ORDER GRANTING MOTIONS TO DISMISS
I. INTRODUCTION
Before the court are (1) Defendants Peter Goldmark, Washington State Commissioner of Public Lands and Administrator for the Department of Natural Resources (“DNR”); Lenny Young, Supervisor for DNR; Bob Ferguson, Attorney General for the State of Washington; Phil Anderson, Director of the Washington Department of Fish and Wildlife (“WDFW”); and Bruce Bjork, Assistant Director of WDFW and Chief of WDFW Enforcement’s (collectively “State Defendants”) motion for dismissal of Plaintiff Skokomish Indian Tribe’s (“the Tribe”) action (State Mot. (Dkt. # 59)); and (2) Defendants Prosecuting Attorneys Michael Dorcy of Mason County, Russell Hauge of Kitsap County, Scott Rosekrans of Jefferson County, H. Steward Menefee of Gray’s Harbor County, Deborah Kelly of Clallam County, and Jon Tunheim of Thurston County’s (collectively “Defendant County Prosecutors”) motion for dismissal (Pros. Mot. (Dkt. # 60)). The court has considered the motions, all submissions filed in support of or opposition thereto including the memorandum of the amici curiae Hoh Tribe and Quileute Tribe (A.C. Mem. (Dkt. # 67)), the balance of the record, and the applicable law. In addition, the court heard oral argument from counsel on January 2, 2014. Being fully advised, the court GRANTS both motions on grounds that Skokomish Indian Tribe failed to join certain other Indian tribes in this action. These other tribes are required parties under Federal Rule of Civil Procedure 19, but cannot be joined due to their sovereign immunity. Because the court concludes that the action cannot proceed “in equity and good conscience” without these other tribes, see id., the court dismisses Skokomish Indian Tribe’s action without prejudice. With respect to Defendants Goldmark and Young only, the court also grants Defendants’ motions to dismiss on grounds of Eleventh Amendment sovereign immunity and because Skokomish Indian Tribe has failed to state a claim under Federal Rule of Civil Procedure 12(b)(6). Nevertheless, despite granting Defendants’ motions, the court also grants Skokomish Indian Tribe leave to amend its Amended Complaint.
II. BACKGROUND
In this action, Skokomish Indian Tribe seeks “to protect the privilege of hunting and gathering roots and berries on open and unclaimed lands, guaranteed by Article 4 of the Treaty of Point No Point of January 26, 1855.” (Am. Compl. ¶ 2 (citing 12 Stat. 933).) The Tribe’s Amended Complaint, including 13 exhibits, is more than two hundred pages long. (See generally id.) The court, however, will endeav- or to summarize the salient allegations and
From 1854-1856, Issac I. Stevens, Governor of Washington Territory, and his agents, executed several treaties with Native American tribes in areas that would eventually become part of the State of Washington.
One of the Stevens Treaties is thе Treaty of Point No Point (“the Treaty”), which is at issue in this lawsuit. Skokomish Indian Tribe,
Skokomish Indian Tribe alleges that the Tribe’s territory as it relates to the privilege of hunting and gathering in Article 4 of the Treaty includes: (1) all lands ceded within the boundaries established in Article 1 of the Treaty, (2) all lands within the Tribe’s territories, and (3) all lands within the Tribe’s traditional use areas. (Am. Compl. ¶ 103.) In addition, the Tribe asserts that the hunting and gathering privilege of Article 4 extends to “[a]ll other lands not within the ceded area boundaries established in Article 1 ... upon which the Privilege of hunting and gathering roots and berries is guaranteed by the Article 4....” (Id.) It is unclear what land this last allegation encompasses specifically, but it appears that it may encompass something more than ceded areas, tribal territories, and traditional use areas.
Skokomish Indian Tribe further alleges that it has the “exclusive authority to determine the time, place and manner” of hunting and gathering as guaranteed by Article 4 of the Treaty. (Am. Compl. ¶¶ 94, 96.) The Tribe also alleges that it “may hunt and gather up to and including
Although the fishing provisions of the Stevens Treaties have been determined to reserve to “treaty right fishermen” the right to harvest up to fifty percent (50 %) of the harvestable fish that pass through its traditional fishing grounds, see Washington,
WDFW has depicted various ceded areas under the Stevens Treaties in a map, which is attached as an exhibit to the Tribe’s Amended Complaint. (Am. Compl. Ex. F (Dkt. # 50-6).) According to this map, a total of eight tribes exercise hunting rights within the Treaty of Point No Point ceded areas. (See id.) First, the four co-signatories of the Treaty — Skokomish Indian Tribe, Jamestown S’Klallam, Lower Elwha S’Klallam, and the Port Gamble S’Klallam — all exercise treaty hunting rights within the Treaty of Point No Point ceded areas. (See id.) Second, the signatories to the Treaty of Medicine Creek — the Nisqually, Puyallup, Squaxin Island, and Muckleshoot Tribes-hunt in a large portion of the Treaty of Point No Point ceded areas that overlaps with the Treaty of Medicine Creek ceded areas as also depicted on the map. (See id.) Skokomish Indian Tribe has alleged that “[t]his map is inaccurate, incomplete, and in direct conflict with ... Skokomish Indian Tribe’s interpretation of the Privilege guaranteed by Article 4 of the Treaty of Point No Point....” (Am. Compl. ¶ 107.)
