*1 COMPANY, REFINING SINCLAIR Petitioner, RELATIONS LABOR
NATIONAL BOARD, Respondent.
No. 19282. Appeals
United States Circuit. Fifth
July 26, 1962. *2 precedents spec ancient or the most overruling
tacular of them name. consequence Neither has it been the legislation. brought new What has judicial about is recent declaration intervening congressional of an judicial which in turn calls now for adaptation and accommodation. Broth Chicago, erhood of Railroad Trainmen v. Ry. Co., 1957, River & Indiana 30, 40, S.Ct. L.Ed.2d problem The extent is the to which the may coercive sanctions the Board discovery weapon used as a proc- in the essing of a under arbitration a collective bar- gaining agreement. intervening regarded by portentous event us as is the Supreme action of the in the triology concerning judicial enforce- agreements ment of to arbitrate.1 is; area, In this the Board’s order adjudication an awesome the em Abercrombie, Davis, Tom John B. M. ployer guilty is aof unfair Houston, Burch, Jr., Tex., V. R. Clarence practice labor good for failure to Botts, City, Musser, Baker, D. York New Noncompliance with such Coates, Houston, Shepherd Tex., & produce inferential order to data in the counsel, petitioner. for pending course of a proceed ing brings weight Mallet-Prevost, to bear Marcel Asst. Gen. Board, B., Manoli, enforcement, Counsel, L. Dominick L. the full N. R. prestige Appeals. Counsel, of a Court of B., N. Gen. L. R. in Assoc. Samuel This cludes, course, Singer, Atty., B., Washing- M. N. L. R. imminence of judgment contempt. ton, C., Rothman, Cf. D. Cone Broth Stuart Gen. Coun- Contracting ers 1956, sel, Seymour Strongin, Attorneys, B., Co.v. N. R. L. Na- 235 F.2d Board, Relations tional Labor spondent. for re- Ironically enforcement here TUTTLE, Judge, Before Chief produce the Board’s order data for use BROWN, Judges. RIVES Circuit prosecution pending griev in the ance will make pro be to BROWN, Judge. JOHN Circuit ceeding largely superfluous. For en tide, said, judicial Time waits for forcement will be a no declaration may man. Neither acknowledge law. Union’s, does we Employer’s, For in terpretation in all likelihood the of the contract is the correct just result of guise this decision different from one. But as a under the Court, just years determining arbitrability, would been may what it ago. five have not de brought merits, What has this about termine neither adjudicate the slow but sure erosion cherished Board 1. United Steelworkers of America v. U.S. S.Ct. L.Ed.2d Manufacturing Co., 1960, American United Steelworkers of America v. En- terprise Corp., 1960, U.S. 80 S.Ct. Car Wheel & United Steelworkers of America v. War L.Ed.2d 1424. Navigation rior & Gulf determining employees Pipe Department guise relevance under sought. Be- violation of the contract. For reasons data pertinency of the any present moment, that are not of review clashes order cause the grievances spell *3 achievement undertook to out that effectual of arbitration, contractually not be this was the of result contractual of wrongful assignment allocation or of enforced. both, workers, Replace- work or in the or through running course, Of Department. ment Pool and the Labor acceptance of problem the whole is this Employer position To this the took the obligation to bar principle that the adheres, immediately, it still to which 2 duty good gain faith includes proposed that since this demotion was rele employer to the union furnish to work, occasioned lack the con- representative ef data to enable vant troversy intrinsicially subject was not to bargain fectually for the workers. to grievance procedure' review under the Mfg. Co., 1956, 351 Truitt N. L. B. v. XXXI,4 because under this Article was 1027 100 L.Ed. 76 S.Ct. management solely matter committed to 1035); (and N. L. L.Ed. 100 annotation Employer decision.5 But the was careful Co., Cir., v. R. B. 1956, F. W. Woolworth point then, now, to out that its con- and reversed, 235 F.2d tention went to the merits of the dis- Also, 261, 1 235. pute. then, now, It did not nor does it duty terminate with does not the signing challenge arbitrability. position Its sim- con of the collective ply controversy stated is that while the through the life It continues tract. properly is matter for