Simms v. ChaissonSimms v. Chaisson
Opinion
In this appeal, we are asked to decide whether the trial court abused its discretion in awarding substantial attorney’s fees under
The record reveals the following facts and procedural history. Tarvis Simms’ family is comprised of his wife, Maria Simms, his daughter, Denise Crosley, and Johnson, Maria Simms’ son (Simms family). Tarvis Simms, Johnson and Crosley are African-Americans, and Maria Simms is an Italian-American. In the summer of 1999, the Simms family purchased a home in Milford next door to the defendants. Within a month of moving into their home, the plaintiffs were repeatedly threatened and harassed by the defendants because of the plaintiffs’ race. The threats and harassment did not end until the defendants moved away in the spring of 2000.
The plaintiffs brought this civil action against the defendants alleging the following three claims: intimidation based on bigotry and bias in violation of
Thereafter, the plaintiffs filed an application for an award of attorney’s fees pursuant to
In its legal analysis of
On appeal, the defendants argue that the trial court abused its discretion by failing to apply
Farrar
v.
Hobby,
supra,
In response, the plaintiffs argue that the trial court properly determined that
Farrar
does not prevent it from exercising its discretion to award substantial attorney’s fees in the present case. First, the plaintiffs note that, because the court in
Farrar
was limiting the discretion of courts to award attorney’s fees under a federal statute, it is not binding on a state court exercising its discretion under a state statute. Second, the plaintiffs argue that the opinion in
Farrar
did not command a majority for the proposition that the only reasonable attorney’s fee award for a plaintiff receiving nominal damages is usually no fee award. Finally, the plaintiffs contend that
“It is well established that we review the trial court’s decision to award attorney’s fees for abuse of discretion. . . . This standard applies to the amount of fees awarded . . . and also to the trial court’s determination of the factual predicate justifying the award. . . . Under the abuse of discretion standard of review, [w]e will make every reasonable presumption in favor of upholding the trial court’s ruling, and only upset it for a manifest abuse of discretion. . . . [Thus, our] review of such rulings is limited to the questions of whether the trial court correctly applied the law and reasonably could have reached the conclusion that it did.” (Citations omitted; internal quotation marks omitted.) Schoonmaker
v. Lawrence Brunoli, Inc.,
The defendants
We begin with an analysis of the United States Supreme Court’s decision in
Farrar.
In that case, the court reviewed the propriety of an award to a plaintiff of $280,000 in attorney’s fees under
Justice O’Connor, who provided the majority with the fifth vote in
Farrar,
agreed, in her concurrence, that “when the plaintiffs success is purely technical or de minimis, no fees can be awarded.” Id., 117. She further reasoned, however, that, in addition to the difference between the amount recovered and the damages sought, two more factors must be considered to determine if the plaintiffs
Turning to the present case, we note at the outset that the defendants misconstrue
Farrar
because it does not establish a firm rule that the only appropriate fee is no fee when the prevailing party recovers nominal damages and did not create a per se bar against awarding attorney’s fees to a prevailing party who recovers only nominal damages.
9
See id., 115 (when prevailing party recovers only nominal damages, “the only reasonable fee is
usually
no fee at all” [emphasis added]); see also id., 121 (O’Connor, J., concurring). Rather, the Supreme Court noted that the primary consideration in awarding fees under
Although
Farrar
does not prohibit the award of attorney’s fees to a plaintiff recovering only nominal damages, it does narrow a court’s discretion to award a substantial fee under
Second, measuring a plaintiffs success by focusing primarily on the extent of damages recovered is inappropriate in the context of
Finally,
Farrar
is not binding on a Connecticut court exercising its discretion to award attorney’s fees under a state statute. See
General Accident Ins. Co.
v.
Wheeler,
We conclude that the trial court in the present case, in its well reasoned opinion, considered all the appropriate factors relative to an award of attorney’s fees, including the extent of the plaintiffs’ recovery. Connecticut courts traditionally examine the factors enumerated in rule 1.5 (a) of the Rules of Professional Conduct
11
in calculating a reasonable attorney’s fee award. See, e.g.,
Schoonmaker
v.
Lawrence Brunoli, Inc.,
supra,
We further determine that there is a strong public policy reason for giving courts discretion to award substantial attorney’s fees when the plaintiffs claim for damages and recovery is not large. Courts have recognized that the cumulative impact of small violations of one’s civil rights may not be minimal to society as a whole. See
Hyde
v.
