75 F. 6 | U.S. Circuit Court for the District of Northern California | 1896
These are two suits in equity, instituted by Joseph Simms. The first is brought against Mary O.'
The works of complainant alleged in his first suit to have been infringed upon by respondent’s earlier work entitled “Scientific Physiognomy — How to Read Faces,” are as follows: (1) “Nature’s, Revelations of Character, or the Mental, Moral, and Volitivo Dispositions of Mankind as Manifested in the Human Form and Countenance,” consisting of one volume of BOO pages, copyrighted in 1872, and published in 1873. (2) “Nature’s Revelations of Character of Physiognomy Illustrated,” consisting of one volume of 000 pages. This book is a reprint, with but slight changes, of the previous work, and was published in 1879. (3) “Health and Character, with Directions for Their Improvement,” as revised and reprinted in 1879, consists of a small pamphlet, containing 80 pages of closely-written matter. As the second of these works is substantially a reprint of the first, the allegation that the respondent pirated from these first two books amounts simply to the charge that she has taken matter common to both editions.
Probably the most accurate, and at the same time concise, statement of the test of piracy is that laid down by Mr. Circuit Justice Story in Emerson v. Davies, 3 Story, 768, Fed. Cas. No. 4,436, a leading case in this country on the law of copyright. He says:
“It may he laid down as the clear result of the authorities in cases of this nature that the true test of piracy or not, is to ascertain whether the defendant has, in fact, used the plan, arrangements, and illustrations of the plaintiff, as the model of his own hook, with colorable alterations and variations, only to disguise the use thereof; or whether his work is the result of his own labor, skill, and use of common materials and common sources of knowledge, open to all men, and the resemblances are either accidental or arising from the nature of the subject. In other words, whether the defendant’s book is, quoad hoc, a servile or evasive imitation of the plaintiff’s work, or a bon a fide original compilation from other common or independent sources.”
In (be case of Sayre v. Moore, 1 East, 363, cited in a note to Cary v. Longman, Id. 358, 362, Lord Mansfield used üie following language:
“The rule of decision in this case is a matter of great consequence to the country. In deciding it we must take care to guard against two extremes equally prejudicial, — the one, that men of ability, who have employed their time for the service of the community, may not be deprived of their just merits, and the reward of their ingenuity and labor; the other, that the world may not be deprived of improvements, nor the progress of the arts be retarded. The act that secures copyright to authors guards against the piracy of the words and sentiments, but it does not prohibit writing on the same subject. As in the case of histories and dictionaries: In the first, a man may give a relation of the same facts, and in the same order of time; in the hitter an interpretation is given of the identical same words. In all those cases the question of fact to come before the jury is whether the alteration he colorable or not. There must be such a similitude as to make it probable and reasonable to suppose that one is a transcript of the other, and nothing more than a transcript. So, in the case of prints, no doubt different men may take engravings from the same picture. The same principle holds with regard to charts. Whoever has it in his intention to publish a chart may take advantage of all prior publications. There is no monopoly of the subject here, any more than in the other instances; hut upon any question of this nature the jury will decide whether it bo a servile imitation or not. If an erroneous chart be made, God forbid it should not he corrected, even in a small degree, if It thereby become more serviceable and useful for the purposes to which it is applied.”
Drone, in his work on Copyright (page 385), says;
“The true test of piracy, then, is not whether a composition is copied in the same language or the exact words of the original, but whether, in substance, it is reproduced; not whether the whole, but whether a material part, Is taken. In his view of the subject, it is no defense of piracy that the work entitled to protection has not been copied literally; that it has been translated into another language; that It has been drama tized; that the whole has not been taken; that it has been abridged; that it Is reproduced in a new and more useful form. The controlling question always is, whether the substance of the work is taken without authority.”
Copying is not confined to literal repetition, but it includes also tire various inodes in which the matter of any publication may be adopted, imitated, or transferred, with more or less colorable alterations, to disguise the piracy. In other words, if such use is made of a previous work as to substantially diminish its value, or the
“Where tlie truths of a science or the methods of an art are the common property of the whole world, any author has the right to express the one, or explain and use the other, in his own way.”
