SINCLAIR REFINING CO. v. ATKINSON ET AL.
No. 434
Supreme Court of the United States
June 18, 1962
Argued April 18, 1962.
370 U.S. 195
Gilbert A. Cornfield argued the cause for respondents. With him on the briefs were Gilbert Feldman and William E. Rentfro.
The question this case presents is whether § 301 of the Taft-Hartley Act, in giving federal courts jurisdiction of suits between employers and unions for breach of collective bargaining agreements,1 impliedly repealed § 4 of the pre-existing Norris-LaGuardia Act, which, with certain exceptions not here material, barred federal courts from issuing injunctions “in any case involving or growing out of any labor dispute.”2
The unions moved to dismiss this complaint on the ground that it sought injunctive relief which United States courts, by virtue of the Norris-LaGuardia Act, have no jurisdiction to give. The District Court first denied the motion, but subsequently, upon reconsideration after full oral argument, vacated its original order and granted the unions’ motion to dismiss.4 In reaching this conclusion, the District Court reasoned that the controversy between Sinclair and the unions was unquestionably a “labor dispute” within the meaning of the Norris-LaGuardia Act and that the complaint therefore came within the proscription of § 4 of that Act which “withdraws jurisdiction from the federal courts to issue injunctions to prohibit the refusal ‘to perform work or remain in any relation of employment’ in cases involving any labor dispute.”5 The Court of Appeals for the Seventh Circuit affirmed the order of dismissal for the same reasons.6 Because this decision presented a conflict with the deci-
We agree with the courts below that this case does involve a “labor dispute” within the meaning of the Norris-LaGuardia Act. Section 13 of that Act expressly defines a labor dispute as including “any controversy concerning terms or conditions of employment, or concerning the association or representation of persons in negotiating, fixing, maintaining, changing, or seeking to arrange terms or conditions of employment, regardless of whether or not the disputants stand in the proximate relation of employer and employee.”9 Sinclair‘s own complaint shows quite plainly that each of the alleged nine work stoppages and strikes arose out of a controversy which was unquestionably well within this definition.10
Nor does the circumstance that the alleged work stoppages and strikes may have constituted a breach of a collective bargaining agreement alter the plain fact that a “labor dispute” within the meaning of the Norris-LaGuardia Act is involved. Arguments to the contrary proceed from the premise that § 2 of that Act, which
In the first place, even the general policy declarations of § 2 of the Norris-LaGuardia Act, which are the foundation of this whole argument, do not support the conclusion urged. That section does not purport to limit the Act to the protection of collective bargaining but, instead, expressly recognizes the need of the anti-injunction provisions to insure the right of workers to engage in “concerted activities for the purpose of collective bargaining or other mutual aid or protection.” Moreover, the language of the specific provisions of the Act is so broad and inclusive that it leaves not the slightest opening for reading in any exceptions beyond those clearly written into it by Congress itself.13
Since we hold that the present case does grow out of a “labor dispute,” the injunction sought here runs squarely counter to the proscription of injunctions against strikes contained in § 4 (a) of the Norris-LaGuardia Act, to the proscription of injunctions against peaceful picketing contained in § 4 (e) and to the proscription of injunctions prohibiting the advising of such activities contained in § 4 (i).15 For these reasons, the Norris-LaGuardia Act deprives the courts of the United States of jurisdiction to enter that injunction unless, as is contended here, the scope of that Act has been so narrowed by the subsequent enactment of § 301 of the Taft-Hartley Act that it no longer prohibits even the injunctions specifically described in § 4 where such injunctions are sought as a remedy for breach of a collective bargaining agreement. Upon consideration, we cannot agree with that view and agree instead with the view expressed by the courts below and supported by the Courts of Appeals for the First and Second Circuits that § 301 was not intended to have any such partially repealing effect upon such a long-standing, carefully thought out and highly significant part of this country‘s labor legislation as the Norris-LaGuardia Act.16
The language of § 301 itself seems to us almost if not entirely conclusive of this question. It is especially significant that the section contains no language that could by any stretch of the imagination be interpreted to constitute an explicit repeal of the anti-injunction provisions of the Norris-LaGuardia Act in view of the fact that the section does expressly repeal another provision of the Norris-LaGuardia Act dealing with union responsibility for the acts of agents.17 If Congress had intended that § 301 suits should also not be subject to the anti-injunction provisions of the Norris-LaGuardia Act, it certainly seems likely that it would have made its intent known in this same express manner. That is indeed precisely what Congress did do in § 101, amending § 10 (h) of the National Labor Relations Act, and § 208 (b) of the Taft-Hartley Act, by permitting injunctions to be obtained, not by private litigants, but only at the instance of the National Labor Relations Board and the Attorney Gen-
