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Skil Corporation v. Millers Falls Company
541 F.2d 554
6th Cir.
1976
Check Treatment

*1 Here the officers could easily have effect- Beasley’s ed building, arrest as he left the CORPORATION, SKIL

if, moment, at agents had facts Plaintiff-Appellant, within knowledge their they and of which reasonably had trustworthy information al., MILLERS FALLS COMPANY et sufficient prudent to warrant man in Defendants-Appellees. believing Beasley possession was in narcotics. Beck v. No. 75-2291. S.Ct. But in- United States Court of Appeals, stead accomplishing then, the arrest Sixth Circuit. Government now justify seeks to entry apartment into the building, the search of Argued March 1976. Carriger’s apartment, and subsequent his Decided Aug. arrest building as incident to Beas- by Supreme Certiorari Denied ley’s purpose arrest. If the of the day’s 13, 1976. Dec. activities had been to Beasley arrest it See S.Ct. 653. would have simple been a matter for the officer to Beasley arrest when the officer

saw him leaving apartment building

with the shopping bag that now contained

“something.” But is clear from the

record purpose that the day’s activi-

ties was not to arrest Beasley but instead to

discover who his source was.

Under circumstances, we believe that

the government agent violated the Fourth

Amendment entering apartment

building, and entry was not legally

permissible probable because cause did not

exist for the And, arrest Beasley. any

event, the may Government proba- not use

ble cause to arrest Beasley as a springboard

to search apartment and arrest another

person whom the Government did not have

grounds to believe was involved in narcotics

transactions. Because the appellant could

not have been convicted without the evi-

dence obtained as a result of the unauthor- entry,

ized it follows that the convictions

must be reversed.

Reversed. *2 Fleming, McDougal, J. Hersh &

Clarence 111., Scott, Chicago, Swartzbaugh, Marc L. Cleveland, Carter, M. Charles Chica- 111., plaintiff-appellant. go, for Baldwin, Egan, Egan, Walling Richard J. Fetzer, Dill, Merkel, Campbell, M. & Reese Zetzer, Cleveland, Ohio, for defend- Dill & ants-appellees. PHILLIPS, Judge, Chief and

Before ADAMS,* Judges. WEICK and Circuit WEICK, Judge. interlocutory appeal This is an from an order of the United District Court States a denying the Northern District of Ohio (Skil) Corporation motion Skil to remand infringement patent action the District Illinois, previ- in Northern which had Court ously transferred the case Ohio 1404(a). provisions under the of 28 U.S.C. case is one of several The transferred during protracted have which been filed litigation between and Lucerne Prod- Skil ucts, (Lucerne), patentees Inc. who competing switches and manufacturers of litiga- tools. portable used on electric This pending has been in various courts tion with filed not in Ohio since cases Dis- but also in the Southern and New York and the District of Con- trict of necticut. years cases have shuttled be-

Over of Northern Ohio tween the District Courts and in a Illinois retransfer and forum, controversy over choice of been no on the result there has trial litigation. phases of the Various merits have litigation the transfer been considered Judges Green Lambros by District by Judges Will Hoffman This is fourth which our Illinois. court has entertained.1 history litigation is detailed order, copy Judge Hoffman’s transfer appended “A”. hereto Exhibit which * Products, Adams, Corp., Judge, Inc. v. Skil 441 F.2d 1. Lucerne United The Honorable Arlin M. Circuit, 1971); Corp. Cir. Skil v. Lucerne for the Third States Court of ’ Inc., 72-1282; Products, Corp. Lu- sitting designation. No. Products, Inc., No. 73-1738. cerne banc; rehearing action in the en particular it denied motion Skil’s Illinois several stay

