ORDER
Before the Court are the following: Defendants’ Motion to Dismiss pursuant to Federal Rule of Civil Procedure 12(b)(1) and 12(b)(6) and Defendants’ supplement to the motion, -which are primarily based on sovereign immunity grounds (Clerk’s Document Nos. 1 and 3); Magistrate Judge Andrew Austin’s Report and Recommendation regarding the motion and the supplement (Clerk’s Document No. 25); Defendants’ Objections To Magistrate’s Report ' and Recommendation (Clerk’s Document No. 26); and Plaintiff James Simmang’s response to Defendants’ objections (Clerk’s Document No. 27).
This Court referred all pending and future discovery motions/ as well as all other non-dispositive motions,, and all pending and future dispositive motions in this action to Magistrate Judge Austin pursuant to Title 28 United States Code section 636(b) and Rule 1 of Appendix C of the Local Rules of the United States District Court for the Western District of Texas (Clerk’s Document No. 11). On August 5, 2004, Magistrate Judge Austin filed his report and recommendation holding that Defendants’ motion to dismiss should be granted in part regarding Simmang’s claims against the Texas Board of Law Examiners (“TBLE”) under Title II and Title III of the Americans with Disabilities Act of 1990 (“ADA”) 1 and all of Simmang’s claims against all Defendants pursuant to section 121.010 of the Texas Human Resources Code 2 for lack of subject-matter jurisdiction pursuant to Federal Rule of Civil Procedure 12(b)(l)(Clerk’s Document No. 25). Finally, the report and recommendation suggests that discovery be reopened on all remaining claims. Defendants filed objections to the Magistrate Judge’s report and recommendation and Simmang filed a response.
After considering Magistrate Judge Austin’s report' and recommendation, Defendants’ objections, Simmang’s response, the applicable law, and the file, this Court is of the opinion that Magistrate Judge Austin’s holding is not clearly erroneous nor is it contrary to law and concludes that Defendants’ objections should be overruled.
See
28 U.S.C. § 636(b)(1)(A); Fed. R.Civ.P. 72(a);
Castillo v. Frank,
IT IS ORDERED that the Report and Recommendation of the United States Magistrate Judge filed in this cause (Clerk’s Document. No. 25) is hereby APPROVED and ACCEPTED by the Court.
IT IS FURTHER ORDERED that Defendants’ motion to dismiss and Defendants’ supplement to the motion to dismiss this action on the grounds of Federal Rule of Civil Procedure 12(b)(1) and 12(b)(6) (Clerk’s Document Nos.l and 3) are GRANTED IN PART AND DENIED IN PART.
IT IS FURTHER ORDERED that Plaintiffs claims against the TBLE under Title II and Title III of the ADA are DISMISSED WITHOUT PREJUDICE.
IT IS FURTHER ORDERED that Plaintiff Simmang’s claims against all Defendants pursuant to section 121.010 of the Texas Human Resources Code are DISMISSED WITHOUT PREJUDICE.
IT IS FURTHER ORDERED that discovery is reopened on the remaining
FINALLY IT IS ORDERED that all other relief requested in Defendants’ Motion To Dismiss and Defendants’ Supplement to Defendants’ Motion Dismiss (Clerk’s Document Nos. 1 and 3) are DENIED.
REPORT AND RECOMMENDATION OF THE UNITED STATES MAGISTRATE JUDGE
Before the Court are Defendants’ Motion to Dismiss (Clerk’s Doc. No. 1); Defendants’ Supplement to Defendants’ Motion to Dismiss (Clerk’s Doc. No. 1); Plaintiffs Response to Motion to Dismiss (Clerk’s Doc. No. 1); Defendants’ Supplement to Defendants’ Motion to Dismiss (Clerk’s Doc. No. 3); and, Plaintiffs Response to Defendants’ Supplement to Defendants’ Motion to Dismiss (Clerk’s Doc. No. 5). 1 A hearing on the motion was held on June 24, 2004.
