Skaggs v. ParkerSkaggs v. Parker
*964 MEMORANDUM OPINION
This matter is before the Court for habeas corpus review pursuant to
BACKGROUND FACTS
The background facts of this case were fairly documented by the Kentucky Supreme Court in
Skaggs v. Commonwealth,
Herman Matthews was a 76-year-old, semi-retired scrap metal dealer. His wife was 67 years old and frequently helped in the business. Their home was connected to their place of business. He conducted a cash business and always carried large sums of cash on the premises. On May 6, 1981, a neighbor discovered the body of Herman Matthews in his place of business. Later the police found the body of Mae Matthews in the living room. Herman Matthews was shot three times, once in the right chest, once in the lower back and once in the left arm. He also suffered a head injury consistent with being hit with a hammer and not with falling. The head injury and gunshot wounds to the chest and back were each capable of causing death independently of other injuries. Mrs. Matthews suffered two gunshot wounds, one in the left upper chest and one in the left abdomen. One wound occurred while she was standing and the other while she was lying down.
The police investigation led to Columbus, Indiana where they questioned Skaggs. After having him execute a waiver of rights form, the officers noticed dried blood on Skaggs shoes. While the police were examining the shoes, Skaggs fled. After a 20 minute foot chase in which warning shots were fired, Skaggs was apprehended. He was arrested on Indiana charges and returned to the local jail.
On May 14, still in Indiana, the Kentucky police again questioned Skaggs after again advising him of his rights. He told them he was present at the time of the Matthewses killings, but an accomplice, John Davis, pulled the trigger. On May 15, during the trip to Glasgow, Kentucky, Skaggs told police that the footprint on the door of the Matthews house was his and that he had attempted to kick in the door to burglarize.
Police investigation indicated that the alleged accomplice, Davis, was not involved with the crimes. In view of this information, on May 18, 1981, the police again questioned Skaggs and told him that he had a right to an attorney and that one had been appointed for him if he wanted the police to call the attorney. Skaggs indicated that he did not want an attorney, and during the subsequent interrogation, he confessed to having committed the murders of Herman and Mae Matthews during the course of a robbery and stated that he had acted alone.
After a jury trial, Skaggs was convicted of the murders of Herman and Mae Matthews, and he was also found guilty on two counts of robbery and burglary. At the sentencing phase of the murder conviction, the jury was unable to agree on the penalties for the two murders and was subsequently discharged. Approximately three months later, on June 22, 1982, the penalty phase was retried and a new jury selected. Much of the same evidence introduced at the guilt phase of the first trial was introduced at the retrial of the penalty phase. The final judgment sentencing Skaggs to death for the murder of Herman and Mae Matthews was entered on July 15, 1982.
Skaggs now seeks a writ of habeas corpus from this Court alleging thirty-three grounds of constitutional error. In discussing the various issues, the Court will set forth further facts as appropriate.
*965 Arguments
I.
Petitioner’s Fourteenth Amendment Rights Were Violated When Petitioner Was Denied Access to Competent Psychological Assistance 1
At the guilt phase of the trial, Skaggs presented an insanity defense through the testimony of Elya Bresler [“Bresler”]. Bres-ler, who testified that he was a forensic pathologist, diagnosed that Skaggs suffered from two mental illnesses: a major depressive disorder and a paranoid personality disorder. Bresler testified that both these disorders constituted mental diseases or defects that would affect Skaggs’ ability to reason and his ability to learn right from wrong. Bresler testified that, at the time of the offense, it was “unlikely” that Skaggs was acting “intentionally.” Bresler indicated that, as a result of his mental condition, Skaggs lacked a substantial capacity to appreciate the criminality of his conduct and to conform his conduct to the requirements of the law. TE IX at 1228-29. Bresler also testified that Skaggs was “constantly” acting under extreme emotional disturbance. Id. at 1230-31.
In rebuttal, the Commonwealth called psychiatrist Dr. Pran Ravani [“Ravani”]. Rava-ni had examined Skaggs after Skaggs had been referred to the Kentucky Correctional Psychiatric Hospital. Ravani testified that Skaggs had a history of alcohol abuse, but no personality disorder or physical illness as a result of the abuse. Ravani also testified that Skaggs had a schizophrenic trend, but not to the point where it could be diagnosed as schizophrenia. Ravani opined that Skaggs did possess the capacity to appreciate the criminality of his conduct and to conform his conduct to the requirements of law.
Although the jury rejected Skaggs’ insanity defense and ultimately found Skaggs guilty on all counts, it was unable to reach a verdict in the penalty phase and was discharged. 2 On June 22, 1982, the penalty phase of Skaggs’ case proceeded to trial for the second time. Bresler’s and Ravani’s testimony was essentially the same as their testimony at the guilt phase of the first trial. The jury recommended that Skaggs be sentenced to death for the murders of Herman and Mae Matthews. On July 13, 1982, the trial court accepted the jury’s recommendations and sentenced Skaggs to death.
Sometime after the trial and conviction, Skaggs discovered that Bresler had testified falsely concerning his credentials and that he was not a licensed clinical psychologist. In March 1984, Skaggs filed a Kentucky Rule of Criminal Procedure 10.02/10.06 motion for new trial based on this newly discovered evidence. Although the trial court acknowledged Bresler’s lack of credentials, it overruled Skaggs’ motion for a new trial. Skaggs’ appeal to the Kentucky Court of Appeals from denial of the motion was transferred to the Kentucky Supreme Court, which affirmed the decision of the trial court.
In 1994, Skaggs brought a second motion for a new trial pursuant to RCr 10.02 and Kentucky Rule of Civil Procedure 60.02. The bases of the motion were psychological evaluations conducted by Charles Yonts [“Yonts”], a certified psychologist, and Dr. Eric S. Engum [“Engum”], a clinical neurop-sychologist. Skaggs claimed Engum’s and Yont’s diagnoses were radically different from the diagnosis and conclusions presented to the jury through Bresler. The trial court overruled Skaggs’ motion and the Kentucky Supreme Court affirmed the decision on appeal.
In support of his due process claim that he was denied access to competent psychological assistance, Skaggs relies primarily on
Ake v. Oklahoma,
In the present case, the Court finds that the selection of Bresler as mental health expert did not deny Skaggs the opportunity to fairly present his claim. First, the due process clause is violated only if the alleged constitutional violation is the result of conduct fairly attributable to the state.
Stano v. Dugger,
[Skaggs] was offered, but rejected, the services of a state psychiatrist. He was granted funds to select an expert of his own choosing. He selected Elya Bresler and offered him as an expert witness without first making any investigation of his credentials.
Skaggs v. Commonwealth,
Finally, assuming arguendo that Bresler’s testimony violated Skaggs’ due process right to a fair trial, the error was harmless where it cannot be said that the testimony had a “substantial and injurious effect or influence in determining the jury’s verdict.”
3
Brecht v. Abrahamson,
II.
Petitioner’s Eighth and Fourteenth Amendment Rights Were Violated When the Jury Was Precluded From Hearing Relevant Mitigating Evidence
■ Skaggs’ second argument revisits his claim that Bresler’s testimony denied him the due process right to a fair trial. Here, Skaggs’ focus is on the penalty phase of his trial. Skaggs maintains he was denied his rights under the Eighth and Fourteenth Amendments when the State precluded the jury from considering relevant mitigating evidence. Skaggs asserts that the jury was precluded from considering “the very substantial mitigating evidence” set forth in the reports of Drs. Engum and Yonts because Bresler lied about his credentials and ability to perform the psychological tests Skaggs required.
As correctly noted by Respondent, however,
Ake
does not guarantee a constitu
*967
tional right of access to psychiatric counsel in the sentencing phase of trial under the present circumstances. In
Kordenbrock v. Scroggy,
In the present case, the State utilized Dr. Ravani’s expertise only to rebut the testimony of Bresler; Ravani’s testimony was not needed to show an aggravating factor. In this situation, Ake does not provide a constitutional basis for Skaggs’ claim.
Moreover, the Court finds no constitutional violation under
Lockett v. Ohio,
Lockett and its progeny stand only for the proposition that a State may not cut off in an absolute manner the presentation of mitigating evidence, either by statute or by judicial instruction, or by limiting the inquiries to which it is relevant so severely that the evidence could never be part of the sentencing decision at all.
Johnson v. Texas,
In the present case, the record gives no indication that the sentencing court precluded the presentation of relevant mitigating evidence or that it prevented the jury from considering relevant evidence offered in mitigation. The penalty phase instructions directed the jury specifically to consider extreme mental or emotional disturbance, mental disease or defect, intoxication, Skaggs’ character, plus “any other fact or circumstance which you consider mitigating.” TR VIII at 1164, 1171. Under the circumstances, the Court finds no constitutional defect.
III.
Petitioner Was Denied Effective Assistance of Counsel As Guaranteed by the Sixth and Fourteenth Amendments
In
Strickland v. Washington,
Second, the petitioner must also demonstrate prejudice by showing that “there is a reasonable probability that, but for counsel’s unprofessional errors, the result of the proceeding would have been different.”
Strickland
at 694,
Although a state court’s findings of fact are entitled to the
A. Defense Counsel Failed To Investigate the Qualifications of Defense “Expert” Elya Bresler
Skaggs maintains that significant mitigating evidence was not discovered and was not presented to the jury as a result of trial counsel’s reliance on Bresler. Skaggs asserts that defense counsel’s performance was constitutionally deficient because counsel failed to inquire into Bresler’s qualifications. As a result, Skaggs argues, the jury that sentenced him to death failed to hear evidence of his mental retardation, his deficits in all areas of cognitive functioning, his impairment in brain behavior relationships, evidence that he functioned in the brain damaged range, his borderline psychotic condition, and the abuse he suffered at the hands of his father. See Petitioner’s Brief at 45. Although Skaggs does not contend that any of this evidence would have caused the jury to find him not guilty, Skaggs insists that this evidence would have caused the jury to return a sentence other than death.
On December 15, 1997, the Court held an evidentiary hearing to supplement the record regarding this claim. 4 Former defense counsel Donna Boyte [“Boyte”] testified that she and co-counsel Joe Kirwan [“Kirwan”] were having difficulty finding a psychologist who could meet the trial deadline. Boyte and Kirwan then contacted Bresler, who was available. Boyte had used Bresler in another trial in 1979. When questioned about Bres-ler’s performance in the 1979 case, Boyte responded, “He did fine.... Basically we were presenting an insanity EED defense, and he did okay. I mean he was okay. He wasn’t great.” Transcript of Hearing at 7. Boyte recollected that, at the time of the other trial, Bresler was working as a psychologist for a comprehensive care facility in eastern Kentucky. When asked what type of investigation she did into Bresler’s background and qualifications before utilizing Bresler as a witness on Skaggs’ behalf, Boyte responded, “Absolutely none. He was suggesting [sic] to us by Bill Radigan and I think Vince Aprile had used him, and we just assumed he was fine.” 5 Id. at 6. Boyte indicated that at the time she and Kirwan called Bresler as a witness, they did not realize that he was not a bona fide expert. Id. at 9.
Boyte also testified regarding counsels’ decision not to have Bresler testify at the penalty phase of the first trial, but to request the trial court for funds to recall Bresler for the penalty phase retrial.
Q. ... Is there — was there some reason that [Bresler] wasn’t called at the penalty phase of the initial trial?
A. Yes. Joe Kirwan and I talked after [Bresler’s] testimony. My recollection is that Elliott [sic] Bresler’s testimony came fairly late in the trial, the guilt phase; and he was awful. He was incoherent. He was talking about things that didn’t make sense. You couldn’t stop him. You couldn’t reel him back in. People in the audience were laughing at him.
So Joe and I talked afterwards. Our initial intent had been to recall him at the *969 penalty phase. We discussed it and decided we would be in better shape not calling him than we would be if we called him. So we did not recall him at the penalty phase.
ill * * * * *
Q. You said ... that you were dissatisfied with the testimony of Elliott Bresler [sic] and his performance. Did you look for someone else to replace him with for the retrial?
A. No. ... [W]e didn’t — we had such a hard time getting any money for somebody for the first trial, we didn’t think the Court would give us any more money.
We did make a request for more money for Elliott [sic] Bresler, really and truly thinking that the judge would deny that and maybe we’d have an issue on that. But, no, we did not make a request for money for another expert.
We didn’t know what we would put in the motion that we would say, Judge, you know, we think our expert came off really badly. We didn’t figure that was grounds for money for another expert.
Id. at 8,18-19.
Kirwan likewise testified that he conducted no investigation into Bresler’s credentials, but that he was aware that Bresler had previously done work for the Kentucky Department of Public Advocacy. Id. at 21. Kirwan was also familiar with Bresler because Bresler had testified in another Warren County death penalty ease. Id. at 22, 24. Kirwan stated that he remembered meeting with Bresler at least one time prior to Skaggs’ trial to discuss the case. Id. at 22. Kirwan also testified that, at the time, he was totally unaware that Bresler was not a bona fide expert. Id. at 23.
Under the circumstances, the Court finds that Skaggs cannot established that trial counsels’ failure to investigate Bresler’s qualifications fell below an objective standard of reasonableness. Counsel selected Bresler based on his availability, his previous contact with the Kentucky Department of Public Advocacy and counsel’s experience with Bresler in prior death penalty eases. Counsel thus reasonably concluded that Bresler was qualified to testify regarding Skaggs’ mental condition. In light of this fact; counsel’s failure to confirm Bresler’s credentials was not unreasonable. Moreover, the Court cannot say that it was unreasonable for counsel not to investigate Bresler’s credentials following Bresler’s poor performance at the guilt phase of the first trial. Although hindsight suggests this would have been an appropriate and reasonable response, the Court cannot say that it is extraordinary for a properly credentialed expert to testify poorly on behalf of his client. Having found that counsel’s decision not to investigate Bresler’s credentials does not satisfy the first prong of Stñckland, the Court need not address whether there is a reasonable probability that, but for counsel’s unprofessional error, the result of the proceeding would have been different.
B. Defense Counsel Failed to Object to Erroneous First Degree Robbery Instructions
Skaggs next assigns reversible error to defense counsel’s failure to object to erroneous first degree robbery instructions. Skaggs maintains the instructions permitted the jury to convict him without finding that his use of force was intended to accomplish a theft. The jury instruction pertaining to the first degree robbery charge of Herman Matthews 6 read:
You will find defendant, David Leroy Skaggs, guilty under this instruction if, and only if, you believe from the evidence beyond a reasonable doubt all of the following:
(a) That in this county on or about May 6, 1981, and before the finding of'the indictment herein, he took, or stole, a sum of money, or other property from Herman Matthews;
(b) That in the course of so doing and mth the intent he shot and killed Herman Matthews with a pistol;
AND
*970 (c) That in so doing David Skaggs was not insane under Instruction No. 10.