Northern District for a pending certiorari to the Su- Lucerne had in- customers. of Lucerne’s preme Rehnquist Court. Mr. Justice denied customers, permitted and was demnified its a similar stay. motion for a was as a defendant. Skill also to intervene Following entry of the transfer order against Lucerne then plaintiff in an action Hoffman and the decision of the *3 District of pending in the Northern Circuit, Judge Seventh Lambros of 69-461, which raised the same issues No. C vacating Ohio entered an order Judge Hoffman sua patent validity. previous his own remand order in Skil v. action transferred to sponte ordered this Lucerne, 69-461, No. C and consolidated of Ohio so that the Northern District that case with the being case transferred with action could be consolidated Skil’s Illinois, 74-121, from Northern No. C for all against Lucerne. pretrial proceedings. copy A of the Order the transfer order Upon entry the Skil appended hereto as Exhibit “B”. Emergency Petition for a Writ filed an then Skil moved to remand Case No. C in Mandamus and Prohibition the Court of Illinois, again 74-121 to which motion was Circuit, seeking for the to Seventh Judge denied. Lambros certified the case Judge Hoffman’s order. vacate The basis interlocutory appeal, for an which was of the attack was that the record did not granted by panel of this Court. the court show that transferee had defendant, venue as to each that one of the Judge Skil contends that Lambros erred principal place have a defendants did not failing in to remand this case to the North- business in Northern and that there- ern District of since the Illinois Judge power was without fore Hoffman power District Court lacked the to transfer 1404(a). order the transfer under The § the case to the Northern District of Ohio. petition with a brief and attachments there- relies the Skil case of Hoffman v. pages, supplemen- to consisted of 123 and a Blaski, S.Ct. appendix tal was filed. Lucerne filed an (1960), by a decision a divided 80-page response. court, 1404(a) which held that a transfer § Judges Kiley, Sprech- and Stevens can be made to a District in case, er considered the merits of the as which the could have originally following evidenced the order entered on brought complying the action while December 1973: the venue process and service of statutes. This matter is before the court on the argues Skil that the record does not show communication, filing by each of a that the Northern District of Ohio is a required by Sep- this court’s order of defendants, proper venue as to all and 6, 1973, advising tember the court of the the therefore Illinois District Court lacked disposition of the in No. 73-1738 power 1404(a) under to transfer docketed in the United Court of States case Northern District of Ohio. Appeals for the Circuit. On consid- Sixth plaintiff’s emergency peti- eration of the precisely very This is same issue tion for prohibition writ of and manda- that the Seventh Circuit considered and de mus, thereof, in support memorandum against cided in the mandamus Skil and supplemental appendix August prohibition brought action in that Court joint 1973 and of respon- answer of to set aside this transfer. It is thus August dents filed clear that the decision of the Seventh Cir be, petition It is ordered that said judicata cuit Skil is res on the issue hereby (App. the same is DENIED. I at validity Judge of the Hoffman’s order of 255) transfer, and we are bound the decision. writ, petition denying Circuit denied In Seventh Skil’s Seventh Circuit did rehearing for and another ground not base its decision on the not view a mandamus action differs from the prohibition were mandamus interlocutory ap review an The order entered standard of appropriate remedies. peal. change not permit any not This distinction does by the Seventh Circuit does argued in result in this case. Skil the Sev such narrow construction. Hoffman lacked enth Circuit apply the rule that we must argues power transfer the case because Circuit’s spite of the of Blaski Seventh correct, been the Seventh Blaski. Had Skil decision, because that case required have been issue Circuit would Court affirmed a remand order Sev- writ, denying By writ. spite of the fact enth Circuit have decided that necessarily Circuit must prevent action to transfer mandamus power had Hoffman Fifth Circuit. had been unsuccessful in the the District Court in Ohio case because Blaski, Fifth action was In Circuit’s properly could exercise over merits judicata as to the held res testing jurisdic action. standard for *4 the Circuit never transfer because Fifth tion not differ in a mandamus action does party opposing the reached the merits. appeal.3 in an from the standard used leave file merely transfer had moved for would not have refused to Seventh Circuit mandamus, petition a writ of and the a had Hoffman lacked issue the writ Here, Fifth denied the motion.2 Circuit power case. We should to transfer the petition, filed a the Seventh a of never assume that court concurrent petition merits the and 'considered the of jurisdiction neglected perform duty, its petition, reviewing the denied relief after clearly its particularly when order shows thereof, in the support tnfe memorandum performance. is the proper full Mandamus joint and the an- supplemental appendix in remedy when a transfer has been ordered respondents. swer\of legal of limitations of violation Barrack, 1404(a). Van Dusen v. 376 of Skil is U.S. § further contention 3, 805, a 11 945 of writ 615 n. 84 S.Ct. L.Ed.2d that Circuit’s denial Seventh Picard, (1964); v. prohibition binding and is not Johnson & Johnson 282 of mandamus 1960).4 on this because the standard of re- F.2d 386 Cir. Court represented by unduly narrow technical 2. Skil first to this Court that under- petition ‘juris- for writ of standing in Blaski what constitutes a matter of of Circuit, in the Fifth which denied mandamus diction’.” According petition (Skil 20). brief at to the power Although the a court to transfer a (363 Supreme facts as Court U.S. stated 1404(a) hinges upon case § under venue stat- 1084) at no was filed 80 S.Ct. such utes, problem to one we do not consider the belatedly because to file was leave denied. venue, rather but one of recognized reply (at in its brief this distinction transferee court to hear the transferred case. 4), page argued note but that the distinction As in Blaski: “The transferee stated courts is immaterial. acquired jurisdiction over could have these ac- courts, only properly brought if in those tions is an ex- 3. The dissent asserts that mandamus validly transferred thereto under remedy or if traordinary only drastic used in situa- (363 1089.) 1404(a).” power. judicial usurpation U.S. at 80 S.Ct. at prevent tions required, ruling Surely does not that a Court in a The Seventh Circuit was mean remedy only proceeding egre- petition, can mandamus the mandamus to consider whether jurisdictional gious power violations while overlook- usurped court its transferor power. ing usurpations more mundane properly the transferee court could whether extraordinary emphasizing Even nature acquire jurisdiction. mandamus, Supreme v. Kerr Court 4. See the recent also decision - -, U.S. United States Products, Thermtron Inc. Hermans- Court in -, 2124, 48 725 L.Ed.2d “ dorfer, U.S. (1976), to be noted that mandamus was ‘used (1976), that wherein the Court held lawful to confine an inferior court to a exercise attacking method mandamus was compel prescribed jurisdiction of its or to it to of a removed from a state duty a remand order case authority its do exercise its when it is ” court a District Court for reasons not autho- so’ also [citations omitted]. The Court noted rized the removal that “we have not limited the use of mandamus statutes. accept ruling trict court should as the that this Court can- Finally, Skil contends it, law of the case for and there should be Circuit’s order as not consider except no further under judicata because to do so would conflict res Blaski, impelling found in most and unusual circumstanc- with some curious dictum5 Moore, (IV at 340 n. 1084. The es. J. Federal Practice U.S. S.Ct. (2d 1974) why 110.404(8) three reasons the Fifth ed. listed at 531-32 [foot- judicata: res omitted]) Circuit’s order was not *5 courts, having When three federal one coor- challengeable only by writ of certiorari Court, jurisdiction dinate with this have the which Skil did not seek. objection rejected considered the same Furthermore, the Circuit must nec Skil, reason by to transfer raised we see no essarily power-of-transfer have the decided applying to avoid law-of-the-case doctrine merits, explained issue on the above. practice. as a sound rule of While we Finally, the Seventh Circuit’s order was not might willing depart applying us, issued in the before was case but issued the defendants law-of-the-case if one of action, Hoffman, separate Corp. in a Skil there ex- objecting was to transfer because No. 73-1697. Thus none of the reasons for to him in the trans- ists no venue as denying judicata the effect of res in Blaski district, have such a case feree we do not present here. already was before the before us. Skil Alternatively, the order of the Sev Court in Northern Ohio as a in anoth- refusing enth Circuit to set aside patent raising er case the same issues of mandamus the transfer order had the effect validity, which case has been consolidated establishing validity the of the transfer with the transferred case. Lucerne had order as the law of the case.6 As Professor agreed indemnify its customers who Moore states: original defendants in the trans- were

