Lead Opinion
In this interlocutory appeal, Willie Archie, James E. Dean, Stacey L. Green, and Tony Anderson, all Florida State Corrections Officers, appeal the denial of their motion for summary judgment based on qualified immunity on the claim brought by David C. Skrtich under 42 U.S.C. § 1983 alleging a violation of his Eighth and Fourteenth Amendment rights when he was subjected to an excessive and unjustified use of force while incarcerated at Florida State Prison. In addition, Timothy A. Thornton and Jason P. Griffis, both Florida State Corrections Officers, appeal the denial of their motion to dismiss based on qualified immunity in the same action.
DISCUSSION
I. Denial of Summary Judgment to Anderson, Archie, Dean and Green.
We review de novo a district court’s ruling on summary judgment, applying the same legal standards as the district court. See Whatley v. CNA Ins. Cos.,
As a result of his injuries, Skrtieh had to be airlifted by helicopter to a hospital where he remained for nine days and was treated for extensive injuries and spent several months recuperating. The medical records, which are not contested, reflect that Skrtieh had been “the victim of a significant amount of force,” which resulted in (1) left chest trauma with multiple fractures to the left ribs and left hemop-neumothorax, (2) back injury with fractured multiple transverse processes, (3) right scalp laceration, (4) left shoulder and right knee injury, (5) abdominal trauma, and (6) post trauma anemia.
When evaluating a claim of qualified immunity, a court must first determine whether the plaintiff has alleged the deprivation of an actual constitutional right, and if so, proceed to determine whether that right was clearly established at the time of the alleged violation. Saucier v. Katz, - U.S. -,
Under the Eighth Amendment, force is deemed legitimate in a custodial setting as long as it is applied “in a good faith effort to maintain or restore discipline [and not] maliciously and sadistically to cause harm.” Whitley v. Albers,
The undisputed evidence in this record reflected that Skrtich had been electrically shocked to render him unable to resist and then kicked, punched and beaten. In the absence of any evidence that any force, much less the force alleged here, was necessary to maintain order or restore discipline, Skrtich’s Eighth Amendment rights were violated.
Having determined that the officers’ alleged beating violated Skrtich’s Eighth Amendment rights, pursuant to Saucier, we must now consider whether qualified immunity nonetheless bars liability. Qualified immunity protects government officials acting within their discretionary functions from liability for civil damages as long as their conduct does not violate clearly established statutory or constitutional rights that a reasonable person would have known. Harlow v. Fitzgerald,
Skrtich does not challenge the officers’ use of the electronic shield, which knocked him to the ground, conceding that some degree of force was lawful in light of his noncompliance with the officers’ order to submit to handcuffing so that the officers could search his cell. Skrtich only
First, the defendants argue that force was necessary in this case because Skrtich was uncooperative and refused to comply with orders to submit to standard handcuffing procedure. They also argue that they had reason to be especially wary in their interactions with Skrtich given his “close-management status”, a status reserved for prisoners with disciplinary problems.
The defendant-officers next contend that because there is no case in which excessive force was used in the context of a cell extraction, prison guards are completely insulated from federal liability for any and all excessive force used in cell extractions. The fact that the beating took place in the context of a cell extraction does not materially distinguish this case from our precedent. The facts, viewed in the light most favorable to Skrtich, demonstrated that Skrtich was incapacitated by the shock from the electronic shield. The argument that beating a prisoner for noncompliance with a guard’s orders after the prisoner had ceased to disobey or resist turns the “clearly established law” of excessive force on its head and changes the purpose of qualified immunity in excessive force cases from one of protection for the legitimate use of force into a shield for clearly illegal conduct. The law of excessive force in this country is that a prisoner cannot be subjected to gratuitous or disproportionate force that has no object but to inflict pain. Whitley,
The Supreme Court has made it clear in Hudson that the same standard applies to all prison excessive force claims. Any reasonable official understands the contour of this right. Hudson,
We also find meritless and summarily reject appellants’ argument in this case that they are entitled to qualified immunity under the doctrine that a “de minimis” use of force does not support a claim of excessive force. Harris v. Chapman,
II. Denial of motion to dismiss
Turning to the claims of Thornton and Griffis that the district court erred in denying their motion to dismiss on the basis of qualified immunity, we first consider Skrtich’s argument that we need not reach the substantive question of whether his complaint can withstand a motion to dismiss based upon a defense of qualified immunity because the Federal Rules of Civil Procedure do not permit successive Rule 12(b)(6) motions to dismiss and because defendants’ filing of their third motion to dismiss while the motion for summary judgment on qualified immunity was pending constituted an abuse of the court process.