In addition, Skokomish Indian Tribe asserts that Defendants’ interpretation of the Tribe’s treaty rights as disallowing hunting and gathering in the Wynoochee, Sol Due, Dickey, and Quinault Ridge Game Management Units (“GMU”) is also inaccurate and in conflict with Skokomish Indian Tribe’s interpretation of Article 4. (See
Skokomish Indian Tribe alleges that Defendants’ interpretation of Article 4 of the Treaty of Point No Point is at odds with the Tribe’s interpretation. (See, e.g., Am. Compl. ¶¶ 94, 96, 100, 107, 111.) Skokomish Indian Tribe alleges that, in light of this conflict, Defendants have “conspired ... to unlawfully and illegally attempt to diminish and/or abrogate the Privilege guaranteed by Article 4” through the use of Defendant County Prosecutors. (Id. ¶ 127.) Indeed, a letter dated September 2, 2005, from the WDFW to David Herrera of the Skokomish Indian Tribe (which is attached as an exhibit to the Amended Complaint) reads:
Thank you for sending the [WDFW] a copy of your 2005-2006 Skokomish Hunting and Trapping Regulations.... As part of reviewing the regulations it is important for the [WDFW] to renew our concern that these regulations open areas for hunting that we believe are outside the ceded areas of the Treaty of Point No Point and for which we have no evidence of traditional use by the Skokomish Tribe (Tribe). As a result, we do not think it is appropriate for the Tribe to open all or portions of the following GMUs: Wynoochee, Sol Due, Dickey, and Quinault Ridge. As we have expressed to the tribes in the past, if the Department’s enforcement officers encounter tribal hunters in areas outside their ceded areas or in an area where traditional use by that tribe has not been established, evidence will be gathered and filed with the appropriate county prosecutor.”
(Id. Ex. G.)
In a subsequent email dated July 18, 2008 (which is also attached as an exhibit to the Amended Complaint), an official with the WDFW reiterated a nearly identical threat of prosecution:
As we have discussed on the phone, we are concerned that the tribe has opened areas to hunting outside of the ceded area and for which we have not received any evidence from the tribe that demonstrates traditional use in those areas .... [A]s we stated at previous meetings, and in previous correspondence, that if enforcement officers encounter tribal hunters outside their ceded area or in an area where traditional use by that tribe has not been established, evidence will be gathered and filed with the appropriate county prosecutor. The WDFW is willing to work with tribes on formally establishing areas that were traditionally used that are outside of a ceded аrea. Other entities besides the WDFW and the Tribe that would need to be part of those discussions include affected county prosecutor(s), other tribes that may have overlapping ceded and/or traditional sue areas in the area that is being proposed.
(Id. Ex. H.)
More recently, in a July 23, 2012, letter to officials of the Point No Point Treaty Council, and copied to an official of the Skokomish Indian Tribe, Defendant Phil Anderson, Director of WDFW, threatened enforcement against Treaty hunters with respect to the exercise of their alleged Treaty rights outside of the WDFW’s understanding of the Tribe’s ceded and traditional use area, as well as of the exercise of
The Game Management Units (GMUs) opened for hunting by [Point No Point] Tribes include areas beyond the geographic scopes of the [Point No Point] Ceded Area (e.g., Hoko, Quinault Ridge, and Wynoochee), as interpreted by WDFW.... Tribal hunting outside of Ceded Area, from our perspective, is contingent upon our understanding of the Tribe having used and occupied those traditional areas over an extended period of time prior to or during the time their respective Treaties were signed....