[Sjuppose reality the district court orders a ferred action. Thus Lucerne is in target pat- transfer of the action. If this order is the sole of Skil’s attack on appellate then reviewed court on ent in both lawsuits. We see no reason to merits, sustained, doctrine, applying and the transfer avoid the law-of-the-case effected, allowing litigate validity accordingly thereby the transferee-dis- question 737, precluded 5. The whether the Fifth order Circuit’s F.2d or Hoffman the Sev- denying petition a motion for leave to file a remanding enth Circuit from that case.” 363 binding of mandamus was a determination writ U.S. at 80 S.Ct. at 1088. of the transferee court’s was not at issue in “No claim is made here that that case: itself, approved by It is the transfer order denying the mo- order of the Fifth Circuit order, the law Seventh Circuit’s which becomes respondents for leave tion of in the Blaski case case. mandamus, to file a for writ of bring adjudicating order to this situation different courts simul- patent two the Illi- issues which have shuffled between We note the outcome taneously.7 also eight nois Ohio Courts for depend case on merits will of this stop years. put forum-shop- a We should will Skil be question nor bring protracted close ping and to a prejudiced by the transfer. litigation over forum. jurisprudence is system The aim of our District Court af- The order dispute a with rea- the merits of settle firmed. dispatch. The doctrine of law- sonable developed has to achieve that of-the-case “A" EXHIBIT end. within a litigation is not terminated [I]f COURT STATES DISTRICT UNITED THE IN of jus- denial

reasonable time there OF ILLINOIS DISTRICT NORTHERN FOR THE DIVISION EASTERN tice; dispatch of court business efficient in a manner tice” is sometimes better fairly approximating “jus- than a tardy CIVIL ACTION No. 72 C disposition may approximate more SKIL CORPORATION, (Id. some theoretical ideal.

nearly Plaintiff, 409) at 0.404[1] 1404(a), legislative history found FALLS MILLERS COMPANY, v. COMPANY MANUFACTURING Notes, states that sec- ROCKWELL in the Reviser’s WEN INC., PRODUCTS, with the tion “was drafted in accordance Defendants, It was non conveniens.” doctrine of forum LUCERNE INC., PRODUCTS, patent intended to afford vehicle never Intervenor. involving litigation to cases shuttle ORDER Courts in patents same between District Circuits, resulting in a battle over different forum, arid delaying indefi- choice came The above matter before a trial on the merits. nitely July 1973 on “Motion *6 delay in litigation has resulted unreasonable 21, Corporation under Rule Federal Rules reaching patent in the merits of the dis- Procedure, Benjamin of Civil to add Mr. H. two which have been con- pute. The cases Party-Defendant” upon as a Matthews Lambros, Judge by District solidated by par- briefs memoranda resolution, origi- for were filed ripe

remain ties and it further in connection therewith July 11, (respectively) Illinois nally in on appearing following to that the Court 16, (No. 68-C-1290) and November circumstances, constituting a mat- facts and 70-C-2858). (No. Lambros was of sig- ter of record before as describing correct in the situation “cha- of such nificance to the Mo- determination otic”; certainly and the has to tion: time come purpose in good be served to we see no mutuality par- approving of the rule In forum-shopping by permitting necessary estop- continue Skil to establishment of ties is suing litigant searching customers in pel against lost an earlier Lucerne’s who had for and litigation, Supreme disap- brought patent Court hope not be them could that one of repeated litigation proved “[p]ermitting Ohio, thereby gaining another fo- to Northern supply long of unrelated as as same issue proceedings rum, expedited could be which in Blonder-Tongue out”. Labor- defendants holds proceedings Northern sought Ohio if the atories, University Inc. of Illinois Although unpromising. Skil claims appeared Foundation, U.S. infringer, separate it is is a customer each Similarly, (1971). once patent is not liable if Lucerne clear that of device Skil had sued the manufacturer could be infringement, of its customers none litigation, and the suit is the basis of this which found liable. in the Northern District had been docketed 11, 1968, colleague in July Corporation, recog- a cor- “Our Ohio likewise