determination necessary agreements to it is so as far grievance on its merits con to administer the enable the grievances the action disputes.3 of a or kind committed and was sole- tract resolve mangement ly having to with the Union the collective bar- In accordance with right challenge question no to or init gaining the Union and contract between any way. prior steps When as the Employer, a written was Employer exhausted, are acknowl- April complaint 1960. The filed on edges subject demotion of that announced two to ar- was 2. “For 3. J. ment, N. L. R. ligation and other' International Woodworkers v. Local Unions 6-7 Elevator bargain collectively ployment, ** S. numbers, To “The Union Swift N. L. R. I. F.2d 956. facilitate faith with 253 F.2d Case Co., any question “Management’s Rights Co., e. or the B. v. Item F.2d “ARTICLE terms and purposes 29 U.S.O.A. g., Co. v. N. B., recognizes discussion 149; [1], 483; Cir., 1960, Cir., 1953, negotiation is the facilities have been N. L. N. L. arising thereunder, conditions L. R. XXXI U.S.App.D.C. 6-122, the bracketed 277 F.2d 158(d). R. B. wages, hours, R. B. * * * * B„ section, Cir., 1955, inserted. AFL-CIO operation confer America, v. John of em- the di- v. Otis agree- 641; ob- 5. The Board to discriminate lieve however, ladc working agreement; ther, added) discharges fere failure rectiou discharge rogatives of this posed set tron Puerto turing Co., [1] otherwise forth in Union and pursuant this section shall not act employees agreement, work, that right the Union’s and arbitration machinery. shall has Rico, this section good [2a] working to the NLRB against agreement.” from duties good faith, held that is not hire, to assert Employer; among such [3] [4] 1214, 1225; Jacobs Manufac seniority subject NLRB forces, any [2] suspensions will sufficient cause subject clause of this provided, if as elsewhere right suspend not be used member of because of the action (Emphasis sole provided, including to inter- Article not a Tex pro fur- pre- re- or following arises, no thus effort anee bitration.6 There is arbitrability questions raise must be followed:” Lodge v. Iron No. etc. Cameron While the first Cir., 1961, Works, Inc., 5 292 F.2d steps, May 2, two Refinery Employers Lake Union of Employer demanded that the furnish “all Co., 5 Charles Area Cir., 1959, Continental Oil records that reflect or to reflect” the tend like. 268 F.2d or the following information: Employer equally positive “ has made ** the amount of absolutely pro- it does not decline jobs separate work hours for the performed by contrary, duce the data. at On the each pipe department *4 every posi- stage, a it has reaffirmed year past for the to date.” produce “ tive commitment whatever the * * (2) placement the requires. arbiter But consistent with its assignments job of all re- and/or interpretation, says views on it contract placement pool employees Jan- from arbitrator, that is for it the the uary 1, 1960, to date.” “ * * * determine the and make need (3) the work hours the demand. assignments separate job for the management alone was to determine tion in of the contract. lack of work” subject suspension under demotion of an [2] In a was, Article nutshell, handling to arbitration. as or clause inas discharge XXXI, the and arbitration clause” However, employee [2a] clause Employer’s grievance note In other stated, “subject referred to “because of [3] was layoff supra, was not conten- words, that or in a though that letter demand is needed so we can papers.7 the demand covers a cessively burdensome, Concerning labor 1960 to or grievance compliance further the contention is no department May 2, processing stated, the data with the I960].” intelligenty [from “This large it demand of same.” Al- requested, January 1, to settlement longer urged information volume plain evaluate was ex- that whether and, there was lack of work Employer The declined to furnish this determination, nature ex- that, for data* the reason as it had con- rearrangement tent of the or reduction sistently stated, this announced demo- force. solely management’s tion was deci- Since, interpretation sion. under its Preliminary to the detailed outline of contract, the question the Union had no four-step procedure culminating management’s judgment that binding arbitration, goal work, there a lack there nowas grievance procedure was described: subject matter for determina- “It sought, is the sincere desire of both and therefore data even
