LATONYA SILVER, individually and as guardian ad litem of BRIANNA SILVER, LARRY SILVER III, and DOMINICK SILVER; BRENDA SLEDGE, individually and as guardian ad litem of ALICIA JONES; FELICIA SCOTT, individually and as guardian ad litem of JAMIER SCOTT; HALIFAX COUNTY BRANCH #5401, NATIONAL ASSOCIATION FOR THE ADVANCEMENT OF COLORED PEOPLE; and COALITION FOR EDUCATION AND ECONOMIC SECURITY v. THE HALIFAX COUNTY BOARD OF COMMISSIONERS
No. 338A17
IN THE SUPREME COURT OF NORTH CAROLINA
Filed 21 December 2018
821 S.E.2d 755
JACKSON, Justice.
Appeal pursuant to
Mark Dorosin and Elizabeth Haddix for plaintiff-appellants.
Garris Neil Yarborough and M. Glynn Rollins, Jr. for defendant-appellee.
Jane R. Wettach for Children‘s Law Clinic, Duke University School of Law; Youth Justice Project of the Southern Coalition for Social Justice, by Peggy Nicholson and K. Ricky Watson, Jr., for Public Schools First NC; and Celia Pistolis, Aisha Forte, and Jennifer Story for Legal Aid of North Carolina, Inc. - Advocates for Children‘s Services, amici curiae.
Tin Fulton Walker & Owen, PLLC, by S. Luke Largess and Cheyenne N. Chambers, for North Carolina Advocates for Justice, amicus curiae.
Womble Bond Dickinson (US) LLP, by Beth Tyner Jones, Rebecca C. Fleishman, and Matthew Tilley, for North Carolina Association of County Commissioners, amicus curiae.
In this case we consider whether plaintiffs have stated a claim for violations of their right to receive the sound basic education guaranteed by the North Carolina Constitution sufficient to survive defendant‘s motion to dismiss pursuant to North Carolina Rule of Civil Procedure 12(b)(6). See
The case sub judice is related to, yet distinguishable from, this Court‘s landmark decision in Leandro v. State, 346 N.C. 336, 488 S.E.2d 249 (1997) (Leandro I). The plaintiffs in Leandro I were students, parents or their legal guardians, and local boards of education from five relatively low wealth counties.1 One of the plaintiffs was Halifax County Public Schools, a local board of education which is one of the school systems relevant to this case but is not a party. The plaintiffs in Leandro I sued the State and the North Carolina State Board of Education alleging that their state constitutional rights relating to education were being violated. Id. at 342, 488 S.E.2d at 252. They sought declaratory and injunctive relief to secure their right to fundamental educational opportunities that were severely lacking allegedly due to inadequate funding from the State. Id. at 342, 488 S.E.2d at 252. In Leandro I we concluded that
reviewed, among other things, the trial court‘s order on remand, which found that the State had failed to meet its constitutional duties regarding education outlined in Leandro I by inefficiently allocating and spending funds for education and directed the State to remedy the deficiencies that caused this violation. Id. at 608-09, 647-48, 599 S.E.2d at 372-73, 396. We affirmed the trial court‘s order, which left to the State the “nuts and bolts” of educational resource expenditures as they relate to providing a sound basic education while generally instructing the State to “assume the responsibility for, and correct, those educational methods and practices that contribute to the failure to provide students with a constitutionally-conforming education.” Id. at 609, 599 S.E.2d at 373.
According to the factual allegations in plaintiffs’ complaint, which we take as true for the purpose of reviewing an order on a motion to dismiss pursuant to Rule 12(b)(6), see Krawiec v. Manly, 370 N.C. 602, 604, 811 S.E.2d 542, 545 (2018) (citing State ex rel. Cooper v. Ridgeway Brands Mfg., LLC, 362 N.C. 431, 442, 666 S.E.2d 107, 114 (2008)), plaintiffs are five children who live and attend school in Halifax County, their respective parents or legal guardians, and two interested organizations: the local branch of the National Association for the Advancement of Colored People and the Coalition for Education and Economic Security. Defendant is the Halifax County Board of Commissioners, which, plaintiffs allege, is required by the North Carolina statutes to provide funding for each of the three local boards of education in Halifax County and is authorized to maintain or supplement school programs, facilities, and equipment for the local school boards.
