Silverman v. City of New YorkSilverman v. City of New York
MEMORANDUM & ORDER
The defendants in this employment discrimination action — the City of New York and various individuals employed in the City’s Department of Housing Preservation and Development (“HPD”) — move for summary judgment dismissing plaintiff Milton Silverman’s (“Silverman’s”) claims. For the reasons set forth below, the defendants’ motion is granted.
BACKGROUND
This action arises from Silverman’s claim that he suffered discrimination on the basis of his religion, race and age while employed as a Real Estate Manager by HPD. Silverman is a white Jewish male who, at the time his claims arose in 1997, was 77 years old. (See Sec. Am.Compl. ¶ 7.) Silverman was hired by HPD in 1973 and worked there until his resignation in 1997.(See id. ¶¶ 17, 57.)
The factual allegations in the Second Amended Complaint describe Silverman as the innocent victim of a plot concocted by his former supervisors and co-workers at HPD to get him fired by falsely accusing him of sexual harassment. Silverman con
The defendants paint a very different picture of the Springer incident. The defendants assert that Silverman offered money to Springer to be his “girlfriend,” and that, after offering Springer money, Silverman ran his fingers through Springer’s hair. (See Def.’s 56.1 Stmt. ¶¶ 27-28; see also Def.’s Ex. 12.) After Springer and two other summer youth workers reported Silverman’s actions, the defendants, aware that Silverman had a number of disciplinary incidents in the past (see Def.’s 56.1 Stmt. ¶¶ 13-20), accused Silverman of sexual harassment and brought him up on administrative charges with the intent of having him fired.
Thus, two days after the incident, on July 17, 1997, Silverman was called to HPD’s Disciplinary Unit, where he received a notice of immediate suspension without pay. (See Sec. Am.Compl. ¶ 46.) Silverman also was informed by defendant Mario Ferrigno, the Deputy Direсtor of HPD’s Disciplinary Unit, that he would likely face criminal charges as a result of the incident involving Ms. Springer. (See id.) At some later time, which is unspecified in the Second Amended Complaint, Silverman contends that he was called in for several additional meetings with HPD officials, including officials at the Inspector General’s Office and the Disciplinary Unit. (See id. ¶ 52.) At these meetings, Silver-man pleaded with defendant Deena Ghaly, HPD’s Deputy General Counsel of Labor Relations, to permit him. to complete the one and a half remaining years of service that he needed in order for his pension benefits to accrue. (See id. ¶ 55.) Defendant Ghaly discussed the matter with defendant Richard Roberts, the Commissioner of HPD, and then denied Silverman’s request to remain at HPD, threatening that if he did not resign voluntarily, he would be terminated. (See id.)
Apparently, some discussion took place concerning a hearing to determine whether there was just cause for Silverman’s termination, but defendants Ghaly, Ferrigno and Neil Kaplan, the Director of HPD’s Disciplinary Unit, informed Silverman that if he chose to go through with a hearing he was “not going to win,” and that losing a hearing would be difficult to endure at his age. (See id. ¶ 52.) Allegedly coerced by Ghaly, Ferrigno and Kaplan, Silverman involuntarily resigned from his position at HPD. (See id. ¶ 57.)
Silverman contends that the investigation that led to his suspension and “forced” resignаtion was the result of a conspiracy in which a “racist, anti-Semitic troika” made up of defendants Paul Navarro (Deputy Director of HPD’s West Manhattan
Sometime in 1998, after Silverman had resigned, he learned that Lawrence had been accused of sexuаlly harassing a tenant in a property managed by HPD. (See id. ¶ 65.) In contrast to his own experience, Silverman contends that Lawrence was not suspended, but instead was simply required to undergo counseling. Silver-man asserts that this difference in treatment resulted from the fact that Lawrence was not white, Jewish, or a senior citizen. (See id. ¶¶ 67-77.) Silverman further asserts that, upon filing his original complaint in this action, the defendants became “worried” that they had been caught “red handed” treating Silverman more harshly than Lawrence. Silverman alleges that the defendants then engaged in a scheme whereby they had Lawrence’s misconduct case reopened and had Lawrеnce fired for his misconduct, in order to “diminish the force” of Silverman’s claims. (See id.)