parties grievances employee wholly if otherwise relevant was imma- fairly quickly settled as thereupon and as The Union terial. filed com- possible. Therefore, griev- regional plaint when director. There- performed In the Pipe was broad- work reflected ly Departments Replacement defined: “A is defined to or Labor or any regarding wages, Pool; segregating difference hours or after the 2400 time working 15,000, conditions between the from sheets would be nec- Employer essary hereto between the and an to collate the 2400 sheets with employee working agree- approximately orders; covered 4800 work fur- might any plant ment which arise within information ther would be needed to any region operations.” particular performed or within Ar- work show particular employees. ticle XVVI individual Employer 15,000 7. The estimated some time sheets were involved of which 2400 charge question words, filed the Union. In its Counsel after General question conceived the Employer threshold had violated to be: grievance cognizable (1), furnish “1. Was the refusal to as the griev- Describing requested failure the contract?” constituted a data By assigned answer ance and its reason Examiner, depart- pipe a “lack Trial of work in defense before the ment,” vigorously its Employer renewed the Board continued: data was
basic contention
[Employer]
“The
contends that
subject
pertinent
relevant or
since
authorized it
the contract
grievance determina-
matter was not for
unilaterally
reductions
to effect
tion.8
work, thereby re-
force for lack of
moving
from the cover-
such actions
Examiner, as
report
Trial
The
age of
the contractual
excluding
rulings consistent
his
did
and from the area
col-
prior practical con-
indicating
evidence
bargaining.
[Employ-
lective
the collective
struction
points
Article XXXI of
er]
particularly Article
agreement
‘
**
contract,
reads:
*5
the Examiner
XXXI,
that
demonstrated
right
employees from
to relieve
duty
supply the
the
to
that
considered
work,
lack
duties because of
of
are
of
the merits
affected
not
data was
among
prerogatives of
the sole
the
e.,
correctness
grievance,
i.
the
the
* *
Employer
*.’
Employer’s inter-
incorrectness
repeat-
He
pretation
Article XXXI.
proviso
of
“From the fact
that
the
undertaking
edly
not
he was
[2a],
supra]
that
stated
note
in the fore-
[see
that
merits of
relative
going
to decide the
to the Union
clause reserves
indicating
grievance.
grieve
But without ever
suspen-
about
the
concerning
done, or avail-
discharges
work
how data
and
for cause
sions
but
future,
ability
could have
changes
for the
of work
in
not about
tenure because
bearing
any possible
upon determination
work,
[Employer]
of
lack
ar-
of
the
legal-
dispute if the Union was not
gues
that
not
was
intended that
challenge
ly
the
subject
entitled to
be
matters would
such
work,”
grievance
the
determination of a “lack
procedure.
contractual
the Em-
[Employer’s]
Examiner nevertheless held that
However,
the
con-
duty
supply
ployer
data.
had a
the
equates ‘lack of work’ in
struction
Consequently,
do
following
‘alleged
failure to
so con-
its
clause
the
with
Thus,
[Employ-
stituted failure to
work.’
lack of
Practically
(or
none
ab-
except-
rationale
would read the clause as
er]
it)
grievance
sence of
For
ing
survived.
procedure
from the
alleges
exception
any personnel
of the conclusion that
there
action
duty
a
furnish
data
was
connec-
be due to lack
work.
This
legally
perhaps
provide
tion with
a
a facile device for
would
open
procedure
bypassing
under the
in order
contract
to deter-
altogether
any per-
mine whether the Union wanted to “set-
“prosecute”
grievance,
tle” or
action. We do not
sonnel
believe
By
par-
issue
head-on.
de-
intent
met
such was the
that
cision,
particularly by
supple-
prop-
We believe rather
ties.
that
rehearing,
report
up
mental
on
it faced
clause in
er construction
proposition
light
provisions
the basic
of other
data
pertinent only
[Employ-
relevant and
is that where the
in the event
personnel
open
lack
the matter of
work was
takes some
action be-
er]
reasonably
longer
Employer
(a)
also
It no
contended that
burdensome.