What the law seeks to prohibit and to punish is the use of any part of a previous book, animo furandi, with an intent to take for the purpose of saving oneself labor. Banks v. McDivitt, 13 Blatchf. 163, Fed. Cas. No. 961. That physiognomy is an art, or approximates to a science, is, I think, not open to serious dispute. According to Webster, physiognomy is:
“(1) The art or science of discerning the character of the mind from the features of the face; or the art of discovering the predominant temper, or other characteristic qualities of the mind, by the form of the body, but especially by the external signs of the countenance, or the combination of the features. Bacon. Lavater. * « ® (3) The art of foretelling the future fortunes of persons by indications of the countenance.”
The respondent admits that in writing her two works on physiognomy she made use of and referred to the complainant’s works. But this she was at liberty to do, within certain limitations. Gilmore v. Anderson, 38 Fed. 846. In Banks v. McDivitt, at page 166, 13 Blatchf., Fed. Cas. No. 961, Judge Shipman says:
“I do not understand that the rule prohibits an examination of previous works by the compiler before he has finished his own book, or the mere obtaining of ideas from such previous works; but it does prohibit a use of any part of the previous book animo furandi, ‘with an intention to take for the purpose of saving himself labor.’ ”
She was, therefore, privileged to make a “fair use” of complainant’s books. What constitutes a “fair use” is often a very difficult question to answer. What would be a “fair use” in one case might not be in another. In determining this question, courts often look more to the value of the matter pirated than to the quantity. Farmer v. Publishing Co., 1 Flip. 228, Fed. Cas. No. 4,651; Gray v. Russell, 1 Story, 11, Fed. Cas. No. 5,728. Drone gives the following statement of what constitutes a “fair use.” He says (page 394):
“The fair uses, other than those of legitimate quotation, which an author is privileged to make of a copyrighted work in the preparation of a rival or other publication, are restricted by recent English decisions to very narrow limits. The later compiler of a rival publication may learn from a-copyrighted*11 work where to find and how to nse materials of which he might otherwise be ignorant. He may derive from it information, hints, suggestions, etc., which otherwise would have escaped his notice. lie may use it as a guide in the preparation of his own work, to verify the accuracy and completeness of his own, or to detect errors, omissions, and other faults in his own. But, while he may thus use the copyrighted work as a guide or instructor, he must go to the common sources for materials, and his composition must be the product of bis own labor. If, to a material extent, he copies from the protected work, or appropriates the results there found, it is piracy.”
In a note on the following page (395) the learned author cites the case of Jarrold v. Houlston, 3 Kay & J. 708, and gives the following quotation from the opinion of Vice Chancellor Wood, delivered in that case:
"I take the illegitimate nse, as opposed to the legitimate use, of another man’s work on subject-matters of this description to be this: If, knowing that a person whose work is protected by copyright has, with considerable labor, compiled from various sources a work of itself not original, but which he had digested and arranged, you, being minded to compile a work of a like description, instead of taking the pains of searching into all the common sources, and obtaining your subject-matter from them, avail yourself of the labor of your predecessor; adopt his arrangements; adopt, moreover, the very questions he has asked, or adopt thefn with but a slight degree of colorable variation, and thus save yourself pains and labor by availing yourself of the pains and labor which he has employed, that I take to be an illegitimate use.”
