William Siam SIMPSON, III v. STATE of Maryland.
No. 22, Sept. Term, 2014.
Court of Appeals of Maryland.
April 7, 2015.
112 A.3d 941
Ryan R. Dietrich, Asst. Atty. Gen. (Douglas F. Gansler, Atty. Gen. of Maryland, Baltimore, MD), on brief, for Respondent.
Argued before: BARBERA, C.J., HARRELL, BATTAGLIA, GREENE, ADKINS, McDONALD and WATTS, JJ.
BARBERA, C.J.
It is well understood that the federal and Maryland constitutions prohibit the prosecutor in a criminal case from making an adverse comment upon the defendant’s failure to testify. Griffin v. California, 380 U.S. 609, 85 S.Ct. 1229, 14 L.Ed.2d 106 (1965) (holding that the prosecutor’s comment during closing argument concerning the defendant’s failure to testify violated the Self-Incrimination Clause of the Fifth Amendment); Smith v. State, 367 Md. 348, 358, 787 A.2d 152 (2001) (holding that the prosecutor’s comment during closing argument violated Article 22 of the Maryland Declaration of Rights); see also
I.
Petitioner was charged in a multi-count indictment with crimes in connection with three incidents that occurred at the house where Petitioner’s former girlfriend, Jasmine Byers, and her family resided. All three incidents occurred at night. The first incident involved the intentional burning of the detached garage on the property; the second involved the intentional burning of the roof of the house; and the third involved an attempt to set fire to an automobile parked on the driveway. Mrs. Byers witnessed part of the third episode and began screaming at the culprit, who then fled the scene. The family contacted the police. Upon arrival, the police reviewed with members of the family a video-recording of the incident, which had been captured by a surveillance camera the Byers had installed after the previous fires. The family informed the police that they recognized the masked individual, by reference to his walk, body frame, and posture, to be Jasmine’s former boyfriend, Petitioner.
The police went to Petitioner’s home, where Joy, an accelerant-detecting dog, scanned the outside of a car parked there. Joy alerted to the presence of an accelerant on the driver’s side door handle and the trunk. The police then went to the house and, upon knocking, were allowed by Petitioner to enter. The police smelled gasoline as they entered the house, and one of the officers placed Petitioner under arrest. Petitioner consented to a search of the interior of the car and the house. Joy detected additional accelerant inside the trunk and passenger area of the car. During the search of the house, the police seized from Petitioner’s bedroom a pair of tennis shoes. Subsequent testing of the shoes disclosed the presence of gasoline.
Petitioner was transported to the police station, where he
I William Siam Simpson III burned the garage down of the byers house. I set the fire inside the garage. I ran away and let the fire burned. I just poured gasoline all over the garage and let it burn. The second attempt was the roof that I set on fire. I just climbed up the tree pour gasoline and just left. Let the house burned. My third attempt was tonight. I wore a mask, gloves, leather jacket, poured gasoline all over the nissan altima and tried to burn it. I’m crazy and I need help. I have anger management issues I cannot control myself. Put me in the chair for lethal injection. I’m ashamed of what I become I failed my family, friends, and myself. God help me!
Petitioner signed the statement confirming that it was “true and correct to the best of my knowledge.”
Thereafter, a detective conducted an interview, took notes of his questions and Petitioner’s responses, and then had Petitioner review and sign each response at the end of the interview to verify that the written version was fair and accurate. As we shall see, the State introduced into evidence both Petitioner’s handwritten confession and the confession produced during the detective’s interview of Petitioner.
Petitioner was charged in a ten-count indictment and tried in the Circuit Court for Prince George’s County. The first trial resulted in an acquittal of one of those counts and a mistrial on the remaining nine counts.
On retrial of the remaining counts, the prosecutor included the following in her opening statement to the jury:
On November the 15th, 2009, the Defendant came onto the Byers’ property, came to their home, and set their detached garage on fire. It burned down to the ground,
along with all of their personal and sentimental property inside. And on April the 4th, 2010, the Defendant came back to the Byers’ home and set the roof of their home on fire. There were four family members home at the time. They woke up in the middle of the night, or in the early morning hours, to a smoke-filled house and flames.
On May the 16th, 2010, yet again, the Defendant returned back to the Byers’ home, and while on video surveillance poured gasoline on Mrs. Byers’ car and attempted to set it on fire.
