ALBERT ABRAHAM SIPPER, Appellant, v. CLARENCE URBAN, as Real Estate Commissioner, etc., Respondent.
L. A. No. 18567
In Bank
May 3, 1943
22 Cal. 2d 138
This was the precise question argued by each of the parties before the District Court of Appeal and decided by that court. It was the precise and only question before us when we granted a hearing after the decision of the District Court of Appeal, and it is the only question raised by the parties in their respective briefs. The failure of the trial court to make a finding as to whether the father was operating the automobile at the time of the accident with the consent of his son was not raised in any manner by either of the parties, and consequently has not been either argued or briefed by either of them. For these reasons I renew my assertion that the present opinion is entirely inadequate to dispose of the issues before us.
I am further unable to agree with the statement in the foregoing opinion that “Indeed, the creation of the co-ownership itself may not have been by mutual consent. It could arise by operation of law, as by vesting of title by descent.” This possibly might have been a defense to the action. It could only have been raised by the defendants. Not only have the defendants not made this defense, but they expressly state in their brief that the purchase price of the automobile was paid for by both the father and the son. This admission would preclude any theory that the automobile was acquired by the co-owners except by mutual consent.
Earl Warren, Attorney General, Robert W. Kenny, Attorney General, and Bayard Rhone, Deputy Attorney General, for Respondent.
SHENK, J.—The petitioner filed in the superior court his application for the writ of mandamus to compel the respondent Real Estate Commissioner to vacate an order dated September 19, 1941, suspending his license from September 29, 1941, to and including October 9, 1941, or a period of ten days, and to set aside the findings on which the order of suspension was based. The record does not disclose the date of the filing of the original petition for the writ, but it is conceded that it was filed after the period of suspension had expired and the license of the petitioner presumably had been reinstated.
On October 23, 1941, the commissioner issued an order directing the petitioner to show cause why his license should not be suspended or revoked on the ground that he had engaged in business as a real estate operator during the ten day period in violation of the order of suspension of Septem
In addition to the foregoing the petitioner alleged that the findings and order of the commissioner were not based on any “sufficient, adequate or competent evidence to support” them; that the order was void, and that the commissioner exceeded his authority in making it. It is then alleged that there was filed concurrently with the petition a certified transcript of the proceedings and hearing before the commissioner; that said transcript was referred to and made a part of the petition without prejudice to the petitioner‘s right to a re-examination of the evidence and the witnesses in court.
The petition together with the record of the proceedings before the commissioner, was presented to the trial court on the application for an alternative writ. The trial court examined the allegations of the petition and the record of the proceedings taken before the commissioner and concluded that the same did not present facts justifying the issuance of an alternative writ and entered an order of denial. The appeal is from that order as an order finally disposing of the controversy in the trial court.
The record of the evidence before the commissioner, which as indicated was submitted as a part of the petition, shows the following:
The petitioner was a licensed real estate broker operating in Los Angeles County. He was cited to appear before the Real Estate Commissioner on August 21, 1941, to answer charges of conduct which, if true, would require the suspension or revocation of his license. After a hearing, findings were made by the commissioner to the effect that the petitioner had sold a parcel of real property pursuant to the owner‘s authorization, but for about $200 more than the authorized price, and had secured that additional amount in a second deed of trust in his own favor, without the knowledge or consent of the owner, and to accomplish his purpose drafted two different sets of instructions to the escrow officer. The commissioner‘s
On the appeal the petitioner contends that the trial court erred to his prejudice in not according him a hearing on his petition. In this the petitioner may not be sustained. In his application for a writ it was incumbent upon him to state a prima facie case entitling him to relief. This would be true on any theory that may be advanced for a court inquiry into the lawfulness of the action of the commissioner. The petitioner is not entitled to the writ as a matter of right, but its issuance involves consideration of its effect in promoting justice (Wiedwald v. Dodson, 95 Cal. 450 [30 P. 580]; Betty v. Superior Court, 18 Cal.2d 619 [116 P.2d 947]; Bartholomae Oil Corp v. Superior Court, 18 Cal.2d 726 [117 P.2d 674]; 16 Cal.Jur. p. 768 and cases cited), and in turn the trial court may determine that the commissioner has not abused his discretion. (Newport v. Caminetti, 56 Cal.App.2d 557 [132 P.2d 897].) On the allegations of the petition and the record before the commissioner in the present proceeding, it is concluded that no abuse of discretion has anywhere been shown. Indeed, the oral and documentary evidence in the record before the commissioner and before the trial court would not admit of a contrary conclusion.
