ORDER
On June 15, 2001, Plaintiff Raymond Smalls (“Plaintiff’) filed a five-count Complaint against Defendants Allstate Insurance Company (“Allstate”) and former Allstate manager William Smith (“Smith”), alleging discrimination, a hostile work environment, intentional infliction of emotional distress, and retaliation based on race. 1 Defendants Allstate and Smith moved for summary judgment on all counts. For the reasons set forth below, Defendants’ motions are granted and the Complaint is dismissed in its entirety.
Background
Plaintiff has been employed by Allstate in various capacities and in various loca *368 tions in the New York metropolitan region since 1986. In October 1997, Plaintiff received a promotion to the position of Frontline Performance Leader (“FPL”), and, as a result, was transferred from the Elmhurst office to the Roslyn office. Shortly thereafter, the Roslyn Auto Claims Unit, which included Plaintiff and approximately 24 other people, was relocated to Allstate’s office in Hicksville, where Defendant Smith was the Market Claims Manager (“MCM”). (DiSomma Aff., Exhs. B & D, Smalls Tr. 22-24, Smith Tr. 24).
In January 1999, Allstate’s Resolution Hotline received two anonymous calls complaining about Smith’s unprofessional behavior. (DiSomma Cert., Exhs. J & K, Exh. I, Reavis Tr. 35-36). The first anonymous caller complained that Smith used profane language and acted unprofessionally because Smith believed the caller was not performing his job properly. (DiSom-ma Aff., Exh. J). The caller, who was later learned to be Plaintiff, did not mention race or racial discrimination. (DiSom-ma Aff., Ex. B, Smalls Tr. 151). The second anonymous caller, later identified as Allstate employee Liz Glidden, complained that Smith “belittled” Plaintiff “in the presence of other employees.” (DiSomma Aff., Exh. K, Glidden Tr. 16). Glidden later testified that she called the Hotline after she had witnessed an incident in January 1999 between Plaintiff and Smith where they were “yelling loudly at each other.” (Glidden Tr. 11-12).
In February 1999, Frontline Performance Expert (“FPE”) Vinnie Friscia sent a five-page letter to Human Resources Manager Susie Reavis describing several incidents in which Smith used profanity and subjected him to verbal abuse and humiliation. (DiSomma Aff., Exh. H). As a result of these complaints, Allstate’s Human Resources Department opened an investigation into Smith’s workplace behavior. (DiSomma Aff., Exh. I, Reavis Tr. 42). All of the FPLs from the claims units in the Hicksville office were interviewed and an Investigation Summary Report dated March 16, 1999 summarized the investigation. (DiSomma Aff., Exh. M). According to Reavis, the complaints of the Hicksville FPLs included the following: (1) Smith regularly engaged in disparaging and insensitive conduct toward his managers, using profane and abusive language; (2) three managers from Roslyn stated that they had a difficult time adjusting to Smith’s tough and demanding behavior; (3) one minority manager was treated particularly harshly and was belittled, yelled at, and cursed at by Smith in front of other employees.
Reavis recommended the immediate termination of Smith’s employment based on the findings of the investigation that his treatment of the managers in the Hicks-ville office was unprofessional. Smith submitted a letter of resignation upon learning the results of the investigation, and ceased working at Allstate on or about March 19, 1999. (DiSomma Aff., Exh. D, Smith Tr. 34).
During the investigation of Smith, Robert Bond, an FPE in the Elmhurst office, requested that Plaintiff be transferred to Elmhurst to fill a vacant FPL position in their office. Smith’s supervisor, Joel McDonald, approved the transfer, subject to confirmation that Plaintiff wanted to be transferred to Elmhurst. Allstate never confirmed Plaintiffs desire for a transfer to Elmhurst. Upon being transferred, Plaintiff complained that he was unhappy because the transfer increased his commute to work, and four weeks after his transfer, Plaintiff was returned to his position in Hicksville. (DiSomma Aff., Exh. C, Smalls Tr. 324, McDonald Tr. 37, Bond Aff. ¶ 6).