TR VII at 890 [Emphasis added].
Skaggs maintains that, properly worded, the robbery instruction should have read “that in the course of so doing and with the intent to accomplish the theft he shot and killed Herman Matthews with a pistol.” Skaggs maintains that counsel’s failure to object to this arguably erroneous instruction allowed the jury to find him guilty of robbery without finding the requisite intent to accomplish the theft. Skaggs asserts that correct jury instructions on robbery were critically important because his death sentence was predicated on a jury finding of murder committed during the course of robbery.
As previously noted, the second prong of
Strickland
requires Skaggs to show prejudice — that but for counsel’s unprofessional errors, the result of the proceeding would have been different.
Strickland,
Under our decisions, a criminal defendant alleging prejudice must show that counsel’s errors were so serious as to deprive the defendant of a fair trial, a trial whose result is reliable.... Thus, an analysis focusing solely on mere outcome determination, without attention to whether the result of the proceeding was fundamentally unfair or unreliable, is defective. To set aside a conviction or sentence solely because the outcome would have been different but for counsel’s error may grant the defendant a windfall to which the law does not entitle him. [Internal citations and quotation marks omitted]
In addressing this issue, the Kentucky Supreme Court found and the record fairly supports that “the sole motive for the crimes was the acquisition of money, and that the theft was in fact accomplished.”
Skaggs v. Commonwealth,
Ky.,
C. Trial Counsel Was Ineffective For Failing To Object To The Trial Court’s Definition Of “Aggravating Circumstances”
At the penalty phase of Skaggs’ trial, the court gave an mstruction which defined “aggravating circumstances” as “factors to show death is the appropriate sentence.” Skaggs alleges that defense counsel was ineffective for failing to object to this mstruction. Skaggs maintains that the erroneous instruction mandated imposition of the death penalty upon finding an aggravating circumstance.
Nevertheless, the Court agrees with the Kentucky Supreme Court’s finding that the jury was “well aware of its option
not
to impose the death penalty, even if it found aggravating circumstances to exist.”
Skaggs v. Commonwealth,
Ky.,
If upon the whole case you have a reasonable doubt whether the defendant should be sentenced to death, you shall recommend a sentence of imprisonment instead.
Id. Furthermore, in their closing arguments during the penalty phase retrial, both prosecution and defense counsel informed the jury that it was within their discretion whether to impose the death penalty, even upon finding aggravating circumstances. 7
*971 Therefore, the Court finds that Skaggs again cannot satisfy the prejudice prong of Strickland. The jury was well-informed that imposition of the death penalty was discretionary, even upon finding aggravating circumstances. The Court simply is unable to hold that but for counsel’s error in failing to object, the result would have been different.
D. Trial Counsel Was Ineffective In Failing to Move to Supress Skaggs’ Confession and Other Evidence Obtained as a Result of Skaggs’ Unlawful Detention
Although Skaggs briefly sets forth the facts surrounding this issue in his petition for writ of habeas corpus, Skaggs fails to further address this issue in his brief in support of his habeas petition or in his traverse to the answer. The Kentucky Supreme Court found this same issue defaulted because Skaggs failed to sufficiently plead the issue in his RCr 11.42 motion so as identify the factual contentions raised.
Skaggs,
The Court need not address the merits of this claim. Absent a showing of cause and prejudice, a federal court may not reach the merits of a claim that has been proeedurally defaulted in state court.
Coleman v. Thompson,
IV.
Skaggs Was Deprived Of Due Process Guaranteed By The Fourteenth Amendment Since His Conviction Was Obtained By the Perjured Testimony Of A Prosecution Witness
Skaggs maintains that his conviction was predicated upon the perjured testimony of Glenn Morgan Baxter, a ballistics examiner employed by the Kentucky State Police. Baxter testified during the guilt phase of Skaggs’ first trial that the gun possessed by Skaggs was the same weapon used in the murders of Mr. and Mrs. Matthews. Specifically, Skaggs alleges that Baxter falsely stated his credentials at trial. In response to the prosecution’s questions concerning Baxter’s qualifications as a ballistics expert, Baxter stated under oath:
I have a Batchelor [sic] of Science Degree from Morehead State University. After being hired by the State Police, we have on-the-job type training where we do prepared studies and examinations under a qualified firearms examiner. After a period of working with these type of environment, we are then sent to other laboratories throughout the United States for work experience and educational benefits from other qualified examiners. Some of these other schools are the FBI Academy, Washington D.C. Police Department, Chicago Police Department, New York City Police Department, and several others. After this period of time, we then go the manufacturers’ schools where we have practical experience and knowledge of the working components of the firearms and ammunition components. After this time, we then come back to the crime laboratory, work eases under a qualified examiner, and then go the court systems to be qualified as an *972 expert. This period of training usually lasts about two years.
TE VIII at 1138-39. [Emphasis added]
On April 3, 1987, Skaggs filed in the state court a motion for new trial. Skaggs based the motion on newly discovered evidence that Baxter had committed perjury at Skaggs’ trial. Petitioner’s Brief at 56. Specifically, Skaggs alleged learning that Baxter had committed perjury in two respects: by testifying that he had a bachelor of science degree and by testifying that the degree related to firearms examination.
Review of the record and relevant state law findings convinces the Court that there is no “reasonable likelihood” that Baxter’s false testimony concerning his degree could have affected the judgment of the jury.
8
See Wernert v. Arn,
V.
Skaggs’ Confessions Were Involuntarg And Obtained In Violation Of His Right To Counsel
Skaggs next alleges constitutional error resulting from the state court’s refusal to suppress certain incriminating statements made by Skaggs to police officers. The trial court held an extensive suppression hearing on this same issue based on a record identical to that which the Court now considers. The trial court’s decision was affirmed on direct appeal by the Kentucky Supreme Court. Pursuant to
The facts surrounding the subject statements are as follows. Following the murders, the police investigation led to Columbus, Indiana where police questioned Skaggs after having Skaggs execute a waiver of rights form. During the questioning, officers noticed dried blood on Skaggs’ shoes. While police were examining the shoes, Skaggs fled. Skaggs was subsequently apprehended, arrested on state charges and returned to the local jail.
On May 14, 1981, while still in Indiana, Kentucky State Police officers resumed ques *973 tioning Skaggs after advising him of his rights. Skaggs told officers that he was present at the time of the killings, but that another person — John Davis — pulled the trigger. On May 15, officers transported Skaggs to Glasgow, Kentucky. During the trip, one of the officers discussed spiritual matters with Skaggs and advised Skaggs that he could obtain foregiveness for his acts and that telling the truth would help him. Skaggs told police that the footprint on the door of the victims’ home was his. 9 Skaggs said he left the footprint while attempting to kick in the door to burglarize the home the morning before the killing.
On the morning of May 18, Skaggs appeared in the Barren Circuit Court for a preliminary hearing. Skaggs advised the Court that he did not want an attorney to represent him and was ordered back to jail. Shortly thereafter, the judge reconsidered and appointed the local public defender, Robert Alexander [“Alexander”], to represent Skaggs. Soon thereafter, but before Skaggs and his appointed counsel had consulted, police went to the Barren County Jail and told Skaggs they wanted to question him further. The police advised Skaggs that the Court had appointed Alexander to represent him and offered to call the attorney before further questioning. Skaggs told the officers he did not want an attorney present. Skaggs then made a taped statement acknowledging that he alone did the killing. Skaggs further told the officers where to locate some of the stolen property and the gun used in the killings. Police subsequently recovered the property and gun.
Officers transcribed the taped statement and returned to the jail the next day to have Skaggs sign the statement. At that time, Skaggs met with Alexander. Skaggs advised Alexander that police had agreed to recommend a life sentence if Skaggs told the truth and pled guilty to the charges. After examining the statement, Alexander advised Skaggs not to sign the statement unless the agreement to recommend a life sentence was mentioned therein. The police did not respond to Alexander’s suggestion and Skaggs did not sign the statement.
A. Voluntariness
A defendant’s due process rights under the Fourteenth Amendment are implicated where a confession is alleged to be involuntary because of some element of police coercion.
United States v. Rigsby,
To evaluate the voluntariness of a confession, the Court must examine the “totality of the circumstances” surrounding the confession.
Rigsby,
*974
Skaggs maintains that his confessions were involuntary because they were induced by threats of the electric chair, by appeal to his religious devotion and by promises of a life sentence. Regarding the promises of a life sentence, the state court found and the record fairly supports that the Kentucky police did not promise Skaggs that they would or had the authority to recommend a life sentence. This finding, therefore, is controlling.
See Wainwright v. Goode,
Regarding the coercive effect of the officer’s alleged appeal to Skaggs’ religious sensibilities during the trip back to Kentucky, the Court finds insufficient evidence to conclude the religious discussion rendered Skaggs’ subsequent confession involuntary. At the November 20, 1981 suppression hearing, Skaggs testified concerning the religious conversation on the trip:
Q. On the way back to Kentucky did you have any conversation with either Detective O’Dell or Harlow?
A. I didn’t what you say speak to either one of them for any certain, you know, long period of time. I think we just discussed several different things just by talking more or less about the highways and things, you know, atmosphere around. Of course Detective O’Dell and I got off on the subject of something about the bible. We got to talking about God and this and that. Other than that, that is about all I mentioned. I asked him something about who I would need for an attorney. He said “David, in your case you won’t even need a lawyer.” He said “all you’ll have to do is go to court and plead guilty, get your life sentence and go on to prison.” I said “yes, I hate to go to the penitentiary for something I didn’t do.” I said “I’m going to go ahead and go on with it.” I said “I don’t want to.” He said “David, it is best just to go ahead and get it off of your chest” and I said “Yes, I know.” So I forgot about it.
Q. How long did you all talk about the bible?
A. Wasn’t very long.
Q. Anything specifically that you remember about the conversation you had with Detective O’Dell?
A. Only that he helped me a lot. He told me that God was going my way, which was true.
Q. What else did he say, if you remember?
A. I don’t remember, to be exact.
TE II at 189-90. This simply is insufficient evidence for the Court to conclude that the religious speech was objectively coercive, that it was sufficient to overbear Skaggs’ will, or that it did, in fact, do so. Moreover, although there is evidence, albeit disputed, that Skaggs suffers mild mental impairment, Skaggs was thirty years old at the time of the crimes and no stranger to the law. At all times relevant, Skaggs was fully apprised of his rights. Notably, the length of time between the religious conversation on May 15 and Skaggs’ subsequent confession on May 18 obviates against finding that the religious conversation had any appreciable effect on Skaggs’ subsequent decision to confess to the crimes. Although Skaggs maintains that the religious colloquy was reminiscent of
Brewer v. Williams,
*975 Finally, Skaggs alleges that his first confession was involuntary because police threatened him with the electric chair and told him that the residents of Barren County (where the homicides occurred) were just waiting for him to be returned. Upon reviewing the totality of circumstances surrounding the first confession, the Court cannot conclude that the alleged threats would have been sufficient to render Skaggs’ statements involuntary. First, Skaggs had extensive experience with the criminal justice system and was probably well aware of the possible consequences of a murder conviction. 11 Moreover, any such threats would likely have coercive effect only if coupled with the promise of leniency. As previously noted, the state court found and the record fairly supports that the police did not offer Skaggs a deal. Finally, assuming arguendo that the alleged threats were sufficient to render Skaggs’ first confession involuntary, the Court would find introduction of the first confession harmless error where the inculpa-tory portions of the first confession were repeated in Skaggs’ May 18 confession.
B. Fifth Amendment Right Against Self-Incrimination
Skaggs also maintains that he involuntarily waived his Fifth Amendment right against self-incrimination during custodial interrogations on May 14 and May 18, 1981. Skaggs maintains that his waivers were involuntary because they were the product of misrepresentation and coercive police inducement. Specifically, Skaggs argues that the interrogating officers’ promises of leniency and appeal to his religious sensibilities rendered his Fifth Amendment waivers involuntary. The question of whether Skaggs voluntarily waived his Fifth Amendment rights is a mixed question of law and fact subject to
de novo
review.
Williams v. Clarke,
The Fifth Amendment of the United States Constitution protects against compulsory self-incrimination. The privilege against self-incrimination “is fully applicable during a period of custodial interrogation.”
Miranda v. Arizona,
First, the relinquishment of the right must have been voluntary in the sense that it was the product of a free and deliberate choice rather than intimidation, coercion or deception. Second, the waiver must have been made with full knowledge of the right being abandoned and the consequences of the decision to abandon it. Only if the ‘totality of the circumstances’ surrounding the interrogation reveal both an uncoereed choice and the requisite level of comprehension may a court properly conclude that the Miranda rights have been waived.
Id.
As previously noted, the state court found and the record fairly supports that the interrogating officers did not promise Skaggs they would, or had authority to, recommend a life sentence. Therefore, the Court limits its consideration to whether the officers’ appeal to Skaggs’ religious sensibilities was so *976 coercive in nature as to nullify Skaggs’ waiver of his right against self-incrimination.
First, the May 15 religious discussion could not possibly have affected the volun-tariness of Skaggs’ May 14 waiver. In addition, the lapse of three days between the May 15 discussion and Skaggs’ waiver on May 18 also obviates against finding that the religious discussion had any effect on that confession. Moreover, Skaggs’ familiarity with the criminal justice system supports that he fully understood that the statements he chose to make could, and most likely would, be used against him. Skaggs was well aware of his right to remain silent and the consequences that might result from his decision not to do so.
C. Fifth Amendment Right to Counsel
Skaggs next argues that the state court should have suppressed his confessions because they were obtained in violation of his Fifth Amendment right to counsel under
Edwards v. Arizona,
In
Edwards,
the Supreme Court held that after an accused “expressed his desire to deal with the police only through counsel, [he] is not subject to further interrogation ... unless the accused himself initiates further communication, exchanges and conversations with the police.”
Id.
at 484-85,
Skaggs first maintains his May 14 confession was obtained in derogation of an existing attorney-client relationship. Skaggs notes that the police were well aware that he had counsel representing him in Indiana on other pending charges, but that the police chose to interrogate him about the murders without counsel present.
This argument is fatally flawed. First, the state court found and the record fairly supports that, at all times relevant, Skaggs was informed of his Miranda rights, but that Skaggs consistently refused the assistance of counsel. There simply is no evidence that Skaggs ever invoked his Miranda right to counsel. 12
Skaggs also maintains that his May 18 confession was obtained in deprivation of his Fifth Amendment right to counsel. This argument also is without merit. Again, the state court found and the record fairly supports that Skaggs never invoked his right to counsel despite repeated warnings. Moreover, an accused’s invocation of his Sixth Amendment right to counsel during a judicial proceeding is not equivalent to the expression necessary to trigger the right to counsel
*977
pursuant to
Miranda, McNeil,
D. Sixth Amendment Right to Counsel
Skaggs next argues the state court should have suppressed his May 18 confession because it was obtained in violation of his Sixth Amendment right to counsel. The Sixth Amendment right to counsel attaches at the “initiation of adversary judicial proceedings.”