On poration of Delaware and the here- propriety retaining nized the (sometimes referred to hereinafter companion suit there as a case to “Skil”) against Lucerne filed an action by the suit Lucerne and Slater Electric Products, Inc., corporation and the Ohio acknowledged Inc. The there Court (sometimes intervenor in the case at bar par- would be more convenient for the “Lucerne”) hereinafter referred to as in the ties and witnesses to have the action tried Northern District of Eastern Divi- rather than in Illinois and further Ohio sion, as Civil Action No. 68 C which noted that his sole motivation for re- action related inter alia to the Gawron Pat- turning the case to Illinois was to avoid ent, 3,209,228. U.S. Patent guessing second another District Court Judge; thus he allowed this Court to rule 6, 1969, Judge On June Hubert L. Will relating prior the Motions to the Sum- ordered that Civil Action 68 C in its mary Judgment. The District Court entirety, be transferred to the U.S. District Judge acknowledged willingness his Court for the Northern District of Ohio re-accept jurisdiction over the entire liti- (Eastern Division), which transfer was gation after this Court ruled on those by made Clerk the Court on June support motions and even went so far in 1969 and subsequently the cause was dock- litigation properly his belief that eted the Ohio as No. C 69-461. belonged grant in Ohio as to certain mo- Shortly after the Order Transfer was parties tions of the conditioned entered, the U.S. Court handed litigation return of the to that Court. Lear, Adkins, down its Decision Inc. v. pro- “We see no new elements in these 23 L.Ed.2d 610 ceedings which lead to a conclusion that original decision transfer this case 23, 1970, April On the Ohio District Court litigation proceed to enable the by Judge Ben C. Green ordered that Civil parties all the forum one was incorrect. Action C 69-461 be transferred Therefore, pursuant defendant’s Motion District of Illinois to afford 1404(a) to 28 U.S.C. to transfer the entire Will a basis to reconsider the propriety of litigation back District Court for defendant, Lucerne, the assertion the Northern District of Eastern patent the defense invalidity' as to the Division, granted.” Patent, 3,209,228. Gawron Patent U.S. action, The entire Action Civil 68 C 1290 24, 1970, September On pursuant to a was re-transferred the Clerk on October Opinion, Memorandum Judge Hubert L. 6, 1970. again action, Will ordered that the entire On November Skil filed Civil Civil Action 68 C 1290 be transferred to the naming Action No. 70 C 2858 as defendants District Court for the Northern District of *7 Ohio, Manufacturing Company Rockwell Eastern Division. Products, Inc., Wen two indemnified cus- Court, In Opinion that Memorandum this Lucerne, tomers of in the United States Will, speaking through Judge discussed the District Court for the Northern District of 5, 6,17 pages transfer matter at and 18 and Illinois, Eastern Division. That action was specifically page stated as follows as 17: Hoffman, assigned to J. Julius United “As noted part Opinion above in I of this Judge. States District Lucerne moved for dealing history complicat- with the this of provisions leave to intervene under the of litigation, ed previously Court has grant- Rule 24 F.R.C.P. and such leave was proper- determined that this entire action 7, February ed on 1971. That action also ly belongs in penden- Ohio because of the Patent, related to the Gawron U.S. Patent cy there of a related suit Lucerne and 3,209,228 September No. issued 1965. Slater Electric Inc. Arrowhart Inc., 29, 1972, being the latter a counterclaim de- February On District fendant in the suit. Thomas D. Lambros in Civil Action No. C

561 Division, the case of Skil Court, Eastern in 69-461, the United States Products, al., Division, Inc. et Corporation Eastern v. Lucerne District of Northern 69-461, Complaint Civil proceeding connection C Amended enjoined Skil 70 C 2858. In the Order No. 70 was dismissed without Action Action C 2858 Civil Lambros, fol- its own party the Court stated as to bear costs prejudice, each of lows: on November 1972. es- which Lucerne in action