ad-
unnecessary
past
any
(b)
data of
work
find it
would not be of
we
vances
cogency
showing
(a).
work,
pass
future lack of
on
(b) supplying
would
data
be un-
* *
alleged
Thus,
lack work
cause of
F.2d
once it
may
controversy
not contend
assumed that
over “lack
[Employer]
a dif-
have taken
of work”
should
could
was matter which
questioned by
dis-
but
ferent action
Item
our
pute
undoubtedly
decision
under the
would
sustain the
judgment
discretionary
is in
Board’s
whether there
fact
lack
though
attempt
even
work
to show that
the future
be fore-
proposed
past,
concerning
told
action is
fact motivated
the data
past
probably
light
would
other considerations which
throw some
proscribed
both
contract.
what had been done
what
might likely
expected in
the immedi-
words,
“In other
Article
while
ate future. Others have reflected a like
exempts
XXXI
from the
liberality.
L.N.
R. B. v. Otis Elevator
procedure any management decision
Co., Cir., 1953,
N.
F.2d
L.
personnel
take
as what
action to
R. B.
Manufacturing
v. Yawman & Erbe
in case
Article
lack of work that
Co., Cir.,
1951,
formation
Though
older,
place.17
bearing upon
is
the resolution
no
have
could
certainly
hardly wiser,
interpretation.” it
and it
is
dispute
contract
over
of this
NLRB-,-.
no nearer decision than it was when
136
15
parties
squared
first
off.
sweeping
accept
we
Once
The
now
to vol
law
commits
principles
must —established
we—as
1,
untary
voluntarily by
(note
arbiters chosen
cases
three
pro
parties
give
applicat
having
decisions
the most
we
to which
supra), and
impact upon
stability,
very
found
survival
ion,16
demonstrates
record
wellbeing
economic,
here
financial
an
we
the rule which
wisdom
machinery
business,
employees,
An
or both.
Under the
nounce.
having
body
1,
adjudicatory
steps
2
ominous
contract,
dealing
responsibilities
matters
completed
83
for
with
within
to be
and 3 had
importance
arbitration,
step 4,
Binding
of transcendent
substantive
days.
days
surely
to take
with
the law
60
be trusted
within
thereafter be
Judges
steps
lawyers and
would
with
which
of arbiters
the board
submission to
procedural
inception
enable that
days.
to final sub
characterize as
From
10
parties
days
permitted.
The
only
tribunal
do its work.
153
mission
not, therefore,
this,
to their own devices
the coercive
left
resort
contrast
adversary.
brought
mercy
nor, worse,
at the
of the
the Board has
sanctions
is not
halt.
In The industrial arbitration machine
to a dead
delays
powerless.
no
it can
meantime,
We have
doubt that
inevitable
judicial
fashion suitable
which
review
sanctions
the administrative
anniversary
records, data,
acquire
information
process,
second
Spielberg
Corp.,
930;
report,
citing
109 NLRB
United
Aircraft
Telephone
Board’s
1080,
West,
Manufacturing Go.,
112 NLRB
112 NLRB
Co.
proper
long
779,
stated,
forum
is not the
1081,
been Board
“The Board
“It has
remedy
alleged
seeking
recognize
an
and honor arbitration
specific
promote
to obtain
‘desirable
of contract or
breach
performance
in order
awards
objective
voluntary
encouraging
terms.”
See also
of its
”
140,
Morley
;
disputes’
Knight
Corp.,
NLRB
11G
labor
National
settlement
“ *
**
434,
stated,
Dairy
Corp., 126 NLRB
a line
there is
Products
ar * *
substance,
hold,
435,
“It
is cle
similar.
cases which
*
employer
was concerned
its ‘chan
has satisfied
where
interpretation
duty
solely
of their
nelized’
***
”;
Morton
Salt
of a contract
there
bargaining duty
“The Board has
under the
NLRB
119
further
is no
however,
long held,
it will not ef
Act.”
policies of the Act for it
fectuate
Broadcasting
collective-bargaining agreements
police
v. Radio Broad
Co.