The order is affirmed.
Curtis, J., and Carter, J., concurred.
TRAYNOR, J.--I concur in the judgment.
The
The petitioner demanded the privilege of introducing additional evidence, but the trial court acted exclusively on the record of evidence taken by the commissioner and made the following minute order, “The Court having read and considered the entire record of the evidence introduced and the proceedings had before respondent, finds that there is sufficient competent evidence to sustain the decision and the implied findings of respondent and the order suspending petitioner‘s license and finds no reason for annulling said order. The petition for writ of mandate is denied.” The majority opinion holds that the superior court judge had discretion to deny an alternative writ of mandamus when he found that there was sufficient competent evidence in the record before the commissioner to support his findings and order, and that he thus had discretion to grant a review that has the scope of a certiorari review. The present decision is contrary to that in Laisne v. California State Board of Optometry, 19 Cal.2d 831 [123 P.2d 457], where the trial judge was reversed for not admitting new evidence, even though he found sufficient evidence in the administrative record to support the findings and order.
It is clear from the majority opinion that had the review in the present case been by certiorari as required by the Real Estate Act the result would have been the same—the commissioner‘s decision would have been sustained on the ground that there was sufficient evidence in his record to sustain his decision. It is therefore unnecessary to dissent from the judgment.
Gibson, C. J., and Edmonds, J., concurred.
This case presents to me, for the first time as a member of this court, the much mooted question as to what should be the policy of the courts of this state (until and unless the people act by express constitutional amendment) with respect to the scope of judicial review of administrative board proceedings. We definitely are not concerned with any problem of policy as to the extent of judicial power which should be given to administrative agencies. The people of the state when they see fit may, and in such instances as those of the Industrial Accident Commission and the Railroad Commission they have seen fit to, delegate substantially full judicial power to such agencies. We are concerned only with the policy of the scope of judicial review which shall be exercised in respect of state-wide agencies to which such judicial power has not been extended by constitutional amendment. That our decision has some relevancy to the finality of proceedings before such agencies is but incidental in the determination of our primary problem. The question comes as one of law on opposing contentions, voiced in this case by Mr. Justice Shenk on the one hand and Mr. Justice Traynor on the other, as to whether the procedure known as mandamus or that denominated certiorari is the proper medium for review of such proceedings. A more detailed enunciation of the respective views of the authors of the above-mentioned prevailing and concurring opinions herein is found in Dare v. Board of Medical Examiners (1943), 21 Cal.2d 790 [136 P.2d 304].
The arguments in favor of certiorari and of the principles upon which its applicability would depend also find most able and convincing delineation in the dissenting opinion of Mr. Chief Justice Gibson in Laisne v. State Bd. of Optometry (1942), 19 Cal.2d 831, 848 [123 P.2d 457]. Had I been a member of the court at the time the Laisne case was decided, I am impressed with the belief that the accurate historical recitals, the clear logic, and the practical philosophy of the Chief Justice, as expressed in his dissent in that case, would in all probability have led me to concur in the conclusion he advocated, as opposed to the extreme position then taken by the majority. But there are three considerations which now impel me to support, in effect, the majority view:
The complete trial de novo doctrine of the Laisne case has been abandoned; - The question of whether or not mandamus is a proper remedy is no longer an open one;
- The question fundamentally is more a matter of state policy than of abstract law, and California is committed to the broader policy.