Michigan v. Jackson,
In the present case, the facts support that the district court judge appointed Skaggs counsel at his arraignment and that Skaggs was subsequently interrogated by the police in the absence of counsel. However, the state court found and the record fairly supports that Skaggs never
invoked
his Sixth Amendment right to counsel; rather, the state court appointed counsel
sua sponte
following request by the county prosecutor. Skaggs basically argues that it was unnecessary for him to actually
invoke
his Sixth Amendment right to counsel for the rule of
Michigan v. Jackson
to apply. However, a review of Jackson and its progeny convinces the Court that invocation of the Sixth Amendment right to counsel is a necessary prerequisite to application of the rule.
See McNeil,
VI.
The Trial Court Unfairly Limited the Questions Asked By the Defense During Voir Dire
Skaggs argues that during the first trial the court improperly limited defense questions concerning whether prospective jurors would consider an insanity defense. The trial court conducts voir dire examination of prospective jurors in order to protect the defendant’s constitutional right to an impartial jury and a fair trial.
In
Morgan v. Illinois,
[P]art of the guarantee of a defendant’s right to an impartial jury is an adequate voir dire to identify unqualified jurors. ‘Voir dire plays a critical function in assuring the criminal defendant that his [constitutional] right to an impartial jury will be honored. Without an adequate voir dire the trial judge’s responsibility to remove pro *978 spective jurors who will not be able impartially to follow the court’s instructions and evaluate the evidence cannot be fulfilled.’ Hence, ‘[t]he exercise [of the trial court’s] discretion, and the restriction upon inquiries at the request of counsel, [are] subject to the essential demands of fairness.’
Id.
at 729-30,
Moreover, the
Morgan
Court further emphasized that “[a]ny juror to whom mitigating factors are ... irrelevant should be disqualified for cause, for that juror has formed an opinion concerning the merits of the case without basis in the evidence developed at trial.”
Id.
at 739,
[T]he ‘determination of impartiality, in which demeanor plays such an important part, is particularly within the province of the trial judge.’ Thus, the State’s obligation to the defendant to impanel an impartial jury generally can be satisfied by less than an inquiry into a specific prejudice feared by the defendant.
Ristaino v. Ross,
In the present ease, the trial court allowed defense counsel opportunity to voir dire prospective jurors regarding possible bias concerning the insanity defense. Skaggs’ allegation of improper limitation on voir dire is based on the trial court’s decision to sustain an objection to the following query by defense counsel:
How many of you, after hearing the evidence, if you believe that David committed the crime, but that he was legally insane at the time, how many of you could return a verdict of not guilty by reason of insanity?
TE IV at 511. However, the transcript shows that following the objection defense counsel rephrased the question:
Are there any of you who believe a person should be punished by imprisonment or death for a crime that was committed at a period during which he was insane or mentally ill?
Id. at 511-512. The transcript indicates there was no response to this question. Moreover, a review of the relevant portions of the transcript gives no indication that the trial court otherwise limited the scope of voir dire on this issue or that the trial court’s comments intimidated prospective jurors into silence. Thus, the Court finds insufficient basis to conclude that the trial court unfairly limited defense counsel’s efforts to voir dire prospective jurors concerning their possible bias toward the insanity defense.
Skaggs also alleges that the court improperly limited the scope of voir dire at the retrial of the penalty phase. Skaggs argues that the trial court should have compelled jurors who had formed an opinion as to the appropriate penalty to disclose that opinion so that Skaggs could determine juror bias. Skaggs maintains that the trial court’s failure to compel Jurors Wells and Jones to reveal any preformed opinions violated Skaggs’ due process right to exercise his peremptory challenges as established by Kentucky procedural law.
Initially, the Court agrees with Petitioner that the state cannot limit voir dire to the extent that it is impossible to establish the basis of a challenge for cause.
See Morgan v. Illinois,
Likewise, the transcript indicates that the trial court allowed defense counsel full and fair opportunity to voir dire Juror Jones regarding any preformed opinions she may have had concerning the appropriateness of the death penalty. In addition, the transcript indicates no basis to conclude that Jones had any preformed opinions regarding the appropriateness of the death penalty that would have prevented her from following the court’s instructions and justified her dismissal for cause. In light of these findings, the Court need not address whether the trial court arbitrarily deprived Skaggs his due process right to exercise his peremptory challenges in accordance with state procedural law.
14
See Ross v. Oklahoma,
VII.
The Trial Court Deprived Skaggs of a Fair Trial By Refusing to Grant a Change of Venue for the Guilt Phase of the Trial
Skaggs also alleges that he was deprived of his constitutional right to a fair trial when the trial judge refused to grant a change of venue in the face of extensive pretrial publicity. Skaggs refers the Court to numerous allegedly prejudicial and inflammatory reports contained in newspaper articles and radio and TV broadcasts prior to his first trial. Skaggs also refers the Court to the results of a phone survey of community opinion conducted prior to the trial. The survey results, Skaggs maintains, indicate that pretrial publicity caused “universal exposure and significant levels of prejudgment.” Skaggs argues that this adverse publicity biased jurors to such an extent that a change of venue was necessary to assure his constitutional right to a fair trial. Skaggs also points out that all of the jurors at his first trial indicated in group voir dire that they had heard of the ease.
Prior to the initial trial, the trial court conducted an evidentiary hearing in response to Skaggs’ motion for a change of venue. In his Order denying Skaggs’ motion, the trial judge made the following findings regarding the phone survey of community opinion:
The only thing Dr. Nietzel claims is that the survey is a fair representation of the opinions of jury-eligible citizens of Barren and Warren Counties, plus or minus 5%. The Court finds the poll, or survey, very interesting and has no intentions to question its reliability, but does hold that it falls far short of supporting the contention that [Skaggs] cannot obtain a fair trial in Barren County. In fact, the results of the survey strongly indicate that [Skaggs] can obtain a fair trial in Barren County.
TR IV at 478. The trial court also addressed Skaggs’ contention that pretrial media coverage was so prejudicial and inflammatory as to deny him his right to a fair trial and an impartial jury.
An examination of the material filed on the question of publicity, speaks for inself [sic]. Such clippings from the press and radio *980 scripts contain nothing which would tend to inflame and so prejudice the minds of prosective [sic] jurors, generally, that would make it unlikely, much less impossible, to select a jury that would fail to give [Skaggs] a fair trial based on the evidence at trial. In fact, considering the nature of the ease, the media has acted with responsible restraint. It is noted that subsequent to the return of the indictment, approximately 7 months ago, there has been no publicity about the case of any significance.
Id.
The Kentucky Supreme Court reviewed this issue on direct appeal, also considering actual juror voir dire prior to trial and whether it evidenced any juror bias. In pertinent part, the Kentucky Supreme Court noted:
A careful review of the media coverage, the general and specific voir dire indicates that under all the circumstances, the jury actually seated at the guilt phase of the trial was impartial.
* * * * # *
None of the jurors indicated that their exposure to any publicity had adversely affected their ability to decide the case on the evidence alone. There was no community atmosphere so prejudicial that the jurors could be considered less than impartial. A careful review of the allegations presented by Skaggs indicates that there is no considerable probability of the accused being unable to obtain a fair and impartial trial in the county in which he was tried.
Skaggs,
Skaggs concedes that juror impartiality is reviewed under the “presumption of correctness” accorded state court factual findings pursuant to
The Court disagrees. Having reviewed the record, the Court finds that it fairly supports the state court’s factual findings. Almost all of the pretrial publicity was limited to the period immediately following the murders, Skaggs’ arrest and his indictment by the grand jury. Furthermore, almost all of the media coverage was factual in nature. The record indicates that from July, 1981 until the latter part of February, 1982, 15 there was no media coverage concerning Skaggs or his alleged crimes. This extended period during which there was no media publicity served to ameliorate the prejudicial effect of what little potentially inflammatory publicity was contained in media reports immediately following the killings and Skaggs’ arrest.
Moreover, the fact that jurors were familiar with Skaggs’ name and his alleged crimes is not, in itself, indicative of an atmosphere poisoned and inflamed by bias of constitutional proportion. Due process does not require that jurors be totally unaware of the facts involved. In
Irvin v. Dowd,
It is not required ... that the jurors be totally ignorant of the facts and issues involved. In these days of swift, widespread and diverse methods of communication, an important case can be expected to arouse the interest of the public in the vicinity, and scarcely any of those best qualified to serve as jurors will not have formed some impression or opinion as to the merits of the case. This is particularly true in criminal cases. To hold that the mere existence of any preconceived notion as to the guilt or innocence of an accused, without more, is sufficient to rebut the presumption of a prospective juror’s impartiality would be to establish an impossible standard. It is sufficient if the juror can lay aside his impression or opinion and render a verdict based on the evidence presented in court.
See also Murphy v. Florida,
VIII.
The Trial Court Deprived Skaggs of a Fair Trial By Refusing to Grant Skaggs’ Request for a Change of Venue for the Retrial of the Penalty Phase
Skaggs next alleges he was deprived of his constitutional right to a fair trial when the trial judge refused to grant a change of venue for the retrial of the penalty phase. Skaggs maintains extensive prejudicial media publicity following the jury’s deadlock in the first trial is indicative of unabated public interest in the case. Moreover, Skaggs argues, the publicity was particularly prejudicial to the extent that it dealt with the reasons for the jury’s deadlock, which purportedly was the possibility that Skaggs would be paroled under any sentence less than death. Skaggs maintains this publicity impermissibly heightened community awareness of parole as a factor in sentencing. Skaggs cites as particularly prejudicial a March 7, 1982 Bowling Green Daily News article in which the Commonwealth Attorney was quoted as saying:
With a life sentence, Skaggs could be paroled in eight years. But even if he were never executed, he would be in prison without parole if he were sentenced to the death penalty.
Petitioner’s Reply Brief, Exhibit E. Skaggs notes that under Kentucky law jurors are not allowed to consider the possibility of parole in determining whether a defendant should receive the death penalty.
See Perdue v. Commonwealth,
Initially, the Court rejects that media reference to Skaggs’ eligibility for parole prejudiced potential jurors to such an extent that a change of venue was necessary to ensure Skaggs’ right to a fair trial. It is not the province of the Court on habeas review to ensure that the proceedings surrounding Skaggs’ sentencing comport with Kentucky law, only to ensure that the proceedings pass muster under the federal Constitution. Since federal constitutional law does not prohibit capital sentencing juries from considering the possibility of parole or commutation of sentence,
see generally California v. Ramos,
The Court also rejects that, generally speaking, publicity prior to retrial of the penalty phase was so prejudicial and inflammatory as to compromise Skaggs’ right to a fair trial. The trial court considered, but summarily rejected, Skaggs’ motion for a change of venue prior to retrial of the penalty phase. On direct appeal, the Kentucky Supreme Court sustained the trial court’s decision and made the following findings:
Of the twelve jurors who returned the death penalty, four stated during individual voir dire that they had seen or heard no publicity about the case. Six others said that although they had been exposed to some publicity, they had not formed an opinion based on that fact. Juror Baxter *982 stated that she could set aside information received outside the proceedings and render a decision based solely on the evidence. Although juror Vance was not asked any particular questions during the individual voir dire concerning publicity, she was present and did not respond to trial judge’s questions concerning publicity directed to the entire panel.
The records shows that the trial judge excused several members of the panel either because they had formed an opinion or because of undue exposure to the prior proceedings
* * * * * *
Out of the 43 veniremen called, 15 were excused for cause, including 3 on the death penalty issue, and 15 were struck by peremptory challenges of the parties. There was not the existence of such community prejudice as would prevent the selection of a proper jury.... The influence of the media did not pervade the proceedings.
Skaggs,
As noted in the previous argument, juror impartiality is reviewed under the “presumption of correctness” accorded state court factual findings pursuant to
IX.
The Trial Court Deprived Skaggs His Constitutional Right to a Fair Trial by Denying Skaggs’ Motion for Individual Voir Dire Regarding Juror Exposure to Publicity
Skaggs next alleges constitutional error in the denial of his motion to individually voir dire each venire person, outside the presence of the jury panel, concerning his or her exposure to pretrial publicity. Prior to the initial trial, Skaggs’ counsel requested to individually voir dire members of the jury panel concerning the extent of their exposure to pretrial publicity. Skaggs argued that it was impossible to question jurors as a group about their knowledge of the case because of the overwhelming danger that one juror’s answers would infect the entire panel. Although the trial judge allowed Skaggs’ counsel to individually voir dire panel members concerning their attitudes regarding the death penalty, the trial judge denied Skaggs’ motion to individually voir dire panel members concerning their exposure to pretrial publicity. 16 Skaggs maintains that he was entitled to individual voir dire on this issue because pretrial publicity was overwhelming and he was on trial for his life. In particular, Skaggs objects that he was not able to individually voir dire panel members regarding their exposure to publicity containing facts held inadmissible at trial — for instance, the fact that Skaggs had previously been convicted of several felonies and the fact that he was suspected of another murder in Columbus, Indiana.
However, as noted by Respondent, the Supreme Court has rejected the argument that the Constitution requires individual voir dire of each prospective juror regarding the content of pretrial publicity to which the juror was exposed.
Mu’Min v. Virginia,
‘[T]he relevant question is not whether the community remember[s] the case, but whether the jurors ... [have] such fixed opinions that they could not judge impar *983 tially the guilt of the defendant.’ Under this constitutional standard, answers to questions about content alone, which reveal that a juror remembered facts about the case, would not be sufficient to disqualify a juror. ‘It is not required ... that the jurors be totally ignorant of the facts and issues involved.
Id.
at 430,
As previously mentioned, the entire jury panel indicated some familiarity with Skaggs and his alleged crime. However, each panel member not removed for cause indicated he or she could fairly and impartially judge Skaggs based on the evidence presented at trial. Moreover, although the trial judge was well aware of the pretrial publicity to which potential jurors were exposed, he determined that it was not so pervasive and inflammatory as to jeopardize Skaggs’ right to a fair trial. As previously discussed, see supra section VII, the Court has reviewed the pretrial publicity contained in the record and finds that it was not so widespread or explosive as to deny Skaggs his right to a fair trial. In addition, after carefully reviewing that portion of the record containing juror voir dire, the Court also addressed and rejected Skaggs’ argument regarding juror bias. Under these circumstances, the trial court did not commit constitutional error by refusing Skaggs’ motion to individually voir dire the jury panel regarding exposure to pretrial publicity.