“The other Corporation Skil On November enjoin proceed- Skil from to sence seeks in the civil action United plaintiff, filed a pending the Northern ing presently for the Dis- District Court States Illinois, namely, Corpora- Skil District of Division, against trict of Eastern Company Manufacturing tion v. Rockwell Falls Rockwell Manufac- Company, Millers Products, Inc. v. Prod- Lucerne and Wen Compa- Tool turing Thor Power Company, ucts, Inc., Action 70 C 2858. Civil Products, Inc., Action 72 ny and Wen Civil essentially are raised there issues Company was 2854. Power Tool C Thor raised in the instant law- same as those by agreement. Mil- subsequently dismissed Further, is in Lucerne essence suit. an indemnified cus- Company lers Falls was in that in interest suit. real of on Motion Lu- tomer of Lucerne and in such situation law clear that cerne, Products, granted was Inc. Lucerne essentially the the issues wherein Rule 24 F.R.C.P. to under leave intervene parties, the Court same as well as February 7, acquiring jurisdiction should be al- first Judge Lambros is- February On proceed lowed to with without interfer- Opinion and Order sued a Memorandum subsequent- under suits ence from courts 29, 1972 Restrain- amending February ly Carbide & Carbon Chemical filed. See Skil, officers, its ing enjoin so Order as to Industrial Corp. v. United States Chemi- any attorneys or other agents, employees, Cir., cals, Inc., 1944); 140 F.2d proceed- its behalf from persons acting on Specialty Milwaukee Co. v. Mercoid Gas Corporation Millers ing in the case of Skil (7th Cir., 1939); Corp., 104 F.2d Co., 2854 in the North- Falls Case No. 72 C Co., In Georgia re Power F.2d ern District Illinois. of (5th Cir., 1937). was the “Since this Court first one original Restraining respect With issues, jurisdiction over the inas- acquire took an February Skil Order jurisdiction will seriously much as its Appeals for the appeal the Court interfered with if the other impeded and Restraining Order Sixth proceed, ir- permitted action is since for Appeals upheld by was the Court will result to reparable injury Lucerne Sixth Circuit: engage multiple discovery forcing it to Products, Corporation v. Lucerne Skil simultaneously, proceedings inasmuch as 72-1282, (C.A. Inc. No. af- 6-Cause injured by granting Skil will not be 24, 1972) April firmed injunction granting and since the petitioned certiorari to Unit- for result injunction will in the vast however, certio- ed States effort, savings judicial time 10, 1972. was rari denied on October request grants Lucerne’s for in- Restraining respect With to the Amended junctive relief.” 13,1973, February dated Order Action The cause in Civil No. 70 C 2858 the Court Monday, came trial on November on for *8 the District Circuit, appeal which Sixth Court, but for the before this counsel own Motion. later dismissed on Skil’s Court plaintiff having represented the Court entered 28,1973, Judge Lambros On June proceed by was unable to Restrain- Amended dissolving an Order restraining order issued on reason of the 13, February ing Order the United dated February States action, Civil proceeding in this of for the District District Court for the States District Court Northern Dis- Judge Lambros further Action 72 C Ohio, trict of Eastern Division. 69-461 ordered Action C transferred Civil to the Northern District of Illinois. plaintiff’s pending That the Motion under Rule 21 of the Federal Rules of Civil Proce- Lucerne has taken an from such Benjamin H. dure for Leave to Add Mat- Court, which action the Ohio party-defendant, thews as a is referred to July appeal was docketed 1973 in the of Eastern Divi- the Northern District Appeals Court of Sixth Circuit as sion, might for such action as that Court Appeal No. 73-1738. its discretion see fit to enter. exer- There should be no obstacle to the hereby That the Clerk of the Court cise of this Court’s discretion under 28 ordered forthwith and directed to H jurisdic- 1404 insofar as venue and U.S.C. § case 72 includ- entire file this C since Lucerne is manufac- tion is concerned motions, ing pleadings, discovery all tran- and in- turer of the accused structures scripts, and related documents to Clerk demnifier the other defendants and is of of the United District Court for the States party the real in interest and has exercised Northern District of Eastern Division. litigation full control of the in both 70 C Chicago, day at this 31st Dated 2858 and 72 C 2854 with the full consent July, 1973. defendants, approval and of the other Mil- /s/ J. Company, lers Falls Rockwell JULIUS HOFFMAN Manufactur- Products, ing Company and Inc. Wen Hoffman, Julius J. Senior United States District Court placed The matters at issue virtue of Motion, plaintiff’s considering and EXHIBIT "B" potential Benjamin role of H. Matthews as party-defendant, if he should be added as STATES DISTRICT COURT UNITED party, pursuant spirit this Court to the NORTHERN DISTRICT OF OHIO EASTERN DIVISION 28 U.S.C. for the convenience of the witnesses, parties, and the interest of C 69-461 No. justice, clearly then obligated would consider the propriety transferring SKIL CORPORATION, INC., cause to the Northern District of Ohio. Plaintiff, Therefore, give effect to the initial determination and transfer orders of LUCERNE PRODUCTS, INC., Will, taking past notice of the actions Defendant. of the Northern District of Ohio and the Sixth Circuit Court relative to ORDER litigation this series of involving the Gaw- (Received April 1975) 3,209,228, ron Patent U.S. Patent No. to- gether personal experience with this Court’s LAMBROS, DISTRICT JUDGE suits, with two related causes Nos. Civil Upon motion of the defendant and in Action 70 2858 C and Civil Action 72 C view of the transfer to this Ski! action, subsequent both filed to the initial Products, Inc., Corporation, Inc. v. Lucerne considering C the relative in- 74-121, (formerly designated No. C Case terests of patent each in the Gawron Illinois), No. 72 Northern District C litigation, recognizing propriety but the Court’s order of June 1973 transfer- consequence granting pend- the Motion ing this to the Northern case District of ing in the action at bar: Illinois is vacated. With the arrival of the Adjudged It is Ordered and Chicago litigation in this and in view

That action 72 2854 be above-styled C of the fact that case was case, prior initiated entirety transferred in its to the United transfered reten- *9 moved that the cases course. Once seems of this case tion Judge Illinois. Lambros 42(a), this is consoli- be remanded to case to Rule Pursuant motion, question of his but the pre- all that C 74-121 for denied with Case No. dated was Illinois certified denial of remand to proceedings. trial Court, pursu- of this panel and another him IT SO ORDERED. IS 1292(b), and is now to 28 ant U.S.C. § D. LAMBROS /s/ THOMAS interlocutory appeal. us an before Thomas D. Lambros United States A.

DATED: 4/15/75 to arguments addressed this Court appear, superficially, what to may involve ADAMS, Judge (dissenting). Circuit to the the same issue that was addressed first, today: questions Two confront us. result, my colleagues a Circuit. As Seventh whether, of res the doctrines because of by appli- decide this troublesome case would case, is of the the Court judicata law judicata (or, of res cation of doctrines conducting independent an from foreclosed specifically, estoppel) collateral more presented by the of the issue determination law case. second, and, the Ohio whether appellant; agree I am unable with such a formu- subject- assumed properly district court problem. Underlying either lation that is jurisdiction over the lawsuit matter doctrine, case, judicata or law of is res interlocutory foundation of the assumption the Seventh Circuit has that appeal. is already decided the same issue that now was initiated particular This action view, In my us.3 fundamental before part is Corporation (Skil) in but it lacking in this situation. condition patent infringement litigation, complex aof these cases Hoffman’s involving the the intervenor activities Circuit, but to Ohio was before the Seventh shuf- (Lucerne), that has Lucerne Products question posed to the Cir- was Seventh of Illi- Northern District fled between the petition a writ of cuit on for mandamus. District of Ohio nois and contrast, presented question In to this July, on his eight In years. the last by way interlocutory appeal. of an motion, Judge Hoffman ordered own Consequently, legal standards which Illinois to so case transferred from the decision in Cir- governed Seventh the relat- it could be consolidated with significantly cuit are different peti- patent infringement cases. Skil ed control standards which are to our determi- the Court of for the Seventh tioned nation. prohibition for a writ of and manda- issue is of error Before Court the one prevent the transfer to Ohio on the mus make an show, law: Did the district court as Ohio that there was no record to ground re- denying law the motion to 1404(a) Hoff- error of. required 28 U.S.C. § uphold- Blaski,2 thereby these cases to “might the action have mand v. man venue to ing in the first instance. the transfer of Ohio? brought” in Ohio been wheth- briefing, the Circuit was Although there was extensive issue before Seventh “exceptional circumstances without er there existed Circuit denied pow- amounting judicial ‘usurpation opinion. Moore, 1970); (6th writ of mandamus. IB J. Feder 1. Referred hereafter Cir. (2d 0.405[3], ed. ¶ ¶ Practice 0.443[l-2] al 4 L.Ed.2d 1254 363 U.S. 1974). respect principles law of With case, see of United States Steel Petition 1973), Corp., 479 493-94 F.2d Cir. judicata respect principles of res 3. With denied, 71, 38 414 U.S. cert. County estoppel, see v. and collateral Cromwell Moore, (1973); Practice IB J. Federal L.Ed.2d Sac., (1876); Harri- 24 L.Ed. 195 1974). (2d ¶ ed. 0.404[1] Indus., Inc., Bldg. F.2d son Bloomfield *10 564