The District Court referred the disposi-tive motion to the undersigned Magistrate Judge for a Report and Recommendation as to the merits pursuant to 28 U.S.C. § 636(b)(1)(B), Federal Rule of Civil Procedure 72, and Rule 1(d) of Appendix C of the Local Rules of the United States District Court for the Western District of Texas, Local Rules for the Assignment of Duties to United States Magistrate Judges. After reviewing the parties’ briefs, relevant case law, as well as the entire case file, the undersigned issues the following Report and Recommendation to the District Court.
I. BACKGROUND
On April 10, 2003, Plaintiff James C. Simmang (“Plaintiff’) filed this declaratory action in the Dallas district court against the Texas Board of Law Examiners (“TBLE”) and its individual members, Robert E. Valdez, Jack V. Strickland, U. Lawrence Boze, T. Albert Witcher, Dan Pozza, Jerry Nugent, Cynthia S. Olsen, Jorge Rangel, and Jerry Grissom, in their official capacities (hereinafter “the individual Defendants”). On September 15, 2003, the Dallas district court transferred the case to this district pursuant to 28 U.S.C. § 1404(a).
Plaintiff, a 1996 law school graduate with a learning disability, seeks admission to the Texas bar. Beginning in 1995, prior to his graduation from law school, Plaintiff contacted TBLE, which administers the Texas bar exam, and inquired about special accommodations for his disability. (Plaintiffs Compl. ¶¶ 12-13). Since that time, Plaintiff, on numerous occasions, has requested double time to complete the bar exam as an accommodation for his learning disability. (Id. ¶¶ 20-37). These requests have been denied. (Id.) TBLE instead granted Plaintiff time and a half for the bar exam. (Id. ¶ 55).
Between 1999 and 2002, Plaintiff took the exam three times within the allotted time and half period, but without success. (Id. ¶ 56). While Plaintiff did not attain a passing score on all scaled sections of the exam in the same exam, he attained a passing score on all scaled sections in different exams. (Id. ¶ 57). Based on these scores, Plaintiff, in January 2003, requested a further accommodation for his disability — -that TBLE certify that Plaintiff passed the Texas bar exam based on his separate passing scores in the three sec-
'Plaintiff alleges that Defendants’ conduct in discouraging him from applying to sit for the bar exam and in denying him double time for the test and other accommodations is in violation of Title II and Title III of the Americans with Disabilities Act of 1990 (“ADA”), 42 U.S.C. § 12101 et seq.; § 504 of the Rehabilitation Act of 1973', 29 U.S.C. § 794(a); and, § 121.010 of the Texas Human Resources Code. Plaintiff seeks declaratory and equitable relief.
Defendants seek dismissal, under both Rule 12(b)(1) and Rule 12(b)(6), primarily on sovereign immunity grounds.
II. ANALYSIS
A. Rule 12(b)(1) Standai’d of Review
Under Rule 12(b)(1) of the Federal Rules of Civil Procedure, a party may challenge the subject matter jurisdiction of the district court.
See
FÉD. R. CIV. P. 12(b)(1);
Rodriguez v. Texas Comm’n on the Arts,
B. Eleventh Amendment Immunity
Defendants argue that they, as a state agency and officials thereof, enjoy Eleventh Amendment immunity and are thus shielded from all of Plaintiffs claims. Defendants further contend that the Ex parte Young exception to the state’s Eleventh Amendment immunity does not apply. 3
1. TBLE
The Eleventh Amendment renders the States immune from any suit in law or equity brought by a State’s own citizen without their consent.
Tennessee v. Lane,
The state’s Eleventh Amendment immunity extends to any state agency or entity deemed an “alter ego” or “arm” of the state.
See Perez v. Region 20 Educ. Serv. Center,
Title II
Congress may abrogate state sovereign immunity when it both unequivocally intends to do so and, in its abrogation, acts pursuant to a valid grant of constitutional authority.
Bd. of Trustees of Univ. of Ala. v. Garrett,
Congress can abrogate a state’s sovereign immunity when it does so pursuant to a valid exercise of its power under § 5 of the Fourteenth Amendment to enforce the substantive guarantees of the Fourteenth Amendment.
