion unconstitutional as a violation of the doctrine of
As the state notes, in Karenev we held that a defendant could not raise a facial challenge to the constitutionality of a statute for the first time on appeal.9 But the situation in that case is distinguishable from the present one in appellant‘s case. In Karenev, the defendant was attacking a valid statute that had not yet been declared void. In the present case, appellant is seeking relief for a conviction of a non-crime under a statute that has already been held to be invalid.
We offer an example. Suppose a juvenile, who had been convicted of capital murder in 2004 and sentenced to death, complained for the first time on appeal that our death-penalty statute was unconstitutional because it permitted the execution of juveniles. In 2004, we would have summarily rejected any such complaint because the defendant did not object at trial. But in 2005, the Supreme Court held that the
The distinction is that a Marin “category one” right, which is not subject to forfeiture or waiver by the failure to object, is a right that was recognized as fundamental before the defendant made his present claim. Any defendant, convicted or not, may obtain relief from a conviction under a statute that has already been held void. Imagine that the Supreme Court holding that the constitution does not permit the execution of juveniles was interpreted by trial courts to not apply to juveniles who were tried before the Simmons decision and who did not object at trial, thus permitting those juveniles to be executed. Such a rule would be both a fundamental miscarriage of justice and a rule that the Supreme Court, American society, and this Court would not accept. That is what Marin “category one” rights represent—a bulwark against the miscarriage of justice.
Appellant is entitled to relief. Because we have previously held that
State‘s Petitions
The state‘s petitions challenge the court of appeals‘s treatment of the trial court‘s assessment of court costs. After the court of appeals handed down its opinion, we decided Johnson v. State, 423 S.W.3d 385 (Tex.Crim.App.2014), which sets out a roadmap for resolving questions concerning court costs. The court of appeals did not have the benefit of our Johnson opinion when it addressed appellant‘s claim concerning court costs. Therefore, we grant the state‘s petitions for discretionary review in petition numbers PD-1790-13, PD-1791-13, and PD-1792-13, vacate the judgments of the court of appeals in those cases, and remand those three cases to the court of appeals for reconsideration in light of our Johnson opinion. Because of our disposition of applicant‘s ground for review, we dismiss as moot the state‘s petition number PD-1793-13.
Keller, P.J., filed a concurring and dissenting opinion. Yeary, J., filed a concurring and dissenting opinion in which Keasler and Hervey, JJ., joined.
Fredrichee Douglas SMITH, Appellant v. The STATE of Texas
NOS: PD-1790-13, PD-1791-13, PD-1792-13, PD-1793-13
Court of Criminal Appeals of Texas.
Delivered: June 24, 2015
463 S.W.3d 890
I disagree with Judge Yeary‘s contention that granting relief on an unpreserved claim of the sort before us amounts to resurrecting the now-defunct “right not recognized” exception to the contemporaneous objection rule. The right at issue here is not the same as the right at issue in Karenev v. State1. The right at issue in Karenev was the right not to be convicted under a facially unconstitutional law that had not yet been declared unconstitutional.2 The right at issue in the present case is the right not to be convicted under a facially unconstitutional law that has been declared unconstitutional. This latter right is nonforfeitable, regardless of when the law was declared unconstitutional. For example, suppose a prosecutor were ignorant of the fact that a particular law had been declared unconstitutional on its face and proceeded to prosecute someone under that law. Suppose defense counsel were also ignorant of the matter and failed to object at trial. That failure to object would not forfeit the claim that the law had been declared facially unconstitutional.
Of course, it is unlikely that the prosecutor and the defense attorney in a criminal trial would both be ignorant of the fact that the law on which the prosecution is based has been declared facially unconstitutional. And if they were, the defendant would almost certainly have a slam-dunk claim of ineffective assistance of counsel—unless, of course, the defendant had no attorney because he represented himself at
However, I agree with Judge Yeary, for the reasons given in his opinion, that a petition for discretionary review is not the appropriate avenue to address the type of claim before us when the court of appeals did not address it. And I also agree that appellant has an avenue in which to obtain relief on this claim—habeas corpus.4
I also note that the legislature passed a statute this year that requires the appointment of counsel to file a habeas application in a non-capital case when the State represents to the convicting court that an indigent defendant was convicted or sentenced under a statute that was found unconstitutional by this Court or the United States Supreme Court.5 This statute is already in effect and applies retroactively.6 Appellant‘s remedy is by an application for a writ of habeas corpus.