The first pleading filed by all defendants in this ease was a motion to dismiss on October 4, 1999, asserting only that the plaintiff had failed to exhaust his administrative remedies. Before the court ruled, Skrtich filed a First Amended Complaint on October 25, 1999, solely to add a state law claim. All defendants then filed a second motion to dismiss, again raising the ground that the plaintiff had failed to exhaust his administrative remedies, and adding that the court should not accept jurisdiction over the state law claim if the federal claim was dismissed. Qualified immunity was not mentioned in either the first or the second motion to dismiss. The second motion to dismiss was denied on December 16,1999.
On January 24, 2000, all of the defendants in this case filed their answer to the Amended Complaint. The answer did not set forth any affirmative defenses and did not mention qualified immunity in any way. On April 28, 2000, two days after Skrtich was deposed, an Amended Answer for all defendants was filed which alleged for the first time the affirmative defense of qualified immunity. On June 5, 2000, all of the defendants then filed a motion for summary judgment on the basis of qualified immunity. Prior to the hearing on summary judgment, however, Thornton and Griffis withdrew from the motion for summary judgment. More than one month later they filed their third motion to dismiss under Rule 12(b)(6).
Qualified immunity is an affirmative defense to personal liability, which must be pled, and if it is not, it is deemed waived. Moore v. Morgan,
A defense of failure to state a claim upon which relief can be granted, a defense of failure to join a party indispensable under Rule 19, and an objection of failure to state a legal defense to a claim may be made in any pleading permitted or ordered under Rule 7(a), or by a motion for judgment on the pleadings, or at the trial on the merits.
In this case, the motion to dismiss asserting qualified immunity was filed more than three months after their answer had been filed and after two prior motions to dismiss, both of which had omitted this defense and both of which had been denied. The question before this Court now is whether, under these circumstances, defendants should be permitted to raise qualified immunity in this fashion or whether they have waived it as a defense until trial.
In Guzman-Rivera v. Rivera-Cruz,
Under the circumstances in this case, we find that Thornton and Griffis’ third motion to dismiss was improper and should have been dismissed by the district court. Although there may be instances where qualified immunity may be permitted in a third Rule 12 motion, we do not find the circumstances here to be one of them.
AFFIRMED.
Notes
. Skrtieh alleged in his complaint that Thornton directed Griffis, Archie, Dean and Green to enter Skrtich's cell and that Thornton and Anderson “acquiesced in and took no action to stop their subordinates from punching and kicking the plaintiff.’’ In his deposition, Skrtieh additionally testified that Thornton verbally threatened him and repeatedly knocked him down after he was lifted up by the officers and slammed his head into the wall.
. R-62, Exhibit A, Discharge Summary of Dr. O. Contarini, M.D.
. R-62, Exhibit B, Physical History and Examination by Dr. Contarini.
. R-62, Exhibit C, Case Notes of Keith Adams, Correctional Officer Senior Inspector, Office of the Inspector General.
. R-62, Exhibit D, Case Diary and Work Record of Keith Adams, Correctional Officer Senior Inspector, Office of the Inspector General.
. In Bonner v. Prichard,
. In Harris, a prisoner who refused to voluntarily submit to a haircut was forcibly removed from his cell and restrained while officers attempted to cut his hair. He resisted and threatened to kill the barber. This Court reversed the district court’s grant of judgment as a matter of law in favor of the officer, finding that the evidence that the officers as a group kicked and beat the inmate, and that the sixth officer specifically snapped his head back with a towel, slapped him in the face, and harassed him with several racial epithets and other taunts, causing injuries to his back, supported the jury finding that the sixth officer’s conduct constituted an "unnecessary and wanton infliction of pain" in violation of the Eighth Amendment and the jury's award of punitive damages against the sixth officer.
In Davis, an inmate, after attempting to escape, was recaptured and confined in a dog cage in the back of a truck with his hands shackled behind his back. He was then grabbed by his ankles and pulled from the cage and in the process landed on his head because his hands were shackled behind his back, causing him to suffer severe psychological injuries. The jury awarded punitive damages against the correctional officers. This Court affirmed, finding that where the inmate had been recaptured after his escape and confined in a dog cage with his hands shackled behind his back, the ongoing violation of escape had been terminated and a jury could reasonably conclude that he posed no continuing threat to the guards.
In 'Williams, a prisoner refused to comply with a prison guard’s order to return to his cell. The prisoner alleged that after he was subdued, the prison guard purposely broke his arm. The defendants presented evidence that the prisoner’s arm was broken during the struggle to return the prisoner to his cell. This Court held that summary judgment was not appropriate where the prisoner alleged that the guard purposely broke his arm after he had ceased to resist.