Lane,
In
Lane,
a class of paraplegics alleged that Tennessee had denied them physical access to the state’s courts in violation of Title II of the ADA.
4
The Court upheld
Petitioner urges us both to examine the broad range of Title II’s applications all at once, and to treat that breadth as a mark of the law’s invalidity... Whatever might be said about Title JI’s other applications, the question presented here is not whether Congress can validly subject the States to private suits for money damages for failing to provide ' reasonable access to hockey rinks, or even to voting booths, but whether Congress had the power under § 5 to enforce the constitutional right of access to the courts. Because we find that Title II unquestionably is valid § 5 legislation as it applies to the class of cases implicating the accessibility of judicial services,. we need go no further. Id. (emphasis added).
Lane,
This holding is founded squarely on the
source
of the plaintiffs’ encroached rights. The Court found that the First Amendment, the Due Process Clause of the Fourteenth Amendment, and the Confrontation Clause of the Sixth Amendment, as applied to the States via the Fourteenth Amendment, all guarantee and protect, in one form or another, an individual’s right of the access to the courts.
See Lane,
In the instant case, Plaintiff has not demonstrated that TBLE’s refusal to provide double time for the bar exam amounts to a deprivation of a fundamental right akin to the one implicated ■ in
Lane.
The right to practice law is not a -fundamental right nor does Plaintiff argue that it is. This Court’s research indicates that every court that has addressed the issue has concluded that the practice of law is not a fundamental right. For example, in
Tolchin v. Supreme Court of the State of
N.J.,
Thus, the rationale of
Lane
does not require this Court to conclude that the Fifth Circuit’s decision in
Reickenbacker
is no longer valid.
Lane
involved a fundamental right, and this case does not. Accordingly, this Court is bound by the decision in
Reickenbacker.
There, the Circuit held that the accommodation obligation imposed by Title II exceeded that imposed by the Constitution and was thus not a valid abrogation of state sovereign immunity.
Reickenbacker,
Title III
Title III of the ADA prohibits public accommodations from discriminating against individuals because of their disabilities.
See
42 U.S.C. §§ 12181-12189;
Lane,
Congress unequivocally expressed its intent to abrogate the States’ Eleventh Amendment immunity from suits under the ADA.
See
§ 12202;
Lane,
“Section 5 legislation is valid if it exhibits ‘a congruence and proportionality between the injury to be prevented or remedied and the means adopted to that end.’ ”
Lane,
Rehabilitation Act
As noted above, Fifth Circuit precedent establishes that Congress did not validly abrogate state sovereign immunity for claims under the Rehabilitation Act when it enacted § 2000d-7.
See Reickenbacker,
The fact that § 2000d-7 authorizes a conditional waiver does not automatically mean, however, that a state waived its sovereign immunity by accepting federal funds under the Rehabilitation Act.
See Pace,
Here, it is clear that TBLE is entitled to sovereign immunity from Plaintiffs Rehabilitation Act claim under Reick-enbacker and its progeny unless TBLE is a recipient of federal funds and knowingly waived its sovereign immunity by accepting such funds. In their Rule 12(b)(6) motion to dismiss, Defendants maintain that the Rehabilitation Act does not apply because TBLE is not a recipient of federal funds.- As such, a factual issue exists. Because resolution of this remaining immunity issue depends in part on whether TBLE was a recipient of federal funds during the relevant time period and further discovery on this particular issue is necessary, Defendants’ motion to dismiss Plaintiffs Rehabilitation Act claim against TBLE should be denied at this time. Defendants may re-urge their motion at the close of discovery on the issue of federal funding.
2. Individual Defendants
The Eleventh Amendment bars a suit against state officials when the state is the real, substantial party in interest.
Pennhurst,
For the
Ex parte Young
exception to apply, the plaintiffs suit must (1) allege a violation of federal law; (2) be brought against individual persons in their official capacities as agents of the state; and, (3) seek declaratory or injunctive relief in nature and prospective in effect.