When the inquiry is carried beyond the language of § 301 into its legislative history, whatever small doubts as to the congressional purpose could have survived consideration of the bare language of the section should be wholly dissipated. For the legislative history of § 301 shows that Congress actually considered the advisability of repealing the Norris-LaGuardia Act insofar as suits based upon breach of collective bargaining agreements are concerned and deliberately chose not to do so.20 The
“Section 302 (e) of the House bill made the Norris-LaGuardia Act inapplicable in actions and proceedings involving violations of agreements between an employer and a labor organization. Only part of this provision is included in the conference agreement. Section 6 of the Norris-LaGuardia Act provides that no employer or labor organization
participating or interested in a labor dispute shall be held responsible for the unlawful acts of their agents except upon clear proof of actual authorization of such acts, or ratification of such acts after actual knowledge thereof. This provision in the Norris-LaGuardia Act was made inapplicable under the House bill. Section 301 (e) of the conference agreement provides that for the purposes of section 301 in determining whether any person is acting as an agent of another person so as to make such other person responsible for his actions, the question of whether the specific acts performed were actually authorized or subsequently ratified shall not be controlling.”26
And Senator Taft, Chairman of the Conference Committee and one of the authors of this legislation that bore his name, was no less explicit in explaining the results of the Conference to the Senate: “The conferees . . . rejected the repeal of the Norris-LaGuardia Act.”27
Moreover, we think that the idea that § 301 sanctions piecemeal judicial repeal of the Norris-LaGuardia Act requires acceptance of a wholly unrealistic view of the manner in which Congress handles its business. The
Nor have we found anything else in the previous decisions of this Court that would indicate that we should disregard all this overwhelming evidence of a congressional intent to retain completely intact the anti-injunction prohibitions of the Norris-LaGuardia Act in suits brought under § 301. Brotherhood of Railroad Trainmen v. Chicago River & Indiana R. Co., 353 U. S. 30, upon which Sinclair places
Textile Workers Union v. Lincoln Mills, 353 U. S. 448, upon which some lesser reliance is placed, is equally distinguishable. There the Court held merely that it did not violate the anti-injunction provisions of the Norris-LaGuardia Act to compel the parties to a collective bargaining agreement to submit a dispute which had arisen under that agreement to arbitration where the agreement itself required arbitration of the dispute. In upholding the jurisdiction of the federal courts to issue such an order against a challenge based upon the Norris-LaGuardia Act, the Court pointed out that the equitable relief granted in that case—a mandatory injunction to carry out an agreement to arbitrate—did not enjoin any one of the kinds of conduct which the specific prohibitions of the Norris-LaGuardia Act withdrew from the injunctive powers of United States courts.33 An injunction against work stoppages, peaceful picketing or the nonfraudulent encouraging of those activities would, however, prohibit the precise kinds of conduct which subsections (a), (e) and (i) of § 4 of the Norris-LaGuardia Act unequivocally say cannot be prohibited.34
The plain fact is that § 301, as passed by Congress, presents no conflict at all with the anti-injunction provisions of the Norris-LaGuardia Act. Obedience to the congres-
It is doubtless true, as argued, that the right to sue which § 301 gives employers would be worth more to them if they could also get a federal court injunction to bar a breach of their collective bargaining agreements. Strong arguments are made to us that it is highly desirable that the Norris-LaGuardia Act be changed in the public interest. If that is so, Congress itself might see fit to change that law and repeal the anti-injunction provisions of the Act insofar as suits for violation of collective agreements are concerned, as the House bill under consideration originally provided. It might, on the other hand, decide that if injunctions are necessary, the whole idea of enforcement of these agreements by private suits should be discarded in favor of enforcement through the administrative machinery of the Labor Board, as Senator Taft provided in his Senate bill. Or it might decide that neither of these methods is entirely satisfactory and turn instead to a completely new approach. The question of what
change, if any, should be made in the existing law is one of legislative policy properly within the exclusive domain of Congress—it is a question for lawmakers, not law interpreters. Our task is the more limited one of inter- preting the law as it now stands. In dealing with problems of interpretation and application of federal statutes, we have no power to change deliberate choices of legislative policy that Congress has made within its constitutional powers. Where congressional intent is discernible—and here it seems crystal clear—we must give effect to that intent.39
The District Court was correct in dismissing Count 3
of petitioner‘s complaint for lack of jurisdiction under the
Affirmed.