Based on the foregoing, Silverman asserts four claims in his Second Amended Complaint. In his first claim, Silverman alleges that the defendants discriminated against him on the basis of his age, race and religion, in violation of the Fourteenth Amendment to the United States Constitution, the New York State and City Human Rights Laws, and the New York State Constitution. (See id. ¶ 81.) Silverman also alleges that, to the extent the defendants discriminated against him on the basis of his religion, the defendants have violated 42 U.S.C. § 1981. (See id.) Sil-verman further alleges that the City is liable under federal and state law as a result of this religious discrimination. (See id.) In his second claim, Silverman alleges that, as a result of the above-mentioned conduct, the defendants have violated his rights under the Equal Protection Clause of the Fourteenth Amendment of the United States Constitution, as well as state law. (See id. ¶¶ 84-85.) Like his first claim, Silverman alleges that the City is liable as a result of this violation. (See id. ¶ 86.) In his third claim, Silverman alleges that the defendants engaged in a conspiracy to deprive him of his federal and state rights. (See id. ¶ 88.) Finally, in his fourth claim, Silverman alleges that the defendants defamed, libeled and slandered him. (See id. ¶ 90.) 1
DISCUSSION
I. Standard for Summary Judgment
Summary judgment “shall be rendered forthwith if the pleadings, depositions ... together with the affidavits ... show that there is no genuine issue as to any material fact and ... the moving party is entitled to judgment as a matter of law.” Fed. R.Civ.P. 56(c). A “moving party is entitled to judgment as a matter of law [if] the nonmoving party has failed to make a sufficient showing on an essential element of her case with respect to which she has the burden of proof.”
Celotex Corp. v. Catrett,
II. Summary Judgment Should be Granted on Silverman’s First Two Claims
A. The framework for evaluating, Sil-verman’s §§ 1981 and 1983 claims
In his first claim, brought under 42 U.S.C. § 1983, Silverman alleges that the defendants discriminated against him on the basis of his age, race and religion, in violation of the Fourteenth Amendment to
No State shаll make or enforce any law which shall abridge the privileges or immunities of citizens of the United States; nor shall any State deprive any person of life, liberty, or property, without due process of law; nor deny to any person within its jurisdiction the equal protection of the laws.
The only clause of the Fourteenth Amendment implicated by Silverman’s claims is the final clause, aptly named the Equal Protection Clause. 4 However, Silverman’s second claim also is predicated on the Equal Protection Clause of the Fourteenth Amendment. Accordingly, the claims are, in actuality, the same, and therefore the Court will treat them together. 5
A Seсtion 1988 claim alleging an Equal Protection violation in the employment context is evaluated under the familiar
McDonnell
Douglas
6
burden-shifting framework.
See St. Mary’s Honor Ctr. v. Hicks,
Under
McDonnell Douglas,
the plaintiff bears the initial burden of “proving by a preponderance of the evidence a
prima facie
case of discrimination.”
Tex. Dep’t of Cmty. Affairs v. Burdine,
Once a
prima facie
case is established, the burden shifts to the defendant to rebut the presumption of discrimination by providing a legitimate, non-discriminatory reason for the employment decision.
Bur-dine,
B. Was Silverman constructively discharged?
The defendants concede that Silverman has satisfied the first two elements of his prima facie case under McDonnell Douglas. (See Def.Mem. at 6.) The defendants also concede that the third element of the prima facie case — namely, that Silverman was subjected to an adverse employment action — is satisfied visa-vis Silverman’s 30-day suspension. The defendants dispute, however, whether Silverman can establish the third element with respect to his constructive discharge claim, because they argue that he was not constructively discharged.
“[CJonstructive discharge of an employee occurs when an employer, rather than direсtly discharging an individual, intentionally creates an intolerable work atmosphere that forces an employee to quit involuntarily.”
Flaherty v. Metromail Corp.,
Silverman correctly points out that a number of courts in this circuit have held that threats of termination may be sufficient to establish constructive discharge.
See, e.g., Lopez v. S.B. Thomas, Inc.,
For these reasons, the Court agrees with the defendants that only Silverman’s 30-day suspension is potentially actionable.
C. Who are the proper defendants ?
The result of the foregoing discussion is that certain of the defendants cannot be held liable for the “discrimination” alleged in Silverman’s first two claims. Indeed, the defendants argue — and Silver-man appears to concede — that only defendants Roberts, Ghaly, Kaplan, and Ferrigno were involved in the decision to suspend Silverman.
(See
Def.Mem. at 11; Pl.Opp. at 3-4.) There are no allegations that defendants Khaaliq, Lawrence, Arnold, and Navarro had any role in the decision to suspe'nd Silverman. Accordingly, they are not proper defendants in Silverman’s discrimination claims.
See, e.g., Provost v. City of Newburgh,
Silverman attempts to sidestep this fact by arguing that Khaaliq, Lawrence, Arnold and Navarro participated in the decision to suspend him by providing purportedly “false” and “stigmatizing” information about him to HPD officials and officials of the Inspector General’s Office who were investigating the Springer incident.
(See
P1.0pp. at 49-51.) This argument fails, for two reasons. First, at least some of these defendants did not provide any information to the investigators until
after
Silverman was suspended.