Under the Treaty ..., the Tribes reserved the right to hunt on “open and unclaimed lands” within the Treaty Area. Private land, even with the permission оf the landowner, is not “open and unclaimed.” While WDFW has expressed its willingness to enter into agreements with Tribes relative to Tribal hunting activities on private industrial timberlands, which is a subset of private lands defined by specific criteria, we do not have any agreements relative to Tribal hunting activities on other types of private land.
While Tribal regulations may allow hunting on private industrial timber-lands, from our point of view, this activity is contingent on an agreement with WDFW, permission from the landowner, and acceptance by the County Prosecutor of the terms of the agreement. Absent all three of these items, WDFW enforcement officers would apply state law to Treaty hunters hunting on private industrial timberlands.
(Am. Compl. Ex. I.)
In addition, Skokomish Indian Tribe also alleges that counsel for Defendant County Prosecutor Russell Hauge wrote in a May 31, 2013, email that “[o]nly the county commissioners can agree to any ‘gathering’ on county lands, and unless and until that happens county personnel will not treat Skokomish Tribal members any differently than normal.” (Am. Compl. ¶ 119.) In addition, Skokomish Indian Tribe asserts that it received a copy of Chapter 10.12 of the Kitsap County Code, which provides that “[i]t is unlawful to remove, destroy, mutilate or deface any tree, shrub, flower or other plant,” and that a violation of that provision is a misdemeanor. (Id.) Skokomish Indian Tribe asserts that the forgoing interpretatiоn of the Kitsap County Code is in direct conflict with the Tribe’s interpretation of its rights under Article 4 of the Treaty of Point No Point. (Id.)
Skokomish Indian Tribe alleges “a partial list of members ... who while exercising the Privilege [of hunting and gathering under Article 4 of the Treaty of Point No Point] were actually harmed or were subject to imminent or certainly impending harm by Defendants’ voluntary enforcement of the disputed interpretation of the Privilege.” (Id. ¶ 124.) The list includes the names of seven specific individuals, but also includes “[a]ll enrolled members of Plaintiff, Skokomish Indian Tribe.” (Id.) The Tribe provides few details concerning how each of these specific individuals was “harmed,” except for James G. Byrd and Delbert W. Miller, who the Tribe alleges were “falsely prosecuted and convicted” of hunting violations. (See id.)
As State Defendants point out, the two prosecutions identified by Skokomish Indian Tribe in the amended complaint are decades old. (See id.; see also State Mot. at 6-7.) State Defendants further note that Mr. Miller’s conviction was ultimately overturned by the Washington Supreme Court in State v. Miller,
III. ANALYSIS
Defendants have asserted several bases for dismissal. State Defendants move to dismiss (1) under Federal Rule of Civil Procedure 12(b)(1) on grounds that the court lacks subject matter jurisdiction because Skokomish Indian Tribe fails to demonstrate Article III standing by alleging an injury in fact (State Mot. at 3-8), (2) under Federal Rule of Civil Procedure 12(b)(6) on grounds that Skokomish Indian Tribe fails to state a claim because their allegations lack facial plausibility (id. at 8-10), (3) under the Eleventh Amendment on grounds that Skokomish Indian Tribes’ claims are barred by sovereign immunity (id. at 10-12), and (4) under Federal Rule of Civil Procedure 19 on grounds that Skokomish Indian Tribe failed to join other indispensable parties, namely other tribes, such as the other signatories to the Treaty of Point No Point, who would be prejudidaily affected by any ruling herein (id. at 13-22). Defendant County Prosecutors also move for dismissal based on a lack of Article III standing (Pros. Mot. at 8-10) and failure to state a claim under Rule 12(b)(6) (id. at 3-7). In addition, Defendant County Prosecutors join in State Defendants’ motion for dismissal based on Eleventh Amendment sovereign immunity and failure to join indispensable parties. (Id. at 10-11.)