X.
Skaggs’ Sixth, Eighth and Fourteenth Amendment Rights Were Violated Because the Penalty Phase Verdict Form Made It Appear as if the Jury Should Sentence Skaggs to Death Upon the Finding of Any Aggravating Circumstance
The issue here is whether Skaggs’ constitutional rights were violated by an allegedly infirm verdict form which Skaggs maintains did not allow the jury to recommend any sentence other than death once the jury found one of the statutory aggravating circumstances. Skaggs argues that the problem with the verdict form was exacerbated by the trial court’s refusal to instruct the jury that it could return a sentence less than death even if it found aggravating circumstance^). Moreover, Skaggs asserts, the trial court’s failure to give this instruction “very well could have resulted in a failure to fully consider mitigating factors and led to an erroneous or improperly based recommendation of the death penalty.”
To warrant federal habeas relief as a result of an incorrect jury instruction, a petitioner must show more than that the instruction was “undesirable, erroneous, or even ‘universally condemned,’ but that it violated [some constitutional right].”
Estelle v. McGuire,
Acknowledging that it violates the Constitution to preclude a death penalty jury from considering relevant mitigating evidence,
see id.
at 382,
The trial court did not limit Skaggs’ presentation of mitigating evidence during the penalty phase retrial. Furthermore, the trial court instructed the jury that, in determining a penalty, the jury “shall” consider the mitigating circumstances set forth in the instructions, plus “any other fact or circumstance” which the jury might consider mitigating. The trial court similarly mandated the jury to consider certain statutory aggravating factors in fixing Skaggs’ penalty. The jury was instructed:
You have now heard the evidence in the case from which you shall determine whether there are mitigating or aggravating facts and circumstances bearing upon the question of punishment.
TR VIII at 1162, 1169. The jury was also instructed that:
If upon the whole case you have a reasonable doubt whether the defendant should be sentenced to death, you shall recommend a sentence of imprisonment instead. [Emphasis added]
Id. at 1166, 1173. Finally, the trial record indicates that both the prosecution and defense informed the jury in their closing arguments that the jury was not required to impose the death penalty upon finding aggravating circumstances. In light of the foregoing, the Court cannot conclude there is a reasonable likelihood the entire jury was under the impression that, upon finding an aggravating circumstance, it was precluded from considering mitigating evidence because a sentence of death was mandated.
XI.
Skaggs’ Rights Under the Sixth, Eighth, and Fourteenth Amendments Were Violated When He Was Denied Access to Data Utilized by the Kentucky Supreme Court When Reviewing His Death Sentence on Appeal
Skaggs next alleges his federal constitutional rights were violated when the Kentucky Supreme Court used “secret” information while conducting a proportionality review of his death sentence. In this regard, Skaggs notes that the Kentucky Supreme Court is mandated by statute to review each case in which the death penalty is imposed, considering the punishment as well as any alleged errors.
See
On direct appeal, Skaggs argued before the Kentucky Supreme Court that Kentucky’s death penalty statute operates in an arbitrary, discriminatory and freakish manner. Skaggs also asserted that he needed access to the data collected by the Court pursuant to
To support this argument, Skaggs relies primarily on
Gardner v. Florida,
Initially, the Court notes that, shortly before considering Skaggs’ direct appeal, the Kentucky Supreme Court had occasion to more fully address this same argument.
For some reason, obscure to us, the Public Advocate keeps insisting on access to the data collected by this Court under the provisions ofKRS 532.075(6) ----KRS 532.075(6) refers to all records of all felony cases in which the death penalty was imposed after January 1, 1970, or such earlier date as the court may deem appropriate. We have used such cases commencing in 1972. The Public Advocate can study these cases, as we have done. We state in our opinions all matters considered by us, and in no way are mysterious and secret records or data taken into account in our deliberations. [Emphasis deleted]
Harper v. Commonwealth,
Based on their own past experience in reviewing capital punishment cases, state appellate courts ‘can rationally distinguish between those individuals for whom the death penalty is an appropriate sanction and those for whom it is not,’ without listing in their opinions the facts that did or did not justify the imposition of the death penalty in prior cases. [Internal citations omitted]
Id. In light of the foregoing, the Court rejects Skaggs’ contentions on this issue.
XII.
Skaggs Was Denied Due Process of Law by the Improper Introduction of Collateral Criminal Activity at the Guilt-Innocence Phase of the Trial
Skaggs next alleges constitutional error in the admission of certain evidence regarding collateral criminal activity. Specifically, Skaggs objects to testimony that he 1) sold drugs illegally; 2) had previously “pulled time” in prison; 3) was on a police-generated list of persons with the alleged propensity to commit robbery; and 4) had stolen the gun allegedly used to commit the murders. Skaggs maintains that admission of this evidence violated his due process right to a fair trial. Skaggs acknowledges that, pursuant to
Errors by a state court in the admission of evidence generally are not reviewable by a habeas court “unless they so perniciously affect the prosecution of a criminal case as to deny the defendant the fundamental right to a fair trial.
Kelly v. Withrow,
right in their judgment, regardless of the error or its effect upon the verdict. It is rather what effect the error had or reasonably may be taken to have had upon the jury’s decision. The crucial thing is the impact of the thing done wrong on the minds of other men, not on one’s own, in the total setting.
This must take into account of what the error meant to them, not singled out and standing alone, but in relation to all else that happened. And one must judge others’ reactions not by his own, but with allowance for how others might react and not be regarded generally as acting without reason, This is the important difference, but one easy to ignore when the sense of guilt comes strongly from the record. [Internal citations omitted]
Id.
at 764,
Under the Kentucky Rules of Evidence, evidence of other crimes, wrongs or acts, though not admissible to prove bad character or propensity to crime, can be admitted (1) if offered for some other purpose, such as proof of motive, opportunity, intent, preparation, plan, knowledge, identity, or absence of mistake or accident, or (2) if so inextricably intertwined with other evidence essential to the case that separation of the two could not be accomplished without serious adverse effect on the offering party. KRE 404(b). Essentially, KRE 404(b) mirrors the Federal Rules of Evidence regarding the admissibility of “other acts” evidence.
See
The Commonwealth of Kentucky charged Skaggs with intentional murder, first degree burglary and first degree robbery. To sustain its burden of proof on the charge of murder, the prosecution was required to prove beyond a reasonable doubt that Skaggs intentionally caused the death of Herman and Mae Matthews by shooting them with a pistol.
See
Initially, then, the Court must determine whether the alleged improperly admitted evidence of “other acts” was relevant to proving that Skaggs was guilty of the charged crimes
*987
or whether the sole inference from the “other acts” evidence was to show Skaggs’ bad character or propensity to commit the charged crimes. In the latter case, as previously mentioned, the Court may find that admission of the evidence violated Skaggs’ constitutional right to a fair trial if the Court determines that the “other acts” evidence had “a substantial or injurious effect or influence in determining the jury’s verdict.”
Kotteakos,
Skaggs first assigns constitutional error to testimony elicited from Gary Con-nally that on the morning of the murders Skaggs stated he was going to “go sell some dope.” TE VI at 819. To determine the relevancy of this statement, it is necessary for the Court to examine the context in which it was made. Connally testified that he had known Skaggs for approximately one year and that on May 5, Skaggs had come to Connally’s home and stayed the night.
Id.
at 815,
Q. Well, when he pulled [out the $40], did you see any other money?
A. Yes, sir, I did.
Q. And did it surprise you?
A. Well, no, not in a way, because he said he had a transaction to make that day earlier, which was none of my business. I didn’t pry into it.
Q. Well, what kind of transaction did he say?
A. He said he had to go sell some dope.
Id.
at 818-19,
The Court finds this testimony relevant to the burglary and robbery charges since it relates to the source of the money Skaggs had in his possession. Interestingly, the testimony is to some extent exculpatory since a logical inference of Connally’s statement is that Skaggs acquired the money by means other than by committing the alleged crimes. Moreover, the testimony also clarifies the circumstances surrounding Skaggs’ activities on the day of the crime. To this extent, it is not evidence of “other acts,” but rather is inextricably intertwined with the charged offenses.
Skaggs also alleges constitutional error in the admission of testimony by Willie Jackson [hereinafter “Jackson”] to the effect that Jackson and Skaggs had “pulled time together.” TE VI at 846. Jackson testified that on the morning of May 6, Skaggs approached him to see if he could assist Skaggs in perpetrating a robbery.
Id.
at 844,
Skaggs next alleges constitutional error in the admission of testimony indicating that Skaggs was on a police-generated list of persons with the alleged propensity to commit robbery. TE VII at 949-50. The evidence, which pertained to testimony by Detective Tim O’Dell, was not objected to at trial. However, a review of O’Dell’s testimony clearly establishes that Jackson, not Skaggs, was the person on that list and that it was Jackson who directed the police to Skaggs. Since O’Dell was not referring to Skaggs, O’Dell’s testimony does not constitute prejudicial “other acts” evidence.
Finally, Skaggs alleges constitutional error in the admission of testimony from Detective O’Dell that Skaggs had “stolen” the murder weapon. In fact, O’Dell testified that Skaggs told O’Dell he had “taken ” the murder weapon from John Davis’s sister’s home in Greensburg, Indiana. TE VII at 975. The testimony does not establish that *988 Skaggs “stole” the murder weapon. Moreover, the testimony is relevant to the prosecution’s proof because it ties Skaggs to the murder weapon.
The Court finds, then, that the portion of above-discussed evidence which can properly be termed “other acts” evidence is relevant evidence and probative of the issues on which the prosecution bore the burden of proof. The Court concludes, therefore, that Skaggs due process rights were not violated by admission of the “other acts” evidence.
Moreover, assuming for the sake of argument that the “other acts” evidence was not relevant to an issue in the case, the record does not support that the evidence had a “substantial or injurious effect or influence in determining the jury’s verdict.” The “other acts” evidence was relatively sterile and isolated. This fact, coupled with the strong evidence supporting Skaggs’ guilt, makes it highly improbable that the “other acts” evidence substantially influenced the jury’s verdict.
Cf. McKinney v. Rees,
XIII.
Skaggs’ Eighth and Fourteenth Amendment Rights Were Violated by the Admission of Evidence at the Penalty Phase Regarding Skaggs’ Prior Criminal History
Skaggs next subscribes constitutional error to the introduction of evidence at the penalty phase retrial regarding his prior felony record. Specifically, Skaggs argues that it was constitutional error to the introduce evidence that he had previously been convicted of auto banditry, first degree robbery and second degree escape.
As noted in the prior section, errors by a state court in the admission of evidence generally are not reviewable by a habeas court “unless they so perniciously affect the prosecution of a criminal case as to deny the defendant the fundamental right to a fair trial.
Kelly v. Withrow, 25
F.3d 363, 370 (6th Cir.),
cert. denied,
As noted by Respondent, the Supreme Court has addressed this issue squarely, finding that “[n]othing in the United States Constitution prohibits a trial judge from instructing a jury that it would be appropriate to take account of a defendant’s prior criminal record in making its sentencing determination.”
Zant v. Stephens,
XIV.
Skaggs Was Denied His Rights Under the Sixth, Eighth and Fourteenth Amendments by the Prosecutor’s Repeated Statements, Coupled with the Trial Court’s Instructions and Other Circumstances, that the Jury’s Imposition of a Death Sentence Was Simply a Recommendation
Skaggs next asserts that certain statements made by the prosecutor and the trial court instructions led to constitutional error by misleading the sentencing jury about its role in Kentucky’s criminal justice system. Skaggs maintains that the statements and instructions unconstitutionally minimized the jury’s perception of its sentencing responsibilities by suggesting that the jury’s verdict was merely a “recommendation” and that Skaggs’ penalty would ultimately be decided by the trial judge. Skaggs argues that minimizing the gravity of the jury’s responsibility made it more likely the jury would return the death penalty.
To support this argument, Skaggs cites numerous portions of the record where the *989 prosecutor told prospective jurors that they were to “recommend” a sentence. Skaggs also refers the Court to numerous portions of the trial court’s penalty phase instructions which likewise repeatedly advised the jury to “recommend” a sentence for Skaggs. Skaggs insists that this problem was compounded by media accounts between the two trials. The most damaging information, Skaggs maintains, was contained in a March 7,1982 newspaper article in which the prosecutor was quoted as saying, “With a life sentence, Skaggs could be paroled in 8 years. But even if he were never executed, he would be in prison without parole if he were sentenced to the death penalty.” Skaggs asserts that the obvious inference of this statement is that Skaggs could be sentenced to death by the jury, but still not be executed.
In arguing that the above-referenced statements and instructions rise to the level of a constitutional violation, Skaggs relies primarily on
Caldwell v. Mississippi
In
Romano v. Oklahoma,
In Skaggs’ case, the prosecutors conduct did not violate Caldwell because, at the time of Skaggs’ sentencing and appeal, Kentucky law provided that
[t]he judge shall give the jury appropriate instructions, and the jury shall retire to determine whether any mitigating or aggravating circumstances ... exist and to recommend a sentence for the defendant. Upon the findings of the jury, the judge shall fix a sentence within the limits prescribed by law.
Moreover, the facts here are quite similar to those in
Kordenbrock v. Scraggy,
[djuring voir dire ... the prosecutor told jurors that their ‘recommendation of death, if you gave one as a juror, with your fellow jurors, would not be binding upon the court, but that the [ejourt would give it great weight. The prosecutor characterized the jury’s sentence as ‘a recommendation, that is all.’ Further, the instructions that the trial judge gave to the jury used the word ‘recommend’ in reference to the sentence.
Id. at 1101 [Internal citations omitted] The court noted that “[e]mphasizing the ‘advisory role’ of the jury, or the fact that the jury is making a ‘recommendation’ to the judge does not support a Caldwell claim.” Id. The Court relied on the fact that the prosecutor did not affirmatively misrepresent the role of the jury under Kentucky law. Id. In the present case, the Court likewise finds that the prosecutor’s statements and jury instructions contain no affirmative misrepresentations about the role of the sentencing jury and, therefore, fail to support a Caldwell violation.
XV.
