EX PARTE CHESTER SINCLAIR
No. PD-0184-22
In the Court of Criminal Appeals of Texas
July 31, 2024
YEARY, J.
YEARY, J., announced the judgment of the Court and filed an opinion in which KELLER, P.J., and KEEL, J., joined. RICHARDSON and MCCLURE, JJ., concurred in the result. NEWELL, J., filed a dissenting opinion in which HERVEY, WALKER, and SLAUGHTER, J.J., joined.
This case arises out of actions taken by a Bexar County magistrate judge on an application for a writ of habeas corpus in a deferred-adjudication community supervision case. We granted the State‘s petition for review to decide whether the court of appeals had jurisdiction over Appellant‘s attempted appeal from proceedings on that application. On the Court‘s own motion, we also granted review to decide whether, in a habeas proceeding under
Because we conclude that the trial court failed to enter an appealable order granting or denying Appellant relief, we have no cause to reach the question on which we separately granted review. And for the same reason, we conclude that the court of appeals lacked jurisdiction over Appellant‘s attempted appeal. Therefore, we vacate the judgment of the court of appeals, dismiss the appeal, and remand the case to the trial court with instructions to dismiss the appeal.
I. BACKGROUND
A. Habeas Application
In 1998, Appellant pled nolo contendere to the offense of indecency with a child by sexual contact, alleged to have been committed in 1996. See
On October 2, 2018, the presiding judge of the trial court—the 227th District Court in Bexar County—referred the matter to a criminal law magistrate in an order with instructions to “[i]ssue the writ of habeas corpus” and “conduct a hearing.” See
The magistrate judge held an evidentiary hearing in March of 2019, at the conclusion of which he granted the parties a month to file proposed findings of fact and conclusions of law. On August 19, 2019, the magistrate judge signed Appellant‘s recommended findings of fact and conclusions of law. This document concludes with the sentence: “Based on these Findings of Fact and Conclusions of Law, the Court recommends that relief be granted based on actual innocence.” On the reporter‘s record of the August 19th hearing, the magistrate judge also orally stated that
Twenty-four days later, on September 12, 2019, the State filed a motion, directed to the magistrate judge, requesting that he reconsider his recommended findings of fact and conclusions of law.1 The magistrate judge granted the State‘s motion on September 17, 2019, thereby agreeing to reconsider his initial recommended findings and conclusions and his recommendation that relief should be granted. Subsequently, at a brief, non-evidentiary hearing held on November 5, 2019, the magistrate judge orally adopted the State‘s proposed findings of fact and conclusions of law. He then purported also to orally deny Appellant relief. This time, however, no contemporaneous written order was entered to memorialize this purported ruling.2
B. Appeal
On December 2, 2019, Appellant filed his notice of appeal from the magistrate judge‘s November 5th ruling. Rather than address the appeal on the merits, however, the court of appeals initially notified the parties, by a letter dated February 7, 2020, that the appeal was in danger of being dismissed for lack of a “final, signed order.” See
On the merits, Appellant argued that the court of appeals should reinstate the magistrate judge‘s August 19th recommendation that relief be granted because he had lacked jurisdiction to entertain the State‘s September 17th motion for reconsideration. Ex parte Sinclair (Sinclair I), 13-20-00065-CR, 2021 WL 5930728, at *2 (Tex. App.—Corpus Christi–Edinburg Dec. 16, 2021) (mem. op., not designated for publication).3 In response, the State
On original submission, the court of appeals sided with Appellant, holding that: (1) the State‘s motion to reconsider was not the functional equivalent of a motion for new trial and therefore did not extend the trial court‘s jurisdiction; and (2) the State failed to appeal from the trial court‘s original grant of relief within twenty days, as required by
Following the court of appeals’ decision on original submission, the State filed a motion for rehearing. In its motion, the State argued—for the first time—that the magistrate judge had lacked “authority to
issue a final order regarding a writ of habeas corpus” on the trial court‘s behalf and that, therefore, the court of appeals lacked jurisdiction over the case for want of an appealable order. Ex parte Sinclair (Sinclair II), 13-20-00065-CR, 2022 WL 619146 at *1 (Tex. App.—Corpus Christi-Edinburg Mar. 3, 2022) (mem. op., not designated for publication). The court of appeals refused to entertain the merits of the State‘s argument, however. Id. It reasoned that the State was precluded under the doctrine of invited error from challenging the basis for its exercise of appellate jurisdiction on original submission. Id. (citing Woodall v. State, 336 S.W.3d 634, 644 (Tex. Crim. App. 2011)).5 Having solicited the written order of February 18th from the magistrate judge in response to the court of appeals’ February 7th letter threatening to dismiss the appeal—and having expressly requested the court of appeals to entertain Appellant‘s appeal based on that February 18th order—the State would not be heard to contest the
The court of appeals next reiterated that its disposition on original submission had been “merely” to remand the case with instructions to the trial court to vacate the magistrate judge‘s September 17th order granting the State‘s motion for reconsideration of its August 19th findings and conclusions and recommendation as to relief. Id. at *2. The court of appeals also then observed that its original opinion had been “limited to the trial court‘s September 17 order.” Id. It