Finally, in Peny, a prisoner alleged that prison guards took him to a prison barber shop to have him shaved with a razor, that he was in waist chains and his hands were cuffed in front of him, and that the prison officers struck him in the face, head, shoulder, arms and legs and that while he was down on the floor they kicked him in the sides, ribs, back and head. The officers presented evidence that the prisoner had been shaved with a clipper without incident and that prisoner’s medical records showed no complaint of injury on the day of the alleged beating. The district court dismissed the plaintiff’s Section 1983 claim and granted summaty judgment in favor of the officers. This Court reversed, finding a "square, head-on dispute of material facts.”
. The defendant-officers also point to numerous specific incidents of Skrtch's past violent confrontations with prison guards. An officers knowledge of such evidence may be relevant to the assessment of the degree of force that a reasonable officer would have believed was necessary. However, not only have defendants offered no evidence that they knew of these violent incidences. Such knowledge would hardly cause a reasonable officer to believe that the extensive injuries inflicted on this prisoner were necessary to maintain good order and discipline, thus, insulating him from a constitutional violation.
. See supra n. 7. Indeed, our excessive force analysis has never turned on the physical location of the victim of a government official's application of excessive force. The focus has always been on the material factors, i.e., “the need for the application of force, the relationship between that need and the amount of force used, the threat reasonably perceived by the responsible officials, and any efforts made to temper the severity of a forceful response.” Hudson,
. Rule 12(b)(6), Federal Rules of Civil Procedure, provides in relevant part that:
(b). Every defense, in law or fact, to a claim for relief in any pleading, whether a claim, counterclaim, cross-claim, or third-party claim, shall be asserted in the responsive pleading thereto if one is required, except that the following defenses may at the option of the pleader be made by motion: (1) lack of jurisdiction over the subject matter, (2) lack of jurisdiction over the person, (3) improper venue, (4) insufficiency of process, (5) insufficiency of service of process, (6) failure to state a claim upon which relief can be granted, (7) failure to join a party under Rule 19. A motion making any of these defenses shall be made before pleading if a further pleading is permitted.
. Even if the complaint were deemed deficient in this case, an amended complaint would have been permitted reflecting the allegations in Skrtich’s deposition. Presumably, Thornton and Anderson would have moved for summary judgment a second time and, for the reasons discussed above, the motion would have been correctly denied. Thus, the entire process in which a plaintiff is entitled to a resolution in a timely manner would have been subverted, an attempt which has obviously succeeded given the delays inherent in an appeal. Although generally a defendant is disadvantaged when the issue of qualified im
. For example, a motion may be construed as a request for judgment on the pleadings pursuant to Fed.R.Civ.P. 12(c) and as such not subject to the consolidation requirements of Rule 12(g). Fed.R.Civ.P. 12(h)(2); English,
Concurrence Opinion
concurring:
This case involves a claim of excessive force inflicted upon a prisoner who refused to comply with mandatory procedures for prison cell searches. The prisoner, Appel-lee David C. Skrtieh, was incarcerated at Florida State Prison, X-Wing, which houses capital offenders and inmates who are severe discipline problems. Appellee met the latter of these categories.
At the time of the alleged excessive force, Appellee was serving a life sentence for aggravated sexual battery on a woman who was seven months pregnant. Appel-lee also was serving an additional fifteen-year sentence for repeatedly stabbing a prison guard in the chest with an ice pick, while being escorted by the guard to the shower. In the past five years, Appellee had over eighty disciplinary reports, more than half of which involved threatening or attacking prison staff. Due to disruptive behavior, Appellee was placed on close management status.
On January 13, 1998, correctional officers approached Appellee’s cell to perform a routine cell search. Similar cell searches were conducted approximately three times per week. In accordance with prison procedures, the officers ordered Appellee to allow himself to be handcuffed so that he could be removed from the cell. When Appellee refused, standard policy mandated the use of a cell extraction team. Ap-pellee was familiar with the cell extraction process, as he has been through at least eight cell extractions. The cell extraction team summoned on January 13, 1998, consisted of Appellants Timothy Alvin Thornton, Jason Patrick Griffis, Willie Archie, Stacey L. Green, and James E. Dean. Appellant Tony Anderson supervised the team from outside the cell.
Upon entering the cell, Griffis used an electronic shield to subdue Appellee. The electric shock knocked Appellee to the floor. Appellee’s complaint and deposition are somewhat muddled and inconsistent as to the ensuing events. Appellee’s general