*369 On March 15, 1999, also during the investigation of Smith, Plaintiff filed a complaint with the New York State Division of Human Rights (the “NYSDHR”) alleging that Allstate unlawfully discriminated against him based on his race in violation of New York Human Rights Law, Section 296 as evidenced by his transfer to the Elmhurst office, his verbal harassment by Smith, and racially derogatory statements made to other employees (“NYSDHR Complaint I”). (DiSomma Aff., Exh. 0).
After Smith ceased working at Allstate, Plaintiff continued to work in the Hicks-ville office as an FPL. In April 1999, Debbie Fiske was appointed MCM at the Hicksville office. In October 1999, Allstate underwent a nationwide Personnel Reorganization, reducing the overall number of managerial positions, including FPLs, and redeploying them to service-oriented positions. Fiske’s evaluation of the leadership skills of the FPLs on her staff resulted in Plaintiff and two other FPLs being redeployed to senior claim adjuster positions. The redeployment did not impact Plaintiffs salary or his ability to receive a salary increase. As a result of the redeployment, Plaintiff promptly filed another complaint with the NYSDHR (“NYSDHR Complaint II”), alleging retaliation for filing his NYSDHR Complaint I. (DiSomma Aff., Exh. X). The NYSDHR dismissed both complaints. (DiSomma Aff., Exh. Y).
On June 15, 2001, Plaintiff filed a five-count Complaint in the District Court for the Southern District of New York against Allstate alleging discrimination, a hostile work environment, intentional infliction of emotional distress, and retaliation based on race (“Complaint”).
Discussion
I. Standard for Summary Judgment
Federal Rule of Civil Procedure 56(c) provides that summary judgment should “be rendered forthwith if the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law.” To prevail, the party moving for summary judgment must “demonstrate the absence of a genuine issue of material fact.”
Celotex Corp. v. Catrett,
The Second Circuit has warned that district courts should be “particularly cautious about granting summary judgment to an employer in a discrimination case when the employer’s intent is in question. Because direct evidence of an employer’s discriminatory intent will rarely be found, ‘affidavits and depositions must be carefully scrutinized for circumstantial proof which, if believed, would show discrimination.’ ”
Schwapp v. Town of Avon,
II. Discrimination Claims
Plaintiff first alleges race discrimination under both Title VII and New York Executive Law (“NYEL”) Section 290. Discrimination suits brought under Title VII follow the familiar burden-shifting regime established by
McDonnell Douglas Corp. v. Green,
Although Title VII does not define adverse employment actions “solely in terms of job termination or reduced wages and benefits,” Wanamaker
v. Columbian Rope Co.,
[а] materially adverse change might be indicated by a termination of employment, a demotion evidenced by a decrease in wage or salary, a less distinguished title, a material loss of benefits, significantly diminished material responsibilities, or other indices that might be unique to a particular situation.
Monica,
The burden of proof and legal standards for NYEL § 290 are the same as those applied in Title VII cases.
See Classic Coach v. Mercado,
In his discrimination claims against Allstate and Smith, Plaintiff alleges the following adverse employment actions: (1) Smith’s use of abusive, profane, and insulting language toward Plaintiff in the presence of other employees; (2) Allstate’s retaliation for Plaintiffs complaint of discrimination; (3) Plaintiffs transfer from Hicksville to Allstate’s Elmhurst office in February 1999; and (4) Plaintiffs disparate treatment during Smith’s employment at Allstate from January 1998 through February 1999 because he was African American. (Comply 26).
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As an initial matter, Plaintiffs Title VII claims against Smith must be dismissed because there is no basis for personal liability against an individual under that statute.
See Tomka v. Seiler Corp.,
First, Plaintiffs allegations of verbal abuse and insults by Smith and retaliatory actions by Allstate are addressed
infra
as part of Plaintiffs hostile work environment and retaliation claims. However, the Court also notes here that “being yelled at, receiving unfair criticism, receiving unfavorable schedules or work assignments ... do not rise to the level of adverse employment actions ... because they [do] not have a material impact on the terms and conditions of Plaintiffs employment.”
Lee v. New York State Dept. of Health,
Second, Plaintiffs transfer claim also fails because his transfer to Elmhurst does not constitute an adverse employment action. Plaintiff retained the same position, the same responsibilities, and the same salary and benefits. It is well-settled that a lateral transfer does not rise to the level of an adverse employment action as a matter of law.