observed that it had “not address[ed] the merits or applicability of any of the trial court‘s previous orders or whether any of those previous orders are final judgments.” Id. (emphasis added). It then appended a footnote in which it acknowledged—for the first time—that the trial court had referred this case to the magistrate judge, and that the referral order provided that the magistrate judge‘s actions would become the decree of the trial court if not superseded within fifteen days of “reporting” its action to the trial court. Id. at *2 n.3. The footnote ended by quoting Sections 54.912(a) and (c) of the Government Code, which required the trial court to “enter a decree on the minutes adopting the actions of the magistrate of which the court approves[.]” Id. (citing
C. Discretionary Review
This Court granted the State‘s petition for discretionary review, which raised a single ground: “Did the court of appeals have jurisdiction over [Appellant‘s] appeal?”6 The State argues that the court of appeals lacked jurisdiction over this case because the trial court failed to enter an appealable order in the first instance. The State reasons that the
magistrate judge‘s August 19th action did no more than recommend that the trial court grant Appellant relief—and neither the trial court‘s referral order nor the statute delineating the scope of the magistrate judge‘s power, located in Chapter 54 of the Government Code, authorized anything more. State‘s Brief at 21–24; see
Appellant responds that, under the trial court‘s referral order and the statute governing such referrals, the trial court judge procedurally adopted the magistrate judge‘s recommended findings and conclusions as its own decree, and thereby entered an appealable order, which the State failed to timely appeal. Appellant‘s Brief at 13. Appellant also contends that the State, in having moved for reconsideration, acknowledged that the magistrate judge‘s “original [o]rder granting relief was not a mere recommendation[,]” and that the State is therefore estopped from arguing otherwise before this Court. Id. (citing, as
II. APPLICABLE STATUTES
We are compelled here to focus on and understand the operation of two separate statutes, one located in our Code of Criminal Procedure, and another one located in our Government Code. First,
Section 6(a) of
and the trial court “shall enter a written order denying the application as frivolous.”
On the other hand,
limited purposes. See
Once such a referral has been made, the question of the scope of the magistrate judge‘s authority to act is another question.
Finally,
order” of the trial court granting or denying relief. So, how does the district court judge go about this?
Under the Texas Government Code, “[a] referring court may modify, correct, reject, reverse, or recommit for further information any action taken by the magistrate.”
III. ANALYSIS: WAS THERE EVER AN APPEALABLE ORDER?
Appellate jurisdiction must be legislatively conferred. Ragston v. State, 424 S.W.3d 49, 52 (Tex. Crim. App. 2014). Under Article V, Section 6, of the Texas Constitution, “a statute must expressly give the courts of appeals jurisdiction.” Whitfield v. State, 430 S.W.3d 405, 407-08 (Tex. Crim. App. 2014). Jurisdiction of the courts of appeals to entertain appeals from a trial court‘s resolution of community-supervision writ applications under
in part,” and the State may appeal “[i]f the application is granted in whole or in part[.]”
This Court‘s precedent requires that, generally, for an appeal from an order to proceed, that order must have been reduced to writing. Sanavongxay, 407 S.W.3d at 258–59;10 see also Guthrie-Nail v. State, 543 S.W.3d 225, 227 (Tex. Crim. App. 2018) (recognizing that a nunc pro tunc judgment is an appealable order, but that a court of appeals cannot “assert jurisdiction over the case grounded on a docket entry and oral ratification of a pre-existing judgment“). Whether the court of appeals in this case acquired jurisdiction therefore depends upon whether the
trial court “entered a written order . . . denying the relief sought” by Appellant, as required by
The record in this case includes no written order signed by the actual trial court judge that rules on the merits of Appellant‘s
A. Which Order (If Any) Could Be the Appealable Order?
We next review the actions of the trial court judge and the magistrate judge, seriatim,
1. The Trial Court Judge‘s Order of Referral: October 2, 2018
The district court judge‘s order referring the Appellant‘s writ application to the magistrate judge, though it was in writing, was not, itself, of course, an order granting or denying relief. On its face, it authorized no more specific involvement on the magistrate judge‘s part
than to “conduct a hearing.” Beyond that, it instructed the magistrate judge to “[a]ct in accordance with Sec. 54.908, Gov‘t Code, by virtue of which this matter is referred.” The referral order also declared that “[a]ny action you take will become the decree of this Court if not super[s]eded by an order entered by me within fifteen (15) days of your report of your action to me.” Pursuant to the referral order, the magistrate judge conducted an evidentiary hearing on March 14, 2019, at the conclusion of which it solicited proposed findings of fact and conclusions of law from the parties. This much he was authorized to do under Section 54.908(a)(1) and (a)(2) of the Government Code.
2. The Magistrate‘s Findings and Conclusions: August 19, 2019
The magistrate judge apparently took no further action until August 19, 2019. On that date, the magistrate judge announced on the record that he “hereby enters written findings of fact and conclusions of law which will be placed in the court‘s file.” In the written “Findings of Fact and Conclusions of Law” that he filed, the magistrate judge “ma[d]e” findings and “formulate[d]” conclusions, as expressly authorized under Subsections (a)(8) and (a)(9) of Section 54.908 of the Government Code.