As discussed below, the court concludes that Skokomish Indian Tribe has alleged an injury in fact sufficient to establish Article III standing and the court’s subject matter jurisdiction and that, with the exceptions of Defendants Goldmark and Young, the suit is not barred by the Eleventh Amendment. The court must decide these issues before deciding either the parties’ Rule 12(b)(6) or Rule 19 motions. Wilbur v. Locke,
A. Article III Standing
To establish standing under the “case or controversy” requirement of Article III of the United States Constitution, a plaintiff must demonstrate a sufficient per
The only element at issue here is the first — a cognizable injury. Defendants assert that Skokomish Indian Tribe has failed to allege an injury that is concrete and particularized. (See State Mot. at 3-8; State Reply (Dkt. # 74) at 2-5; Pros. Mot. at 7-10; Pros. Reply (Dkt. # 75) at 4-7.) Skokomish Indian Tribe, as the party invoking federal jurisdiction, bears the burden of establishing standing. See Lujan,
The decision the court found addressing standing with facts most similar to the one at hand is from a federal district court that is outside of the Ninth Circuit. Applying the foregoing standards, the court in Ottawa Tribe of Oklahoma v. Speck,
Skokomish Indian Tribe has alleged that Defendants have threatened to enforce certain state regulations in contravention of its members’ alleged rights to hunt and gather under the Treaty of Point No Point. (See, e.g., Am. Compl. ¶¶ 119, 124, 127, Exs. G, H.) The Ninth Circuit has held that, although “arrest is not necessarily a prerequisite for an individual to challenge the applicability of a criminal statute,” Oklevueha Native Am. Church of Haw., Inc. v. Holder,
Thus, to determine whether Skokomish Indian Tribe has standing to pursue its claims here, the court must consider whether the Tribe has alleged a genuine threat of imminent prosecution. “When evaluating whether a claimed threat of prosecution is genuine,” the court must “consider: (1) whether the plaintiff has articulated a concrete plan to violate the law in question; (2) whether the prosecuting authorities have communicated a specific warning or threat to initiate proceedings; and (3) the history of past prosecution or enforcement under the challenged statute.” Wolfson v. Brammer,
With respect to the first consideration of whether the plaintiff has articulated a concrete plan to violate the law or regulation in question, “[a] general intent to violate a statute at some unknown date in the future does not rise to the level of an articulated, concrete plan.” Thomas,
Here, Skokomish Indian Tribe has alleged that Defendants’ enforcement of laws and regulations, in conflict with the Skokomish Indian Tribe’s interpretation of the Privilege of hunting and gathering in Article 4 of the Treaty of Point No Point, has “resulted in the unlawful and illegal seizure of persons or property belonging to Plaintiff ... and its members,” and “the prosecution of members ... for alleged criminal and civil violations.”
Finally, the Tribe has alleged that it has promulgated its own regulations opening areas for hunting to its members that Defendants consider to be outside the area permitted under the Treaty (see id. Exs. G, H), and that its members will “continue to hunt and gather all native foodstuffs ... and ... resources unless specifically limited by [the] Tribe’s regulations” (id. ¶ 86). These allegations, in combination, and construed in favor of Skokomish Indian Tribe, as the court is required to do, allege not only that Skokomish Indian Tribe and its members plan to act in violation of the challenged regulations, but that they have in fact violated the challenged regulations and plan to continue doing so despite having suffered the consequences or threatened consequences of enforcement actions by Defendants.
The court finds the Ninth Circuit’s recent decision in Oklevueha Native American Church of Hawaii, Inc. v. Holder,
The second element the court must consider is whether prosecuting authorities have communicated a specific warning or threat to initiate proceedings. Wolfson,
The court has little difficulty concluding that statements from WDFW officials to representatives of Skokomish Indian Tribe concerning the disputed scope of land opened by the Tribe’s hunting regulations constitute “specific warnings” or “threats” to initiate proceedings against the Tribe’s members. (See Am. Compl. Exs. G, H.) After reviewing Skokomish Indian Tribe’s hunting regulations, which were based on the Tribe’s interpretation of the Treaty of Point No Point, WDFW officials state (not once, but twice) that if WDFW enforcement оfficers encounter tribal hunters in areas outside their ceded areas or in an area where traditional use by that tribe has not been established, evidence will be gathered and filed with the appropriate county prosecutor. (Am. Compl. Exs. G, H.) In addition, Defendant Anderson threatens enforcement with respect to the Tribe’s assertion of Treaty hunting rights with respect to private industrial timberland. (Id. Ex. I.) Construing the allegations in the Amended Complaint in favor of Skokomish Indian Tribe, the court also considers the alleged May 31, 2013, email from counsel for Kitsap County Prosecutor to a representative of the Tribe to be a “specific warning” or “threat” to initiate proceedings against members of the Tribe found gathering on county lands in violation of Chapter 10.12 of the Kitsap County Code. (Am. Compl. ¶ 119.) Thus, the court holds that the allegations in the Amended Complaint satisfy the second element of the genuine threat inquiry.
Even if the foregoing statements, however, did not constitute “specific warnings” or “threats” to initiate proceedings, Skokomish Indian Tribe’s allegations would still satisfy the second element. Once again, the court finds the Ninth Circuit’s decision in Oklevueha to be instructive. In Oklevueha, federal agents seized $7,000.00 worth of marijuana that was intended for the church’s use.