Small,
supra,
Moreover, the trial court reasonably concluded that the additional factors that Justice O’Connor discussed in her concurrence in
Farrar
v.
Hobby,
supra,
The trial court reasonably concluded that the plaintiffs, in the present case, prevailed on significant legal issues. In her concurring opinion in
Farrar,
Justice O’Connor recognized that a plaintiff may succeed on a significant issue by establishing the defendant’s liability.
Farrar
v.
Hobby,
supra,
In addition to prevailing on a significant legal issue, the trial court reasonably determined that the plaintiffs’ successful action accomplished a public policy goal: “[T]he general deterrence of acts of intimidation and harassment based on bias or bigotry . . . .” Numerous courts have concluded that, in the context of civil rights litigation, deterring unlawful acts or violations of individuals’ rights is a public policy goal that supports the award of substantial attorney’s fees. See
Gudenkauf v. Stauffer Communications, Inc.,
supra,
We therefore conclude that the trial court in the present case did not abuse its discretion in awarding the plaintiffs substantial attorney’s fees under § 52-571c (b).
In this opinion the other justices concurred.
Notes
The present action was originally brought by 1hree plaintiffs: Tarvis Simms, Johnson and Denise Crosley. Because Johnson and Crosley are minors, this action was brought on their behalf by Maria Simms and Tarvis Simms, respectively. Prior to submitting the case to the jury, the court directed a verdict against. Crosley on all counts. That aspect of the case is not before us in this appeal. Accordingly, Tarvis Simms and Johnson are the only remaining plaintiffs.
On the negligent infliction of emotional distress count, the jury found for Tarvis Simms against Wilfred Chaisson only and awarded him $3000 in damages. On the same count, the jury also found for Johnson and awarded him $2000 against Wilfred Chaisson and $6000 against Michelle Chaisson. On the intentional infliction of emotional distress count, the jury found for Tarvis Simms against Wilfred Chaisson only and for Johnson against Michelle Chaisson only, and in both instances awarded nominal damages of $10. Neither of these counts is at issue in this appeal.
Alternatively, the plaintiffs sought attorney’s fees as an award of common-law punitive damages under their successful claim of intentional infliction of emotional distress. The trial court declined, however, to base its award of attorney’s fees on common-law punitive damages. On appeal, the plaintiffs do not assert this claim as an alternative ground for affirmance.
The defendants appealed from the judgment of the trial court to the Appellate Court, and we transferred the appeal to this court pursuant to
Section 1988 (b) of title 42 of the United States Code provides in relevant part: “In any action or proceeding to enforce a provision of [various civil rights laws] the court, in its discretion, may allow the prevailing party . . . a reasonable attorney’s fee as part of the costs . . . .”
The plaintiffs also argue that the legislative history of
Accordingly, the defendants’ contention that the trial court should have been guided by
Farrar
because
The defendants seem to concede grudgingly, at a later point in their brief to this court, that Farrar does not stand for an absolute bar on the award of fees because they state that they are not “argu[ing] that there are never any circumstances under which a statutory attomey[’s] fee might properly be awarded in the absence of an award of compensatory damages.”
Rule 1.5 (a) of the Rules of Professional Conduct provides: “A lawyer’s fee shall be reasonable. The factors to be considered in determining the reasonableness of a fee include the following:
“(1) The time and labor required, the novelty and difficulty of the questions involved, and the skill requisite to perform the legal service properly;
“(2) The likelihood, if made known to the client, that the acceptance of the particular employment will preclude other employment by the lawyer;
“(3) The fee customarily charged in the locality for similar legal services;
“(4) The amount involved and the results obtained;
“(5) The time limitations imposed by the client or by the circumstances;
“(6) The nature and length of the professional relationship with the client;
“(7) The experience, reputation, and ability of the lawyer or lawyers performing the services; and
“(8) Whether the fee is fixed or contingent.”
We note that the present case was initiated by the plaintiffs in a complaint dated December 6, 2001, and the ruling that is the subject of this appeal was filed on November 5, 2004. In contrast, Justice O’Connor noted in her concurrence in
Farrar
1hat the litigation resulting in the plaintiffs nominal damages award in that case was drawn out over a ten year period and encompassed two appeals.
Farrar
v.
Hobby,
supra,