MEMORANDUM
John Simmons filed this lawsuit in his own right and as the administrator of his
John Simmons asserts claims of negli-. gence, wrongful death and survival, and violations of the Pennsylvania Unfair Trade Practices and Consumer Protection Law (“UTPCPL”) against Simpson House and Simpson House, Inc. (“Simpson House”), Prime Healthcare Services-Rox-borough, LLC (“Prime-Roxborough”) and Kindred Hospital-South Philadelphia and Kindred Healthcare Inc. (“Kindred”).
Kindred filed a motion to dismiss Simmons’s claims and-enforce an arbitration agreement. (ECF No. 82.) The Court grants the motion with respect to claims brought on behalf of Ola Simmons, but denies the motion with respect to John Simmons’s wrongful death claim.
I.
A.
John Simmons filed his Second Amended Complaint on July 28, 2016. (ECF No. 45.) .All Defendants filed motions to dismiss the Second Amended Complaint. Kindred’s motion contended that Simmons’s claims should be dismissed because Ola, through her legal guardian, agreed to arbitrate any dispute between her and Kindred. (ECF No. 55.) The Court denied Kindred’s motion without prejudice and ordered limited discovery on the question of arbitrability. (ECF No. 67, at n.1.) Kindred’s renewed motion to dismiss is before the Court. (ECF No. 82.)
B.
This case’s factual background is detailed in a prior opinion. See Simmons v. Simpson House, Inc.,
On May 7, 2014, Ola’s court-appointed guardian, Yvette Rogers, signed Kindred’s admissions paperwork. (Def.’s Statement of Facts ¶ 3, ECF No. 82 (hereinafter “SOF”).) The papers included an Alternative Dispute Resolution Agreement (“the Agreement”). (Def.’s Mot., Ex. B, ECF No. 82-5, at 5, hereinafter “ADR”.) Rogers, a licensed attorney, had full authority to act on Ola’s behalf. (SOF ¶ 9; Def.’s Mot., Ex. D., ECF No. 82-7.) By signing the Agreement, Rogers — and therefore Ola — agreed to resolve “any and all disputes that might arise between the Patient
When deposed, Simmons acknowledged that Rogers was Ola’s court-appointed guardian, possessing full legal authority to make decisions on Ola’s behalf. (Simmons Dep., at 20:9-12; 34:6-9, ECF No. 82-6.) Simmons explained that Rogers was appointed Ola’s guardian in 2011 or 2012 after a hearing where the court “assumed that [Ola] wasn’t being properly taken care of and that her funds [were] being misused by another relative. So, they appointed her as the guardian.” (Id. at 7:5—8:3.)
A.
“When it is apparent, based on the face of the complaint, and documents relied upon in the complaint, that certain of a party’s claims are subject to an enforceable arbitration clause, a motion to compel arbitration should be considered under a Rule 12(b)(6) standard without discovery’s delay.” Guidotti v. Legal Helpers Debt Resolution,
The Court held it was “not clear based on the face of the complaint and documents relied upon in the complaint that Simmons’s claims [were] subject to an enforceable arbitration clause.” (ECF No. 67, at n.1.) Accordingly, the Court ordered limited discovery. (Id.) Limited discovery on the question of arbitrability is complete; Kindred’s renewed motion to compel arbitration is now properly reviewed under the summary judgment standard. See Guidotti,
B.
Summary judgment is proper if there is no genuine issue of material fact and if, viewing the facts in the light most favorable to the non-moving party, the moving party is entitled to judgment as a matter of law. Smathers v. Multi-Tool, Inc./Multi-Plastics, Inc. Emp. Health & Welfare Plan,
In reviewing the record, a court “must view the facts in the light mo^t favorable to the nonmoving party and draw all inferences in that party’s favor.” Prowel v. Wise Bus. Forms,
“In the event that summary judgment is mot warranted because the'party opposing arbitration can demonstrate, by means of citations to the record, that there is a genuine dispute as to the enforceability of the arbitration clause, the court may then proceed summarily to a trial regarding the making of the arbitration agreement or the failure, neglect, or refusal to perform the same, as Section 4 of the [Federal Arbitration Act (“FAA”)] envisions.” Guidotti,
III.
Kindred moved to dismiss all of Simmons’s claims, on the grounds that ar
A.
i.
“The FAA requires district courts to stay judicial proceedings and compel arbitration of claims covered by a written and enforceable arbitration agreement.” James v. Global TelLink Corp.,
Pennsylvania “has a well-established public policy that favors arbitration, and this policy aligns with the federal approach expressed in the [FAA] ”).” Pisano v. Extendicare Homes, Inc.,
ii.
Simmons does not contend that Rogers lacked the authority to sign the Agreement, nor does he suggest that the Agreement was not supported by consideration or that it was unconscionable.
Simmons raises two points related to the NAF: First, he claims that because the NAF “is no longer in operation with respect to consumer claims” it is “impossible for the arbitration to proceed.”
1.
Courts agree that “an arbitration agreement will not fail because of the unavailability of a chosen arbitrator unless the parties’ choice of forum is an Integral part’ of the agreement to arbitrate, rather than ‘an ancillary logistical concern.’” Stewart v. GGNSC-Canonsburg, L.P.,
In Wert, the Supreme Court of Pennsylvania invalidated an arbitration agreement because the NAF’s “participation was integral” to the agreement, notwithstanding the agreement’s severability clause or § 5 of the FAA. Wert,
2.