Finally, the court similarly concludes that Skokomish Indian Tribe satisfies the final prong of the genuine threat inquiry— the history of past prosecution or enforcement. Wolfson,
B. Eleventh Amendment Immunity
Skokomish Indian Tribe’s Amended Complaint lists five State Defendants: (1) Peter Goldmark, Commissioner of Public Lands and Administrator of DNR (Am. Compl. ¶¶ 14-16); (2) Lenny Young, Supervisor for DNR, charged with direct supervision of DNR’s activities delegated by thе Administrator (id. ¶ 17); (3) Bob Ferguson, Attorney General for Washington State (id. ¶ 18); (4) Phil Anderson, Director of WDFW (id. ¶ 20); and (5) Bruce Bjork, Assistant Director of WDFW and Chief of WDFW Enforcement (id. ¶ 21). In addition, Skokomish Indian Tribe’s Amended Complaint lists six county prosecutors as defendants. (Id. ¶¶ 22-28.)
All Defendants have moved for dismissal based on Eleventh Amendment sovereign immunity and the inapplicability of the exception found in Ex Parte Young,
There is little doubt that Defendant County Prosecutors fall within the Ex Parte Young exception to sovereign immunity here. Skokomish Indian Tribe has attached documents to its Amended Complaint in which WDFW officials threaten that, if WDFW enforcement officers encounter Tribe members exercising their alleged Treaty rights in disputed areas, the enforcement officers will gather and file evidence with the appropriate county prosecutor. (See Am. Compl. Exs. G, H.) Further, Defеndant County Prosecutors state that they “believe [they] were named based on their authority to enforce the state laws and regulations that the Tribe takes issue with.” (Pros. Mot. at 10.) This acknowledgement of their ability to enforce the laws and regulations at issue here, along with Skokomish Indian Tribes’ allegations, satisfies the requirement that
The court also concludes that there is a sufficient connection between enforcement of the challenged regulations here and both Mr. Anderson, as the Director of WDFW, and Mr. Bjork, as the Chief of WDFW Enforcement, to warrant an exception to sovereign immunity with respect to these two defendants under Ex Parte Young. After all, Mr. Anderson authored one of the threats of prosecution that Skokomish Indian Tribe appended to its Amended Complaint (Am. Compl. Ex. I), and another was copied to Mr. Anderson by the WDFW official who authored it (id. Ex. G). The threats at issue involved the collection of evidence by WDFW enforcement officers for referral to county prosecutors (id. Exs. G, H; see also id. Ex. I (“WDFW enforcement officers would apply state law to Treaty hunters hunting on private industrial timberlands”)), and as Chief of WDFW Enforcement, the court concludes Mr. Bjork’s connection to enforcement of thе challenged regulations is sufficient as well.
Further, the court concludes that Skokomish Indian Tribe has also properly sued Attorney General Bob Ferguson under the Ex Parte Young exception to sovereign immunity. State attorney generals are not invariably proper defendants in challenges to state criminal laws. Planned Parenthood of Idaho, Inc. v. Wasden,
In Washington, Attorney General Ferguson wields powers similar to those described for the Idaho attorney general above. Under RCW 43.10.232:
(1) The attorney general shall have concurrent authority and power with the prosecuting attorneys to investigate crimes and initiate and conduct prosecutions upon the request of or with the concurrence of any of the following:
(a) The county prosecuting аttorney of the jurisdiction in which the offense has occurred;
(b) The governor of the state of Washington; or
(c) A majority of the committee charged with the oversight of the organized crime intelligence unit.
RCW 43.10.232(1). Thus, like Idaho’s attorney general, Mr. Ferguson can deputize himself (subject to the concurrence of the governor or the other authorities listed in RCW 43.10.232(1)) to stand in the role of the county prosecutor and exercise the same power as the county prosecutors named herein. Based on Wasden, the court concludes that Mr. Ferguson is subject to suit here under the exception to sovereign immunity in Ex Parte Young.
Contrary to describing a connection between these Defendants and any threatened enforcement action, the meager allegations above describe actions to avoid unwarranted enforcement actions against members of Skokomish Indian Tribe while exercising their Treaty rights. Accordingly, the court does not find the requisite connection between Defendants Goldmark and Young and the threat of any imminent enforcement action such that they may be properly sued under the exception to sovereign immunity found in Ex Parte Young. The court GRANTS State Defendants’ motion to dismiss the Tribe’s claims against Mr. Young and Mr. Goldmark as barred by Eleventh Amendment sovereign immunity.