(See, e.g.,
Def. Reply at 13 (“Lawrence’s interview by the Disciplinary Unit occurred on July 28, 1997, after plaintiff was suspended”);
id.
at 14 (Khaaliq’s statements to investigators came one day after suspension).) Second, “personal involvement” in a constitutional violation (which the Second Circuit has sometimes described as “direct participation”) requires a plaintiff to prove the “intentional participation
in the conduct constituting a violation of the victim’s rights
by one who knew of the facts rendering it illegal.”
Provost,
D. The remaining defendants are entitled to summary judgment
As a result of the foregoing, only Roberts, Ghaly, Kaplan, and Ferrigno remain as defendants in Silverman’s first two claims. These defendants next argue that Silverman cannot state a prima facie case of discrimination, because Silverman’s suspension allegedly did not occur under circumstances giving rise to an inference of discrimination, the fourth prong of the pri-ma facie case under McDonnell Douglas. (See Def.Mem. at 12-23.) The Court agrees.
The Second Circuit has repeatedly stated that the burden of establishing a
prima facie
case under
McDonnell Douglas
is “minimal.”
See, e.g., Reg’l Econ. Cmty. Action Program, Inc. v. City of Middletown,
Silverman points to three facts which,, in his opinion, satisfy this element оf the
prima facie
case. First, Silverman argues that the statements of some of the defendants (referring to Silverman as a “Jew bastard” or a “Jew fuck,” for example) suggest that the defendants acted out of a discriminatory animus towards him.
(See
Pl.Opp. at 32-33.) However, the Court notes that nearly all of the comments were made by either Khaaliq, Law-
The other two facts alluded to by Silverman which allegedly give rise to an inference of discrimination relate to the sexual harassment allegations against Lawrence. Silverman argues that the defendants treated Lawrence — who was not white, Jewish, or elderly — more leniently after he was accused of sexual harassment by an HPD tenant, despite the fact that Lawrence and Silverman were similarly situatеd employees. Silverman also argues that, after commencing this lawsuit, the defendants attempted to cover-up their more-lenient treatment of Lawrence by reopening his disciplinary case and having him fired.
(See
P1.0pp. at 33-43.) These arguments do not pass muster. It is true that “[a] showing that the employer treated a similarly situated employee differently is ‘a common and especially effective method’ of establishing a
prima facie
case of discrimination.”
McGuinness,
In any event, even assuming
arguendo
that Silverman has stated a
prima facie
case of discrimination, another no-less-important reason exists for granting summary judgment in favor of these defendants: they have articulated a “legitimate, non-discriminatory” reason for Silverman’s suspension, and Silverman has failed to сome forward with sufficient evidence to permit a reasonable jury to conclude that the proffered reason — namely, the Springer incident — was a pretext for discrimination. To defeat the defendants’ motion for summary judgment in the face of the defendants’ proffered reason, Silver-man must raise a genuine issue of material fact either as to (i) whether his suspension was more likely motivated by a discriminatory reason, or (ii) whether the proffered reason for the suspension was false.
Ebanks v. St. Christopher-Ottilie,
No. 98-CV — 4777,
For all these reasons, summary judgment is granted in favor of Roberts, Ghaly, Kaplan, and Ferrigno on Silverman’s first two claims. Because Silverman also seeks to hold the City of New York liable in these claims as a result of the actions of
III. The § 1983 Conspiracy Claim Must Be Dismissed
Silverman next alleges that the individual defendants engaged in a conspiracy to deprive him of his constitutional rights. The individual defendants argue that Silverman has failed to uncover any evidence of an agreement between them to deprive Silverman of his rights, a prerequisite to liability for a conspiracy. (See Def.Mem. at 23-26.) The defendants are correct.
At the outset, the Court notes that when Silverman originally sоught leave to amend his complaint to add this claim, the Court denied the request, because the claim was futile.