The Pennsylvania Superior Court subsequently criticized Wert. See MacPherson v. Magee Mem’l Hosp. for Convalescence,
That agreement stated that “[i]f the Parties mutually agree in writing not to select NAF or if the NAF is unwilling or unable to serve as the Administrator, the Parties shall agree upon another independent entity to serve as the Administrator, unless the Parties mutually agree to not have an Administrator.” Id. 1223-24. This language was “permissive, not mandatory” and provided for an alternative to the NAF. Id. at 1224. No such provision existed in the agreements in Wert. Id.
MacPherson also rejected the argument that the agreement’s reference to use of the NAF Code of Procedure rendered the agreement unenforceable. Id. “Where the arbitration clause selects merely the rules of a specific arbitral forum, as opposed to the forum itself, and another arbitral forum could apply those rules, the unavailability of the implicitly intended arbitral forum will not require the court to condemn the arbitration clause.” Id. at 1225 (quoting Stewart,
3.
The Agreement in this case is similar to that in MacPherson:
Conduct of Alternative Dispute Resolution (“ADR”). The ADR process will be conducted by an independent.impartial entity that is regularly engaged in providing mediation and arbitration services. The National Arbitration Forum (NAF) may serve as this independent entity. In the event that NAF is unwilling or unable to conduct the mediation or arbitration, or the parties mutually agree that NAF should not conduct the mediation or arbitration, then by mutual agreement the parties shall select another independent impartial entity that is regularly engaged in providing mediation and arbitration services. Requests for ADR and the conduct of the ADR process shall be in accordance with the NAF Mediation Rules and NAFCode of Procedure (hereinafter, collectively, the “NAF Rules of Procedure”).
(ADR ¶ VI.A. (émphasis added).)
The Agreement contains' “permissive, not mandatory”' language akin to the agreement in MacPherson; it is not the exclusive language found in Wert. See MacPherson,
Moreover, while paragraph VI.A suggests mandatory use of NAF rules and procedure, other sections of the Agreement cast doubt on that conclusion. Paragraph VI.C' says: “Unless the parties agree otherwise, the mediator will be selected as described in the NAF Rules of Procedure ... [and] [u ]nless the parties agree otherwise, the arbitrator(s) shall be selected as described in the NAF' Rules of Procedure.” (ARD ¶ VI.C (erriphasis added).) Indeed, the Agreement demonstrates that the “NAF’s availability [was] nonessential” because it “specifically var[ies] the terms of its procedure.” Wert,
B.
In the alternative, Simmons argues that because he was not a party to the Agreement, his wrongful death claim — unlike those claims brought on behalf of Ola’s estate — is beyond its scope.
i.
The purpose of a wrongful death claim 'is to compensate a spouse, parent or ‘child for “pecuniary loss they háve sustained as a. result of the death of the decedent.” Kiser v. Schulte,
“The Pennsylvania Wrongful Death and Survival Act ... [was] enacted to allow the survival of viable causes of action for "bodily injury to a.deceased beyond the life of the victim.” Bright v. Westmoreland Cty.,
Under Pennsylvania law, an action for wrongful death may be brought by the personal representative of those persons entitled to receive damages for wrongful death under the statute. Kiser v. Schulte,
ii.
The Agreement does not bind Simmons personally and his wrongful death claim is not subject, to arbitration. See Pisano,
IV.
The FAA “requires piecemeal resolution when necessary to give effect to an arbitration agreement.” Moses H. Cone Mem’l Hosp. v. Mercury Constr. Corp.,
Courts in this Circuit have “encountered cases where a nursing home or skilled nursing facility executed an arbitration agreement with the decedent or the decedent’s agent/personal representative, and have decided to sever the decedent’s survival claims from the heirs’ wrongful death claims.” See Grkman v. 890 Weatherwood Lane Operating Co., LLC,
Rule 213(e) “is a rule of compulsory joinder, providing that wrongful death and survival actions ‘may be enforced in one action, but if independent actions are commenced they shall be consolidated for trial.” Taylor v. Extendicare Health Facilities, Inc.,
The FAA provides that “the court ... upon being satisfied that the issue involved in such suit or proceeding is referable to arbitration under such an agreement, shall on application of one of the parties, stay the trial of the action until such arbitration has been had in accordance with the terms of the agreement.” 9 U.S.C. § 3 (emphasis added). No party has requested a stay, so the Court will dismiss without prejudice those claims against Kindred that are subject to arbitration. See Ricci v. Sears Holding Corp., No. 14-3136,
An appropriate order follows.
Notes
. The term “Patient,” is defined as "the Patient, his/her Guardián or Attorney in Fact, or any person acting as the Patient's Legal Representative whose claim is derived through or on behalf of the patient.” (ADR, at 1.)
. Prior to discovery, Simmons did raise these arguments, along with others, Simmons has not made any such contentions in response to Kindred’s motion. The Court considers these arguments waived, though they fail in any event. The "Agreement is supported by consideration because the parties mutually agreed to be bound to utilize alternative dispute resolution measures." Clouser v. Golden Gate Nat’l Senior Care, LLC, No. 3:15-33,
. The NAF "can no longer accept arbitration cases pursuant to a consent decree it entered with the Attorney General of Minnesota.” See Stewart v. GGNSC-Canonsburg, LP,
. Prior district courts incorrectly perceived a conflict between Pisano and the Third Circuit's decision in Grbac v. Reading Fair Co.,
Thus, a liability waiver signed' by the decedent does bar a wrongful death claim; the arbitration agreement in Pisano, in contrast, raises a "uniquely procedural issue that differs greatly from the enforcement of a valid liability.” Valentino,