In contrast to most North Carolina counties that have just one local education area (LEA), Halifax County has three: Halifax County Public Schools (HCPS), Weldon City Schools (WCS), and Roanoke Rapids Graded School District (RRGSD). According to plaintiffs’ complaint, in the 2014 to 2015 school year, the student populations of HCPS and WCS were overwhelmingly black, with HCPS‘s student population of 2988 schoolchildren 85% black and 4% white, and WCS‘s student population of 940 students 94% black and 4% white. At the same time, RRGSD‘s student population of 2929 schoolchildren was only 26% black and 65% white. Furthermore, the vast majority of students attending school in HCPS and WCS schools are considered “at risk.” Our decision in Leandro II recognized that students may be considered “at risk” if, “due to circumstances such as an unstable home life, poor socio-economic background, and other factors, [they] either enter or continue in school from a disadvantaged standpoint, at least in relation to other students who are not burdened with such circumstances.”3 Leandro II, 358 N.C. at 632 n.13, 599 S.E.2d at 387 n.13.
The facts alleged in plaintiffs’ complaint are, unfortunately, all too familiar to this Court, as they mirror those of the plaintiffs in Leandro I. Plaintiffs allege that defendant‘s
Plaintiffs claim this disparity in inputs is largely attributable to the way defendant has structured its system of local sales tax distribution pertaining to education. Pursuant to legislation enacted by the General Assembly, each year defendant selects one of two methods by which local sales tax revenues are distributed within the county to provide additional funding to the local school districts. Defendant may use either the per capita method, in which local sales tax revenue is divided between defendant and all municipalities within the county on a per capita basis using the resident population of each,
Plaintiffs’ complaint also alleges large disparities in “outputs.” Plaintiffs point out that since 2002, the students in HCPS and WCS schools have scored anywhere from 15 to 30% lower than students in RRGSD schools on end-of-course tests and that a majority of students in HCPS and WCS schools score below grade level in standardized statewide end-of-grade exams. HCPS and WCS students consistently score 150 to 250 points
In August 2016, plaintiffs commenced this action alleging that defendant has violated plaintiffs’ fundamental constitutional right to receive the sound basic education guaranteed in
On appeal from an order dismissing a claim pursuant to
The trial court dismissed plaintiffs’ constitutional claim for failure to state a claim upon which relief can be granted pursuant to
In analyzing defendant‘s constitutional duties with respect to providing a sound basic education, first we must carefully consider the pertinent language of the constitution itself. Section 15 of the North Carolina Declaration of Rights states: “The people have a right to the privilege of education, and it is the duty of the State to guard and maintain that right.”
(1) General and uniform system; term. — The General Assembly shall provide by taxation and otherwise for a general and uniform system of free public schools, which shall be maintained at least nine months in every year, and wherein equal opportunities shall be provided for all students.
(2) Local responsibility. — The General Assembly may assign to units of local government such responsibility for the financial support of the free public schools as it may deem appropriate. The governing boards of units of local government with financial responsibility for public education may use local revenues to add to or supplement any public school or post-secondary school program.
As we read these provisions of our constitution, it is clear that no express provision requires boards of county commissioners to provide for or preserve any rights relating to education.
Plaintiffs assert that Article IX, Section 2(2) and the statutes enacted pursuant to this constitutional provision make local entities responsible for providing a sound basic education. We disagree. As we noted in Leandro I, boards of county commissioners have a long history of involvement in local education, and this notion is ingrained in our State‘s educational structure:
The idea that counties are to participate in funding their local school districts has a long history. In 1890, for example, Chief Justice Merriman wrote for this Court that: “the funds necessary for the support of public schools—the public school system—are not derived exclusively from the State. The Constitution plainly contemplates and intends that the several counties, as such, shall bear a material part of the burden of supplying such funds.”
