In this case, we examine the use of circumstantial evidence to infer that a defendant possessed the intent to kill needed for a conviction of attempted murder or assault with intent to murder. We conclude that such an inference is not supportable under the facts of this case.
I
A
On August 29, 1991, Dwight Ralph Smallwood was diagnosed as being infected with the Human Immunodeficiency Virus (HIV). Acсording to medical records from the Prince George’s County Detention Center, he had been informed of his HIV-positive status by September 25, 1991. In February 1992, a social worker made Smallwood aware of the necessity of practicing “safe sex” in order to avoid transmitting the virus to his sexual partners, and in July 1993, Smallwood told health care providers at Children’s Hospital that he had only one sexual partner and that they always used condoms. Smallwood again tested positive for HIV in February and March of 1994.
On September 26, 1993, Smallwood and an accomplice robbed a woman at gunpoint, and forced her into a grove of trees where each man alternately placed a gun to her head while the other one raped her. On September 28, 1993, Smallwood and an accomplice robbed a second woman at gunpoint and took her to a secluded location, where Small-wood inserted his penis into her with “slight penetration.” On September 30, 1993, Smallwood and an accomplice robbed yet a third woman, also at gunpoint, and took her to a local school where she was forced to pеrform oral sex on Smallwood and was raped by him. In each of these episodes, Smallwood threatened to kill his victims if they did not cooperate or to return and shoot them if they reported his crimes. Smallwood did not wear a condom during any of these criminal episodes.
Based upon his attack on September 28, 1993, Smallwood was charged with, among other crimes, аttempted first-degree rape, robbery with a deadly weapon, assault with intent to murder, and reckless endangerment. In separate indictments, Smallwood was also charged with the attempted second-degree murder of each of his three victims. On October 11, 1994, Smallwood pled guilty in the Circuit Court for Prince George’s County to attempted first-degree rape and robbery with a dеadly weapon.
1
The circuit
Following his conviction, Smallwood was sentenced to concurrent sentences of life imprisonment for attemрted rape, twenty years imprisonment for robbery with a deadly weapon, thirty years imprisonment for assault with intent to murder, and five years imprisonment for reckless endangerment. The circuit court also imposed a concurrent thirty-year sentence for each of the three counts of attempted second-degree murder. The circuit court’s judgments were affirmed in pаrt and reversed in part by the Court of Special Appeals. In
Smallwood v. State,
B
Smallwood asserts that the trial court lacked sufficient evidence to support its conclusion that Smallwood intended to kill his three victims. Smallwood argues that the fact that he engaged in unprotected sexual intercoursе, even though he knew that he carried HTV, is insufficient to infer an intent to kill. The most that can reasonably be inferred, Smallwood contends, is that he is guilty of recklessly endangering his victims by exposing them to the risk that they would become infected themselves. The State disagrees, arguing that the facts of this case are sufficient to infer an intent to kill. The State likens Smallwood’s HIV-positive status to a deadly weapon and argues that engaging in unprotected sex when one is knowingly infected with HIV is equivalent to firing a loaded firearm at that person. 3
II
A
In
Faya v. Almaraz,
[t]he virus may reside latently in the body for periods as long as ten years or more, during which time the infected person will manifest no symptoms of illness and function normally. HIV typically spreads via genital fluids or blood transmitted from one person to another through sexual contact, the sharing of needles in intravenous drug use, blood transfusions, infiltration into wounds, or from mother to child during pregnancy or birth.
Id.
at 439,
AIDS, in turn, is the condition that eventually results from an immune system gravely impaired by HIV. Medical studies have indicated that most people who carry the virus will progress to AIDS. AIDS patients by definition are profoundly immunocompromised; that is, they are prone to anynumber of diseases and opportunistic infections that a person with a healthy immune system might otherwise resist. AIDS is thus the acute сlinical phase of immune dysfunction .... AIDS is invariably fatal.
Id.
at 439-40,
B
As we have previously stated, “[t]he required intent in the crimes of assault with intent to murder and attempted murder is the specific intent to murder, i.e., the specific intent to kill under circumstances that would not legally justify or excuse the killing or mitigate it to manslaughter.”
State v. Earp,
To evaluate the sufficiency of the evidence in a non-jury trial, we must review the ease on both the law and the evidence.