MR. JUSTICE FRANKFURTER took no part in the consid- eration or decision of this case.
MR. JUSTICE BRENNAN, with whom MR. JUSTICE DOUGLAS and MR. JUSTICE HARLAN join, dissenting.
I believe that the Court has reached the wrong result
because it has answered only the first of the questions
which must be answered to decide this case. Of course
I.
The Court has long acted upon the premise that the
These decisions refusing inflexible application of
II.
It cannot be denied that the availability of the injunc-
tive remedy in this setting is far more necessary to the
accomplishment of the purposes of
That reasoning is applicable with equal force to an
injunction under
In any event, I should have thought that the question
was settled by Textile Workers v. Lincoln Mills, 353 U.S. 448. In that case, the Court held that the pro-
cedural requirements of
III.
The legislative history of
There is nothing in the words of
Sound reasons explain why repeal of
Only in
How different was the problem posed by
Indeed, it might with as much force be said that Con-
gress knew well how to limit remedies against employee
activities to damages when that was what it intended, as
that Congress knew how to repeal
The statutory language thus fails to support the Court‘s
position. The inference is at least as strong that Con-
gress was content to rely upon the courts to resolve any
seeming conflicts between
Nor does the legislative history of
I emphasize that the question in this case is not whether
the basic policy embodied in
IV.
Today‘s decision cannot be fitted harmoniously into the
pattern of prior decisions on analogous and related mat-
ters. Considered in their light, the decision leads ines-
capably to results consistent neither with any imaginable
legislative purpose nor with sound judicial administration.
The question arises whether today‘s prohibition of
injunctive relief is to be carried over to state courts as a
part of the federal law governing collective agreements.
If so,
On the other hand if, as today‘s literal reading sug-
gests19 and as a leading state decision holds,20 States
remain free to apply their injunctive remedies against
concerted activities in breach of contract, the develop-
ment of a uniform body of federal contract law is in for
hard times. So long as state courts remain free to grant
the injunctions unavailable in federal courts, suits seeking
relief against concerted activities in breach of contract
will be channeled to the States whenever possible. Iron-
ically, state rather than federal courts will be the pre-
ferred instruments to protect the integrity of the arbitra-
tion process, which Lincoln Mills and the Steelworkers
decisions forged into a kingpin of federal labor policy.
Enunciation of uniform doctrines applicable in such cases
will be severely impeded. Moreover, the type of relief
available in a particular instance will turn on fortuities
I have not overlooked the possibility that removal of
the state suit to the federal court might provide the
answer to these difficulties. But if
V.
The decision deals a crippling blow to the cause of
grievance arbitration itself. Arbitration is so highly
regarded as a proved technique for industrial peace that
even the
VI.
A District Court entertaining an action under
. . .
In the case before us, the union enjoys the contractual
right to make the employer submit to final and binding
arbitration of any employee grievance. At the same time,
the union agrees that “[T]here shall be no strikes . . .
for any cause which is or may be the subject of a griev-
ance.”24 The complaint alleged that the union had, over
the past several months, repeatedly engaged in “quickie”
strikes over arbitrable grievances. Under the contract
and the complaint, then, the District Court might con-
clude that there have occurred and will continue to occur
breaches of contract of a type to which the principle
of accommodation applies. It follows that rather than
dismissing the complaint‘s request for an injunction, the
I would reverse the Court of Appeals and remand to the District Court for further proceedings consistent with this dissenting opinion.