” er’ justify that would the invocation of suggested It has been “extraordinary remedy” such an as a writ judi- the bounds of his Hoffman exceeded of mandamus.4 As the has transferring authority cial the law suit. reiterated, recently remedy “The of manda- personam disputes No one that he had an in mus, one, only is a drastic to be invoked jurisdiction. an in rem base for Such extraordinary situations.”5 It is not a sub- regardless of whether bases existed interlocutory appeal,6 stitute for an but properly granted. transfer was The statu- rather a tool “to confine an inferior court to requirement 1404(a) tory of section con- prescribed jurisdic- a lawful exercise of its jurisdiction cerns the of the court to which tion compel authority or to it to exercise its not, the action is transferred and as the duty when it is its to do so.”7 asserts, majority jurisdiction majority decision is constructed Therefore, ordering court the transfer. if proposition that when the Seventh Cir- Judge Hoffman transferred the case to a cuit denied the for a writ of man- district in which there was no venue as to damus, necessarily reached the merits of parties, one of the he committed an error of question transfer-of-venue and deter- jurisdiction.8 law —but he did not exceed his mined that the district to which the action To hold otherwise would be tantamount had been transferred was one in which it ruling that mandamus is available whenev- Thus, brought originally. could have been er a claims that a case was transfer- according majority, mandamus would red to a district other than one “where it have issued if the transferee district had 9 might brought.” have been a result Such venue, not been a one for and under would conflict principles with established view, incorrect transfer the Illi- mandamus, regarding the writ of since the nois district court would have amounted to writ should be available in “extraordi- usurpation judicial power. This rea- addition, nary situations.”10 In it would soning not, however, does withstand close most, many, make perhaps transfers under analysis. Will, 90, 95, Bros., Inc., 439, 4. United States v. 389 (2d 1966); U.S. 88 S.Ct. 365 F.2d 445 Cir. 269, (1967), citing 19 L.Ed.2d 305 DeBeers Con Chicago, Igoe, Rock Island & Pac. RR Co. v. Mines, States, 212, sol. Ltd. v. United 325 U.S. 299, (7th 1955); Magnetic 220 F.2d 304 Cir. 217, 1130, (1945). 65 S.Ct. 89 L.Ed. 1566 See Eng’ring Co., Mfg. Dings Mfg. & Co. v. 178 F.2d Will, (7th 1963). Butterick v. 316 F.2d 111 Cir. 866, (2d 1950). Cir. 869-70 hand, judge On the other of the trans Court,-U.S. 5. Kerr v. United States District might acting power feree district outside his -,-, 2119, 2124, 96 S.Ct. 48 L.Ed.2d 725 retaining open question a case where it is an (1976). originally whether the suit could have been Will, 97, 6. United States v. 389 U.S. at 88 S.Ct. brought court, required by in his section 269; Ass'n, Evaporated Roche v. Milk 319 U.S. Hence, 1404(a). may mandamus issue more 21, 27-30, 938, (1943); 68 S.Ct. 87 L.Ed. 1185 readily respect to the decision of a trans Jacksonville, Tampa American Constr. Co. v. & judge accept respect feree a case than with Co., Key Ry. West 148 U.S. 13 S.Ct. judge original to the decision of the in the 758, (1893); Weick, 37 L.Ed. 486 Beneke v. 275 Compare to transfer the case. Ac 38, (6th 1960); Hoffman, F.2d 39 Cir. Korer v. Bryan, (2d kert v. Pelt 299 F.2d 68 Cir. (7th 1954). 212 F.2d 215 Cir. 1962) Hoffman, (7th with Blaski v. 260 F.2d 317 1958). see, Gasch, g., But Cir. e. Relf v. 167 Roche, 941, quoted 7. 319 U.S. at 63 S.Ct. at U.S.App.D.C. (1975); 511 F.2d 804 Shutte Will, in United States v. 389 U.S. at 88 S.Ct. Corp., (3d v. Armco Steel 431 F.2d 22 Cir. 269. 1970), cert. denied 401 U.S. judge 8. This is so because the of the court Sullivan, (1971); 27 L.Ed.2d 808 Behimer v. originally brought where the suit was would 1958), F.2d 467 Cir. aff'd sub nom. Hoff- clearly power, have which is the threshold is- Blaski, man v. mandamus, sue on to consider and decide a question of transfer of venue. Whether 1404(a). 9. 28 U.S.C. power was exercised without error in the inter- pretation 1404(a) quite of section another Kerr, -, Dempster supra, matter. See A. Olinick & Sons v. at at 2124. S.Ct. apparent aside unless there is set an abuse mandamus, a re- 1404(a) subject to section of discretion.” surely should be avoided. which sult It must also be remembered that majority’s in the rea- Necessarily implicit *11 summary denial of by mandamus the Sev- my and in view assumptions, soning are two enth Circuit in this case came at a time one is doubtful. The validity of either the appeared when what the rule inbe that Circuit is that Seventh assumption first by following circuit was summarized which of review adopted a standard has Sypert statement v. Miner:16 of the merits where a consideration requires pass- warrant action our Court in [T]o motion for denies a appellate court ing petition on for mandamus in a [a case. in a transfer-of-venue mandamus context], something transfer-of-venue that Circuit The second is Seventh more must be shown than erroneous denying a standard in employed fact such decision the district court. We em- mandamus. petition for Skil’s phasize] that an abuse of discretion must clearly appear. Mandamus is a drastic Circuit has It is true that Seventh extraordinary remedy petitions and deciding the merits occasionally reached therefor hereafter filed in this Court mandamus in issue a writ of whether which, fact, only involve an erroneous The more situations.11 transfer-of-venue will, likelihood, decision in all be summar- court, however, that practice common ily denied. without the mandamus issue to rule on Thus, appear it would that while it is matter, general reaching the merits.12 As may conceivable that the Seventh Circuit grant will mandamus Circuit Seventh have reached the merits of the transfer the district situation if type this question, likely it is far more that it fol- regard judge abused his discretion precept lowed the it had adumbrated in in B. The decision question.13 the transfer Miner, Sypert supra, determining only v. that Perry14 exemplifies Heller v. & Co. not abuse his dis- Hoffman did sought ex- approach. Petitioners there by transferring the case to cretion court transfer order pungement of a district question and did not reach whether the authority section issued under place a correct of transfer was one. But dismissing 1404(a). petitions, In decided, may whatever the court have we held that the district position know Seventh are not in a what it did not be its brief denial.17 In view of the to transfer “should decide court’s decision is, course, See, pertinent adopted g., The most instance a standard of clear error. e. 11. Sullivan, (7th 467 Cir. Perry, Behimer v. 261 F.2d Portland Cement Co. v. 204 F.2d General Blaski, 1958), 363 aff’d sub nom. Hoffman v. (7th 1953). 319 Cir. (1960), 4 1254 U.S. L.Ed.2d issued a writ of where the Seventh Circuit (7th Cir.), denied, 16. 