Slawik v. StateSlawik v. State
This appeal concerns an attorney’s fee award under the Civil Rights Attorney’s Fees Awards Act of 1976 (the “Act”),
Melvin A. Slawik, plaintiff-appellant, while holding the elected office of County Executive for New Castle County, was convicted in March, 1976 in the United States District Court of Delaware of making false declarations before a Federal Grand Jury in violation of
Plaintiff appeals from Superior Court’s denial of his attorney’s claim for a fee award equaling twice the “lodestar” or market value of time expended plus the value of the time required to prosecute the fee application.
4
The State, by cross appeal, argues that Superior Court was not authоrized by
The question presented is whether plaintiff’s allegation of a deprivation of a Fourteenth Amendment “property” right in continuing in public office satisfies the sub-stantiality test of Hagans v. Lavine. We find plaintiff to have not presented a constitutionally cognizable claim. Therefore, we reverse Superior Court’s award of counsel fees to plaintiff; deny the appeal; grant the cross appeal; and hold that the Civil Rights Attorney’s Fee Awards Act of 1976 does not authorize any award of fees in this case.
I
Under the so-called “American Rule,” the remedy of fee shifting is ordinarily not available to a prevailing litigant absent statutory authority to award costs, including counsel fees.
Alyeska Pipeline Service Co. v. Wilderness Society,
In any action or prоceeding to enforce a provision of sections 1981, 1982, 1983, 1985, and 1986 of this title, title IX of Public Law 92-318, or title VI of the Civil Rights Act of 1964, the court, in its discretion, may allow the prevailing party, other than the United States, a reasonable attorney’s fee as part of the costs.
Presumably to bring
We find аppellant’s argument to be flawed in two fundamental respects.
First,
any loss, however grievous, visited upon a person by the State is not, without more, sufficient to invoke the procedural protections of the Due Process Clause.
Meachum v. Fano,
Second,
who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory or the District of Columbia, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws....
(emphasis added).
We address these points in reverse order.
II
A
The legislative history to
To the extent a plaintiff joins a claim under one of the statutes enumerated in H.R. 15460 with a claim that does not allow attorney fees, that plaintiff, if it prevails on the non-fee claim, is entitled to a determination on the other claim for the purpose of awarding counsel fees. Morales v. Haines,486 F.2d 880 (7th Cir.1973). In some instances, however, the claim with fees may involve a constitutional question which the courts are reluctant to resоlve if the non-constitutional claim is dispositive. Hagans v. Lavine,415 U.S. 528 ,94 S.Ct. 1372 ,39 L.Ed.2d 577 (1974). In such cases, if the claim for which fees may be awarded meets the “substantiality” test, see Hagans v. Lavine, supra; United Mine Workers v. Gibbs,383 U.S. 715 ,86 S.Ct. 1130 ,16 L.Ed.2d 218 (1966), attorney’s fees may be allowed even though thecourt declines to enter judgment for the plaintiff on that claim, so long as the plaintiff prevails on the non-fee claim arising out of a “common nucleus of operative fact.” United Mine Workers v. Gibbs, supra, at 725, 86 S.Ct. at 1138 .
H.R.Rep. No. 94-1558, p. 4, n. 7 (1976).
The substantiality doctrine of
Hagans v. Lavine
requires that petitioner establish a constitutional claim of sufficient substance to support jurisdiction in a federal court. To that end, pendent jurisdiction is said to exist whenever: (1) there is a claim “arising under [the] Constitution, the laws of the United States, and Treatiеs made, or which shall be made, under their authority ...,”
It is well settled, however, that District Courts are without power to adjudicate claims otherwise within their jurisdiction if they are “so attenuated and unsubstantial as to be absolutely devoid of merit,”
Newburyport Water Co. v. Newburyport,
B
This brings us to thе Fourteenth Amendment and appellant’s assertion of a “property” right in his position as County Executive. The text of the Fourteenth Amendment provides in part:
Section 1. All persons born or naturalized in the United States, and subject to the jurisdiction thereof, are citizens of the United States and of the State wherein they reside. No State shall make or enforce any law which shall abridge the privileges or immunities of citizens of the United States; nor shall any State deprive any person of life, liberty, or property, without due process of law; nor deny to any person within its jurisdiction the equal protection of the laws. (Emphasis supplied).
It is clear that appellant satisfies two of the three traditionally recognized prerequisites of a valid due process argument: The Governor acted under color of State law; and appellant’s removal amounted to a deprivation. However, the question remains whether there has been a denial of a federally protected “property” right.
(1)
The parties acknowledge that property interests do not emanate from the Constitution but “are created and their dimensions are defined by existing rules or understandings that stem from an independent source such as state law—rules or understandings that secure certain benefits and that support claims of entitlement to those benefits.”
Roth,
To have a property interest in a benefit, a person clearly must have more than an abstract need or desire for it. He must have more than a unilateral expectation of it. He must, instead, have a legitimate claim of entitlement to it.
Id.