Although in writing, this document did not purport to actually grant Appellant relief. Did it nevertheless become the decree of the trial court when, at least as far as the record reveals, the trial court judge did not supersede it within fifteen days, as per the original order of
referral?11 Even
question remains: Would that decree constitute the written order necessary to dispose of Appellant‘s
In short, the answer is no. Appellant would not be authorized under
3. Motion to Reconsider: September 17 & November 5, 2019
On September 17, 2019, the magistrate judge signed a written order granting the State‘s request to reconsider his August 19th findings of fact and conclusions of law and his recommendation that relief be granted. This written order did not come from the trial court judge, and it neither granted nor denied relief on the writ application itself. It was therefore not an appealable order under
On November 5, 2019, in open court and on the record, the magistrate judge declared that he was setting aside his earlier findings and conclusions and adopting the State‘s proposed findings and conclusions instead. He then stated: “To summarize, I am denying relief under the application for writ of habeas corpus.” He did not, at that time,
however, memorialize this oral pronouncement with a written order. Nor did the magistrate judge himself have the authority to ultimately rule on the writ application—by written order or otherwise.
Making an ultimate ruling on the merits of an
And in any event, this oral ruling on the merits could not serve to confer jurisdiction in the court of appeals. While it did at least purport to deny (not just recommend denying) relief for purposes of an applicant‘s appeal under Section 8 of
Appellant‘s appeal (presumably for want of appellate jurisdiction) if “this defect is not cured.”
4. The Magistrate Judge‘s Order of February 18, 2020
This brings us to the magistrate judge‘s written order of February 18, 2020, which the State solicited in response to the court of appeals’ February 7th letter.12 Here, for the first time, the magistrate judge memorialized his recommendation that relief be denied, in writing: “This Court . . . now enters an order entering into the record the ruling of the habeas court, finding that relief should be denied.” (Emphasis added). It expressly ordered “that this Court‘s previous oral pronouncement of this decision is ENTERED.” However, the oral pronouncement of November 5, 2019, had seemed to do more than just enter “this decision” that “relief should be denied.” (Emphasis added.) In fact, the magistrate judge had orally pronounced on November 5th that “I am denying relief under the application for writ of habeas corpus.” (Emphasis added.)
So, what was the effect of the magistrate judge‘s written order of February 18, 2020? On original submission, the court of appeals was apparently content to regard the magistrate judge‘s February 18th order
as an appealable order, proceeding to the merits of Appellant‘s arguments on appeal. But the answer to the question boils down to whether the court of appeals was justified in regarding the magistrate judge‘s written order of February 18th as sufficient to confer it with appellate jurisdiction.
B. Appealable Order Under Section 54.912, Government Code?
Did the magistrate judge‘s written order of February 18th denying relief somehow become the written order of the trial court by virtue of the district court judge‘s initial referral order? Or, at the very least, did the February 18th order become a written order of the trial court fifteen days after that action was taken, by reference to the express terms of the referral order itself.13
We do not ultimately believe, however, that Section 54.912 of the Government Code controls. The mere tacit acceptance of a magistrate judge‘s recommended ruling as the decree of the court, under Section 54.912(c) of the Government Code, does not result in an appealable order from an
C. Appealable Order Under Article 11.072?
Several provisions of
written order granting or denying relief—by the trial court. For instance, as we have observed, ”the trial court shall enter a written order granting or denying relief sought” within sixty days of the filing of the State‘s answer.
the trial court judge can sign the written order disposing of the case, and only a written order of the trial court judge, so disposing of the case, will serve as an appealable order. We conclude, then, that a trial court judge‘s eventual entry of a decree on the minutes of the court, adopting a magistrate judge‘s recommended disposition of the case, does not constitute the signed written order necessary to confer appellate jurisdiction.18 The court of appeals did not acquire jurisdiction as a result of the magistrate judge‘s written order of February 18, 2020—regardless of whether that order purported to actually deny relief or whether the trial court judge may yet (the record does not reveal) have adopted that order on its minutes as the decree of the court.19
IV. CONCLUSION
We conclude that there is not yet an appealable order in this case, and that the court of appeals consequently never acquired jurisdiction to entertain Appellant‘s appeal.20 Accordingly, we vacate the judgment
of the court of appeals and remand the case to that court with instructions to dismiss the appeal.
FILED: July 31, 2024
PUBLISH
Notes
On this date, the above Motion to Enter order of the court, asking this Court to enter the November 5, 2019, ruling of the habeas court, was presented. This Court, having considered the same, now enters an order entering into the record the ruling of the habeas court, finding that relief should be denied. The entry of this court shall serve as a final, written order for appellate purposes.
IT IS THEREBY ORDERED THAT THIS COURT‘S PREVIOUS ORAL PRONOUNCEMENT OF THIS DECISION IS ENTERED.