1. The complete trial de novo doctrine of the Laisne case has been abandoned. By the decision in the Dare case (Dare v. Board of Medical Examiners, supra) the majority of the court has receded from the extreme position taken in the Laisne case with respect to the right of a party to a complete trial de novo on mandamus review, and has thereby substantially rectified perhaps the most serious of the practical difficulties suggested in the dissenting opinion in the Laisne case as bound to be encountered in practice under the majority rule as then stated. The procedure as now declared gives the reviewing court the power and duty of exercising an independent judgment as to both facts and law, but contemplates that the record of the administrative board shall come before the court endowed with a strong presumption in favor of its regularity and propriety in every respect and that the burden shall rest upon the petitioner to support his challenge affirmatively, competently, and convincingly. In other words, rarely, if ever, will a board determination be disturbed unless the petitioner is able to show a jurisdictional excess, a serious error of law, or an abuse of discretion on the facts. This is in full accord with the presumption declared in
2. The question of whether or not mandamus is a proper remedy is no longer an open one. Right or wrong, as abstract legal philosophy, the mandamus method of review has been
3. The question as to the scope of judicial review of administrative board proceedings is inherently more a matter of state policy than of abstract law, and the State of California is committed to the broader policy. It is not disputed
In view of the extended and able narration and exposition, in the recent cases previously cited, of the history, theory, and development of the law on the subject, a reiteration or attempted extension of such discussions would serve no useful purpose here. It is appropriate, however, to sketch some of the fundamental concepts out of and upon which our policy has developed, and, with a view toward possible ultimate legislative clarification of the procedure, to point out some of the difficulties which have beset this court in its efforts to afford unrelenting protection to the people in their constitutional rights and at the same time to preserve for them to a substantial degree the benefits in efficiency of administration offered by properly functioning and supervised administrative agencies.
In the first place, intellectual integrity requires a frank concession that the procedure known as certiorari (provided for in
Despite this theoretical division of powers the fact remains that each of the three departments is but supplementary to the others, the aggregate making up our scheme of government, and in the carrying on of the complex business of government it is inevitable that each department in exercising the power peculiarly vested in it shall make use of certain functions which inherently are more characteristic of the power of other departments. In this connection both the executive (administrative) and legislative departments necessarily carry on activities in which they receive and weigh evidence, consider the law relative thereto, and come to conclusions thereon.
The basic powers of each department are essentially disparate in character and, in most of their activities, the carrying on of the business of the several departments admits of the incidental use of certain limited functions of the others without encroachment upon the basic powers of such others, but in administrative board cases (the board functioning in the executive department of government), where an individual is subjected to a trial and by judgment of the board is to be deprived of a property right, a difficult problem is at once apparent. If the proceedings and decision of the board are given absolute finality as to both fact and law, it is obvious that the full judicial power has been exercised. This unquestionably would be destructive of the basic constitutional concept of division of powers and has not been advocated in entirety by the exponents of the minority view. They do, however, contend that the Legislature has the power under the Constitution to confer upon an administrative board the authority to make a final determination of issues of fact on
The difficulty lies (a) in fixing a reasonable and workable boundary and (b) in finding or developing a procedure suited to the problem. Whether the boundary shall be set strictly at the jurisdictional inquiry of certiorari, shall go to the other extreme and encompass a complete trial de novo, or shall find a middle ground with strong presumptions in favor of the board determinations, giving them the effect of finality in most cases but with ultimate power in the courts independently to consider the evidence and the law, is obviously a question of governmental policy.
As previously indicated, I do not understand that the minority freely and unqualifiedly advocates certiorari in its strictly limited common-law scope as the most desirable form of procedure for review of proceedings of the type under discussion. This is indicated in the statement of the Chief Justice in the Laisne case dissent (19 Cal.2d at p. 868) that “Where there is neither a constitutional nor statutory requirement that a court make the determination of fact or reweigh the evidence upon which the administrative agency acted, the duty of the judicial branch is adequately fulfilled by a review upon certiorari which extends to the questions
The solution of the problem as to what shall be the vehicle for review, if it is to go beyond the jurisdictional inquiry, should, I believe, within constitutional limits, preferably be furnished by the Legislature. This, however, brings us perilously close to a constitutional problem, as will be noted later. That the people may in any case by constitutional amendment vest judicial power in a board, as has been done with the Railroad Commission and the Industrial Accident Commission, is,
So far as this case is concerned, the pertinent question is whether mandamus or certiorari is the appropriate medium for the assertion of petitioner‘s claims. It will appear that if the policy of the State requires any more than a jurisdictional review certiorari is not adequate; in other words, if either the extreme liberal procedure of a trial de novo, or the middle ground above defined, is to be employed, mandamus is the only presently available and possibly tenable procedure. Neither certiorari nor mandamus, however, without expressly applicable rules of procedure, appears to constitute an ideal vehicle. Both writs have useful functions in the field of jurisprudence but, archaic in their inceptions, neither was originally designed to furnish a review procedure adequate to the complexities of modern government in its use of administrative agencies.