Wilson v. State,
An intent to kill may be proved by circumstantial evidence. “[S]ince intent is subjective and, without the cooperation of the accused, cannot be directly and objectively proven, its presence must be shown by established facts which permit a proper inference of its existence.”
Earp, supra,
In
Raines, supra,
we upheld the use of such an inference. In that case, Raines and a friend were traveling on a highway when the defendant fired a pistol into the driver’s side window of a tractor trailer in an adjacent lane.
Raines, supra,
C
First, we must consider the magnitude of the risk to which the victim is knowingly exposed. The inference drawn in
Raines, supra,
rests upon the rule that “[i]t is permissible to infer that ‘one intends the natural and probable consequences of his act.’ ”
Ford v. State,
Death by AIDS is clearly one natural possible consequence of exposing someone to a risk of HIV infection, even on a single occasion. It is less clear that death by AIDS from that single exposure is a suffiсiently probable result to provide the sole support for an inference that the person causing the exposure intended to kill the person who was exposed. While the risk to which Smallwood exposed his victims when he forced them to engage in unprotected sexual activity must not be minimized, the State has presented no evidence from which it can reasonably be concluded that death by AIDS is a probable result of Smallwood’s actions to the same extent that death is the probable result of firing a deadly weapon at a vital part of someone’s body. Without such evidence, it cannot fairly be concluded that death by AIDS was sufficiently probable to support an inference that Smallwood intended to kill his victims in the absence of оther evidence indicative of an intent to kill.
D
In this case, we find no additional evidence from which to infer an intent to kill. Smallwood’s actions are wholly explained by an intent to commit rape and armed robbery, the crimes for which he has already pled guilty. For this reason, his actions fail to provide evidence that he also had an intent to kill. As one commentator noted, in discussing a criminal case involving similar circumstances, “[b]ecause virus transmission occurs simultaneously with the act of rape, that act alone would not provide evidence of intent to transmit the virus. Some additional evidence, such as an explicit statement, would be necessary to demonstrate the actor’s specific intent.” Note, Criminal Liability for Transmission of AIDS: Sоme Evidentiary Problems, 10 Crim. Just. J. 69, 78 (1994). Smallwood’s knowledge of his HIV-infected status provides the only evidence in this case supporting a conclusion that he intended anything beyond the rapes and robberies for which he has been convicted.
The cases cited by the State demonstrate the sort of additional evidence needed to support an inference that Smallwood intеnded to kill his victims. The defendants in these cases have either made explicit statements demonstrating an intent to infect their victims or have taken specific actions demonstrating such an intent and tending to exclude other possible intents. In
State v. Hinkhouse,
In
State v. Caine,
The evidence in
State v. Haines,
Scroggins v. State,
JUDGMENTS FOR ATTEMPTED MURDER IN THE SECOND DEGREE AND ASSAULT WITH INTENT TO MURDER REVERSED; COSTS TO BE PAID BY THE RESPONDENT.
Notes
. In two additionаl indictments, Smallwood was charged with the rape and robbery of the two women who were attacked on September 26 and September 30. Smallwood pled guilty to attempted first-degree rape and robbery with a deadly weapon in those cases as well, and the judgments entered pursuant to those pleas are not before us on this appeal.
. The Court of Special Appeals concluded, however, that Smallwood’s conviction for assault with intent to murder should merge into the conviction for attempted second-degree murder based upon the same event. Because we find that the evidence was insufficient to convict Smallwood of either of these two crimes, however, the issue of merger has become moot.
. Smallwood also argues that the legislature preempted the crimes of assault with intent to murder and attempted murder with respect to transmission of HIV when it enacted Maryland Code (1982, 1994 Repl.Vol.) §§ 18-601.1 of the Health General Article, which makes it a criminal offense to knowingly transfer or attempt to transfer HIV to another individual and sets a maximum sentence of three years imprisonment. For this proposition, Smallwood relies on
State v. Gibson,
. The last two cases cited by the state involved inferences that are markedly different from the one at issue here. In
Commonwealth v. Brown,
The state also cites
State v. Stark,
We have no trouble concluding that Smallwood intentionally exposed his victims to the risk of HIV-infection. The problem before us, however, is whether knowingly exposing someone to a risk of HIV-infection is by itself sufficient to infer that Smallwood possessed an intent to kill. In this inquiry, Stark is not helpful.