Leandro I, 346 N.C. at 349, 488 S.E.2d at 256 (quoting City of Greensboro v. Hodgin, 106 N.C. 182, 187-88, 11 S.E. 586, 588 (1890)). While the framers of our state constitution may have intended that Article IX, Section 2(2) allow for supplementing of school funding by boards of county commissioners, it clearly does not require the General Assembly to do so. The language utilized obviously is precatory, not mandatory. In examining the two pertinent constitutional provisions, we note the importance of the framers’ choice of “shall” in subsection (1) and “may” in subsection (2). “As used in statutes, the word ‘shall’ is generally imperative or mandatory.” State v. Johnson, 298 N.C. 355, 361, 259 S.E.2d 752, 757 (1979) (citing Black‘s Law Dictionary 1541 (4th rev. ed. 1968)). In contrast, “may” is generally intended to convey that the power granted can be exercised in the actor‘s discretion, but the actor need not exercise that discretion at all.5 In re Hardy, 294 N.C. 90, 97, 240 S.E.2d 367, 372 (1978) (“Ordinarily when the word ‘may’ is used in a statute, it will be construed as permissive and not mandatory.” (first citing Felton v. Felton, 213 N.C. 194, 195 S.E. 533 (1938); and then citing Rector v. Rector, 186 N.C. 618, 120 S.E. 195 (1923))). If we assume, arguendo, that the General Assembly declined to exercise its Article IX, Section 2(2) discretion and assign financial responsibilities to the local boards of county commissioners or allow them to levy taxes for education, boards of county commissioners could not exercise any authority over local education. It is inapposite then to suggest, as plaintiffs have, that boards of county commissioners have some
inherent constitutional duty to provide a sound basic education, much less any other constitutional power related to education. If they did possess such inherent powers, then a situation like the one described above—in which the General Assembly has granted no financial responsibility to local units of government—would leave a board of county commissioners in the impossible situation of perpetually violating the constitution by not providing a sound basic education while lacking the means to do so.
Justice Story‘s ideas of constitutional construction from his seminal opinion in Martin v. Hunter‘s Lessee, 14 U.S. (1 Wheat.) 304 (1816), provide a useful analog. In Hunter‘s Lessee the United States Supreme Court was tasked with, inter alia, deciding whether it could hear a case on direct appeal
It has been suggested by both plaintiffs and the Court of Appeals dissent that the constitutional duty to provide a sound basic education is vested in or delegated to a unit of local government when the General Assembly enacts a law giving it financial responsibility concerning public education. This reasoning has been foreclosed by our decision in Leandro II. There we affirmed the order of the trial court which found that the State, “and by the State we mean the legislative and executive branches which are constitutionally responsible for public education,” was not providing a sound basic education to Hoke County students because it failed to ensure that available resources were being allocated appropriately. Leandro II, 358 N.C. at 635, 599 S.E.2d at 389. The State contended that it could not be exclusively responsible for providing the opportunity for a sound basic education because the Hoke County Board of Education was at least in part responsible for this failure to properly allocate resources and provide a sound basic education. Id. at 635, 599 S.E.2d at 389. We concluded otherwise, noting that the State was responsible for providing a sound basic education and “the trial court‘s ruling simply placed responsibility for the school board‘s actions on the entity—the State—that created the school board and that authorized the school board to act on the State‘s behalf.” Id. at 635, 599 S.E.2d at 389.