Skaggs Alleges Violation of His Eighth and Fourteenth Amendment Rights Resulting From Highly Prejudicial Comments Made by the Trial Judge to a Prospective Juror at the Retrial of the Penalty Phase
Skaggs’ next complaint pertains to certain allegedly prejudicial comments *990 which the trial judge made to venire person Sandra Baxter [hereinafter “Baxter”] during juror voir dire of the penalty phase retrial. 18 During group voir dire, Baxter indicated she had formed some opinions about the case. During individual voir dire of Baxter, the trial judge stated, “I just wanted to tell Mrs. Baxter that I formed an opinion, too. The only part is my opinion don’t count.” TE XIV 1982. Skaggs maintains that the comment was highly improper since it may have suggested to Baxter that the trial judge supported a sentence of death. Skaggs asserts that the trial judge compounded the prejudicial effect of the statement by subsequently telling Baxter that once the jury heard the evidence “it won’t appear as difficult then as it is now.” Id. at 1985-86. Skaggs alleges that the remark was not an isolated instance of judicial impropriety. During voir dire of prospective juror Everett Stilts, Stilts indicated that he had formed an opinion about the case. The trial judge then commented on the deadlock by the first jury saying, “That same jury decided the same thing, that there ought to be something done, but the problem is they wouldn’t do it.” Id. at 1968.
Having reviewed those portions of the record to which Skaggs objects, the Court rejects this argument as meritless. Skaggs seeks to attribute the most sinister meaning possible to the judge’s comments despite the fact that, viewing the statements objectively, it is not entirely clear what the trial judge was attempting to say. Most important, accepting Skaggs’ interpretation for the sake of argument, these isolated statements made during juror voir dire are not “of a sort most likely to remain firmly lodged in the memory of [the prospective juror] and to excite a prejudice which would preclude a fair and dispassionate consideration of the evidence.”
Quercia v. United States,
XVI.
Skaggs Alleges That His Sixth, Eighth and Fourteenth Amendments Right Were Violated When the Trial Judge Improperly Excluded for Cause Several Venirepersons Due to Their Feelings About the Death Penalty
Skaggs’ sixteenth contention of error is that he was denied his constitutional rights when the trial judge excluded certain jurors for cause both at the first trial and at the penalty phase retrial. The trial judge excluded the jurors upon challenges for cause based on the trial judge’s conclusion that the jurors’ opposition to the death penalty prevented them from performing their duties in accordance with the court’s instructions and their oath as jurors.
Skaggs agrees with Respondent that a juror may be excused for cause only if the juror’s responses evidence that the juror’s views would “prevent or substantially impair the performance of his duties as a juror in accordance with his instructions and his oath.”
Wainwright v. Witt,
In reviewing this issue, the Court is mindful that a trial judge’s decision on excluding a prospective juror because of his or her opposition to capital punishment is a
*991
factual issue subject to deference under
At issue here is the trial judge’s exclusion of three venirepersons: Jerry Rhodes [“Rhodes”], Elizabeth Yates [‘Tates’] and J.D. Byrd [“Byrd”]. Jurors Rhodes and Yates were excluded for cause from the panel in Skaggs’ first trial. As a result, assuming arguendo that Rhodes and Yates were improperly excluded, the remedy for such constitutional violation would be to afford Skaggs a new trial on the penalty issue. Since Skaggs was given a new penalty trial after the first jury hung on the penalty issue, any error in excluding Jurors Rhodes and Yates from the first panel was harmless. The Court notes, however, that it has reviewed those portions of the record dealing with Rhodes’ and Yates’ voir dire and finds that the record fairly supports the trial judge’s decision to exclude Rhodes and Yates for cause.
Moreover, the trial judge’s decision to exclude Juror Byrd from the panel is also fairly supported by the record. The relevant portions of Juror Byrd’s voir dire testimony are as follows:
Q. ... Would you be willing to sit in this case if you are selected and do your best to make a final conclusion?
A. Yeah, I could, but I don’t believe I could give him the death penalty.
Q. Let me ask it this way. When it comes around to the decision, the court will instruct you that you could recommend punishment to be one of the following three: Confinement in the penitentiary for not less than twenty years, stating the exact number of years that you recommend, or the penalty of confinement in the penitentiary for life, or the final would be the death penalty. Now, having those three as being the alternatives, at this time, could you consider all three of those penalties?
A. I don’t believe I could. I could two of them, but I couldn’t one.
Q. You mentioned there before I asked that question that the last one, the death penalty, you couldn’t consider.
A. No.
Q. Under any circumstances?
A. I don’t believe I could.
Q. And you understand at this time that we have to select a jury that could consider all of them and then decide after they hear the evidence which one it ought to be? A. Yeah, I understand.
Q. But regardless of the circumstances, you just personally feel you couldn’t consider that one?
A. I couldn’t.
Q. Have you expressed an opinion on that subject, that third penalty I mentioned before?
A. Yes, I have.
******
Q. Mr. Byrd, do you understand that as citizens we all have a duty to follow the law, even though we don’t necessarily agree with it all the time?
A. Yes, I do.
Q. And in murder cases where the jury finds certain aggravating factors, the law requires the jury to consider whether a death sentence should be imposed, doesn’t require them to impose that penalty, only consider whether it should be imposed. Do you think that you could follow your duty as a citizen and simply consider that penalty along with the other ones that the judge instructs you on and simply consider whether a death sentence should be imposed in this case?
A. I wouldn’t want to, I don’t think. I could, but I wouldn’t want to.
Q. You could, but you would rather not, is that what your position is?
A. Yes.
*992 Q. Mr. Byrd, can you think of any type eases where you think a death penalty would be warranted; for example, a case where a terrorist had killed a number of children or women or people on an airplane? I guess what I am asking you is there any case where you think that the death penalty would be warranted, or are you saying in advance, “No, I could never consider it.”
A. I just don’t really believe in it.
Q. But, as you said before, you could consider whether it should be imposed, you would just prefer not to have to make that decision?
A. Yes.
Q. Mr. Byrd, let me get this correct. After hearing your answers to the questions of the attorneys, I get the impression that your hangup, if you want to call it that, is this death penalty, is that right? A. Yes, that’s right.
Q. Now, are you telling the court — now, you make the answers now, I don’t want to make the answers — but do you want to tell the court, and are you telling the court, in this case, after hearing all the evidence and the case is submitted to you, that you would not, under any circumstance, vote for the death penalty?
A. I don’t believe I would. I will just be honest with you.
Q. Well, I am honest with you, now; you be honest with me. I know you are— A. I couldn’t do it.
Q. I don’t want to use that word, but just make it out plain.
A. I wouldn’t do it.
Q. You just wouldn’t do it?
A. Uh-uh.
Q. Mr. Byrd, the judge asked you could you vote for it, and you said you didn’t think you could. Could you consider it, consider whether it should be imposed or not in this case, or any case?
A. Yes, I guess I could consider it.
Q. Let me ask you this, Mr. Byrd. Do you have in your mind right now that that — you see, we have three penalties that I read to you a moment ago — do you have in your mind right now that you would just automatically vote against one of them?
A. Yes, I do.
Q. So that if you were selected, you really wouldn’t be following the judge’s instructions when he says you have got three of them; you are just right now going to mark off one of them?
A. That’s right.
Q. You understand that would not be entering the trial with an open mind, would you?
A. No, I wouldn’t.
TE XII at 1739-44.
In light of this testimony, taken as a whole, Juror Byrd was properly excluded from the panel. Although Byrd appeared to equivocate at times, he repeatedly stated that he would not and could not consider imposing the death penalty. The record thus fairly supports the trial judge’s decision to dismiss Byrd for cause. Byrd’s unwillingness to consider the death penalty would necessarily prevent or substantially impair his ability to follow the court’s instructions on the penalty issue. In light of the foregoing, the Court finds no constitutional violation on this issue.
XVII.
Skaggs Alleges That the Trial Court Violated His Eighth and Fourteenth Amendment Constitutional Rights Bg Failing to Instruct the Jurg on All Applicable Mitigating Circumstances
Skaggs’ next complaint is that the jury instructions regarding mitigation of punishment were constitutionally deficient because the trial court refused to separately enumerate certain non-statutory mitigating facts that were supported by the evidence. Skaggs notes that the trial court specifically instructed the jury on three statutory mitigating factors: 1) extreme emotional disturbance; 2) mental disease or defect and/or intoxication; and 3) age. The trial court also instructed the jury to consider as mitigating “those aspects of defendant’s character and record about which he has offered evidence in mitigation of the penalty to be imposed upon him and which you believe from the evidence to be true,” along with “any other *993 fact or circumstance which you consider mitigating even if such are not [specifically listed].” TR VIII at 1164, 1171. Skaggs objects, however, to the trial court’s refusal to specifically instruct the jury to consider as mitigating 1) the fact that Skaggs confessed to the crime(s); 2) the fact that Skaggs cooperated with police by helping them to locate evidence; and 3) the circumstances surrounding Skaggs’ upbringing.
In
Penry v. Lynaugh,
In the present case, the Court finds no evidence that the jury’s consideration of mitigating evidence was limited in any way. During the penalty phase retrial, Skaggs presented evidence concerning his confessions, his cooperation with the police, his mental state at the time of the crimes, and the circumstances surrounding his upbringing. None of this evidence was objected to or otherwise limited by the trial court. The instructions clearly set forth that the jury “shall consider” not only the listed statutory mitigating factors, but also “those aspects of the defendant’s character and record about which he has offered evidence in mitigation” and “any other fact or circumstance which you consider mitigating.” TR VIII at 1164, 1171. The instructions also define “mitigating circumstances” to mean “factors put forth to show the appropriate sentence is a sentence other than death.” TR VIII at 1167, 1174. Under the circumstances, the Court finds no “reasonable likelihood” that the jury felt limited in its consideration of the mitigation evidence presented by Skaggs. The trial court’s failure to specifically enumerate the nonstatutory mitigating factors presented by Skaggs does not constitute a constitutional violation.
XVIII.
Skaggs Alleges That His Sixth, Eighth and Fourteenth Amendment Rights Were Violated When the Trial Judge Refused to Strike for Cause Veniremen Who Could Not Consider a Penalty of Less Than Death
Skaggs’ next complaint is that the trial court erred by failing to remove for cause venirepersons Richard Jones [“Jones”] and David Passmore [“Passmore”] because of their allegedly biased views on capital punishment. Skaggs maintains that Jones’ and Passmore’s responses during voir dire evidenced that their ability to consider any sentence less than death was “substantially impaired.” Moreover, Skaggs insists that the trial judge’s findings on the impartiality of Jurors Jones and Passmore are not entitled to deference because, in fact, the trial judge applied the wrong standard in making this assessment: rather than properly considering whether Jones’ and Passmore’s ability to consider a sentence less than death was “substantially impaired,” the trial judge considered only whether the jurors would “automatically and unequivocally” vote for the death penalty. Skaggs asserts that the trial court’s failure to exclude Jones and Pass-more for cause required Skaggs to unnecessarily exhaust his peremptory challenges, thus violating his due process rights to a fair trial and an impartial jury. 20
This argument is fatally flawed. Jones and Passmore were in the jury venire for Skaggs’ first trial. After the first jury
*994
hung on the penalty issue, Skaggs received a new trial on this issue. Jones and Passmore were not part of the venire at the penalty phase retrial and, thus, took no part in the jury’s decision to give Skaggs the death penalty. In
Ross v. Oklahoma,
Even assuming that the inclusion of [the allegedly impartial juror] on the jury would have been unconstitutional, the fact remains that [the juror] was excluded by peremptoiy challenge. [The petitioner] is unable to demonstrate what constitutional harm resulted from this. There is no constitutional right to peremptory challenges, and there is no showing that had there been one more peremptory available, it would have had any effect on the trial at all, let alone that the lack of a peremptory (because it was used on [the allegedly impartial juror]) resulted in an unconstitutionally biased jury. It is insufficient simply to say that, had there been another peremptory available, a different juror would have been excluded, and the result might have been a more favorable jury for [the petitioner]. In other words, it is not enough for a defendant to say T would have been better off if.... ’ He must demonstrate that judicial or prosecutorial action (or inaction) resulted in a constitutional violation, not a tactical or strategic disadvantage. The Constitution is not designed to afford either party a right to the most advantageous tactical or strategic situation possible. It is designed to insure that a person receives a fair trial by an impartial jury.
Id. at 1320-21.
Skaggs also argues that use of a peremptory to challenge a juror who should have been excused for cause is a due process violation. Skaggs asserts that the Supreme Court’s due process holding in
Ross
was based on the fact that the defendant there “received all that Oklahoma law allowed him” in the way of peremptory challenges. Under Oklahoma law, the defense was obligated to challenge jurors who should have been excused for cause in order to preserve appeal on the impartial jury issue.
Ross,
at 91,
The Court disagrees. Although the
Ross
Court based its due process holding on the fact that the defendant received the peremp-tories allotted him under Oklahoma law, the Court specifically declined to decide “whether, in the absence of Oklahoma’s limitation on the ‘right’ to exercise peremptory challenges, ‘a denial or impairment’ of the exercise of peremptory challenges occurs if the defendant uses one or more challenges to remove jurors who should have been excused for cause.”
Ross
at 91 n. 4,
XIX.
Skaggs Alleges His Eighth and Fourteenth Amendment Constitutional Rights Were Violated When at the Penalty Phase Retrial the Trial Judge Refused to Strike a Juror Who Had Already Formed an Opinion as to the Appropriate Remedy
Skaggs revisits his prior argument, this time alleging that the penalty phase retrial judge improperly refused to excuse for cause Juror Everett Stilts [“Stilts”]; thus requiring Skaggs to exercise a peremptory challenge to excuse Stilts from the panel. As previously mentioned, Skaggs has no constitutional right to peremptory challenges. Moreover, Stilts did not sit on the jury that sentenced Skaggs to death. Under the circumstances, Skaggs was not denied his constitutional right to a fair trial and impartial jury by the trial judge’s refusal to dismiss Stilts for cause.
See Ross v. Oklahoma,
XX.
Skaggs Alleges His Constitutional Rights Were Violated at the Retrial of the Penalty Phase by the Trial Court’s Refusal to Strike a Juror Who Stated She Would Consider the Possibility of Parole in Assessing Skaggs’ Penalty
Again, Skaggs argues that his due process rights to a fair trial and an impartial jury were violated — this time by the trial judge’s refusal to excuse for cause Juror Doris Mills [“Mills”]. Skaggs maintains that Mills’ responses during voir dire indicate that Mills would be improperly influenced in her verdict by the possibility of parole. Skaggs notes that if the jury had inquired about his parole eligibility under a life sentence, the trial judge was obligated to instruct the jury not to consider parole. Skaggs contends that he was entitled to a jury which would abide by the trial court’s instruction on this issue and, thus, was unconstitutionally required to exercise one of his peremptory challenges to ensure his right to a fair trial and impartial jury.
This argument fails for the reasons articulated in Sections XVIII and XIX,
supra.
Mills did not sit on the jury that sentenced Skaggs to death. Furthermore, precedent existing at the time Skaggs’ conviction became final would not support that Skaggs’ due process rights were violated by having to challenge peremptorily a juror who should have been removed for cause. Moreover, a “capital defendant has no federal right to prevent the sentencing jury from considering the possibility that he will be paroled if sentenced to life imprisonment.”