Ladies and gentlemen, I’m going to tell you up front that this is not a who-done-it case, ... and this is not [a] trial where the facts of how the crime was committed [are] missing, and this is not a case where motive is a mystery.
Ladies and gentlemen ..., the Defendant himself will tell you, number one, that he burned down that garage—
(emphasis added). Defense counsel objected, and the court overruled the objection, without comment. The State continued:
—he committed those crimes of arson. And further, he’ll tell you why he did it.
But even with the Defendant’s own words, the State—I will bring members of the Prince George’s County’s Fire Marshal’s office, and members of the Prince George’s County Police Department, here to testify before you.
And they’re going to sit right there in that jury box and they’re going to corroborate everything that the Defendant has said....
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[A]t the end of this trial I’m going to ask you to listen to what the Defendant has said, to listen to how his words are corroborated....
(Emphasis added). Before making his opening statement, defense counsel informed the court that he intended to make an “additional motion” either before or after opening state-
Based on the State’s opening statement some of you may be wondering why are we even here.
Based on her suggestion that my client is going to state—to stand up in front of you and admit to all of the offenses, you’re saying, wait a minute, that doesn’t make sense, something doesn’t make sense here; if he’s guilty, why don’t, you know, you say he’s guilty and let us all go about our business.
Well, there’s something that was not entirely clear from the State’s opening statement, because what she’s referring to is a so-called confession that my client gave.
But if you’ve listened to that presentation where she said it’s not a who-done-it case, we know he did it, he admitted everything; then forget it, forget about asking any questions, forget about your oath to listen to the evidence before you render a decision—because then something’s gone terribly wrong, because my client, William Siam Simpson, III, sits here before you with the presumption of innocence, and it is the State’s job to prove beyond a reasonable doubt that he’s guilty.
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Let’s talk about this so-called confession which the State—and I believe they even used the word. They acted like he’s going to come up here and testify in front of you, as if he did all of these things.
My client, on May 16th of 2010, signed a statement, and that’s what [the prosecutor] was referring to. The statement referred to the three incidents.
Following the parties’ opening statements, the court dismissed the jury for lunch. At that time, defense counsel moved for a mistrial, arguing that, although he understood that the prosecutor was referring to his client’s written statement, the prosecutor only spoke of what the Petitioner had said or would say, and the prosecutor “can’t refer to a client’s testimony or non-testimony. That’s a Fifth Amendment right.
During its case-in-chief, the State offered into evidence the written confession Petitioner had made to the police as well as the detective’s written interview with Petitioner. Petitioner elected not to testify in the defense case. At the close of all the evidence, the court, at defense counsel’s request, included among numerous other jury instructions the following: “The Defendant has an absolute Constitutional right not to testify. The fact that the Defendant did not testify must not be held against the Defendant. It must not be considered by you in any way or even discussed by you.”
During his closing argument, defense counsel again discussed the prosecutor’s opening statement. He said in part: “She said my client would testify. She said it at least three times. And I objected. But she was permitted to make that statement. But the fact is, he didn’t testify.... He made a statement to the police. But that’s not testifying.” The jurors found Petitioner guilty of only one of the nine counts before them—attempted second degree arson of the automobile.
On appeal to the Court of Special Appeals, Petitioner raised, among others, the claim that the prosecutor’s opening state-
II.
Petitioner asserts that his right to protection from adverse comment on his decision not to testify at trial, guaranteed by the privilege against self-incrimination set forth in the
The parties disagree about the proper legal standard by which to assess the challenged remarks of the prosecutor. As we shall see, the disagreement is resolved by application of the rationale underpinning the holdings of the Supreme Court in Griffin v. California, 380 U.S. 609, 85 S.Ct. 1229, 14 L.Ed.2d 106 (1965), and this Court in Smith v. State, 367 Md. 348, 787 A.2d 152 (2001).
We start with the pertinent language of the
The Court decided Griffin less than one year after Malloy. The issue before the Court in Griffin was whether the prosecutor’s comments in closing argument and the trial court’s jury instructions on the defendant’s failure to testify violated the Self-Incrimination Clause of the
[a]s to any evidence or facts against him which the defendant can reasonably be expected to deny or explain because of facts within his knowledge, if he does not testify or if, though he does testify, he fails to deny or explain such evidence, the jury may take that failure into consideration as tending to indicate the truth of such evidence and as indicating that among the inferences that may be reasonably drawn therefrom those unfavorable to the defendant are the more probable.