Aguilar,
Defendants maintain that Ex parte Young is inapplicable here for the following reasons: (a) Title II of the ADA is not enforceable against state officials; (b) Plaintiff seeks retroactive relief rather than prospective relief; and, (c) the type of relief sought would offend comity principles. The Court considers these arguments in turn.
First, Defendants are mistaken in their assertion that Title II of the ADA is unenforceable against state officials under the
Ex parte Young
doctrine. All of the federal appellate courts that have addressed this issue have ruled that Title II of the ADA, regardless of whether it is a valid abrogation of the states’ Eleventh Amendment immunity, is indeed enforceable against state officials pursuant to the
Ex parte Young
doctrine.
See Chaffin v. Kansas State Fair Bd.,
Nor has the Fifth Circuit held that Title II is unenforceable against state officials under the
Ex parte Young
exception. To the contrary, the Fifth Circuit twice, in addressing sovereign immunity in the context of Title II, has indicated, albeit in
dicta,
that the
Ex parte Young
exception is available to Title II plaintiffs.
See Pace,
Our holding here that Congress did not validly abrogate the States’ sovereign immunity from suit by private individuals for money damages under Title I does not mean that persons with disabilities have no federal recourse against discrimination. Title I of the ADA still prescribes standards applicable to the States. Those standards can be enforced by the United States in actions for money damages, as well as by private individuals in actions for injunctive relief under Ex parte Young.
Garrett,
The Court now turns to the type of relief sought by Plaintiff. In his Complaint, Plaintiff seeks the following by way of relief: (1) declaration that Titles II & Ill of the ADA, the Rehabilitation Act, and § 121.010 of the Texas Human Resources Code apply to TBLE ,’and the Texas bar examination and ..that TBLE has violated these statutes; and, (2) an order directing TBLE . to certify that Plaintiff has passed the Texas bar examination or an order directing TBLE to' Consider and grant Plaintiff double time to complete the exam. See Compl. at 18-19. Defendants argue that the injunctive relief sought by Plaintiff, at least to the extent it asks TBLE to certify that Plaintiff has passed the bar exam based on past passing scores, is retroactive, and'thus Ex parte Young is inapplicable.
The Court disagrees. For
Ex parte Young
purposes, retroactive relief is that which compensates a plaintiff, through monetary damages or restitution, for the defendant state official’s past breach of a legal duty or past violation of federal law.
See Frew,
Lastly, Defendants contend that comity principles, counsel against the application of the
Ex parte Young
doctrine in this instance. Relying on both
Younger v. Harris,
The notion of comity reflects “a proper respect for state functions, a recognition of the fact that the entire country is made up of a Union of separate state governments, and a continuance of the belief that the National Government will fare best if the States and their institutions are left free to perform their separate functions in their separate ways.”
Younger,
An inquiry into whether
Ex parte Young
applies to allow an action to proceed against state officials may also implicate comity principles.
See Coeur d’Alene,
C. State Law Claim
Defendants move for dismissal of Plaintiffs state law claim under § 121.010 of the Texas Human Resources Code 15 on several grounds, including sovereign immunity. Because this Court finds that the Eleventh Amendment bars Plaintiffs state law claim against Defendants, it does not reach the other arguments put forth by Defendants. 16
The Eleventh Amendment bars the adjudication of pendent state law claims against nonconsenting state defendants in federal court.
Raygor v. Regents of the Univ. of Minn.,
Even if Texas waived sovereign immunity in its own courts for claims under § 121.010, such a waiver would not operate as a waiver of Eleventh Amendment immunity from suit in federal court.
See Hernandez,
As such, Plaintiffs claim under § 121.010 of the Texas Human Resources Code is barred by the Eleventh Amendment and should be dismissed under Rule 12(b)(1).
D. Rule 12(b)(6) Motion
Under Federal Rule of Civil Procedure 12(b)(6), a “claim may be dismissed when a plaintiff fails to allege any set of facts in support of his claim which would entitle him to relief.”