Hence, the Supreme Court has held that welfare recipients have a constitutionally
(2)
In contrast, in cases involving the contested suspension or removal of public officials in state government, the courts — federal and state — have consistently refused to find a federally protected рroperty right to office. In
Wilson v. North Carolina,
On the return date, plaintiff appeared and denied, in a written statement, the various allegations communicated by the Governor. At the meeting, plaintiff demanded that the Governor produce the evidence against him and that he be accorded the opportunity to confront his accusers and cross-examine the witnesses. The Governor refused the demand. Thereafter, the plaintiff was suspended from office pursuant to the statute creating his position.
In a subsequent quo warranto proceeding, the North Carolina Supreme Court upheld suspension. The Court held that plaintiff, in taking office, became subject to the applicable act, including those provisions providing for the appointment, suspension, and removal of commission officials. In addressing the purpose of the suspension provision, the State Supreme Court commented:
The duty of suspension was imposed upon the Governor from the highest motives of public policy to prevent the danger to the public interests which might arise from leaving such great powers and responsibilities in the hands of men legally disqualified. To leave them in full charge of their office until the next biennial session of the legislature, or pending litigation which might be continued for years, would destroy the very object of the law. As the Governor was, therefore, by the very letter and spirit of the law, required to act and act promptly, necessarily upon his own findings of fact, we are compelled to hold that such official action was, under the circumstances, due process of law.
Plaintiff then sought a writ of error from the United States Supreme Court to review the judgment. In considering defendants’ motion tо dismiss plaintiff’s writ for lack of jurisdiction, the Court characterized the
In rejecting the Fourteenth Amendment claim, the Court found plaintiff not to have been deprived, by reason of the Governor’s actions, of any right guaranteed to him by the Federal Constitution. Mr. Justice Peckham, speaking for the Court, said: “No ... fundamental rights were involved in the proceedings before the Governor. In its internal administration the State' (so far as concerns the Federal Government) has entire freedom of choice as to the creation of an offiсe for purely state purposes, and of the terms upon which it shall be held by the person filling the office.”
Id.
at 594,
[ T]he Federal question which he attempts to raise is so unfounded in substance that we are justified in saying that it does not really exist; that there is no fair color for claiming that his rights under the Federal Constitution have been violated, either by depriving him of his property without due process of law or by denying him the equal protection of the laws.
Id.
at 595,
Two years later, in
Taylor v. Beckham,
The view that public office is not property has been generally entertained in this country.
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The decisions are numerous to the effect that public offices are mere agеncies or trusts, and not property as such. Nor are the salary and emoluments property, secured by contract, but compensation for services actually rendered. Nor does the fact that a constitution may forbid the legislature from abolishing a public office or diminishing the salary thereof during the term of the incumbent change its character or make it property. True, the restrictions limit the power of the legislature to deal with the office, but even such restrictions may be removed by constitutional amendment. In short, generally speaking, the nature of the relation of a public officer to the public is inconsistent with either a property or a contract right, (citations omitted) (underlining added).
A public office is not “property,” within the meaning of the constitutional provision that “no person shall be deprived of life, liberty or property without due process of law.” It is a mere public agency, revocable according to the will and appointment of the people, as exercised in the constitution and the laws enacted in conformity therewith. Moore v. Strickling (W.Va.) [46 W.Va. 515 ],33 S.E. 274 ,50 L.R.A. 279 . In the case cited the court in its opinion makes ... the following quotation: “It is impossible to conceive how, under our form of government, a person can own or have a title to a governmental office. Offices are created for the administration of public affairs. When a person is inducted into an office he thereby becomes empowered to exercise its powers and perform its duties, not for his, but for the public, benefit. It would be a misnomer and a perversiоn of terms to say that an incumbent owned an office or had any title to it.”
Similarly, in
Smith v. Thompson,
Iowa Supr.,
[ I]t must be conceded, as a general rule, that the relation between a public office and the people is not in the nature of a contract, and that such office has in it no element of property. It is a public trust, created for the benefit of the state, and not for the benefit of the individual citizens thereof, and the prospective emoluments of a public office are not property in any sense. 9
The contrary view, of course, assumes that a public officеholder has a property right in his office which may not be unlawfully taken away or illegally infringed.
See Fair v. Kirk,
N.D.Fla.,
(3)
Whether in Delaware a public officer has a constitutionally cognizable “property” interest in his elected post is a question of first impression for this Court. Having considered the various federal and state decisions, we today hold that a public officer in this State takes his position under the aegis and for the benefit of the public, subject to suspension or removal by any constitutionally permissible means. The office is in the nature of a public trust created to serve the public interest and not the private advantage of the individual officer.
10
As such, the officer remains in pub-
Ill
Although we here decide that an officer’s interest in his elected post is not “property” in the сonstitutional sense, we acknowledge the Supreme Court’s pronouncement in
Roth
that procedural due process extends to anything to which a person may assert a legitimate claim of entitlement.
Roth,
A rudiment of procedural due process is the right to receive notice and to be heard “at a meaningful time and in a meaningful manner,”
Armstrong v. Manzo,
Recognizing a
de minimis
level of infringement for which the Constitution does not provide redress, “[t]he question remains what procedure is due.”
