Simon v. State Examiners of ElectriciansSimon v. State Examiners of Electricians
Lead Opinion
The plaintiffs challenge a rule promulgated by the State Examiners of Electricians (examiners), which effec
The central question in this dispute is the extent of authority the Legislature intended to grant to the examiners by using the words “for light, heat or power purposes” after “electricity” in G. L. c. 141, § l.
The facts underlying this case are stipulated. The plaintiffs are engaged in the business of installing and maintaining fire and burglar alarm systems in commercial and residential properties in the Commonwealth. Most of the contracts entered into by the plaintiffs include long-term agreements for maintenance, and virtually all of the contracts with commercial customers include monitoring the customers’ premises by a central station which notifies police or fire officials should a break-in or fire occur.
Essentially, a typical fire alarm system consists of a control box, connected by wire or plug-in transformer to a source of electricity which provides the power to operate the system. This control box is also connected by other wires to the component parts of the system, such as horns, sprinklers, thermostats, smoke detectors, and alarm boxes. The typical burglar alarm system is similar, except that the component parts include such devices as bells, sirens, space detectors, and perimeter detectors. In all modem burglar alarm systеms, and about fifty per cent of all fire alarm systems, the control box is connected to a power supply by means of a plug-in transformer, which “steps down” the voltage from normal household current to a lower voltage, similar to that used in telephone wires. The installation of this transformer is performed by a licensed elec
A majority of the individuals and corporations engaged in the business of installing alarm systems do not have electricians’ licenses. Under rule 2.2, they would be required to obtain licenses or to hire licensed electricians in order to continue in business. The plaintiffs’ customers prefer that the plaintiffs’ technicians, rather than licensed electricians, install the component parts and wires of the alarm systems. This is the case nоt only because installation and maintenance is less expensive that way, but also because the technicians are bonded and heavily insured, due to the confidential information they learn during the course of their work and the consequences of a system failure. The examiners do not require that licensed electricians be either bonded or insured. No claims have ever been filed against any of the plaintiffs for damage or personal injury as the result of the installation of an alarm system in Massachusetts, and the examiners have received no complaints about them.
In 1969, the examiners amended rule 2.2 to read in its present form, although enforcement was not attempted until 1974. On March 20, 1975, the plaintiffs’ motion for a preliminary injunction was granted, and on September 11, 1980, rule 2.2 was declared invalid by a judge in the Superior Court. He found that the plaintiffs “are not engaged in or working at the business of installing wires, conduits, apparatus, fixtures or other appliances for carrying or using electricity for light, heat, or power purposes.” The judge also found that the plaintiffs were engaged in the transmission of intelligence by electricity, within the meaning of the exemption contained in
The words “light, heat or power” are not unique to
In the utility context, the words “light, heat or power” are used to describe the purposes of companies supplying electricity which is consumed by other products on the premises of the end user. When it used the words “electricity for light, heat or power purposes” in this statute, the Legislature intended that the purposes for which wires carrying electricity are used must be considered before it can be determined whether the examiners have the authority to regulate that use. Thus, it becomes evident that the Legislature intended to grant рower to the examiners only over companies in the business of installing wires which carry or use electricity as a product, for light, heat or power purposes, but not over the infinitely broader spectrum of companies in the business of supplying other products that merely use electricity as a source, for light, heat or power. Alarm system installers do not install wires to carry electricity; they install wires to provide alarm systems. A majority of the Appeals Court concluded that “light,” “heat,” and “power” are “but varied manifestations of the same thing,” deriving this observation from the legislative history of another
The statutory precursors of G. L. c. 141 also establish that the examiners’ interpretation would render meaningless the words “for light, heat or power purposes” in
2. Subsequent legislative and administrative history. Actions taken by both the examiners and the Legislature since 1915 support this interpretation. The history shows that the examiners themselves were unsure of the extent of their mandate.