Id. at 610. The Supreme Court held that the Self-Incrimination Clause forbids both the comment by the prosecution on the accused’s silence and the instructions by the court that such silence is evidence of guilt. Id. at 615.
This Court has had several opportunities to address the application of the
We do not undertake here to revisit the harmless error analysis employed in Smith I. It nevertheless bears noting that Smith I was decided when errors occurring at criminal trials were subject to the same “no prejudice” standard as was applied in civil cases. Dorsey v. State, 276 Md. 638, 643, 350 A.2d 665 (1976). Since then, we have rejected the no prejudice test used in Smith I and formally adopted the standard announced by the Supreme Court in Chapman v. California, 386 U.S. 18, 87 S.Ct. 824, 17 L.Ed.2d 705 (1967). See Dorsey, 276 Md. at 658-59. Under the Dorsey standard, an error will be deemed harmless only if “a reviewing court, upon its own independent review of the record, is able to declare a belief, beyond a reasonable doubt, that the error in no way influenced the verdict....” Id. at 659.
Far more recently, we decided Smith v. State, 367 Md. 348, 787 A.2d 152 (2001) (hereinafter Smith II). As in Smith I, the case involved the prosecutor’s comment, in closing argument, about the defendant’s failure to testify. Id. at 354. The defendant in Smith II was on trial for burglary, conspiracy to obstruct justice, malicious destruction of property, and four counts of theft. Id. at 352. In his closing, the prosecutor argued:
The Judge has said that you can look backwards in this case. Look to see who ends up with the property and then
you can work backwards and here if the recent unexplained possession of stolen property allows you to work backwards to conclude, hey, this guy was the thief, this guy was the burglar. In making that conclusion, ask yourself this. What explanation has been given to us by the defendant for having the [stolen] goods? Zero, none.
Id. (emphasis in original). Over defense counsel’s objection, the judge found that the prosecutor’s statements were admissible as comments on the evidence. Id. On appeal to this Court, the defendant argued that the statements directly referred to his right not to testify and were not harmless error. Id. at 353.
We quoted with approval the test employed in Smith I: whether the prosecutor’s remarks were “susceptible of the inference by the jury that they were to consider the silence of the traverser in the face of the accusation of the prosecuting witness as an indication of his guilt.” Id. at 354 (quoting Smith I, 169 Md. at 476). We adopted the “susceptible of the adverse inference” test of Smith I, making clear, though, that “only those statements [by the prosecutor] that are reasonably or fairly susceptible of the inference by the jury are contemplated by the Smith [I ] test.” Id. at 356 n. 6. Applying that test to the facts before us, we concluded that the prosecutor’s remarks were directed at the defendant’s constitutional right to remain silent, not the defense’s failure to put on evidence. Id. at 359.
We then looked to determine whether admission of the impermissible remarks was harmless error. Id. at 360. We recognized that, “[w]hile not every impermissible comment by the prosecutor constitutes reversible error, the State bears the burden of proving that an error is harmless. The State must prove beyond a reasonable doubt that the contested error did not contribute to the verdict.” Id. (citing Dorsey, 276 Md. at 659).5 Concluding
We see no reason to depart from the test employed in Smith II in determining whether the prosecutor’s comments during opening statement concerning what Petitioner “will tell” the jury impinged upon his right to protection from adverse comment on his constitutional right not to testify. With the necessary adjustments of the Smith test to the context of opening statement, the test becomes whether the prosecutor’s remarks in opening statement were reasonably susceptible of an adverse inference by members of the jury that the defendant’s failure to testify would be indicative of the defendant’s guilt.
III.