See, e.g., Mishk v. Destefano,
Even if this Court found that the transfer did establish a prima facie case for discrimination—which it does not— Plaintiffs discrimination claims would be dismissed for failure to rebut Allstate’s legitimate business reasons for transferring Plaintiff to Elmhurst. The undisputed affidavit of a former Allstate employee, Robert Bond, stated that he had requested that Plaintiff be transferred to Elmhurst to fill a vacant FPL position in their office. (Bond Aff. ¶¶ 4-5). Moreover, as soon as Allstate learned that Plaintiff was unhappy about the transfer because of the longer commute to Elmhurst, Allstate promptly reinstated Plaintiff in the Hicksville office. (Bond Aff. ¶ 6).
Third, Plaintiff also bases his discrimination claim on his allegation that Smith treated him differently than other similarly situated employees “because [he] was African American.” (Compl.1ffl 15, 26). “[A]n inference of discrimination may be drawn by a showing that the employer criticized the plaintiffs performance in ethnically degrading terms, made invidious comments about others in the employee’s protected group, or treated employees not in the protected group more favorably.”
Hunter v. St. Francis Hosp.,
Defendants’ motions for summary judgment on Plaintiffs racial discrimination claims are therefore granted, and those claims are hereby dismissed.
III. Hostile Work Environment Claim
Plaintiff also asserts claims against Allstate and Smith of hostile work environment based on race. To prevail on a hostile work environment claim, the complained of conduct must be “sufficiently severe or pervasive to alter the conditions of the victim’s employment and create an abusive working environment.”
Harris v. Forklift Sys.,
Plaintiff cited incidents of Smith allegedly “verbal abus[ing]” Plaintiff at staff meetings, using vulgarity and curse words, threatening Plaintiff with subordination, pointing his finger in Plaintiffs face during a discussion, and requiring Plaintiff to do additional work. 2 (Compl. ¶ 15; PI. Counter-Stmt. Facts ¶ 28). While Plaintiff alleges in a conclusory fashion that these incidents were racially motivated, he offers no facts in support. 3
The case law is clear on this point. The anti-discrimination laws are not “a general civility code,” and they do “not prohibit all verbal or physical harassment in the workplace,” only that which is motivated by specified improper considerations.
Oncale v. Sundowner Offshore Servs., Inc.,
Therefore, where there is no evidence that an allegedly hostile work environment was motivated by a plaintiffs race, the claim must be dismissed.
Jessamy v. City of New Rochelle,
[although the record suggests that plaintiff was subjected to an extremely unpleasant work environment in which [his manager] regularly reprimanded him in the presence of co-workers, the record contains no evidence from which a reasonable jury could conclude that plaintiffs treatment was motivated by any discriminatory animus based on race.
See also Neishlos v. City of New York,
Furthermore, courts have dismissed hostile work environment claims in the face of far stronger evidence of harassment and racist comments than presented here.
See, e.g., Richardson,
In sum, this Court finds that Plaintiff has failed to allege facts sufficient to sustain a race-based hostile work environment claim, and, therefore, Defendants’ motions for summary judgment are granted and the claims are dismissed.
IV. Retaliation Claim
In addition to the preceding counts, Plaintiff also asserts a claim of unlawful retaliation solely against Allstate. Under Title VII “it shall be an unlawful employment practice for an employer to discriminate against any of his employees ... because [such employee] has opposed any practice made an unlawful employment practice by this subchapter.” 42 U.S.C. § 2000e-3(a). A plaintiff making a retaliation claim under Title VII must prove four elements: (1) that he participated in a protected activity; (2) that his employer was aware of the activity; (3) that an adverse employment action occurred; and (4) that there was a causal connection between the protected activity and the adverse employment action.
See Reed v. A.W. Lawrence & Co.,
Plaintiff has failed to show either a temporal or causal connection between a protected activity and any alleged adverse employment action.
See McMenemy v. City of Rochester,
Similarly, Plaintiffs redeployment in October 1999, eleven months after Plaintiff filed a complaint with the NYSDHR, is also insufficiently connected to establish a prima facie case of retaliation. To establish a causal connection based on temporal proximity, a protected activity must be “closely followed in time by the adverse action.”