See Silverman v. City of N.Y.,
No. 98-CV-6277,
Nevertheless, the claim is now before the Court, and the Court’s original ruling regarding the futility of this claim has come to fruition. Silverman has failed to adduce any evidence indicating that the defendants had an agreement to “rid themselves” of Silverman because of his age, race and religion. The Court holds the same opinion of this claim now as it did when Silverman first sought leave to add the claim in February of 2001:
The ... Second Amended Complaint ... alleges that defendants engaged in “a conspiracy designed to deprive plaintiff of his constitutional and federal rights” and that they “were motivated by class-based animus and had an independent personal stake in achiеving the objectives of the City of New York and HPD.” (Sec.Am.Compl^ 88.) In order to make out a conspiracy claim based on § 1983 ..., a plaintiff must allege facts sufficient to show the existence of [a] conspiracy designed to deprive him of his rights. See Boddie v. Schnieder,105 F.3d 857 , 862 (2d Cir.1997); Ostrer v. Aronwald,567 F.2d 551 , 553 (2d Cir.1977) (per curiam); Shabazz v. Pico,994 F.Supp. 460 , 467 (S.D.N.Y.1998), aff'd in part by, vacated in part in, remanded in pari by,205 F.3d 1324 (2d Cir.2000). As in Shabazz, plaintiff here “has not included any allegations or competent evidence to show that ‘defendants “acted in a willful manner, culminating in an agreement, understanding or ‘meeting of the minds,’ that violated [his] rights, privileges, or immunities secured by the Constitution or federal courts.” ’ ” Shabazz,994 F.Supp. at 467 (internal quotations omitted).
Plaintiff asserts that defendants Roberts, Kaplan, Ferrigno and Ghaly (high-ranking HPD officials) “acted in concert with each other” by forcing plaintiff to resign without a hearing and by publishing false statements about him in the course of the sexual harassment investigation. Moreover, he claims that defendants Navarro, Lawrence, Khaaliq and Arnold (plaintiffs co-workers HPD) conspired against him by taking the opportunity presented by the Springer incident to bring plaintiff down because they all “operated with the same motives and tactic,” namely a “discriminatory animus toward the white, Jewish elderly plaintiff.” (PL’s Reply Mem. 3, 4) Other than offering conclusory allegations regarding defendants’ motives and beliefs, plaintiff provides no facts to support his contentions or even inferences suggesting that such an allegation might be well-founded.
As far as the high-ranking HPD officials named in the complaint, the fact that they conducted a joint investigation of the alleged incident of sexual harassment is insufficient to convert defendants’ actions into the requisite showing for a conspiracy, that is “a meeting of the minds ... on a course of action intended to deprive plaintiff of [his] constitutional rights.” Hickey-McAllister v. British Airways,978 F.Supp. 138 , 138-39 (E.D.N.Y.1997). Nor does plaintiff allege facts showing that his coworkers had an agreement to deprive him of his rights. If anything, the fact that plaintiff loaned money to many of them would have likely endeared them to him rather than cause them to conspire against him. “Claims of conspiracy that are vague and prоvide no basis in fact must be dismissed.” Shabazz,994 F.Supp. at 467 (citing Leon v. Murphy,988 F.2d 303 , 311 (2d Cir.1993); Polur v. Raffe,912 F.2d 52 , 56 (2d Cir.1990) (citations omitted), cert. denied,499 U.S. 937 ,111 S.Ct. 1389 ,113 L.Ed.2d 446 (1991)); see also Boddie,105 F.3d at 862 (an “unsupported, speculative, and conclusory” claim of conspiracy may be dismissed on the pleadings). As such, plaintiff should not be permitted to assert the conspiracy claims based on § 1983....
Silverman v. City of N.Y.,
No. 98-CV-6277,
CONCLUSION
For the foregoing reasons, the defendants’ motion for summary judgment is granted, and the complaint dismissed.
SO ORDERED.
Notes
. It should be noted that Silverman has amended his complaint three times. The first amendment occurred on December 24, 1998, before Silverman served the summons and complaint on the defendants. The purpose of that amendment was to add Phoebe Arnold as a defendant.
See Silverman v. City of N.Y.,
. The defendants also move for summary judgment on Silverman's defamation, libel and slander claim, but Silverman agreed to withdraw that claim in his opposition papers (see Pl.Opp. at 2), and therefore it is unnecessary address that claim here.
.
Silverman has not brought a claim under Title VII of the Civil Rights Act of 1964, likely because there is no individual liability under Title VII.
E.g., Weeks v. N.Y. State (Div. of Parole),
.Silverman nowhere suggests that his claim is predicated on the Privileges or Immunities Clause, which addresses rights that are "essential attributes of national citizenship.”
Carrabus v. Schneider,
. For this reason, Silverman's argument that the defendants have failed to address his second claim {see Pl.Opp. at 55-57) misses the mark.
.
McDonnell Douglas v. Green,
. The Court is mindful of the fact that Silver-man (i) had been through the disciplinary process on multiple prior occasions, (ii) graduated from law school and is admitted to the New York bar, and (iii) was represented by counsel prior to his resignation.
. Indeed, this fact undercuts Silverman’s argument that he felt compelled to resign because the defendants told him he had no chance of prevailing at a disciplinary hearing. (See Pl.Opp. at 20-21.)
. The Inspector General's Office was unable to obtain sufficient evidence to initiate a criminal prosecution against Silverman. (See Def.’s Ex. 15.)