In this case, the prosecutor used the phrase “the defendant will tell you” several times during her opening statement. The State proposes that the intention of the prosecutor’s words was not that they allude to what Petitioner
Even granting to the State what it does ask us to accept, neither point bears on what is the only relevant question to be answered: whether the prosecutor’s remarks were reasonably susceptible of the inference that Petitioner’s failure to testify would be indicative of his guilt. Put simply, it was not what the prosecutor intended her words to mean,7 or what she may have held in her hand at the time she uttered those words, that determines what the jury reasonably could have inferred from those words. We answer the relevant question by applying the Smith II “reasonably susceptible to adverse inference” test to the words the prosecutor employed in describing to the members of the jury what “Petitioner himself will tell [them],” in order to ascertain whether those words
The Court of Special Appeals hinged its conclusion that there was no such violation in part on the prosecutor’s single use of the present perfect tense—what “[Petitioner] has said” during her opening statement. The intermediate appellate court reasoned that this choice of words demonstrates that the prosecutor was referring to Petitioner’s written confession, which was admitted into evidence during the prosecutor’s case-in-chief. The Court of Special Appeals also relied on the prosecutor’s reference to corroborating evidence that would be presented by other witnesses.
The analysis we employ in Maryland, which we aptly described in Smith II as “highly protective of a defendant’s ability to exercise his Fifth Amendment right to remain silent[,]” 367 Md. at 355-56, does not require the dissection that our colleagues on the Court of Special Appeals undertook in examining the prosecutor’s remarks in her opening statement. We cannot reasonably expect or assume that the jury, presumably unfamiliar with the nuances of the law, evidentiary rules, and trial procedures, naturally would have inferred from the prosecutor’s words that she must be referring to what the evidence will show that Petitioner had said, before trial, in one context or another. If anything, it is as or more likely that the prosecutor’s remarks in opening statement—that “the defendant himself will tell you” and “he’ll tell you why he did it”—regardless of what the prosecutor intended them to mean—were reasonably susceptible of the inference by the jury that Petitioner had an obligation to testify and, if he did not, the jury should view that as evidence of his guilt. Injection of that inference into the case impinged upon Petitioner’s right not to testify, thereby violating the Self-Incrimination Clause of the
In a case remarkably similar to this one, the Supreme Judicial Court of Maine came to the same conclusion. See State v. Turner, 433 A.2d 397, 400 (Me.1981). In that case,
In sum, the prosecutor’s error in the opening statement entitles Petitioner to vacation of the judgment of conviction and a new trial, absent our finding the error to be harmless beyond a reasonable doubt. We turn to that inquiry next.
IV.
The State maintains that, if the prosecutor’s opening statement were an impermissible comment on the defendant’s right not to testify, which we conclude it was, then the error was harmless. The State shoulders the heavy burden of establishing, beyond a reasonable doubt, that the contested error did not contribute to the verdict. Dorsey, 276 Md. at 659.
The State makes three points to support why, in its view, the prosecutor’s impermissible comment was, in the end, harmless: the error was cured by the defense’s opening statement and closing argument as well as the judge’s instructions that the jury was not to draw an adverse inference from the fact that Petitioner did not testify; the error would have had an adverse impact on the State’s—not Petitioner’s—case; and the evidence to convict Petitioner was overwhelming. We are not persuaded.
We also reject the State’s argument that the evidence of Petitioner’s guilt of the one count of attempted second degree arson was so overwhelming as to render harmless the error in the State’s opening statement. The jury’s failure to find Petitioner guilty on eight of the remaining nine counts sheds light on the amount of weight, if any at all, the jury gave to Petitioner’s written confession. In addition, the testimony of the State’s witnesses, including in particular that of the Byers family, was subjected to extensive and vigorous cross-examination and, by our read of it, was likely to have suffered more than a few hits. In the end, our review of the State’s evidence fails to persuade us, beyond a reasonable doubt, that the jury’s verdict was “in no way influenced,” Dorsey, 276 Md. at 658-59, by the prosecutor’s adverse comment on Petitioner’s failure to testify.
V.
The prosecutor “may strike hard blows, [but] he is not at liberty to strike foul ones. It is as much his duty to refrain from improper methods calculated to produce a wrongful conviction as it is to use every legitimate means to bring about a just one.” Berger v. United States, 295 U.S. 78, 88, 55 S.Ct. 629, 79 L.Ed. 1314 (1935).
JUDGMENT OF THE COURT OF SPECIAL APPEALS REVERSED. CASE REMANDED TO THAT COURT WITH DIRECTIONS TO VACATE THE JUDGMENT OF THE CIRCUIT COURT FOR PRINCE GEORGE’S COUNTY AND TO REMAND THE CASE TO THAT COURT FOR A NEW TRIAL. COSTS IN THIS COURT AND THE COURT OF SPECIAL APPEALS TO BE PAID BY RESPONDENT.