Hee, further, on this subject, Pike v. Nicholas, 5 Ch. App. 251; Morris v. Wright, Id. 279; Nichols v. Loder, 2 Coopt, Cott. 217; Cary v. Kearsley, 4 Esp. 170. Manifestly, the complainant has no monopoly in the subject of physiognomy. His copyrights did not protect the ideas or truths, if they may be termed such, peculiar to this art, or science. These were public property. In Ms testimony complainant says:
“In the first place, she has followed the forms that I have, — five of them,— in the regular order which 1 have them, changing the first name, and calling it ‘Vegetative.’ She calls them 'systems.’ She changed the name from ‘Abdominal Form’ to ‘Vegetative System.’ Her systems are precisely the same, including the same ground that mine do, in every particular, except that she puts the liver in the thoracic division, which I never heard of. I never heard of the liver being up iu that part before. But the systems and description of those are mine. That is wherein I hold the copyright. I hold the copyright on those. As far as the systems are concerned, she has as good a right to those as I have. But when the descriptions are examiued, that is where the physiognomy comes in. That belongs to ine particularly, because I wrote that out myself. Whether it is right or not, is not for me to say now, but it was written out and adopted — the descriptions of those forms.”
¡¿peaking of the “muscular form,” which complainant claims as part of his copyright, he testifies that:
“No author, previous to myself, has ever classified the faculties under these forms, that I am aware of or know anything of. And especially no one has held that there was such a thing as a muscular form until I printed it in my book. No person ever printed such a thing as a muscular form or a muscular temperament, that I am aware of.”
In the beginning of Ms works on Physiognomy, the complainant, after criticising as "false'’ certain ancient systems of physiognomy, says:
“I prefer, in the consideration of this subject, to discard the word ‘temperament’ altogether, as liable to grave misunderstanding^ and to designate the*12 different classes of men by tbeir different physical forms. These forms, which are five in number, I shall consider in the following order: The abdominal form; the thoracic form; the muscular and fibrous form; the osseous, or bony, form, and the brain and nerve form. In this order I follow nature in the manner in which she unfolds the respective powers of mankind. I ascend from that which develops first to that which is latest in maturing, from the lower part of the face and physique to the superior portions; and the same order is maintained throughout the entire classification of this book. The number of the classes of the signs of the faculties correspond with the number of forms which the signs and their even combinations represent. Every person, of course, possesses all of these forms, but in the vast majority of instances they are unequally developed, in which case the predominating form or forms, by marking the leading characteristic, indicates the class to which the subject belongs.”
Then follows a description of each of these “forms,” so called, and their function or place in the art or science of physiognomy, as viewed by complainant. The respondent, in her two works, substantially adopts and follows this same division, calling them “systems.” She, however, first makes three divisions of the face, which she terms, respectively, (1) the chemical, (2) the architectural, and (3) the mathematical. She then includes in'these three divisions the five different forms or systems alluded to in the following language:
“We now commence witn tfie general proposition tbat ‘all form indicates character.’ Within the three grand divisions of the face we find the facial indications of five different systems of functions which go to create the different forms of man, and which are always found in combination, but in different degrees of development in different persons. These are named the vegetative, the thoracic, the muscular, the osseous, and the brain and nerve systems.”
It is apparent that the respondent’s division of the five different “systems,” as she styles them, are the same as the complainant’s, with the exception that she uses the word “vegetative” instead of the word “abdominal,” employed by complainant. This term, she says, she derived from a work entitled “Evolution of Man,” by Haeckal (volume 1, p. 196), published in 1879, and introduced in evidence. The other designations, and, in fact, the whole idea of these five different “forms” or “systems” being indicative of character, she testifies positively that she acquired from Grimes’ Compend of the Phreno-Philosophy of Human Nature, page 62, published in 1850. This work was introduced, in evidence, and it was found that he makes practically the same division under the title of “Temperaments,” a name which complainant discards as “liable to grave misunderstanding.” Grimes divides the “Organs or Systems” into six classes: (1) The osseous system; (2) the muscular system; (3) the phr.eno-brain and nervous system; (á) the digestive system, styled by complainant the “abdominal form,” and by the respondent the “vegetative system;” (5) the arterial system; and (6) the venous or bilious system. This division of temperaments indicates that the division of organs to represent character was not entirely original with the complainant. It is true that he did elaborate upon this division, but the idea itself seems to have been original with Grimes, or at least was known to him. The respondent, in writing her works, had the right to refer to previous writers on the subject, and in taking
“There is no recognized principle which will prevent a subsequent compiler from copying common materials from an existing compilation, and arranging and combining them in a new form, or using them for a different purpose. It is true that in this case he avails himself to some extent of the labor and research of his predecessor, instead of obtaining the material from the original sources. But the first compiler has no exclusive property in that of which lie is not the author, and which may be used by any one. His copyright protects only his own arrangement of the materials which he has selected.”