The interrelationship between the State and local school boards discussed in Leandro II is comparable to that between the State and a county board of commissioners and is useful to our analysis in this case. In Moore v. Board of Education, 212 N.C. 499, 193 S.E. 732 (1937), this Court noted that local school boards are agencies of the State, with the General Assembly having close to plenary power over them. Id. at 502, 193 S.E. at 733-34 (stating that local governmental organizations, including school boards, “are intended to be instrumentalities and agencies employed to aid in the administration of the government” and “are the creatures of the legislative will and subject to its control, and such agencies can only exercise such powers as may be conferred upon them and in the way and manner prescribed by law“). Like local school boards, counties and their respective boards of county commissioners also are “creatures of the General Assembly and serve as agents and instrumentalities of State government.” Stephenson v. Bartlett, 355 N.C. 354, 364, 562 S.E.2d 377, 385 (2002). “[A] county‘s ‘powers . . . both express and implied, are conferred by statutes, enacted from time to time by the General Assembly.‘” Lanvale Props., LLC v. County of Cabarrus, 366 N.C. 142, 150, 731 S.E.2d 800, 807 (2012) (ellipsis in original) (quoting Martin v. Board of Comm‘rs of Wake Cty., 208 N.C. 354, 365, 180 S.E. 777, 783 (1935); id. at 150, 731 S.E.2d at 807 (stating that a county is “an instrumentality of the State, by means of which the State performs certain of its governmental functions within its territorial limits” (quoting Martin, 208 N.C. at 365, 180 S.E. at 783))). If, according to Leandro II, the General Assembly may not delegate or shift some of its responsibility to provide an opportunity for a sound basic education to a local school board, an agency of the State, then it follows that the General Assembly also may not pass this same responsibility on to a county board of commissioners, also an agency of the State. The trial court‘s order at issue in Leandro II found “that the State bore ultimate responsibility for the actions and/or inactions of the local school board, and that it was the State that must act to correct those actions and/or inactions of the school board that fail to provide a Leandro-conforming educational opportunity,” and we upheld this determination. 358 N.C. at 635, 599 S.E.2d at 389 (emphasis added). Following this reasoning, any complications born of the incompetence or obstinance of a county board of county commissioners relating to the finances of local education are the “ultimate responsibility” of the State, which must step in and ameliorate the errors.6
Plaintiffs have expressed concern that a determination that only the State is responsible for providing children the opportunity to receive a sound basic education will give local governments the ability to disregard their obligations relating to education by allowing them to refuse to provide funds for, among other things, books,
equipment, school transportation, and maintenance or construction of school facilities. In effect, plaintiffs say county governments would thus be allowed to abandon their fiscal responsibility regarding education with impunity and pass their alleged constitutional duties along to the State. This is not the case. Plaintiffs’ line of reasoning is arguably sound only if one presupposes that counties have such constitutional duties in the first place, and we have determined that they do not. Furthermore, irrespective of a county‘s constitutional powers relating to education, no entity is free to ignore the mandates of the General Assembly. Nothing in this opinion should be read to suggest that a county board of commissioners, or any other local entity with
It is important to note that the legislature has provided statutory relief from inadequate funding in an LEA if a local board of education determines that the funds appropriated to it by the county board of commissioners are “not sufficient to support a system of free public schools.”
If a section 115C-431 course of action is deficient, as plaintiffs have suggested, parents and students are still free to assert a child‘s constitutional right to receive a sound basic education directly against the State. The Court of Appeals suggested this very remedy, opining that the correct avenue for relief in this case would be for plaintiffs to raise the issues alleged in their complaint with the superior court overseeing the ongoing Leandro litigation, Silver, ___ N.C. App. at ___, 805 S.E.2d at 329-30, but plaintiffs contend that this, too, is inadequate. Plaintiffs maintain that this Court‘s decisions in the Leandro cases are concerned with the scope of the right to a sound basic education and whether the amount and spending of resources provided by the State properly guarantee this right. Plaintiffs further claim that intervention in the Leandro case is procedurally impractical because that litigation has been in a remedial phase for nearly fifteen years and no substantive rulings have issued in Leandro aside from a decision pertaining to pre-kindergarten programs in 2011. Regardless of the feasibility of intervention in the Leandro litigation, plaintiffs have not advanced any reason—and we can find none—why they cannot bring an action directly against the State in order to cure the alleged constitutional violations.