Notes
“(a) Ceasing or refusing to perform any work or to remain in any relation of employment;
“(e) Giving publicity to the existence of, or the facts involved in, any labor dispute, whether by advertising, speaking, patrolling, or by any other method not involving fraud or violence;
“(i) Advising, urging, or otherwise causing or inducing without fraud or violence the acts heretofore specified . . .” 47 Stat. 70,
“(a) On or about July 1, 1957, six employees assigned to the #810 Crude Still stopped work in support of an asserted grievance involving the removal of Shift Machinists from the #810 Still area;
“(b) On or about September 17, 1957, all employees employed in the Mason Department refused to work on any shift during the entire day; the entire Mechanical Department refused to work from approximately noon until midnight; the employees of the Barrel House refused to work from the middle of the afternoon until midnight; a picket line was created which prevented operators from reporting to work on the 4:00 P. M. to midnight shift, all in support of an asserted grievance on behalf of five apprentice masons for whom
“(c) On or about March 28, 1958, approximately 73 employees in the Rigging Department refused to work for approximately one hour in support of an asserted grievance that riggers were entitled to do certain work along with machinists.
“(d) On or about May 20, 1958, approximately 24 employees in the Rigging Department refused to work for 1 3/4 hours in support of an asserted grievance that riggers were entitled to do certain work along with boilermakers.
“(e) On or about September 11, 1958, approximately 24 employees in the Rigging Department refused to work for approximately two hours in support of an asserted grievance that pipefitters could not dismantle and remove certain pipe coils without riggers being employed on the said work also.
“(f) On or about October 6 and 7, 1958, approximately 43 employees in the Cranes and Trucks Department refused to work for approximately eight hours in support of an asserted grievance concerning employment by the Company of an independent contractor to operate a contractor owned crane.
“(g) On or about November 19, 1958, approximately 71 employees refused to work for approximately 3 3/4 hours in the Boilermaking Department in support of an asserted grievance that burners and riggers would not dismantle a tank roof without employment of boilermakers at the said task.
“(h) On or about November 21, 1958, in further pursuance of the asserted grievance referred to in subparagraph (g) preceding, the main entrance to the plant was picketed and barricaded, thereby preventing approximately 800 employees from reporting for work for an entire shift.
“(i) On or about February 13 and 14, 1959, approximately 999 employees were induced to stop work over an asserted grievance on behalf of three riggers that they should not have been docked an aggregate of $2.19 in their pay for having reported late to work.”
61 Stat. 155,“Whereas under prevailing economic conditions, developed with the aid of governmental authority for owners of property to organize in the corporate and other forms of ownership association, the individual unorganized worker is commonly helpless to exercise actual liberty of contract and to protect his freedom of labor, and thereby to obtain acceptable terms and conditions of employment, wherefore, though he should be free to decline to associate with his fellows, it is necessary that he have full freedom of association, self-organization, and designation of representatives of his own choosing, to negotiate the terms and conditions of his employment, and that he shall be free from the interference, restraint, or coercion of employers of labor, or their agents, in the designation of such representatives or in self-organization or in other concerted activities for the purpose of collective bargaining or other mutual aid or protection; therefore, the following definitions of, and limitations upon, the jurisdiction and authority of the courts of the United States are enacted.” 47 Stat. 70,
“SEC. 302. (a) Any action for or proceeding involving a violation of an agreement between an employer and a labor organization or other representative of employees may be brought by either party in any district court of the United States having jurisdiction of the parties, without regard to the amount in controversy, if such agreement affects commerce, or the court otherwise has jurisdiction of the cause.
“(e) In actions and proceedings involving violations of agreements between an employer and a labor organization or other representative of employees, the provisions of the Act of March 23, 1932, entitled ‘An Act to amend the Judicial Code and to define and limit the jurisdiction of courts sitting in equity and for other purposes,’ shall not have any application in respect of either party.” I Legislative History of the Labor Management Relations Act, 1947, 221-222.
Compare note 19, supra, with the language of the removal statute,