Ingram v. Zant,
XXI.
Skaggs Maintains That the Jury Instructions Were Constitutionally Deficient
Skaggs next assigns constitutional error to the trial court’s jury instructions at both the guilt and penalty phases of trial. In order to grant habeas relief on the basis of incorrect jury instructions, a petitioner must show more than that the instructions are “undesirable, erroneous, or even universally condemned”; taken as a whole, the instructions must be so infirm that they render the entire trial fundamentally unfair.
Estelle v. McGuire, 502
U.S. 62, 72,
A.“Life Option” Instruction
Skaggs maintains that the instructions failed to inform the jurors that they could sentence petitioner to life or a term of years despite finding the existence of one or more aggravating factors. The Court essentially addressed this argument in Section X, supra, in discussing Skaggs’ contentions that the verdict form was constitutionally infirm because it did not allow the jury to recommend any sentence other than death once the jury found one of the statutory aggravating circumstances. Accordingly, the Court need not further address this issue.
B.Failure to Instruct on Requisite Elements of Aggravating Factors of Robberg and Burglary
Skaggs’ next complaint about the penalty instructions is that the instructions did not define the elements of first degree robbery and first degree burglary, statutory aggravating factors which would support imposition of the death penalty. Skaggs cites no federal constitutional authority to support his claim. Moreover, the Kentucky Supreme Court rejected this same argument on direct appeal:
Skaggs cites no authority for such a requirement, and we cannot find any rationale for the argument. During the guilt phase of the trial, Skaggs was found guilty of first-degree robbery and burglary____ To require the penalty jury to make a finding on the elements of robbery and burglary would render the first verdict useless.
The Court agrees that it was unnecessary to define the elements of first degree burglary and robbery in the penalty phase instructions. The findings made in the guilt-innocence phase of the trial were sufficient to establish the existence of these factors beyond a reasonable doubt.
C.Failure to Explain Role of Mitigation
Skaggs next alleges that the jury instructions failed to adequately explain the role of mitigating circumstances. The Court essentially addressed the constitutional sufficiency of the instructions regarding mitigating factors in Section XVII, supra, and finds it unnecessary to further address the issue.
D.Failure to Provide Standards of Proof for Mitigation
Skaggs complains that the court’s instructions did not specify the standard of proof regarding mitigating evidence. Skaggs maintains that the jury should have been charged that mitigating circumstances could be considered if proven by a preponderance of the evidence.
At Skaggs’ trial, the jury was provided with a list of aggravating and mitigating circumstances. The instructions and verdict form required the jury to make specific findings regarding the existence of aggravating circumstances that would warrant imposition of the death penalty. Although the jury was also instructed that aggravating circumstances had to be proven beyond a reasonable doubt, the jury was not told that it could consider only those mitigating circumstances that had been proven by a particular standard of proof. Rather, in addition to certain listed mitigating circumstances, the jury was instructed to consider “those aspects of [Skaggs’] character and record about which he ... offered evidence in mitigation of the penalty to be imposed upon him and which you believe from the evidence to be true” along with “any other fact or circumstance which you consider mitigating” even if not listed. TR at 1164,1171.
However, despite Skaggs’ arguments to the contrary, the instructions are not constitutionally infirm. There appears to be no
*997
constitutional requirement that a death penalty scheme establish a particular standard of proof for the consideration of mitigating circumstances.
See Walton v. Arizona,
E. Absence of Any Findings on Mitigation
Skaggs also complains about the trial court’s failure to require the jury to make findings of mitigating circumstances. Skaggs maintains that the lack of findings regarding mitigating circumstances precludes meaningful review of the factors considered by the jury in making its determination. The Court disagrees. Capital sentencing juries are not required to make specific findings on mitigating circumstances in order to satisfy the demands of the due process clause.
Jeffries v. Blodgett,
In fact, the Supreme Court recently rejected a similar argument in
Buchanan v. Angelone,
— U.S. -,
Skaggs has not demonstrated a constitutional violation regarding the trial court’s failure to require specific findings regarding mitigating circumstances. The claim, therefore, simply cannot provide the basis for granting the writ of habeas corpus.
F. Prosecutor’s Burden of Proof
Skaggs alleges constitutional error based on the fact that the jury instructions did not articulate who has the burden to prove the existence of aggravating factors and that aggravating circumstances outweigh mitigating circumstances.
The instructions allowed the jury to return a sentence of death only upon finding the existence of an aggravating circumstance “from the evidence beyond a reasonable doubt.” TR VIII at 1165-66, 1172-73. The jury was also instructed that if it had a reasonable doubt as to the truth of the existence of an aggravating circumstance, it was not to make a finding regarding that aggravating circumstance. Id. at 1166, 1173. The instructions also stated:
In considering the evidence which may be unfavorable to the defendant, you are instructed that the law presumes the defendant innocent unless, and until, you are satisfied from the evidence beyond a reasonable doubt that he is guilty.
Id.
at 1162, 1169. Moreover, the Supreme Court has held that the Constitution does not require that the jury be instructed to weigh aggravating circumstances against mitigating circumstances.
See Tuilaepa v. California, 512
U.S. 967, 979,
G.-H. Failure to Require Weighing of Aggravating and Mitigating Circumstances, to Require Finding that Aggravation Outweigh Mitigation Beyond a Reasonable Doubt, and to Require Finding that Death is the Appropriate Penalty Beyond a Reasonable Doubt
Again, Skaggs alleges constitutional error based on the instructions guiding the
*998
jury’s consideration of aggravating and mitigating circumstances. Again, the Court dismisses Skaggs’ allegations as meritless. There simply is no federal constitutional right requiring the jury to weigh aggravating and mitigating circumstances, to determine that aggravating circumstances outweigh mitigating circumstances beyond a reasonable doubt
21
or to determine that death is the appropriate penalty beyond a reasonable doubt.
22
See Tuilaepa,
I. Failure to Limit Consideration of Aggravating Evidence
Skaggs next asserts constitutional error in the trial court’s alleged failure to specifically limit the jury’s consideration of aggravating evidence to those circumstances enumerated in the Kentucky statute or to the aggravating circumstances listed in the instructions. Skaggs notes that the “prosecutor, in a pattern throughout the trial, injected various non-statutory aggravating factors into the crucible. It is likely that a reasonable juror could well have relied upon this information in reaching a determination of death.” Petitioner’s Brief at 198.
The Court disagrees. “[Although a death sentence may not rest
solely
on a nonstatutory aggravating factor, the Constitution does not prohibit consideration at the sentencing phase of information not directly related to either statutory aggravating or statutory mitigating factors, as long as that information is relevant to the character of the defendant or the circumstances of the crime.”
Barclay v. Florida,
Our cases indicate, then, that statutory aggravating circumstances play a constitutionally necessary function at the stage of legislative definition: they circumscribe the class of persons eligible for the death penalty. But the Constitution does not require the jury to ignore other possible aggravating factors in the process of selecting, from among that class, those defendants who will actually be sentenced to death. What is important at the selection stage is an individualized determination on the basis of the character of the individual and the circumstances of the crime.
Zant v. Stephens,
In the present case, the jury was appropriately guided in its consideration of aggravating circumstances. The trial court instructed the jury regarding certain statutory aggravating factors. With respect to the penalty for the murder of Herman Matthews, the instructions provided:
In recommending a sentence for the defendant, you shall consider such of the following, if any, as you believe from the evidence beyond a reasonable doubt to be true:
(a) That at the time David Skaggs killed Herman Matthews he was engaged in the commission of robbery in the first degree by the use of a .25-caliber pistol, a deadly weapon.
(b) That the defendant’s act in killing Herman Matthews was intentional and also resulted in the death of May Matthews.
TR VIII at 1165. With respect to the penalty for the murder of May Matthews, the instructions provided:
In recommending a sentence for the defendant, you shall consider such of the following, if any, as you believe from the evi *999 dence beyond a reasonable doubt to be true:
(a) That at the time he killed May Matthews, he was engaged in the commission of burglary in the first degree by unlawfully entering the dwelling house of May Matthews for the purpose of committing a crime, and
(b) That at the time he killed May Matthews, the defendant was engaged in the commission of robbery in the first degree, accomplished by the use of a .25-caliber pistol, a deadly weapon.
Id. at 1172. 23 The jury was further instructed that it could not impose a sentence of death unless it was “satisfied from the evidence beyond a reasonable doubt that at least one of the [listed aggravating circumstances] is true in its entirety, in which case you must designate in writing, signed by the foreman, which of the aggravating circumstances you found beyond a reasonable doubt to be true.” Id. at 1166, 1173. The jury found each listed aggravating circumstance to exist in reaching a penalty verdict for both murders. Thus, assuming arguendo that the jury did consider certain non-statutory factors in fixing Skaggs’ penalty, since the jury also found that the listed statutory factors existed beyond a reasonable doubt, there exists no error of constitutional proportion.
Moreover, in spite of the fact that the jury was not explicitly instructed to consider only the listed statutory aggravating factors, it is pure conjecture that the jury considered anything other than the listed factors in fixing Skaggs’ penalty. Assuming arguendo that the jury did consider Skaggs’ prior criminal record, there is no constitutional error since Skaggs’ criminal record is relevant to his character.
See Zant v. Stephens,
J.Failure to Instruct on Skaggs’ Right Not to Testify in the Penalty Phase
Skaggs next maintains that the trial judge should have instructed the jury that Skaggs had no obligation to testify in mitigation and that the jury should draw no adverse inference from Skaggs’ failure to testify. This argument also must fail. On direct appeal, the Kentucky Supreme Court found, and the record supports, that Skaggs’ counsel made no request for such an instruction.
Skaggs,
K. Passion or Prejudice
Skaggs also alleges error in the trial court’s refusal to instruct the jury that it should not be influenced by considerations of passion or prejudice. Although the Supreme Court has indicated that it is constitutionally
permissible
in a capital sentencing proceeding to instruct the jury that it should disregard passion, prejudice and mere sympathy,
see California v. Brown,
L. Presumption that Life Sentence Means Life
Skaggs complains that the jury should have been told to presume that a life sentence would result in life imprisonment. In
Kordenbrock v. Scroggy,
M.Deñnition of Reasonable Doubt
Skaggs also alleges the trial court committed constitutional error by denying his request for an instruction defining reasonable doubt. Skaggs maintains that one of the accepted definitions of reasonable doubt should have been offered to the jury. Initially, the Court notes that Kentucky courts do not define the term “reasonable doubt.”
See Commonwealth v. Callahan,
N.Non-Unanimous Finding on Mitigating Factors
Skaggs next asserts constitutional error in the trial court’s failure to instruct the jury that a unanimous finding with respect to mitigating factors was not required. The Sixth Circuit rejected this same argument in
Kordenbrock v. Scroggy,
In the present case, the Court finds it even less likely that the jury interpreted the instructions to require that it unanimously agree on a particular mitigating circumstance before considering that circumstance. Although the instructions required the jury to unanimously agree on a verdict of death, the instructions did not explicitly require a finding of unanimity as to aggravating or mitigating circumstances. In light of this fact, the Court finds it unlikely that the jury believed that finding a mitigating circumstance required unanimity.
O.A Sentence Less Than Death When Any Juror Disagrees
Skaggs next argues that the jury should have been instructed that, if any juror had a reasonable doubt as to the appropriateness of a sentence of death, the jury must impose a penalty less than death. On direct appeal, the Kentucky Supreme Court held that Kentucky law did not authorize or require a sentence of imprisonment when the jury failed to unanimously agree on a death sentence.
Skaggs,
P. Presumption of Life — No Presumption of Death
Skaggs next complains that the jury should have been instructed that “[t]he law presumes David Skaggs is innocent of the aggravating circumstances and the law, consequently, presumes that the appropriate sentence for murder is a punishment other than death.” Skaggs also maintains that the jury should have been instructed that “there is no preference in the law nor by the court for the imposition of the death penalty as the appropriate sentence.”
The Court disagrees. The penalty phase instructions charged the jury to presume Skaggs innocent, “unless and until you are satisfied from the evidence beyond a reasonable doubt that he is guilty.” TR VIII at 1162, 1169. The jury was also instructed to resolve any reasonable doubt in favor of a sentence of imprisonment. Id. at 1166, 1173 (“If upon the whole case you have a reasonable doubt whether the defendant should be sentenced to death, you shall recommend a sentence of imprisonment instead.”) The jury was thus adequately charged on the presumption of innocence and the burden of proof. Skaggs cites no precedent supporting a contrary conclusion.
Q. Instructions Failed to Adequately Guide Jury in its Deliberations
Basically, Skaggs argues here that the instructions failed to adequately guide and instruct the jury’s consideration of mitigating evidence. The Court has already discussed the sufficiency of the instructions in this regard. See Section XXI at C, D; Section XVII.
XXII.
Skaggs Maintains That the Method of Selection of Persons to Be Included in the Grand Jury and Jury Venire was not Representative of the Community
Skaggs assigns error to the method employed for selecting members of the grand jury and jury venire. Specifically, he contends that the selection process prevented membership representative of the eommunity.
Skaggs claims that the jury commissioners from Barren County used voter and property tax lists from which to select potential jurors. Skaggs suggests that the voter registration list improperly under-represented persons under the age of 35, less educated people and unskilled workers. Similarly, he contends that the property tax list excludes persons too poor to own property. Additionally, Skaggs relies on the testimony of one jury commissioner — Gilbert James — to support his argument that the jury commissioners did not adhere to random selection and, rather, made deliberate decisions to exclude certain individuals (e.g., older people, “sickly” people, persons for whom jury service would be a hardship, etc.).
The court construes the argument as one premised on the Sixth Amendment to the United States Constitution.
Jury wheels, pools of names, panels, or venires from which juries are drawn must not systemically exclude distinctive groups in the community and thereby fail to be reasonably representative.
Duren v. Missouri,
The Court determined that a defendant must show three things in order to establish a prima facie violation of the fair-eross-seetion requirement. First, the defendant must show that the group alleged to be excluded is a “distinctive” group in the community.
Id.
at 364,
Skaggs has failed to meet any of the criteria set forth in
Duren.
He has not shown that any of the identified groups are “distinctive” in the community. He offered no statistical data from which this court might determine the percentage of the community made up of any of the identified groups. “The defendant must demonstrate the percentage of the community made up of the group alleged to be underrepresented, for this is the conceptual benchmark for the Sixth Amendment fair-cross-section requirement.”
Duren,
Therefore, he has failed to demonstrate a Sixth Amendment fair-cross-section representation violation. A writ of habeas corpus, consequently, will not issue on this claim.
XXIII.