16. Taft
disputes
No.
by attempting
Local Union
to resolve
over
Technicians
cast
Cir.,
meaning
Interna
or administration
their
AFL-
of Machinists
Association
in Crown Zellerbach
echoed
tional
This was
Hayes Corp.,
Corp.,
NLRB
Textron Puerto
CIO
Rico,
McDonnell
F.2d 238.
NLRB
This is the time table:
charge
September 12,
with Board
filed
complaint
practice
27, 1960
Unfair
October
Hearing
Examiner
Trial
November
before
Report
April
Trial Examiner
Decision of
October
Appeals
petition
to Court of
October
Original record received
*10
November
January 24,
filed
Printed record
February-April
filed
Briefs
argument
May
and submission
Oral
thought by
employer
to be
the arbiters
evidence
action of an
seek
ing earnestly
proper
every
for a
determination
essential
to submit
issue in
dispute including
the issue.18
relevance and neces
—
sity
of data
the—to
may,
it has done
as
ifBut
does not
these circum
agency
as
upon an outside
here, call
stances constitute a failure to
discovery
information
weapon for
con-
alternative
which,
of the
one
contract,
com-
will be
of the
structions
Enforcement denied.
proceeding
superfluous, the whole
pletely
necessarily disrupted. The arbiters
RIVES,
Judge
Circuit
(dissenting).
controversy
The whole
continue.
cannot
plant to the nearest
from the
then shifts
Whether or not the Union was entitled
hearing room,
thereafter
grieve
Company’s
over the
determina-
to the
capital,
then on
nation’s
work,”
tion
a “lack of
it is nonetheless
any
Courts
eleven
one of
seat
true that both under the Act and under
jurisdiction
having geographical
Appeals
express
terms of the contract
employer.
else
Whatever
over
Union had
show,
could,
it
if
giving
play to the means
is,
it is
that the
helpers
pipefitter
demotions of the two
parties. More than
were in fact motivated
other
magnifies
time,
it
introduces
lost
considerations, and that such action was
hostility.
now new
For
advocative
adversary
being
against
taken to discriminate
them
lists—the Gen-
has entered the
as members of the Union. The failure
nature of
who,
from
eral Counsel
charge
of the Union to
that the demo-
aligns
complaint,
himself
one
improperly
tions were
motivated or were
Union—but who
the adversaries —the
discriminatory
responsible
is both
general public
protector
of the
a sort
understandable, when we consider that it
advocacy, pro
must
his
interest
advance
upon
did not have the information either
con,
cal-
not in the manner best
charges
it
could base such
or from
bring
dispute,
an end to
but
culated to
charges
which it could know that such
lofty
thought, from that
in a manner
untrue.
were
The Union’s letter to the
general good.
vantage, to be
best
Company’s
Manager
Assistant Plant
C.
worse,
ends in
that diversion
Even
Mallory requesting
F.
the information
which, if it determines the sub-
decision
that,
stated
“This information is needed
adversely
Employer
issue
stantive
intelligently
so we can
evaluate this
Employer
one leaves the
as does this
to settlement of
adversary
facing an additional
—the
processing
or further
of same.” Wheth-
necessary
This
for the
Board.
makes
any
processing
er
further
Employer to resist
determination in
grievance might
include submission of
get
back
matter
order
where it
possible dispute to
is,
I
laps
started —in
arbitrators.
submit,
step
immaterial. That
had not
Employer
must
To do
come to
might
been reached and
never be
courthouse, says
reached
court. But the
the Su-
the Union were furnished
Court,
if
place
preme
not the
to work
out
informa-
disputes
from which
industrial
when
intelligently
arbitration has
prescribed
grievance.
been
available.
and is
evaluate
Employer points
Chesapeake
they
18. The
have reasonable basis to believe
Telephone
germane
& Potomac
Co. West Vir-
it will be
to the case.
In-
ginia,
(Harry
Dworkin,
deed,
signments replacement pool of all January
employees 1, 1960, from May 2, 1960. “(c) separate job hours and Work
assignments Depart- for the Labor January 1, 1960, May from ment
2, 1960.” faith collective
Good re-
quires knowledge understanding