Taylor v. Books A Million, Inc.,
Under the Rehabilitation Act of 1973, no qualified disabled individual may be denied benefits or discriminated against solely on the basis of a disability under any program or activity receiving federal funding.
See
29 U.S.C. § 794. To state a valid claim under § 504 of the Rehabilitation Act, a plaintiff must allege that the specific program or activity with which he was involved receives or directly benefits from federal financing assistance.
See Lightbourn v. County of El Paso, Tex.,
Under Rule 12(b), a party may seek to convert a 12(b)(6) motion to dismiss into a Rule 56 motion for summary judgment by attaching materials outside the pleadings.
See
FED. R. CIV. P. 12(b);
Gutierrez v. City of San Antonio,
Because Plaintiff has conducted little discovery on the issue of federal funding, Defendants’ 12(b)(6) motion should not be converted into a Rule 56 motion for summary judgment at this time. Plaintiff should be afforded an opportunity to conduct discovery on this issue. However, once discovery has been conducted on this issue, Defendants may re-urge their motion for summary judgment.
Accordingly, based on Plaintiffs allegations, which state a valid claim under § 504 of the Rehabilitation Act, Defendants’ motion to dismiss as to,this claim with respect to the individual Defendants should be denied. 17
E. Conclusion
For the reasons stated above, all claims against Defendant TBLE, with the exception of the Rehabilitation Act claim, should be dismissed on Eleventh Amendment immunity grounds. Defendants’ Motion to Dismiss the Rehabilitation Act claim against TBLE should be denied at this time pending discovery on the issue of federal funding. Pursuant to the Ex parte Young doctrine, Defendants’ Motion to Dismiss Plaintiffs ADA and Rehabilitation Act claims against the individual Defendants should be denied. Defendants’ Motion to Dismiss Plaintiffs state law claim under § 121.010 of the Texas Human Resources Code should be granted as to all Defendants.
III. RECOMMENDATIONS
The Magistrate Court RECOMMENDS the following:
(a) that the District Court GRANT IN PART and DENY IN PART Defendants’ Motion to Dismiss (Clerk’s Doc. ,No. 1);
(b) that the District Court DISMISS WITHOUT PREJUDICE Plaintiffs claims against TBLE under Title II and Title III of the ADA and § 121.010.of the Texas Human Resources Code for lack of subject matter jurisdiction pursuant to Rule 12(b)(1);
(c) that the District Court DISMISS WITHOUT PREJUDICE Plaintiffs state law claim under § 121.010 of the Texas Human Resources Code for lack of subject matter jurisdiction pursuant to Rule 12(b)(1); AND,
(d) that the District Court RE-OPEN DISCOVERY on the claims not dismissed. 18
IV. WARNINGS
The .parties may file objections to this Report and Recommendation. A party filing objections must specifically identify those findings or recommendations to which objections are being made. The District Court need not consider frivolous, conclusive, or general objections.
See Battle v. United States Parole Comm’n,
A party’s failure to file written objections to the proposed findings and recom
The Clerk is directed to send a copy of this Report and Recommendation to the parties by certified mail, return receipt requested.
August 5, 2004.
Notes
. 42U.S.C. §§ 12101-12213.
. Tex. Hum. Res.Code Ann. § 121.010 (West 2001) (Testing Adults with Disabilities).
. Also before the Court are Defendants’ Advisory to the Court (Clerk's Doc. No. 17); Defendants' Supplemental Brief on Comity Issues (Clerk’s Doc. No. 22); and, Plaintiff's Supplemental Brief on Comity Issues (Clerk's Doc. No. 24).
. A state’s Eleventh Amendment immunity is jurisdictional in character.
See Watson v. Texas,
. Initially, the individual Defendants claimed that they were entitled to official immunity.
See
Defs. Mot. at 5 (Clerk’s Doc. No. 1). They now concede that the defense of official immunity does not apply here given that Plaintiff seeks no monetary damages.