And on page 427 be says further:
•‘But there is nothing in the law of copyright to prevent any person who lias obtained common materials from the original sources from using them in substantially the same manner, and for the same purpose, as they have been previously used, provided the arrangement is his own, and is not servilely copied from the work of another. Two authors, writing on the same subject, citing the same authorities, and taking the same illustrations and quotations from common sources, will naturally use such common materials lor like purposes and in a similar manner. As far as citations of authorities, quotations, etc., are concerned, there may be a striking resemblance, amounting in some instances to substantial identity. This, however, does not, amount to piracy, unless it appears that there has been servile copying from the preceding-work.”
The copyright obtained by complainant for his works did not protect him in the use of material which had originated or liad been utilized by some previous writer on the same subject. The complainant admits as much in his testimony when he states:
“But. the systems and the description of those are mine. That is wherein I hold' the copyright. I hold the copyright on those. As far as the systems are concerned, she has as good a right to those as I have.”
Having' the right to use the systems, it is apparent that their description would necessarily be somewhat similar. But 1 am not prepared to say that they are so strikingly similar as to indicate substantial piracy. Had the complainant first used these systems as a basis of physiognomy, he undoubtedly would be justified in claiming that the respondent had committed piracy, but he cannot, manifestly, use substantially the ideas, though in a more elaborate form, of a previous writer, and, when a later writer also resorts to the same material for her own purposes, claim that she has committed a piracy upon his works. While the respondent candidly admits that she consulted complainant’s works in preparing and writing her own, and while the excerpts or parallelisms tend to show that she borrowed from complainant’s books, and in several instances certainly approached very closely (o the line that marks the boundary between a fair and an illegitimate use, still I think, upon the whole of the case, that ¡he complainant, on whom the burden of proof lies, has failed to show such substantial piracy on the part of respondent as would entitle him to relief in a court of equity. A controlling factor,
“A case of alleged piracy, like this, was obviously very difficult to determine when the authors took a common subject, and depended npon authors open to both of them, and when portions of the one work which were said to resemble portions of the other work might be taken from those common authors, to which each was at liberty to resort. First. There was a common subject, which it was very important to bear throughout in mind in the consideration of this case. The subject was probably suggested to the minds of both these gentlemen by tbe prize which was offered by the committee of the National Eisteddfod for the best essay on ‘The Origin of the English Nation, with Reference to the Question How Far That Nation is Descended from the Ancient Britons.’ This question admitted of only two opinions, — the one being that we were in a scanty degree descended from the ancient Britons; the other, that we were chiefly descended from them. And perhaps it was not taking too great a liberty with either of these two gentlemen to say, not that their minds would be biased by the question being propounded to them by a Welsh society, but that, if they liad not been of that opinion which it was most likely a Welsh society would entertain, they probably would not have been competitors for the prize. Accordingly, as was to be expected, the writers of both these treatises took exactly the same view in this respect, namely, that the ancient Britons largely preponderated as an element of the English nation. That being so, each of them would naturally begin to look about for the authors bearing on this question.' Supposing them bona fide about to produce an original work, they would naturally look out for all the older authorities who had written upon the subject. There were a variety of authors on the subject, especially Dr. Pritchard, to whom, in the first instance, both of them would have recourse. They referred to those authors who discussed the evidence of the origin of the present races, namely, existing histories which had come down to us of the adventures of these races; the existing evidence of language, which had been traced with so much skill by a variety of authors, both here and on the continent; the existing physical characteristics, and the existing customs and habits of life. Those four characteristics would be found in Pritchard, and in almost any author who had taken upon himself to write on national origin, as traceable in the existing inhabitants of the country. Therefore, before approaching the question whether or not one author had taken from the other, it must be borne in mind that a great deal of similarity would naturally be found in the works of authors writing on such subjects as these. Then, secondly, as to the common sources. When once it was established that there were common sources, it would be naturally expected that there would be great similarity in the state-*16 meats of tile facts -which were narrated from those common sources. Accordingly there might be traced throughout the work of the defendant a great similarity to the outline and plan of that of plaintiff. With regard to that part of the ease his lordship thought that the vice chancellor had laid a great deal too much'stress upon the fact of the divisions of the subject in the defendant’s work being similar to the divisions of the subject.in the plaintiff’s work. In the MSS. of the original treatise, marked ‘A ’ and ‘B,’ so far as it was called original by the defendant, these very divisions were set out, and very naturally, regard being paid to afi that had been written by authors on this subject; and it must be taken that the defendant, in his first treatise, which he sent in for; competition in 1805, before he possibly could have seen the plaintiff’s treatise, had originated a division which was proper and peculiar to a subject of this character.”