266 F.2d 199 cert. 361 ground dis- mandamus on the the Illinois 4 U.S. power court lacked the to transfer trict court, district since the latter case to Utah 17. The Seventh Circuit’s order stated as fol- might one where the suit have district was not lows: brought originally. example Another been plaintiffs emergen- of the consideration LaBuy, “On Dairy Supply Industries Ass’n v. 207 prohibition cy petition (7th 1953). for writ of and manda- F.2d 554 Cir. mus, support thereof, memorandum in (7th Corp. Perry, 12. v. 295 F.2d 703 Chemetron supplemental appendix August filed 1973 1961). Cir. joint respondents and of answer of Au- gust petition It Is ordered that said Perry, 13. B. Heller & Co. v. 201 F.2d be, hereby, the same is Denied.” Will, (7th 1953); Company Butterick Cir. majority seeks to infer from this lan- (7th 1963). F.2d Cir. guage addressed the merits of court 1953). language appear 14. F.2d 525 Cir. the transfer. This would provide for such a conclu- a weak foundation refining the abuse-of-discre Id. at 527. In sion. test, recently has more tion Seventh Circuit cases, suggest sponte which that it cases sua Seventh Circuit and not request at the inappropriate would be for the court to rule defendants, there is no record to demon- transfer, improper on the merits it is brought strate that could have suit majority to assume—as the does here—that Yet, 1404(a), originally in Ohio. under were reached. merits Blaski, interpreted in Hoffman v. such a showing predicate is an essential for trans- facts, Two the same decisions based important fer. isWhat to our current in- according but made to different standards quiry is the capacity to have adjudication, cannot without more be “brought” the suit in the transferee district regarded as decisions of identical issues.18 necessary the first instance. Absent this judgment our Accordingly, interlocutory element, the denial of to re- Skil’s motion appeal and that of the Circuit on a appear mand cause to Illinois would adjudica- for mandamus are not *12 unwarranted, unless Hoffman v. Blaski is pre- tions The necessary of identical issues. distinguishable. requisite application for the of the doctrines judicata being of res and law of the case The attempt defendants to differentiate wanting, I do not believe that this Court by drawing Hoffman v. Blaski analogy may present the appeal by be bound on the between the instant case and Continental prior decision of the Circuit when FBL-585, Barge Grain Co. v. where a trans- it denied a writ of mandamus.19 permitted fer was although jurisdiction barge over the could not have been obtain- B. ed in the transferee forum.20 Continental If, believe, as I prior there has not been a hinged Grain although on the fact binding of the transferability determination there were against suits different defend- pressed by appellant, issue now the it is ants, party there was but one real in inter- necessary for us to consider the basis in the brought est. The had suit in rem establishing record for venue in the North- against barge personam against in ern District of Ohio. barge; any the owners of the claim secured would, course, complicated against barge Weick has related the redound background of this barge “chaotic” case with ad- to the detriment of the owners. The clarity. that, mirable The critical fact is case before this Court involves three de- since Hoffman transferred Lucerne, these fendants in addition to but Lu- jurisdictional Blaski, See United States v. National Ass’n of Real error. See Hoffman v. Bds., 485, 492-94, Estate 339 U.S. S.Ct. 363 U.S. at n. 80 S.Ct. 1084. But see IB Mitchell, (1950); Helvering 94 L.Ed. 1007 Moore, (2d J. ¶ Federal Practice ed. 0.404[8] 82 L.Ed. 917 1974). (1938). 20. 364 U.S. 4 L.Ed.2d 1540 applied, 19. Even if the law-of-the-case doctrine Grain, controversy In Continental prior the rule is not so inflexible that a decision shipping mishap Memphis, arose from a in Ten- rigidly must be followed even at the risk of barge brought against nessee. The owners suit grave injustice. See Petition of United States grain company in a Tennessee state court Corp., Here, Steel 479 F.2d at 494. what I but that action was later removed to the federal regard possibility as a real that the final order Memphis. district court Jurisdiction litigation subject in this will be to ultimate respect barge to the lines could have been had ground reversal on the venue did Memphis Orleans, in either or New but not lie in the Northern District of Ohio would barge Orleans, having itself been taken to New persuasive ground be a to deviate even from a subsequent Continental Grain filed its federal clear decision the Court of for the suit, against barge both the in rem and the Seventh Circuit that the case has been transfer personam, owners in in New Orleans. When Though may red without error. it inconven barge sought line to transfer the Continen- parties, delay ience the and vex the Memphis, tal Grain case to which was the more lengthy litigation by requiring further this forum, grain company convenient resisted remand to the Northern District of may prove ground frustrating the move on the that it could not have even more and time-con acquired suming long costly Memphis, jurisdiction,in run in rem to have a prolonged barge being trial aborted on because of in New Orleans. legal that hindered on a fiction was based indemnify the other agreed cerne has to a conve- present- litigation of the Lucerne is the transfer Consequently, parties. forum, pur- only real served no functional as the nient but by the defendants ed view, Rockwell, Falls, and, the defendants’ roles of Miller pose. in interest ap- Wen, Grain manufacturers in underlying Continental the defendant principle present fictitious, case. case, pres- to the and the plies as well are not this necessary to achieve parties these ence of on venue of the limitations disregard brought by objects of a suit legitimate in Conti- proceeding rem by the in imposed Skil. however, was, founded on Grain nental suit. in rem law nature fictitious principle I believe that Consequently, depended There, in rem apply in the does of Continental Grain had an barge fiction that legal situation, should and that the Court Hence, suit could personality. independent interpretation of section adhere barge even where brought 1404(a) in Hoffman v. Blaski. Un- set forth was reached. It not be owner could its necessary it is interpretation, der such ignore Grain possible Continental whether this to determine the district court any it did not serve because legal fiction brought have been an action that could plaintiff in that for the purpose legitimate of Ohio. employ necessary to case; not been it had suit, bring since in order to legal fiction *13 owners of C. over the jurisdiction personam obtained. barge had been degener- disturbing when a lawsuit It is different Here, quite the defendants appropriate maneuvering over the ates into FBL-585, each has a real since Barge from forum; troubling here particularly is Were it legal personality. independent eight litigation has worn on for where the indemnify, agreement to private for a trial on the mer- coming without to a years without im- could be sued each defendant beyond act its But a court cannot its. interest of Lucerne. touching the mediately authority of the Ohio dis- powers, and manu- each defendant against The claims jurisdiction over this trict court to assume from the claims are distinct facturer apparent on the record before action is not Lucerne, although they may arise against the case to that court us. I would remand configuration.21 In the same factual establish the proceedings which would re- addition, misleading to- it is somewhat basis, or, there is no if basis of real Lucerne as the gard Further, Illinois. the suit to for remand of each of the de- jurisdiction over interest: expe- the trial court suggest I would if necessary is Skil fendant manufacturers parties the matter and admonish dite the al- injunction against to obtain an complete fully such efforts to cooperate very relief infringements leged patent —the promptly possible. litigation as Moreover, Lu- seeking. should indemnify the manu- prove unable to cerne judg-