At the outset, it should be recognized that while some respect is due the examiners’ claim of authority under the statute (White Dove, Inc. v. Director of the Div. of Marine Fisheries,
In 1975, the examiners recommended to the Legislature a bill that would have amended
Administrative interpretations are entitled to “a certain degree of weight, but they are not conclusive.” Russo v. Director of the Div. of Employment Sec.,
3. Legislative policy. One reason that the Legislature enacted St. 1915, c. 296 (now G. L. c. 141), was to protect the citizens of the Commonwealth from the significant danger posed by the transmission of electric current.
There is also a substantial question on which the judge made no findings, namely, whether the low-voltage electricity used in alarm systems (or in television, telephone, or computer lines), poses a “significant danger.” In fact, the likelihood of an accident or injury seems remote. It is agreed that none of the
4. Conclusion. The interpretation we adopt is neither an unreasonable construction of the statute nor an emasculation of the examiners’ powers. It is stipulated that licensed electricians perform all “hard-wiring” in the installation of alarm systems, that is, they connect the alarm system wires with the live wires that supply the electricity which powers the system. Since “hard-wiring” involves installing wires that carry and supply electricity as an end product, it is well within the examiners’ power to regulate. On the other hand, the installation of the component parts of an alarm system only involves supplying a product that uses electricity as a source of рower.
The duty of this court is to interpret the statute according to the intent of the Legislature and common sense. We are not simply to provide our imprimatur for regulations that the examiners might be able to defend on an excessively broad reading of the statute. This is especially true in the case now before us, where the statute is penal and must be as strictly construed as a criminal law. Maria v. State Examiners of Electricians,
The examiners’ interpretation of
Judgment affirmed.
Notes
Rule 2.2, now codified at 237 Code Mass. Regs. § 4.02 (3) (1981), states: “All persons, firms and corporations entering into, engaging in or working at the business of installing wires, conduits, apparatus, fixtures or other appliances for carrying or using electricity for light, heat, or power purposes, fire alarm and all signal work requiring the use of wire for transmission, within the Commonwealth of Massachusetts shall be governed by the applicable provisions, now or hereafter in force, of all general and special laws; all rules and regulations made and promulgated pursuant to the provisions of any such law; and in respect to all matters not therein expressly provided shall be governed by the standards set forth in the 1981 Massachusetts Electrical Code, 527 CMR: 12.00 and as may be from time to time amended, for Electrical Wiring and Apparatus as Rules and Requirements for Electrical Wiring in Massachusetts adopted by this Board on June 22, 1981.” (Emphasis added.)
In relevant part,
We need not decide whether the plaintiffs are engaged in the transmission of intelligence by electricity within the meaning of
This definition was the product of a long line of statutes concerning electricity that used various combinations of the words “light,” “heat” and “power” in the same utility context. In St. 1883, c. 221, the Legislature began regulating directly the use of electricity by subjecting its transmission “for the purpose of lighting” to all provisions previously enacted which regulated telegraph lines. In St. 1887, c. 382, § 1, the boаrd of gas commissioners was given general supervision over companies organized for the “manufacture and sale of electric light.” At the same time, gas companies were authorized to furnish “electricity for light and power.” St. 1887, c. 385, § 1. Later, companies authorized to provide electricity for “light and power” were permitted to sell electricity “for operating heating, cooking and kindred apparatus, and motors.” St. 1895, c. 420, § 1. The first reference to these companies using the phrase “electricity for light, heat or power” appears in Revised Laws c. 34, § 1 (1902).
The Legislature was aware that this cоurt would be more likely to construe the new definition more broadly than the old, and would have been acting consistently with the principle that “a statutory expression of one thing is an implied exclusion of other things omitted from the statute.” Brady v. Brady,
A majority of the Appeals Court panel considered the interpretation of a similar statute by the Board of Fire Prevention Regulations (board) to be evidence of a “consistent, long-standing administrative interpretation of the phrase.” Simon v. State Examiners of Electricians,
The Attorney General did not rely on the exemption “for the transmission of intelligence,” as provided in
The first sentence of this quotation was relied upon by the dissenting Justices, infra at 252.
This broad grant of authority, contained in
See also Rep. A.G., Pub. Doc. No. 12, at 69 (1974): “The principal aim of the section [one], and of c. 141 generally, appears tо be the protection of those who deal with electricians.”