C. Federal Rule of Civil Procedure 12(b)(6)
Now that the court has addressed the threshold issues of Article III standing and Eleventh Amendment immunity, it turns to Defendants’ motions to dismiss on other grounds. Defendants assert that Skokomish Indian Tribe’s Amended Complaint fails to state a claim upon which relief can be granted under Federal Rule of Civil Procedure 12(b)(6). (State Mot. at 8-10; Pro. Mot. at 3-7.) In order to survive a motion to dismiss under Rule 12(b)(6), a plaintiff must “plead a short and plain statement of the claim showing that the pleader is entitled to relief.” Fed. R.Civ.P. 8(a)(2). This statement must be sufficient to “give the defendant fair notice of what the plaintiffs claim is and the grounds upon which it rests.” Conley v. Gibson,
For the same reasons discussed above with respect to Eleventh Amendment sovereign immunity, the court GRANTS Defendants’ motions to dismiss Skokomish Indian Tribe’s claims against Defendants Goldmark аnd Young of Washington State’s DNR under Rule 12(b)(6). The Amended Complaint contains insufficient allegations drawing any connection between Defendants Goldmark and Young, on the one hand, and a threat of imminent enforcement action against Skokomish Indian Tribe or its members, on the other. Consequently, the Tribe’s allegations against these two Defendants do not rise to the level of plausibility required under Iqbal and Twombly. The court, therefore, GRANTS Defendants’ motions to dismiss under Rule 12(b)(6) with respect to Defendants Goldmark and Young, but denies Defendants’ Rule 12(b)(6) motion in all other respects.
State Defendants assert that Skokomish Indian Tribe’s Amended Complaint must be dismissed under Federal Rule of Civil Procedure 19 for failure to join indispensable or “required” parties.
Application of Rule 19 determines whether a party is indispensable.
In determining whether a party is required under Rule 19, the court must examine whether it can “award complete relief to the parties present without joining the nonparty.” Paiute-Shoshone Indians of the Bishop Cmty. of the Bishop Colony, Cal. v. City of Los Angeles,
As discussed above, because the hunting and gathering provisions of the Treaty of Point No Point have been only tangentially litigated in federal court (see supra § II., n. 5), all tribes with hunting and gathering rights in the subject territory have a vital, legally-protected interest in how the Treaty is interpreted and enforced. See, e.g., Makah Indian Tribe,
The judgment that Skokomish Indian Tribe seeks in this case would cause considerable prejudice to the interests of other signatory tribes of the Treaty of Point No Point. First, Skokomish Indian Tribe seeks a declaration of “the scope of the Privilege of hunting and gathering on open and unclaimed lands” and “the allocation of game, roots, and berries to [the Tribe] as guaranteed by Article 4 of the Treaty of Point No Point....” (Am. Compl. ¶ 145(a)(viii), (xi).) A determination of the scope and extent of the hunting and gathering privilege would necessarily involve a determination of what lands and resources are available to all four signatory tribes, not just Skokomish Indian Tribe, under the Treaty of Point No Point. See N. Arapaho Tribe,
Second, Skokomish Indian Tribe seeks a declaration that it has exclusive regulatory and management authority of hunting and gathering rights contained in the Treaty of Point No Point. Specifically, Skokomish Indian Tribe asserts that (1) it has “exclusive regulatory and management authority” of hunting and gathering roots and berries on open and unclaimed lands under Article 4 of the Treaty (Am. Compl. ¶ 145(a)(x)); (2) it has “exclusive authority to determine that time, place, and manner” of hunting and gathering under the Treaty (id. ¶¶-94, 96), and (3) it has the right to hunt and gather “up to and including one hundred percent (100 %) of any game, roоts and berries,” which it defines as “all life” within its territory, including not only the ceded area, but also other unidentified lands “not "within the ceded area” (see id. ¶¶ 100, 102-04, 145(a)(xi)). A judgment granting Skokomish Indian Tribe exclusive management authority and the right to take up to one hundred percent of all game, roots and berries would necessarily reduce or eliminate the rights that other signatory tribes currently enjoy in the territory.