After a considerable discussion of some of tbe evidence, Ms lordship continues:
“Then the question was, what use had he made of it [plaintiff’s book]? He did not say that he had made any use of the plaintiff’s book ax all. The worst part of the defendant’s case was that he did not make the frank admission — which he was bound to make — that he made use of the plaintiff’s book; but he said that he went to the common sources, such as the Monumenta Histórica, and that was all that he did. No doubt he did go to the common source, but the plaintiff said, T do not doubt that you examined the Monumenta Histórica, but you have made a great deal more use of my book than you ought to have made.”
Sir G. M. G-iffard, L. J., said:
“First, with regard to the general nature of the two books. . The plaintiff undertook a more formidable task than was ever undertaken before in any copyright ease, for there was the fact that the two parties started with exactly the same theme to treat of. That was beyond all question. These books were written with reference to a prize that was proposed to be given by a society in Wales. They started with a desire to arrive at, as nearly as possible, the same conclusion, and with a desire, no doubt, to glorify the ancient Britons as much as could well be done. Moreover, what may be termed the ‘platform divisions,’ by means of which they worked out their books, were very nearly the same, and were for the most part taken from Dr. Pritchard’s book, and thus they were at once found starting entirely in the same groove. Besides, their books consisted mainly of results gathered from other authorities, and could not, in the true sense of the word, be treated as original, except to a very slight extent As to this, xhe vice chancellor laid down most accurately in his judgment ‘that there is no monopoly in the main theory of the plaintiff, or in the theories and speculations by which he has supported it nor even in the use of the published results of his own observations.’ It would, therefore, at once appear that the task undertaken by the plaintiff was an almost impossible one, unless he cotild show that there were substantial passages either actually copied, or copied with mere colorable alterations. It would not do to show merely one or two passages, but some material part of the book must be shown to have been taken.”
Applying this view of the law to the ease .at bar, the material elements of piracy appear to be wanting. The errors wMeh complainant claims have crept into respondent’s works, tending to show that she must have copied from Ms works, are not important,, enough, in niy opinion, to establish the fact of servile copying or piracy. As to the repetitions, all that can be said is that repetitions in a work such as that on the subject of physiognomy must necessarily occur; and, wMle the works of respondent are perhaps unnecessarily prolix, still this fact can hardly be regarded as sufficient evidence of piracy in view of the other facts of the case. The educational fitness of the respondent was attacked,
In the view I take of the claim of piracy, it is unnecessary to enter into any further discussion of the contentions of the par ties. It is my opinion that, while the respondent did consult and use complainant’s works, she has not drawn from them to a substantial degree; that such use as she did make may properly come within the designation of fair use; that, as to other features of these rival works common to all of the books, she obtained these from sources other than complainant’s works, and to which the latter had no copyright. In other words, I am not satisfied that respondent’s literary efforts are not the result, for the most part, of her own independent thoughts and studies and research. The bills will therefore be dismissed.