The code section governing certiorari (
Section 1085 of the Code of Civil Procedure provides that the writ of mandate “may be issued . . . to any inferior tribunal, corporation, board, or person, to compel the performance of an act which the law specially enjoins, as a duty resulting from an office, trust, or station; or to compel the admission of a party to the use and enjoyment of a right or office to which he is entitled, and from which he is unlawfully precluded by such inferior tribunal, corporation, board or person.”
This writ has come to be a sort of residuary legatee for judicial powers and procedures not otherwise specifically disposed of by constitution or statute, but by the very nature of its universality it leaves much to the ingenuity of the courts in administering it and likewise much to the conjecture of administrative boards and officers as to the procedure they may follow under its beneficent but uncertain supervision.
As to the legislative constitutional problem previously mentioned, we may recognize that the Legislature cannot make certiorari applicable to non-judicial boards (Standard Oil Co. v. State Board of Equal. (1936), supra, 6 Cal.2d 557 [59 P.2d 119]) and that it cannot add to or subtract from the jurisdiction expressly and exclusively vested in certain of the courts enumerated in
In the first volume of California Reports the difficulties of this court in the use of the writs of certiorari and of mandamus appear to have commenced. It was stated in People ex rel. Field v. Turner (1850), 1 Cal. 152, 156, that “As a general rule, at common law, where error has occurred in proceedings, either civil or criminal, which cannot be reached by a writ of error, the writ of certiorari is a proper remedy to correct such error, unless some other statutory remedy has been given.” (Italics added.) A similar mistaken view of the function of certiorari was indicated in People v. Hester (1856), 6 Cal. 679, 680. In People ex rel. Whitney v. Board of Delegates of the S. F. Fire Department (1860), supra, 14 Cal. 479, 499, 500, the previously expressed view was characterized as “a very serious mistake in regard to the functions of the writ at common law.” It is also of interest to note that in People ex rel. Mulford v. Turner (1850), 1 Cal. 143 [52 Am.Dec. 295], the writ of mandate was given the function of requiring a district court to vacate an order of disbarment and to reinstate a firm of attorneys as members of the bar. In People ex rel. Field v. Turner (1850), supra, the writ of mandate was applied for but the writ of certiorari was issued, apparently in the view that it was of broader scope, in the premises, than mandate. The court said “In this, it is sought merely to reverse a judgment of the court. The mandamus must, therefore, be refused. . . . We deem it proper to award a writ of certiorari. . . .” That the difficulties of the court in regard to proper functions of the two writs were not ended by the Whitney case is manifest from the cases cited supra under the second of my reasons for the conclusion I have reached, as well as from the preceding discussion herein.
The conclusion of this court on the policy of applying the broader scope of mandamus to reviews of administrative board proceedings is likewise manifest from the cases last mentioned. That such policy has received wide attention and public discussion beyond the volumes of law re-
The contest between certiorari and mandamus has not been an idle one. The strong presentation of the minority view has served a valuable purpose; its object has been substantially attained. The type of review procedure sanctioned by the majority in the Dare case appears to be an evolutional product of the views and efforts of both the majority and minority groups. Such procedure seems to envisage a thoroughly practical and proper relationship between the courts and administrative agencies. As previously suggested, there would be little difference as to results obtained in practical operation whether under the Dare case mandamus plan or the certiorari plan of the minority.
We perhaps should recognize that we have in practical effect developed a special procedure for the review of administrative board proceedings. While questions of detail in procedure, as is characteristic in all legal or quasi-legal proceedings, may from time to time recur, particularly in the absence of legislatively enacted rules, the basic policy of the people of this state, as hereinabove depicted, with respect to the scope of the review of administrative board proceedings should, I believe, now be accepted by us and henceforth regarded as settled, until and unless the people,
As to this particular case, regardless of the right purportedly given petitioner by the provisions of