facturers, monetary want a will re- of them in order to

ment each damages fully. its

cover Court Van opinion should caution us

Dusen v. Barrack22 too re-

against reading Hoffman v. Blaski Nonetheless,

strictively. the determinative case was

aspect of the Continental Grain suits, one of which

existence of identical 616-24, Corp., 22. 376 U.S. Ferri v. United Aircraft

21. See (D.Conn.1973). F.Supp. notes 1. The Fifth Circuit’s order was interloc- analysis, we need Under the law-of-the-case utory; not find that reconsideration of the Seventh merits; beyond power, our but 2. Not on the Circuit’s decision it “would we need consider whether 3. entered in the same case as the Sev- apply . wise to the law-of-the- [be] enth Circuit’s decision Blaski. practice.” case rule of doctrine as a sound improper While it would be for us to Id. at 534. question applicability of those reasons sufficiently law of the is a case [The] Blaski, to the facts in we must conclude depar- permits flexible doctrine inapplicable those reasons But in the clearly ture where warranted. proceeding upon peti A facts before us. main there should be adherence to separate tion for a writ of mandamus is a important prior ruling, for it is action, not an Skil’s lawsuit. subject to type of issue involved be not Therefore, the Seventh Circuit’s order was 9) (Id. 532 n. perpetual litigation. at interlocutory, disposition, but a final

Case Details

Case Name: Skil Corporation v. Millers Falls Company
Court Name: Court of Appeals for the Sixth Circuit
Date Published: Aug 26, 1976
Citation: 541 F.2d 554
Docket Number: 75-2291
Court Abbreviation: 6th Cir.
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