In addition, any disposition of Skokomish Indian Tribe’s claims without the other signatory tribes would leave Defendants subject to a substantial likelihood of multiple lawsuits rendering inconsistent results. See Makah Indian Tribe,
During oral argument, counsel for Skokomish Indian Tribe argued that the Ninth Circuit’s recent decision in Alto,
At oral argument, counsel for Skokomish Indian Tribe argued that, like Alto, this action involves an injury caused by the named governmental defendants only and not the absent tribes. Specifically, counsel asserted that it is the governmental defendants in this action who have misinterpreted the Treaty of Point No Point and threatened prosecutions on the basis of that misinterpretation, and that Skokomish Indian Tribe seeks only to enjoin the action of those defendants and not any actions by the other signatory tribes. Even if this assertion is true, it is inconsistent with the Amended Complaint that is on file in this action. Although it is true that the Amended Complaint does not expressly seek to enjoin any action by another signatory tribe, the requested relief, if granted, would without doubt affect the rights of other parties who are signatories of the Treaty.
As delineated in part above, the Amended Complaint is sweeping with respect to its requests for relief. It seeks a declaration of the meaning of a variety of terms relevant to the Privilege of hunting and gathering in Article 4 of the Treaty, including “hunting,” “gathering,” “roots,” “berries,” “open lands,” and “unclaimed lands.” (Am. Compl. ¶ 145(a)(ii)-(vii).) It seeks a declaration of “the scope of the Privilege of hunting and gathering roots and berries on open and unclaimed lands” under Article 4. (Id. ¶ 145(a)(viii).) It seeks a declaration of “the Territory” of the Tribe with respect to the Privilege under Article 4. (Id. ¶ 145(a)(ix).) It seeks a declaration of “the regulatory and management authority” of the Tribe with respect to the Privilege of hunting and gathering roots and berries under the Treaty, “including but not limited to the exclusive regulatory and management authority.” (Id. ¶ 145(a)(x).) Finally, it seeks a declaration of “the allocation of game, roots and berries to [the Tribe], as guaranteed by Article 4.” (Id. ¶ 145(a)(xi).)
The court is hard pressed to understand how obtaining declarations regarding any of the foregoing, particularly with respect to the Tribe’s exclusive regulatory authority under the Treaty or the allocation of resources under the Treaty, would not necessarily impact the rights of other signatory tribes under the Treaty. As a result, the court cannot conclude that Alto is controlling here or even particularly applicable. As discussed above, it is the Ninth Circuit’s ruling in Makah Indian Tribe
Because the court concludes that the other signatory tribes are required parties, it must turn to the remaining analytical steps of Rule 19. Under Rule 19(a), a required party will generally be joined as a party to the action. Fed.R.Civ.P. 19(a); see Quileute Indian Tribe v. Babbitt,
Because the other signatory tribes cannot be joined due to their sovereign immunity, the court’s next step is to determine whether in “equity and good conscience” the action should proceed in their absence. Fed.R.Civ.P. 19(b). Rule 19(b) provides that the factors to be considered in determining whether an action should be dismissed because a required party cannot be joined are: “(1) the extent to which a judgment rendered in the person’s absence might prejudice that person or the existing parties; (2) the extent to which any prejudice could be lessened or avoided by (A) protective provisions in the judgment, (B) shaping the relief, or (C) other measures; (3) whether a judgment rendered in the person’s absence would be adequate; and (4) whether the plaintiff would have an adequate remedy if the action were dismissed for nonjoinder.” Fed.R.Civ.P. 19(b); see also Makah Indian Tribe,
The first factor in the Rule 19(b) analysis, prejudice to either existing or absent parties, is essentially the same as the legal interest test under Rule 19(a). See Quileute Indian Tribe v. Babbitt,
With respect to the second factor under Rule 19(b), it is not possible to lessen or avoid prejudice to the other signatory tribes. Skokomish Indian Tribe seeks adjudication of the hunting and gathering rights under the Treaty. Consequently, a judgment will necessarily and unavoidably impact the other three signatory tribes. If the court rules that the Treaty does not extend to certain lands or resources, all signatory tribes would be affected by that ruling. Lands and resources either are subject to Treaty rights or they are not. The all-or-nothing nature of the absent tribes’ interests favors dismissal. If Skokomish Indian Tribe were
The third factor — whether a judgment rendered in the non-party’s absence would be adequate — also supports dismissal. The intent of the inquiry under this factor is not to examine the adequacy of the judgment from the point of view of the plaintiff but to determine whether a judgment would comport with “the interest of the courts and public in complete, consistent and efficient settlement of controversies.” Provident Tradesmens Bank & Trust Co. v. Patterson,
The fourth and final factor — the existence of an adequate remedy if the action is dismissed — weighs against dismissal. Skokomish Indian Tribe will not have an alternate forum for its claims following dismissal. However, this factor is all but foreclosed as a consideration when the absent party exercises sovereign immunity. The Ninth Circuit has consistently held ■ that a tribe’s interest in sovereign immunity outweighs the lack of an alternative forum. United States v. Washington,
In sum, Skokomish Indian Tribe seeks to litigate hunting and gathering rights under the Treaty of Point No Point and asks this court to declare that it has exclusive management authority over those Treaty rights and is entitled to an allocation of uр to one hundred percent of the relevant resources. The prejudice that other signatory tribes to the Treaty will suffer if a judgment is rendered in their absence cannot be alleviated or avoided ánd any judgment would not render a complete resolution of the issues due to potential future litigation by other affected parties. Although Skokomish Indian Tribe will likely not have an alternative forum following dismissal of this action, this factor does not outweigh the others which favor dismissal particularly where the Tribe’s inability to obtain an alternative forum is due to the necessary parties’ sovereign immunity. Accordingly, the court concludes that “in equity and conscience” this matter should be dismissed without prejudice for failure to join indispensable parties.