Skaggs Insists that Kentucky’s Death Penalty Statute is Unconstitutional On Its Face
Skaggs claims that Kentucky’s death penalty statute is unconstitutional on its face. In support of this position, he sets forth numerous arguments concerning the statute’s alleged failure to adequately define terms, assign burdens of proof or require appropriate findings as a condition necessary for imposition of the death sentence. Kentucky’s death penalty statute is set forth in
The Sixth Circuit Court of Appeals recently considered a claim challenging the constitutionality of Kentucky’s death penalty statute in
McQueen v. Scroggy,
Kentucky’s death penalty statute is modeled after the Georgia death penalty statute. The Georgia statute has consistently been held to be constitutional by the Supreme Court. See Gregg v. Georgia,428 U.S. 153 ,96 S.Ct. 2909 ,49 L.Ed.2d 859 (1976); Zant v. Stephens,462 U.S. 862 ,103 S.Ct. 2733 ,77 L.Ed.2d 235 (1983); McCleskey v. Kemp,481 U.S. 279 ,107 S.Ct. 1756 ,95 L.Ed.2d 262 (1987).
McQueen,
The Kentucky death penalty statute is not unconstitutional on its face. See id. The issue does not, therefore, warrant granting the writ of habeas corpus.
XXIV.
Skaggs Objects to the Trial Court’s Failure to Require Findings on Mitigating Circumstances at the Penalty Phase of the Trial
Skaggs contends that an error occurred due to the trial court’s failure to require specific findings regarding which mitigating circumstances were found to exist and which were rejected. The Court has already addressed this same argument in Section XXII(E), supra.
XXV.
Skaggs Alleges that the Trial Court Committed Constitutional Error by Failing to Exercise Its Discretion in Any Meaningful Way in Determining Whether the Death Sentence Should Be Imposed
Skaggs next complains that the trial judge committed constitutional error by failing to make “an independent, reasoned, factual determination” to impose the death penalty. 25 In this regard, Skaggs relies on *1003 sentencing remarks make by the trial judge which Skaggs maintains indicate that the judge failed to make an independent judgment whether or not to impose the death penalty.
Now, actually, there’s not much the court can say, because this proceeding has lasted almost a year, and we have had two trials ... an in my opinion, he has had a fair trial from every standpoint____
* * * * * *
No, on [the two counts of murder], the jury recommended in this case — it was a hard decision for the jury to make, ad [sic] we all that were present during the trial and participated it or witnessed it — and they made it and recommended on each of those two counts, Count One and Two, that the defendant be sentenced to death for the murder of Herman Matthews and be sentenced to death for the murder of Mae Matthews, and the court knows of no reason at all why — the court can’t think of any reason at all why the court could not or should not follow the recommendation of the jury____
TE XVIII at 2508-09, 2510.
Initially, the Court notes that, contrary to Skaggs’ assertion, the trial judge did make an independent, reasoned, factual determination to impose the death penalty. On July 13, 1982, the trial judge entered a Final Judgment and Sentence of Death on both counts of murder. For each murder, the trial judge fixed Skaggs’ penalty at death by electrocution noting, in pertinent part, that
having reviewed the findings of fact by the sentencing jury, and the background of the defendant, as well as the report of the office of probation and parole, and having heard argument of counsel, the Court inquired of the defendant and his counsel whether they had any legal cause to show why judgment should not be pronounced and afforded the defendant and his counsel an opportunity to make statements in his behalf and to present any information in mitigation of punishment, and the Court having provided the defendant, through his attorneys, with a copy of the written report of the pre-sentence investigation prepared by the division of probation and parole, and the defendant having been given an opportunity to state his version of any facts or conclusions contained in the said report, and the Court having given due consideration to the report of the pre-sentence investigation prepared by the division of probation and parole and to the defendant’s background and the matter and circumstances of this crime and to the history, character and condition of the de-fendant____
See TR IX at 1200-01, 1204-05. Moreover, assuming arguendo that the above-referenced excerpt does not establish that the judge made a reasoned, independent, factual determination to impose the death penalty, Skaggs has failed to establish that he has a constitutional right to the same. Rather, the Constitution merely requires that a state sentencing scheme “adequately channels the sentencer’s discretion so as to prevent arbitrary results.”
Harris v. Alabama,
XXVI.
Skaggs Maintains that His Eighth and Fourteenth Amendment Rights to Present Mitigation Evidence In Support of a Penalty Other Than Death Were Violated by the Commonwealth’s Improper Rebuttal of Skaggs’ Mitigating Evidence
At the penalty phase of the trial, Skaggs introduced substantial evidence, through Elya Bresler, to support that at the time the crimes were committed Skaggs’ capacity to appreciate the criminality of his conduct or to conform his conduct to the requirements of the law was impaired as a result of mental disease. Bresler testified that Skaggs was suffering from “a major depressive disorder” and a “paranoid personality disorder.” TE VII at 2354. Bresler specifically testified that these conditions would impair Skaggs ability to appreciate the *1004 nature of his conduct and to conform his conduct to the requirements of law.
In an effort to rebut Skaggs’ proof of this mitigating evidence, the Commonwealth introduced the testimony of Dr. Pran Ravani, who gave the following testimony regarding Skaggs’ mental state at the time of the crimes:
Q. Do you have a medical psychiatric opinion, based upon reasonable certainty, whether at the time of the murders in this case, and robberies and burglary, which was May 6, 1981, that the defendant had substantial mental capacity to appreciate the criminality of his conduct?
Mr. Kirwan: Judge, the jury has found that he is guilty, and they were instructed on insanity, and they found that he was not insane—
The Court: Overruled
Mr. Kirwan: — at the time of the offense, and I would say that question is irrelevant for purposes of sentencing at this time. The Court: Overruled.
A. In answer to your question, if patient’s condition was the same on the day of the alleged crime as it is now during that examination which I had during those nineteen days period of time, then and then, in all medical probability, this patient had the substantial capacity to either appreciate the criminality of his conduct or to conform his conduct to the requirements of the law on the day of the alleged crime.
TE XVII at 2420-21. Skaggs maintains that Ravani’s testimony, although relevant to controvert an insanity defense, had absolutely no bearing on whether his capacity to appreciate the criminality of his conduct or to conform his conduct to the requirements of the law was impaired. Skaggs alleges that this irrelevant and highly prejudicial testimony, which was heavily relied on by the Commonwealth in closing argument in the sentencing phase, misrepresented the sentencing issue as whether the existence or absence of sanity should be considered to mitigate the crime and serve as a reason for a sentence of less than death. Skaggs argues that Ravani’s testimony effectively misled the jury into believing that his mental “impairment” needed to meet the higher criminal responsibility standard in order for the jury to consider it mitigating.
The Court finds this argument meritless. Initially, the Court notes that the Kentucky Supreme Court rejected this argument on direct appeal.
The prosecution’s rebuttal of the mitigating evidence presented by Skaggs was not reversible and did not affect the right of Skaggs to present such evidence. The testimony of Dr. Ravani was appropriate as rebuttal to the testimony of Dr. Bresler, and the result of the conflicting evidence did not deny Skaggs his right to present mitigating evidence. The two psychiatric experts disagreed as the state of the mental health of the defendant and his ability or capacity regarding the murders. Skaggs was not denied an opportunity to present mitigating evidence, that evidence was merely disputed. The jury was properly instructed in accordance with the statutes in this respect.
Skaggs,
XXVII.
Skaggs maintains His Sentence of Death is Inappropriate, Arbitrary, Cruel, Unusual and is Disproportionate to Sentences Received in Similar Cases
Skaggs attacks the functioning of the Kentucky death penalty statute. He also contends that the death penalty scheme is unconstitutional as applied specifically to his case. The claims must fail.
In support of the claims, Skaggs contends that the mitigating circumstances presented during his trial outweighed the aggravating circumstances. He also alleges that other capital defendants escaped the death penalty despite the fact that they were equally or *1005 more deserving of the death penalty than he is.
Skaggs first contends that the death sentence should be set aside because the mitigating circumstances specific to him outweighed the aggravating factors introduced during the penalty phase of his trial. He relies on evidence of his difficult and troubled personal history (including birth in an insane asylum, being raised by grandparents, having never known his mother, possible brain damage, mental infirmities and childhood abuse). Skaggs also points out that at the time of the offense he did not have a substantial history of serious assaultive convictions. Finally, he suggests that his confessions to the crimes and the fact that he assisted police in finding evidence related to the case demonstrate mitigating factors for consideration regarding sentencing.
Skaggs correctly noted in an earlier argument that the Kentucky death penalty statute does not require the weighing of aggravating and mitigating factors. No authority has been cited for the proposition presented by Skaggs (i.e., if mitigating factors outweigh aggravating factors — a death sentence may not be imposed). Kentucky is not a “balancing” state with respect to capital sentencing.
McQueen,
Furthermore, during the Kentucky Supreme Court’s initial review of Skaggs’ direct appeal of his conviction, the court found that
[t]he jury was well aware that it need not sentence Skaggs to death even if it found an aggravating circumstance. A careful examination of the entire jury charge indicated that the jury knew it could recommend a life sentence even if it found an aggravating circumstance beyond a reasonable doubt.
Skaggs v. Commonwealth,
Next, petitioner claims that his death sentence is disproportionate to the sentences received by other defendants charged with capital offenses. “There is no federal constitutional requirement that a state appellate court conduct a comparative proportionality review.”
Pulley v. Harris,
The Constitution simply requires that the death penalty be an individualized sanction based on both the nature of the crime and the criminal.
McQueen,
XXVIII.
Skaggs Argues that Kentucky’s Death Penalty Statute Operates in an Arbitrary, Discriminatory and Freakish Manner
Petitioner claims that prosecutors in Kentucky seek the death penalty in an arbitrary, discriminatory and freakish manner. He cites to statistical data in support of an argument that the death penalty is applied more frequently to blacks than whites.
The Sixth Circuit squarely addressed this issue in
McQueen v. Scroggy,
First, Skaggs, like McQueen, is a white male. He was charged and convicted of murdering a white male and female. “Under these conditions, it is doubtful that [Skaggs’] claim that the operation of Kentucky’s death penalty statute is racially biased has anything other than an academic relevance to this ease.”
See McQueen,
The arguments set forth in the petition regarding this claim are simply inapplicable to Skaggs personally. They do not demonstrate a basis for granting the writ of habeas corpus.
XXIX.
Skaggs Alleges That He Was Denied His Constitutional Right to a Fair Trial and an Impartial Jury By Prosecutorial References, in Front of the Jury, to the Fact That Material Was Deleted from His Confession
Skaggs next argues that his constitutional rights were violated by certain comments made by the prosecutor at the guilt phase of the trial suggesting that a portion of Skaggs’ confession had been deleted. Skaggs maintains that the comments were highly improper and prejudiced his due process rights to a fair trial and an impartial jury.
Prior to trial, Skaggs moved the trial court to excise allegedly irrelevant and prejudicial material from Skaggs’ confession before it was introduced into evidence. The court agreed with Skaggs’ request to excise portions of the confession and refused to advise the jury that portions of the confession had been deleted. After this ruling, the prosecution elected to have Tim O’Dell, one of the lead investigating officers, read the confession from the witness stand without reading the excised portions.
At one point, the prosecutor interrupted O’Dell’s reading of the confession and stated:
Prosecutor: Judge, the next three was, I believe was supposed to be blanked out. Just skip those.
Defense Counsel Kirwan: They are not on mine.
Defense Counsel Proctor: No, they are not. Can we approach the bench?
TE VIII at 1013. At the bench conference which followed, the parties agreed that the words at issue were not, in fact, part of the confession deleted by the Court. O’Dell then resumed reading the confession.
Skaggs maintains the prejudicial effect of the prosecutor’s statement was compounded by a subsequent remark made by O’Dell while reading the confession.
My question: This entire statement that you have given, you have given of your free will, is that right? His response: Yes — or yeah. My question: Without threat? There’s a section here deleted, and then the next thing that’s — okay, next question was: You telling me the truth last night when you said that you hadn’t seen Terry about a year?
TE VIII at 1031 [Emphasis added]
‘When a petitioner makes a claim of prosecutorial misconduct, ‘the touchstone of due process analysis ... is the fairness of the trial, not the culpability of the prosecutor.’ ”
Serra v. Michigan Dept. of Corrections,
In every ease, we consider the degree to which the remarks complained of have a tendency to mislead the jury and to prejudice the accused; whether they are isolated or extensive; whether they were deliberately or accidentally placed before the *1007 jury, and the strength of the competent proof to establish the guilt of the accused.
Id.
In the present ease, the remarks did not render Skaggs’ trial fundamentally unfair. First, the remarks were isolated and thus less likely to cause prejudice. Moreover, mere reference to the fact that parts of a confession have been excised does not possess the same inherently prejudicial quality as, for example, the improper admission of evidence regarding prior criminal acts. Furthermore, there is nothing to suggest that the statement was intentionally made—particularly in light of the fact that the words had not, in fact, been excised from the confession. Finally, there was a great deal of credible evidence supporting Skaggs’ guilt. Under the circumstances, it is not likely that the prosecutor’s remark would have influenced the jury’s verdict to any appreciable degree so as to render Skaggs’ trial fundamentally unfair.
XXX.
Skaggs Asserts that the Trial Court Committed Constitutional Error by Improperly Instructing the Second Jury that Skaggs Had Already Been Found Guilty
Skaggs maintains that the judge committed error of constitutional proportion by improperly instructing the jury that Skaggs had already been found guilty of the charged crimes. Skaggs argues that instructing the sentencing jury regarding his guilt prevented the jury from considering his individual culpability, the circumstances of the offense, and any fingering or residual doubt the jury may have had about his guilt.
This argument also must fail. Although courts have recognized the existence of residual doubt and acknowledged its value to a capital defendant,
see e.g., Lockhart v. McCree,
XXXI.
Skaggs Alleges He Was Denied His Constitutional Rights to a Fair Trial and an Impartial Jury by the Trial Court’s Refusal to Allow Him Increased Peremptory challenges on the Retrial of his Case
Skaggs assigns constitutional error to the trial court’s denial of Skaggs’ motion for an increase in the number of peremptory challenges he could exercise in the penalty phase retrial. The Court finds no need to detail Skaggs’ specific arguments on this issue. As previously discussed,
see
Section XVIII,
supra,
the Supreme Court has held that there is no federal constitutional right to peremptory challenges.
Ross v. Oklahoma,
XXXII.
Skaggs Maintains that Kentucky Violated His Constitutional Guarantee Against Double Jeopardy and His Rights Under the Eighth Amendment by Permitting Retrial After He Was Forced to Seek a Mistrial During the Penalty Phase of the First Trial
Skaggs claims that the second penalty phase trial, which resulted in the jury’s recommendation of the death sentence, violated his right to be free from double jeopardy. He also claims that the penalty phase retrial violated his rights under the Eighth *1008 Amendment to the United States Constitution.