I respectfully dissent to the Court‘s disposition of both the State‘s and appellant‘s petitions for discretionary review in our cause number PD-1793-13. I concur in the Court‘s disposition of the State‘s other petitions for discretionary review.
Fredrichee Douglas SMITH, Appellant v. The STATE of Texas
NOS: PD-1790-13, PD-1791-13, PD-1792-13, PD-1793-13
Court of Criminal Appeals of Texas.
Delivered: June 24, 2015
463 S.W.3d 890
CONCURRING AND DISSENTING OPINION
Yeary, J., filed a concurring and dissenting opinion in which Keasler and Hervey, JJ., joined.
In Karenev v. State, a bare majority of this Court held that “[a] facial challenge to the constitutionality of a statute falls within the third category” of rights under the rubric of Marin v. State—that is to say, such a claim is of the sort that may be lost for appeal by simple inaction at the trial court level. 281 S.W.3d 428, 434 (Tex. Crim. App. 2009) (citing Marin v. State, 851 S.W.2d 275, 279-80 (Tex. Crim. App. 1993)). Simply put, it is subject to forfeiture. Four judges emphatically disagreed. Id. at 435-40 (Cochran, J., concurring, joined by Price, Womack, and Johnson, JJ.). Today the Court significantly quali-
In effect, the Court has thereby resurrected (at least in part) a defunct exception to the contemporaneous objection rule: the right-not-previously-recognized exception (but only for newly recognized category one Marin rights—what might otherwise be described as a right-not-previously-recognized-as-a-category-one-Marin-right exception). In doing so, however, the Court seems to overrule, by necessary implication, another nearly unanimous opinion, Sanchez v. State, 120 S.W.3d 359 (Tex. Crim. App. 2003). There we held that, by adopting the Marin framework in 1993, we eliminated from our jurisprudence any right-not-recognized exception to the contemporaneous objection rule. Id. at 367.2
The way I see it, then, before we may grant the appellant the relief he seeks in this case, we are effectively put to the choice of either overruling Karenev or overruling Sanchez. The Court today does not acknowledge this dilemma. Instead, the Court resolves the case as if Sanchez simply did not exist.3 To compli-
Ordinarily, on discretionary review, this Court addresses only the “decisions” of the courts of appeals. See
It is not at all clear to me that the exception to Karenev that the Court carves out today is justifiable as long as Sanchez remains on the books. At the very least, this Court would benefit from an opinion from the court of appeals whether it believes it may reach the merits of Appellant‘s facial challenge to the constitutionality of the statute, notwithstanding Karenev. But Appellant did not ask the court of appeals to review his current claim, and the court of appeals never ad-
To do so would not deprive Appellant of recourse. If, as the Court holds today, Appellant‘s claim really does fall within Marin‘s category one—if society simply will not tolerate a conviction under a penal statute that has been judicially declared unconstitutional on its face—then Appellant will be permitted to raise his complaint for the first time in post-conviction habeas corpus proceedings. See Ex parte Moss, 446 S.W.3d 786, 788-89 (Tex. Crim. App. 2014) (holding that a claim that the trial court lacked jurisdiction may be raised for the first time in a post-conviction habeas corpus proceeding because it falls within Marin‘s category one). Moreover, if he is indigent, Appellant will be able to take advantage of recent, retroactively applicable legislation that would entitle him to the appointment of counsel to pursue a post-conviction remedy on the ground that he has been “convicted or sentenced under a law that has been found unconstitutional by the court of criminal appeals[.]” Act effective June 16, 2015, 84th Leg., R.S., S.B.662 §§ 1 & 2 (to be codified as
To recap: Karenev held that a claim that a statute is facially unconstitutional is a category three Marin claim that must be preserved at trial before it may be raised on appeal. Today the Court holds that this is so only until such time as the statute has been declared by a court to be unconstitutional on its face, from which time forward the claim becomes Marin category one—an absolute prohibition that can be raised for the first time “at any time,” including for the first time on discretionary review.5 In so holding, the Court has effectively overruled Sanchez, albeit sub silentio. I would not take these issues up for the first time in a petition for discretionary review. That is not what discretionary review is for. If the Court is correct in its resolution of Appellant‘s claim,6 then in any event Appellant will be able to obtain relief in post-conviction habeas corpus proceedings, with the assistance of counsel if he is indigent.
I respectfully dissent to the Court‘s disposition of both the State‘s and Appellant‘s petitions for discretionary review in our cause number PD-1793-13. I concur in the Court‘s disposition of the State‘s other petitions for discretionary review.