Morrissey v. Brewer, supra
at 481,
Appellant’s interest here is the continuation in public office pending an evidentiary hearing establishing official misconduct. The purpose of requiring a hearing prior to removal is to avoid “unfair or mistaken” findings of wrongdoing by the individual charged.
Goss v. Lopez,
It is not contended by appellant that his removal was improper due to “un-. fairness” in the trial proceeding before the District Court. Appellant instead complains that the Governor deprived him of procedural due process by removing him from office without first having obtained an advisory opinion from this Court as to the legality of the removal. 12 As a result, appellant argues that the absence of procedural due process increased the possibility of wrongful removal and thereby deprived him of his Fourteenth Amendment “property” interest.
The law is to the contrary.
First,
the usual rule has been that where only property rights are involved, “mere postponement of the judicial enquiry is not a denial of due process, if the opportunity given fоr ultimate judicial determination of the liability is adequate.”
Phillips v. Commissioner,
Balancing the parties’ respective interests against these precedents, we find the State’s interest in speedy removal to plainly outweigh any need by appellant for additional procedural safeguards.
See Mathews v. Eldridge, supra.
Appellant had his full “day in court” and was removed under the authority of a valid legislative enactment. Furthermore, sound public policy demands that a State’s Chief Executive act expeditiously when commanded to do so by law. “[A] public official found guilty of a prohibited act should not be permitted to continue in оffice too long thereafter ... because of the vital need for the public trust and confidence in public officers.... ”
Slawik v. Folsom,
Del.Supr.,
In our opinion, the possibility of a premature removal and consequent deprivation was eclipsed by the need for immediate action by the State and appellant’s right to recover damages in a suit at law after the incident. Any incremental benefit which would flow from the imposition of a pre-re-moval hearing could not reasonably justify the additional cost and expenditure of time which the procedures urged by appellant would entail.
Mathews v. Eldridge, supra.
Moreover, appellant did not assert his “property” claim until after his term of office had expired. Hence, any risk of abuse by the State was minimal and was adequately protected by appellant’s corn-
For the foregoing reasons, we find appellant’s allegation of a denial of his right to procedural due process insufficient to meet the substantiality test of
Hagans v. Lavine.
Having so found, we do not reach appellant’s substantive due process claim.
See New Castle-Gunning Bеdford Education Ass’n v. Board of Education,
D.Del.,
In the absence of a “substantial” constitutional basis for his
Notes
.
"All public officers shall hold their offices on condition that they behave themselves well. The Governor shall remove from office any public officer convicted of misbehavior in office or of any infamous crime.”
. This Court added, "On [imposition of sentence], the plaintiff lost all rights to any salary and benefits of his public office that he may have previously possessed....
******
In view of the limited scope of this appeal ... we make no judgment as to the merits of the plaintiffs claim for the period prior to April 21, 1976. We hold, however, that on and after April 21, 1976, the plaintiff was not entitled to any salary and benefits accruing from the office
. The Court awarded Slawik's counsel a fee of $2,407.20, plus expenses, representing 40 percent of a settlement of six weeks salary plus benefits, with interest, reached between Slawik and New Castle County officials. The New Castle County defendants were then dismissed from the suit. (After the filing of appellant's petition for fees. His Excellency Pierre S. du Pont, present Governor of Delaware, was substituted for The Honorable Sherman W. Tribbitt, Delaware’s Governor at the time appellant brought suit.)
. Plaintiff seeks recovery of $31,430 for services rendered exclusive of this appeal computed as follows: 227 hours X hourly rate = $12,330 "lodestar” x 2 + $6,770 [hourly rate x time prosecuting fee application before Superior Court].
.We recognize the inherent power in the courts to allow attorneys' fees in particular situations,
e.g.,
the willful disobedience of a court order "... as part of the fine to be levied оn the defendant,”
Fleischmann Distilling Corp. v. Maier Brewing Co.,
. Slawik's term of office expired two months before filing suit.
. Correlative to the substantiality doctrine is the rule that the misapplication of State law does not,
per se,
give rise to a
. We cannot agree with appellant that
Wilson
and
Taylor
are nо longer viable in light of subsequent developments in due process analysis.
Board of Regents of State Colleges v. Roth,
. This rule has been followed most recently in
Tarrant County v. Ashmore,
Tex.Supr.,
. Today’s holding does not suggest that a duly elected officer has no financial or "property" right to be protected against interference by parties not acting under color of statutory or constitutional authority. These rights, however, more properly give rise to claims under State tort law rather than actions under the United States Constitution.
See, e.g., Walton v. Davis,
Ga.Supr.,
. To the extent due process requires some form of рre-termination hearing as a matter of constitutional right, the Supreme Court has held, on only one occasion, that a hearing approximating a judicial trial is necessary.
Goldberg v. Kelly,
. Appellant claims a further violation of due process in the Governor’s denial of appellant's request for a three-day "grace period” within which to consult his attorney.
. The Court in Gunning-Bedford wrote:
Because "the constitutional right to ‘substantive’ due process is no greater than the right to procedural due process,” [citations omitted] it follows from the Court's rejection of plaintiffs’ procedural due process claim that plaintiffs' substantive due process rights have not been violated. Id. at 965.