See
Advisory to the Court at 3 (Clerk’s Doc. No. 3). The Court concurs. In official-capacity suits, such as this one, the defenses of absolute (official) immunity and qualified immunity are unavailable.
Kentucky v. Graham,
. Title II of the ADA provides, in relevant part:
[N]o qualified individual with a disability shall, by reason of such disability, be excluded from participation in or be denied the benefits of the services, programs, or activities of a public entity, or be subjected to discrimination by such entity.
42 U.S.C. § 12132.
. "Because this case implicates the right of access to the courts, we need not consider whether Title II’s duty to accommodate exceeds what the Constitution requires in the class of cases that implicate only Cleburne's . prohibition on irrational discrimination.”
.
See also Kirkpatrick v. Shaw,
The Supreme Court has held that a person denied admission to a state bar is entitled to procedural due process before denial, but in doing so it did not conclude that the practice of law is a fundamental right.
Willner v. Comm. on Character and Fitness,
. This Court's research yielded no post-Gar
rett
federal case law on this issue.
Pre-Garrett
case law on this issue did not question the validity of Congress' statement of abrogation contained in § 12202.
See Ware v. Wyoming Bd. of Law Examiners,
. Although the Court refers to "Title III" for the sake of simplicity, its finding is limited to § 12189, the provision at issue here. Section 12189 provides in relevant part: "any
person
that offers examinations ... related to applications, licensing, certification, or credentialing for ... professional ... purposes shall offer such examinations ... in a place or manner accessible to persons with disabilities or offer alternative accessible arrangements for such individuals.” 42 U.S.C. § 12189 (emphasis added). "Person” is defined to have the same meaning as in § 701 of the Civil Rights Act of 1964, 42 U.S.C. § 12111(7), which defines "person” to include governments and governmental agencies. 42 U.S.C. § 2000e(a). Thus, while other provisions of Title III might arguably apply only to private entities,
see Bloom,
.
. Neither the Eleventh Circuit nor the District of Columbia Circuit appear to have addressed this particular issue. The First Circuit declined ruling on the issue pending the Supreme Court’s decision in
Lane. See Nieves-Marquez v. Puerto Rico,
. It is worth noting that, contrary to Defendants' position, the Fifth Circuit, in
Reicken-
. Ex parte Young was neither discussed nor mentioned in Lane.
. Defendants concede that there are no pending state proceedings here. See Defs.' Supp. Br. at 4. Therefore, they do not seriously argue for Younger abstention. Id.
. The Court does not call into question the state’s legitimate interest in its regulation of persons authorized to practice law.
See Middlesex County Ethics Comm. v. Garden State Bar Ass'n,
. Section 121.010 provides, in relevant part:
(a) A test that evaluates an adult with a disability for a job position in business, government or industry, or a test to determine that person’s educational level, must measure individual abilities and not specific disabilities.
# % sjs sfc
(c) The examiner may use as an alternate form of testing any procedure or adaption that will help ensure the best performance possible by an adult with a disability, including oral or visual administration of the test, oral or manual response to the test, the use of readers, tape recorders, interpreters, large print, or braille text, the removal of time constraints, and multiple testing sessions.
(d) An examiner shall select and administer a test to an examinee who has a disability that impairs sensory, manual, or speaking skills so that the test accurately reflects the factor the test is intended to measure and does not reflect the examinee's impaired sensory, manual, or speaking skills.
* * * * * *
TEX. HUM. RES. CODE ANN. § 121.010 (Vernon 2001) (emphasis added).
. Defendants also argued that § 121.010 did not apply to Plaintiff’s claims.
. As previously discussed, all of Plaintiffs claims against TBLE, with the possible exception of Plaintiff's claim under the Rehabilitation Act, are barred by the Eleventh Amendment.
. Discovery had previously been abated pending the resolution of the Defendant’s immunity issues. See Order dated .November 12, 2003 (Clerk’s Doc. No. 8). Given the recommendation that the case may continue as to some of the claims, discovery should now be permitted.