Reed v. A.W. Lawrence & Co.,
95
F.3d
1170, 1178 (2d Cir.1996).
See, e.g., Clark County Sch. Dist. v. Breeden,
Plaintiff has failed to rebut Allstate’s showing that his redeployment was part of a nationwide reorganization effort that included as one of its main initiatives reducing the number of overall managerial positions and moving them to service-oriented positions. (Def. Allstate Br. at 19; Fisk Aff. ¶ 4). As a result, Plaintiff was one of hundreds of claim managers throughout the country who were removed from management positions and redeployed in “frontline” service positions. (Id.). More importantly, Plaintiff has presented no evidence that Fiske, the manager charged with evaluating the leadership skills of the FPLs, possessed any knowledge of Plaintiffs NYDHR Complaint when she ranked her managers for redeployment. (PL Opp. at 29; Fiske Aff. ¶ 9). In her affidavit, Fiske stated that she did not consult with Smith or any other Allstate employees before ranking the FPLs and evaluated them solely on the leadership skills they exhibited while she was MCM. (Def. Allstate Br. at 19; Fiske Aff. ¶ 5).
Therefore, given the inadequacy of facts alleged, Allstate’s motion for summary judgment is granted, and Plaintiffs claim of retaliation under Title VII is dismissed.
V. Intentional Infliction of Emotional Distress
Finally, Plaintiff claims intentional infliction of emotional distress against both Allstate and Smith. Plaintiff acknowledges in his opposition that the statute of limitations for claims of intentional infliction of emotional distress is one year. The most recent alleged act of Smith relating to this claim occurred more than one year
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prior to the filing of Plaintiffs Complaint. Plaintiff argues, however, that the statute of limitations should have been tolled during the pendency of the investigation by the NYSDHR. Plaintiff correctly points out that district courts within the Second Circuit have disagreed about whether to toll claims in these circumstances. “[T]he weight of authority, however, has held that state common law claims are not tolled during the pendency of an NYSDHR or EEOC claim.”
Duran v. Jamaica Hosp.,
In fact, relying on the Supreme Court’s analysis of the congressional intent of Title VII in
Johnson v. Railway Express Agency, Inc.,
Even if Plaintiffs claim was not time-barred, Plaintiff has failed to establish the four elements of a claim of intentional infliction of emotional distress: “(1) extreme and outrageous conduct; (2) intent to cause severe emotional distress; (3) a causal connection between the conduct and the injury; and (4) severe emotional distress.”
Gonzalez v. Bratton,
Plaintiffs citations to workplace arguments with Smith concerning Plaintiffs performance are insufficient to meet the strict standards for claims of intentional infliction of emotional distress set forth by New York Courts.
See Walker v. New York City Transit Auth.,
Accordingly, Defendants’ motions for summary judgment are granted, and the claims of intentional infliction of emotional distress against Smith and Allstate are dismissed.
VI. Conclusion
The Court is sympathetic to Plaintiffs discontent with Smith’s unprofessional, rude, and aggressive workplace behavior while Smith was employed at Allstate. However, the facts alleged do not support claims for race-based discrimination, hostile work environment, intentional infliction of emotional distress or retaliation under Title VII.
Accordingly, Defendants’ motions for summary judgment are granted and the Complaint is dismissed in its entirety.
SO ORDERED:
Notes
. The Complaint set forth four claims against both Allstate and Smith and a fifth claim of retaliation asserted solely against Allstate.
. Plaintiff also alleges that Smith made racially derogatory comments about other employees years before Plaintiff was employed under Smith. These allegations suffer from two in-firmaties that preclude their consideration: (1) they are not based on admissible evidence but rather on covertly recorded conversations with third parties, and (2) incidents that occurred years earlier and which Plaintiff did not witness, may not be used to sustain a hostile work environment claim.
See P. v. Delta Air Lines, Inc.,
. To the contrary, one of Plaintiff's co-workers testified that she did not perceive an altercation that she witnessed between Smith and Plaintiff as being racially motivated. (DiSom-ma Aff., Exh. H).
. The Court notes that Plaintiff's transfer to Elmhurst occurred before his NYSDHR Complaint I; which was filed on March 15, 1999.