E. Leave to Amend
The court grants Skokomish Indian Tribe leave to amend its Amended Complaint. Skokomish Indian Tribe filed its
IY. CONCLUSION
Based on the foregoing, the court GRANTS Defendants’ motions to dismiss (Dkt. ## 59, 60) based on Skokomish Indian Tribe’s failure to join the other signatory tribes to the Treaty of Point No Point as required parties to this action. In addition, the court GRANTS Defendants’ motions to dismiss on grounds of Eleventh Amendment sovereign immunity and failure to state a claim under Rule 12(b)(6) with respect to Defendants Goldmark and Young only. The court, however, GRANTS Skokomish Indian Tribe leave to amend its Amended Complaint. Skokomish Indian Tribe may file an amended complaint within 20 days of the date of this order. The court warns that failure to timely file an amended complaint within 20 days of the date of this order will result in dismissal of this action without prejudice.
Notes
.See, e.g., Treaty of Olympia, 12 Stat. 971; Treaty of Point No Point, 12 Stat. 933; Treaty of Medicine Creek, 10 Stat. 1132; Treaty of Point Elliot, 12 Stat. 927; Treaty of Neah Bay, 12 Stat. 939; Treaty with the Yakimas, 12 Stat. 951; Treaty with the Walla Walla, Cayuse, Etc., 12 Stat. 945; Treaty with the Nez Perces, 12 Stat. 957.
. See United States v. Washington,
. United States v. Washington,
. United States v. Washington,
. Federal courts have ruled on two narrow aspects of the hunting and gathering provision generally contained within the Stevens Treaties, but the issues previously resolved are not pertinent here. In United States v. Hicks,
. In Miller, petitioners were convicted of killing and possessing an elk out of season in the Olympic National Forest.
. See supra Note 6.
. The Tribe also has alleged that "Defendants’ denial of access to these lands and resources
. The court recognizes that there is some authority indicating that Eleventh Amendment immunity goes to the court’s subject matter jurisdiction which, if true, would bar the court's consideration of Defendants’ Rule 12(b)(6) motion to dismiss with respect to Defendants Goldmark and Young. See Righthaven LLC v. Hoehn,
. Following amendments in 2007, Rule 19 no longer refers to “indispensable” parties, but rather “required" parties. The change in terminology is not substantive but merely stylistic. See Alto v. Black,
. Pursuant to Rule 19:
A person who is subject to service of process and whose joinder will not deprive the court of subject-matter jurisdiction must be joined as a party if: (A) in that person's absence, the court cannot accord complete relief among existing parties; or (B) that person claims an interest relating to the subject of the action and is so situated that disposing of the action in the person’s absence may: (i) as a practical matter impair or impede the person’s ability to protect the interest; or (ii) leave an existing party subject to a substantial risk of incurring double, multiple, or otherwise inconsistent obligations because of the interest.
Fed.R.Civ.P. 19(a)(1). “If a person who is required to be joined if feasible cannot be joined, the court must determine whether, in equity and good conscience, the action should proceed among the existing parties or should be dismissed." Fed.R.Civ.P. 19(b).
. During oral argument, counsel for Skokomish Indian Tribe asserted that the court could construe the Treaty of Point No Point in a manner unique to each individual signatory tribe and that would be binding only with respect to that particular tribe because each tribe had a different understanding of the Treaty at the time of signing. Counsel for Skokomish Indian Tribe apparently took this novel position in an attempt to convince the court that any ruling in this case would not prejudice the absent tribes because it would not be applicable to them. Counsel for the Tribe is confusing Treaty interpretation with its application to historical facts. For example, United States v. Washington,
. Based on Automotive United Trades Organization v. State,