Trials for capital offenses in Kentucky are bifurcated.
See
During jury deliberations following the first penalty phase trial, the jury foreman approached the trial judge and indicated that the jury had a question. The question concerned the definition of a life sentence and specifically whether Skaggs would be eligible for parole. The judge advised the foreman that “that’s matters that the court nor nobody else is allowed to discuss. You are supposed to go by the instructions and the evidence. That’s out of your range of consideration.” TE XI at 1496.
The next day, a specific juror — Smith— approached the trial judge with a question. With the agreement of counsel, the judge met with Juror Smith in chambers. During the conference in chambers, Smith asked about the definition of life imprisonment and particularly, whether Skaggs would be eligible for parole. The record reflects that the judge informed Smith, several times, that the law did not define life imprisonment. He went on to advise Smith that speculation on the issue of parole was forbidden to jurors. The court, however, also advised Smith that the law of Kentucky would allow the governor to issue the defendant a pardon for the crimes — and added the caveat that, like the issue of parole, the jury should not speculate regarding the issue of pardon.
Skaggs contends that the judge’s remarks regarding a life sentence as well as the possibility of pardon were designed to influence the jury. He claims that the judge’s comments ultimately caused the jury to deadlock during their deliberations. Consequently, Skaggs asserts that he was left no choice but to move for a mistrial or continue with a jury that had been tainted in favor of death due to the judge’s remarks. Trial counsel for Skaggs moved for a mistrial. The judge granted the motion.
The parties presented evidence regarding penalty to a new jury panel. At the conclusion of proof, the jury returned a verdict and recommended the sentence of death for each count of murder charged in the indictment. The trial judge followed the jury’s recommendation and sentenced Skaggs to the death penalty.
Skaggs claims that the second penalty phase trial before the new jury panel violated his protection against double jeopardy. The Double Jeopardy Clause of the Fifth Amendment to the United States Constitution protects a defendant in a criminal proceeding against multiple punishments or repeated prosecutions for the same offense.
26
United States v. Dinitz,
The State with all its resources and power should not be allowed to make repeated attempts to convict an individual for an alleged offense, thereby subjecting him to embarrassment, expense and ordeal and compelling him to live in a continuing state of anxiety and insecurity, as well as enhancing the possibility that even though innocent he may be found guilty.
Id.
(citation omitted). Distinctions are drawn between mistrials granted on the defendant’s motion and mistrials declared without the defendant’s request or consent.
Id.
at 607,
The record clearly shows that Skaggs’ counsel moved the trial court to grant a mistrial based on the first penalty phase jury’s inability to reach a unanimous verdict. Because Skaggs sought and agreed to the mistrial, the retrial was permissible.
See Dinitz,
Nevertheless, Skaggs argues that he was forced to seek the retrial due to the trial judge’s misconduct (ie., improper statements made to juror Smith). The Dinitz Court recognized an exception to the general rule regarding mistrial prompted by a defense request. The Court held that
[t]he Double Jeopardy Clause does protect a defendant against governmental actions intended to provoke mistrial requests and thereby to subject defendants to the substantial burdens imposed by multiple prosecutions. It bars retrials where ‘bad-faith conduct by judge or prosecutor’ (citation omitted), threatens the ‘(h)arassment of an accused by successive prosecutions or declaration of a mistrial so as to afford the prosecution a more favorable opportunity to convict’ the defendant.
Dinitz,
This Circuit restated the
Kennedy
test and indicated that only behavior which “was intentionally calculated to cause or invite mistrial” will bar a retrial.
United States v. Thomas,
1) whether there was a “sequence of overreaching prior to the single prejudicial” incident;
2) whether the judge resisted or was surprised by the defendant’s motion for mistrial; and
3) the findings of the trial and appellate courts concerning the intent of the judge.
Kennedy,
The Kentucky Supreme Court determined that the record failed to demonstrate any intent by the trial judge “to provoke a mistrial out of fear that the jury was likely to return a life sentence.”
Skaggs,
*1010 Skaggs has failed to show that the Kentucky Supreme Court’s factual determinations were erroneous regarding the trial judge’s comments and intent. Furthermore, this court agrees with the Kentucky Supreme Court’s findings on this issue. The record reflects that the trial court’s complete conversation with Juror Smith was intended to advise the juror that the jury should return a verdict in accordance with the evidence and the law as explained in the jury instructions. He clearly admonished the juror not to consider factors outside those set forth in the instructions. Nothing in the record demonstrates bad faith on the part of the trial judge. Similarly, the record does not evidence any effort on the part of the judge to manipulate the jury for the purpose of causing a mistrial.
Jeopardy did not attach to the first penalty phase trial. Therefore, the second penalty phase trial did not violate Skaggs’ protection against double jeopardy.
Skaggs also claims that the second penalty phase trial violated his rights under the Eighth Amendment to the United States Constitution. He does not clearly define the parameters or substance of this claim. To the extent that he claims that the death sentence, resulting from the retrial, itself violates his rights under the Eighth Amendment, the claim must fail. The Supreme Court determined that the sentence of death did not in and of itself violate the Eighth Amendment’s prohibition against cruel and unusual punishment when it is imposed for the crime of murder.
29
See Gregg v. Georgia,
Skaggs has failed to show violation of his rights under either the Double Jeopardy Clause or the Eighth Amendment. A writ of habeas corpus will not issue on these grounds.
XXXIII.
Skaggs Insists That His Death Sentences Were Obtained in Violation of Protection Against Double Jeopardy
In his final argument, Skaggs again claims that imposition of the death sentence following retrial of the penalty phase violated his right to be protected from double jeopardy. However, with regard to this specific claim, he contends that the double jeopardy violation occurred because the judge imposed the death sentence after the first penalty phase jury became deadlocked and, therefore, unable to reach a unanimous verdict.
Skaggs claims that he moved the trial court to exclude death as a possible punishment during the penalty phase retrial based on the fact that the first penalty phase jury had deadlocked on the issue. The trial court denied the request and allowed the penalty phase retrial jury to consider death as a possible punishment. The second penalty phase jury recommended a death sentence for both the murder of Mr. Matthews and the murder of Mrs. Matthews.
The double jeopardy claim premised on these arguments cannot stand. For the reasons set forth more fully in Section XXXII, supra, retrial of the penalty phase did not violate principles of double jeopardy. Skaggs offers no authority for the proposition that the first jury’s inability to reach a unanimous decision regarding punishment bars the retrial jury from considering death as an appropriate punishment. This court is aware of no such authority.
The failure of a jury to reach a verdict during the penalty phase of a capital case results in a mistrial and permits the matter to be retried.
See Skaggs,
The trial judge properly submitted all possible punishments, including death, to the penalty phase retrial jury. In so doing, the court did not violate Skaggs’ protection against double jeopardy.
CONCLUSION
The Court has painstakingly and deliberately considered the arguments and issues presented on Mr. Skaggs’ behalf and finds no indication that the state court proceedings violated the mandates of the federal Constitution. Having made this determination, it is this Court’s duty to deny Mr. Skaggs’ petition for writ of habeas corpus. Accordingly, by separate Order, the Court will deny the petition for writ of habeas corpus and dismiss the action.
ORDER
On Motion of Petitioner, David Leroy Skaggs, and the Court being sufficiently advised,
IT IS HEREBY ORDERED that Petitioner’s Motion to Alter or Amend the Court’s Judgment [DN30] entered on July 24,1998 is denied.
ORDER
For the reasons set forth in the Memorandum Opinion entered this date, IT IS ORDERED that the petition for writ of habeas corpus is denied and the action is dismissed. There being no just reason for delay in its entry, this is a final Order.
The Court grants Petitioner leave to appeal to the Court of Appeals
in forma pau-peris,
pursuant to
Notes
. In analyzing the merits of this issue, the Court will consider Skaggs' due process claim only as it applies to the guilt phase of his trial. The Court will analyze Skaggs' due process claim as it relates to the penalty phase of his trial in its analysis of the second issue Skaggs presents for habeas review.
. Bresler and Ravani did not testify at the penalty phase of the first trial. However, the jury was allowed to consider any and all evidence introduced during the guilt phase of the trial in determining Skaggs' penalty.
. The record confirms the state court's findings that the two recent psychological evaluations by Drs. Engum and Yonts actually support the jury’s decision to reject Skaggs’ insanity defense. Dr. Engum’s report states:
[I]t appears that [Skaggs] does possess the capacity to appreciate the wrongfulness of his actions and that he is capable of distinguishing right from wrong.... [I]t also does not appear that Mr. Skaggs fulfills the volitional component of the insanity defense.
TR XIII at 77. Nothing in Yonts’ evaluation disputes Dr. Engum’s conclusions regarding Skaggs’ sanity.
. The stale court refused Skaggs’ request for an evidentiary hearing on this issue. Thus, no findings were made to indicate what kind of investigation, if any, counsel made regarding Bresler's qualifications or what prompted counsel's decision to hire Bresler.
. Boyte indicated that, at that time, both Radigan and Aprile worked for the Kentucky Department of Public Advocacy — Radigan as assistant public advocate and Aprile as general counsel.
. An identically worded instruction was given as to the robbery of Mae Matthews.
. Skaggs' counsel noted, "Ladies and gentlemen, the judge has read in his instruction you all can find those aggravating circumstances, and the bottom line is you do not have to sentence David Skaggs to death; and we are not asking you, obviously, to turn him loose.” TE XVIII at 2475. Likewise, the prosecutor stated, "That’s a difficult decision, but you should find all of those aggravating circumstances are present and write them out like the court says, regardless of whether you find the death as the appropriate verdict *971 or not so that we will be guided by it.” Id. at 2465.
. Baxter did not testify at the penalty phase of the trial. Since different juries decided the issues of guilt and penalty, the Court finds that Baxter’s testimony had no influence on the jury’s decision to impose the death penalty.
. This statement was not introduced at trial.
. In
Brewer,
I want to give you something to think about while we’re traveling down the road.... Number one, I want you to observe the weather conditions, it’s raining, it’s sleeting, it’s freezing, driving is very treacherous, visibility is poor, it's going to be dark early this evening. They are predicting several inches of snow for tonight, and I feel that you yourself are the only person that knows where this little girl’s body is, that you yourself have only been there once, and if you get a snow on top of it you *975 yourself may be unable to find it. And, since we will be going right past the area on the way into Des Moines, I feel that we could stop and locate the body, that the parents of this little girl should be entitled to a Christian burial for the little girl who was snatched away from them of Christmas [E]ve and murdered. And I feel we should stop and locate it on the way in rather than waiting until morning and trying to come back out after a snow storm and possibly not being able to find it at all.
. The Indictment, see TR I at 9, indicates that Skaggs had two prior convictions for first degree robbery in addition to prior convictions for second degree escape, entering to commit a felony and auto banditry.
. The record does indicate that, at the time Skaggs was initially interrogated, he was represented by Indiana counsel on other charges. However, Skaggs was out on bond on the pending charges. Therefore, assuming arguendo that Skaggs did invoke his Sixth Amendment right to counsel with respect to the pending Indiana charges, Skaggs cannot show that he was in continuous custody at the time he was initially interrogated for the murders at issue.
. In
Morgan,
All veniremen are potentially biased. The process of voir dire is designed to cull from the venire persons who demonstrate that they cannot be fair to either side of the case. Clearly, the extremes must be eliminated — i.e. those who, in spite of the evidence, would automatically vote to convict or impose the death penalty, or automatically vote to acquit or impose a life sentence.
. The Court does wish to note, however, that the Commonwealth, not Skaggs, exercised one of its peremptory challenges to remove Jones from the jury panel.
. Jury selection in the guilt phase of Skaggs’ trial began on February 23, 1982.
. At the retrial of the penalty phase, the trial court did allow individual voir dire of jury panel members regarding exposure to pretrial publicity and possible bias.
. The Supreme Court has applied the same "reasonable likelihood” standard in determining whether a jury instruction violates a defendant’s right to due process,
Estelle v. McGuire,
. Respondent initially maintains that Skaggs is procedurally barred from raising this argument because Skaggs' counsel did not object to these statements at the time they were made. However, the Court notes that Skaggs did raise this argument on direct appeal. Although the Kentucky Supreme Court did not directly address this argument, it appears that the court may have generally responded to Skaggs' argument by finding no evidence of bias or prejudice regarding Juror Baxter.
See Skaggs,
. It is not necessary for the trial court to issue specific written findings of fact on excusal when the finding is evident from the record.
Witt,
. The record indicates that while Skaggs did, in [act, exercise a peremptory challenge to remove Juror Jones from the panel, Juror Passmore was removed from the panel on a peremptory challenge exercised by the Commonwealth.
. The Court notes, however, that the jury instructions directed the jury that "[i]f you have a reasonable doubt as to the truth of the existence of any one of the 'aggravating circumstances’ listed in Instruction 2, you shall not make any finding with respect to it.” TR at 1166, 1172. Essentially, then, the trial court did instruct the juiy that it must find the existence of a statutory aggravating factor "beyond a reasonable doubt.”
. Nevertheless, the jury was instructed that “in considering the evidence which may be unfavorable to the defendant, you are instructed that the law presumes a defendant innocent unless and until, you are satisfied from the evidence beyond a reasonable doubt that he is guilty.” TR VIII at 1162, 1169.
. Skaggs does not dispute that the listed aggravating circumstances are statutorily authorized considerations pursuant to
. In his concurring opinion in
Carter,
While I join the Court’s opinion, I add this comment to emphasize that today's holding is limited to cases in which the defendant has requested that the jury be instructed not to draw an inference of guilt from the defendant’s failure to testify. I remain convinced that the question whether such an instruction should be given in any specific case — like the question whether the defendant should testify on his own behalf — should be answered by the defendant and his lawyer, not by the State.
. Although Skaggs raised this argument on direct appeal, the Kentucky Supreme Court made no specific findings on this issue.
See generally
*1003
Skaggs v. Commonwealth,
. The Supreme Court held the Double Jeopardy Clause of the Fifth Amendment applicable to the States through the Fourteenth Amendment in
Benton v. Maryland,
. The
Richardson
Court noted that "it has been established for 160 years, since the opinion of Justice Story in
United States v. Perez,
. By prior memorandum opinion and order, this Court determined that the amendments contained in the AEDPA would not be applied to the instant petition due to the fact that the petition had been filed prior to enactment of the AEDPA.
. This court notes that the Supreme Court has recognized certain criteria which must be met in order for a State's death penalty statute to pass constitutional muster. However, as previously discussed,
supra,
Kentucky’s death penalty statute meets those requirements and has been held to be constitutional.
See McQueen v. Scroggy,