The dissent incorrectly asserts that under our interpretation, only utility companies and their agents are subject to the examiners’ authority. Those who install electrical wiring for light, heat and power systems are, in the words of the statute, installing wires “for light, heat or power purposes.” The plaintiffs in this case are not installing light, heat or power systems.
It is undisputed that the examiners have no authority over the installation or maintenance of wires that are not connected to a source of electricity.
The fact that alarm systems perform many soрhisticated functions is irrelevant to this determination, since there is no indication that the Legislature intended to grant a broader scope of power over more sophisticated uses of electricity.
Dissenting Opinion
(dissenting, with whom Hennessey, C.J., joins). The plaintiffs’ business involves the installation of electrical wiring connecting horns, sprinklers, alarm boxes, bells, and sirens to a control box, which in turn is connected to an electrical power supply. According to uncontradicted testimony
The court reasons that, since the Legislature originally used the words “light, heat or power” in legislation governing the sale of electric power by utilities, those words acquired “a specialized legislative meaning, relating to the sale of electric power by utilities.” Ante at 242. The court speaks of “the utility context in which the Legislature intended the statute to apply,” ante at 247, and of the Legislature’s intent “to grant power to the examiners only over companies in the business оf installing wires which carry or use electricity as a product,
That reasoning seems to suggest that G. L. c. 141 applies only to those who install wires for the purpose of carrying electricity they have produced, i.e., utilities, and perhaps to their employees. Surely that was not the intent of the Legislature. If thе court does not mean that, it must mean, at least, that G. L. c. 141 applies to those in the business of installing electrical wires so that a building will have electrical wiring, but not to those who install electrical wires only in connection with the installation of some other product, like an alarm system. The statutory language does not support such a distinction. Alarm installers install wires “for carrying electricity for . . . power purposes,” and they get paid to install those wires. Therefore, despite the court’s statement that “[a]larm system installers do not install wires to carry electricity; they install wires to provide alarm systems,” ante at 243, alarm installers are persons “engaged in . . . the business of installing wires ... for carrying . . . electricity for . . . power purposes” as provided by
The court’s decision is not justified by its expressed reluctance to interpret G. L. c. 141 in a way that would result in examiners’ having authority to regulate “those who are in the business of supplying, delivering and installing such mundane items as washing machines, televisions, and toasters, since they, too, have wires that are connected to a source of electricity through a wall outlet.” Ante at 249. The statute prohibits participation without a license in “the business of installing wires, conduits, apparatus, fixtures or other appliances for carrying or using electricity for light, heat or power purposes.” Plugging an appliance into an outlet is not installation. Running wires between locations in a building, as is typical in burglar and
To bolster its conclusion, the court improperly relies on actions taken by the examiners since St. 1915, c. 296 (now G. L. c. 141), was enacted. Stating that, “in 1948, the examiners asked the Attorney General whether the wires and apparatus used in television installation constituted the use of ‘electricity for light, heat оr power purposes,’ ” ante at 245, and asserting that, in 1975, by introducing legislation designed to amend
Similarly, the court’s reliance on the examiners’ failure to attempt to enforce regulations concerning the installation of alarms until 1969 does not help the court. It may be that advances in alarm technology or other considerations prompted the examiners to exercise that authority for the first time in 1969, but in any event, “[authority actually granted by [the Legislature] . . . cannot evaporate through lack of administrative exercise.” FTC v. Bunte Bros.,
Just as the examiners’ actions lend no support to the court, neither can the failure of recent Legislatures to adopt proposed amendments to G. L. c. 141 lend the court aid. The court infers from the Legislature’s failure to enact several proposed bills that there has been legislative opposition to the examiners’ having the authority they now claim. But that is not a valid inference. “[N]o one knows why the legislature did not pass the proposed measures. . . . The practicalities of the legislative process furnish many reasons for the lack of success of a measure other than legislative dislike for the principle involved in the legislation.” Irwin v. Ware,
It is true, as the court states, that
I would vacate the judgment entered in the Superior Court, and I would remand the case to that court for the entry of a judgment declaring valid rule 2.2, as codified in 237 Code Mass. Regs. § 4.02 (3) (1981), and declaring