In Leandro II we noted that “[t]he children of North Carolina are our state‘s most valuable renewable resource. If inordinate numbers of [students] are wrongfully being denied their constitutional right to the opportunity for a sound basic education, our state courts cannot risk further and continued damage because the perfect civil action has proved elusive.” Leandro II, 358 N.C. at 616, 599 S.E.2d at 377. This Court‘s statement in Leandro II remains true today. However, here, we are not confronted by a civil action that is merely imperfect, but rather we have been presented with an action that must fail because plaintiffs simply cannot obtain their preferred remedy against this particular defendant on the basis of the claim that they have attempted to assert in this case. The allegations in plaintiffs’ complaint, if true, are precisely the type of harm Leandro I and its progeny are intended to address. In keeping with Leandro, however, the duty to remedy these harms rests with the State, and the State alone. Accordingly, we affirm the decision of the Court of Appeals that affirmed the trial court‘s order dismissing the action
AFFIRMED.
Notes
In so doing, we noted that a qualitative “sound basic education” is one that would provide students with at least:
(1) sufficient ability to read, write, and speak the English language and a sufficient knowledge of fundamental mathematics and physical science to enable the student to function in a complex and rapidly changing society; (2) sufficient fundamental knowledge of geography, history, and basic economic and political systems to enable the student to make informed choices with regard to issues that affect the student personally or affect the student‘s community, state, and nation; (3) sufficient academic and vocational skills to enable the student to successfully engage in post-secondary education or vocational training; and (4) sufficient academic and vocational skills to enable the student to compete on an equal basis with others in further formal education or gainful employment in contemporary society.
Leandro I, 346 N.C. at 347, 488 S.E.2d at 255 (citations omitted).
In expounding upon the definition of an “at risk” student in Leandro II, we noted that an “at risk” student generally
holds or demonstrates one or more of the following characteristics: (1) member of low-income family; (2) participate in free or reduced-cost lunch programs; (3) have parents with a low-level education; (4) show limited proficiency in English; (5) are a member of a racial or ethnic minority group; (6) live in a home headed by a single parent or guardian.
Defendant argues that our decision in King v. Beaufort County Board of Education, 364 N.C. 368, 704 S.E.2d 259 (2010), is irreconcilable with our holding today. In King we held that a student who is suspended and denied access to alternative education must be given a reason why he or she is not allowed to participate in an alternative education program. Id. at 370, 704 S.E.2d at 260-61. Plaintiffs assert that because the local school board in King was the only proper defendant in the litigation, a local entity may be responsible for providing a sound basic education to students. We disagree, as King does not stand for such a broad proposition. Notwithstanding our decision in Leandro II, in which we noted that the State may not delegate its overall responsibility of providing a sound basic education to local school boards, King is not controlling here and may be distinguished from the Leandro decisions and the present case.
King is, primarily, a decision regarding school discipline, based upon statutes enacted by the General Assembly which require LEAs to offer at least one alternative education program and create strategies for assigning long-term suspended students to it when feasible and appropriate. King clearly expressed that there is no fundamental right to an alternative education. 364 N.C. at 372, 704 S.E.2d at 261 (“In acknowledging a statutory right to alternative education, we stress that a fundamental right to alternative education does not exist under the state constitution.“). The State, in its discretion and outside the Leandro mandate that requires it to provide every child an opportunity for a sound basic education, has chosen to provide for the continued schooling of children who have misbehaved and been removed from the schoolhouse. King was not concerned with the local board of education providing a sound basic education to its students but rather with how the statutorily created right to receive an alternative education was to be preserved. As such, we held that “insofar as the General Assembly has provided a statutory right to alternative education, a suspended student excluded from alternative education has a state constitutional right to know the reason for her exclusion.” Id. at 372, 704 S.E.2d at 261 (emphasis added).
