Lead Opinion
We granted certiorari to review the court of appeals' holding that the petitioner, Christopher Silva, may have had justifiable excuse for filing his second Crim. P. 85(c) motion outside the statutory time limit set in section 16-5-402(1), C.R.S. (2006).
I. Facts and Procedural History
Christopher Silva was arrested and charged with four counts of burglary and assault plus six habitual criminal counts. Initially, he was represented by David Eisner, a deputy state public defender. However, Silva requested alternative defense counsel because of a possible conflict of interest with the public defender's office. Because of this potential conflict, the trial court appointed alternative defense counsel, Rennard Hai-ley, to represent Silva. After a jury trial, Silva was convicted of third-degree assault and first-degree burglary. The trial court then found Silva guilty of six habitual erimi-nal counts under sections 18-4-202.1, C.R.S. (1997) and 16-13-101, C.R.S. (1997).
Silva then filed his first Crim. P. 85(c) motion for post-conviction relief on the grounds of ineffective assistance of counsel. In this pro se motion, Silva requested that counsel be appointed to represent him in the post-conviction process. He specifically requested that neither trial counsel nor the public defenders office be appointed because his ineffective assistance of counsel claims involved both Hailey, his trial counsel, and Eisner, his initial public defender. As to Hailey's performance, Silva alleged a general lack of preparation and a series of evidentia-ry mistakes made during the trial As to Eisner, Silva claimed that Eisner gave purported attorney-client material to the district attorney which later was used against Silva at trial.
The trial court issued an order appointing the public defender's office to represent Silva in the post-conviction process. However, the trial court later vacated this order at the request of the public defender's office and instead simply referred the matter to the public defender's office for its own determination under section 21-1-104(1)(b), C.R.S. (2006). The public defender's office evaluated Silva's motion and determined that his claims warranted representation. As a result, William MeNulty of the public defender's office entered his appearance on behalf of Silva.
In the Crim. P. 35(c) proceeding, McNulty only presented the issue of constitutional ineffective assistance of trial counsel to the court and did not raise any of the other issues from Silva's pro se 35(c) motion, including the ineffective assistance claim concerning Eisner. Silva wrote separately to the judge and asked that all the issues in his original pro se 35(c) motion be preserved. However, at Silva's 35(c) hearing, the trial court refused to consider the ineffective assistance claim concerning Eisner because it had not been raised by McNulty. The court stated that appointed counsel controls what issues are valid and are to be raised for consideration, not the defendant. After the hearing, the court denied Silva's request for relief under Crim. P. 35(c) because Silva's trial counsel was not constitutionally ineffective. The court of appeals affirmed the trial court's ruling.
Silva then filed a second Crim. P. 85(c) motion pro se alleging several claims: (1) ineffective assistance of appellate counsel; (2) unconstitutionality of habitual criminal statute because the judge and not the jury found Silva to be a habitual criminal; (8) failure to receive a "Curtis" advisement on his right to testify during the habitual erimi-nal proceedings; (4) unconstitutionally disproportionate sentence; and (5) ineffective assistance of post-conviction counsel for failing to call certain witnesses and for having a conflict of interest. The conflict of interest issue in claim (5) stemmed from an allegation by Silva that McNulty failed to bring an ineffective assistance of counsel claim against Eisner, because Eisner was McNuilty's supervisor.
The trial court denied Silva's second Crim. P. 35(c) motion without making any findings of fact or conclusions of law in its ruling. The court checked a box for "deny" and wrote "for the reasons given by the People in their Response." The People's Response argued that Silva's motion was time-barred because it was filed outside of the three-year time limit under section 16-5-402(1). By statute, Silva had to file all Crim. P. 85(c) motions by November 20, 2003, because the mandate on his direct appeal was issued on November 20, 2000. § 16-5-402(1). However, Silva's second Crim. P. 35(c) motion was rot filed until December 22, 2008, a month outside the three-year statutory limit.
On appeal from the trial court's dismissal of his second 85(c) motion, Silva argued that the trial court should have held a hearing as to whether his second motion was late because of justifiable excuse or excusable neglect. Under section 16-5-402(@2)(d), a late Crim. P. 35(c) motion may still be considered if a defendant can establish justifiable excuse or excusable neglect. In arguing justifiable excuse, Silva alleged that his second Crim. P.
The court of appeals agreed in part with Silva and held that Silva's fifth claim concerning post-conviction counsel (ineffective assistance of post-conviction counsel for failing to call certain witnesses and for having a conflict of interest) may have been justifiably late due to the appeal of the first post-conviction motion. People v. Silva,
In its decision, the court of appeals separated Silva's fifth claim into two claims, a
claim for constitutionally ineffective assistance of counsel for failing to call certain witnesses and a claim for conflict of interest concerning the public defender's office. The court held that further proceedings were not needed on the ineffective assistance of counsel claim. The court reasoned that even if Silva's post-conviction counsel was ineffective, there was no constitutional or statutory violation requiring relief under Crim. P. 35(c)(2)(I) because there is no constitutional or statutory right to post-conviction counsel. Silva,
We granted certiorari in this case to address the right to post-conviction counsel and the standard for evaluating such counsel.
II. Analysis
As to Silva's first issue, we reiterate that there is no constitutional right to post-conviction counsel under either the United States Constitution or the Colorado Constitution. Pennsylvania v. Finley,
A limited statutory right to counsel in post-conviction proceedings has been recognized by the court of appeals since 1988. People v. Duran,
The interpretation that a limited statutory right to post-conviction counsel arises out of sections 21-1-108 and 21-1-104 has been around for almost two decades. During this time, the General Assembly has amended both of these statutes five times. See § 21-1-103, 1990 Colo. Sess. Laws 1038, 1038-39; § 21-1-108, 1992 Colo. Sess. Laws 2165, 2176, § 21-1-104, 1994 Colo. Sess. Laws 1473, 1475, § 21-1-103, 2000 Colo. Sess. Laws 1479, 1480; § 21-1-108, 2004 Colo. Sess. Laws 725, 725-726. However, the General Assembly never amended the statutes to counter the court of appeals' interpretation in Duran and Hickey. "Under an established rule of statutory construction, the legislature is presumed, by virtue of its action in amending a previously construed statute without changing the portion that was construed, to have accepted and ratified the prior judicial construction." People v. Swain,
However, this statutory right to post-conviction counsel is not automatic or unlimited. A district court is not required to appoint counsel for all Crim. P. 35(c) motions "when the asserted claim is wholly unfounded." Duran v. Price,
In addition, the statutory right is also limited if the state public defender's office finds the Crim. P. 35(c) motion without merit. Breaman,
IIL Standard for Evaluating Post-conviction Counsel
Having determined that there exists a limited statutory right to post-conviction counsel in Colorado, the next question is what standard of performance should be applied to such counsel. The court of appeals
Strickland v. Washington created a two-prong test for ineffective assistance of counsel claims which places the burden on the defendant to show (1) "that counsel's performance was deficient" and (2) "that the deficient performance prejudiced the defense."
In its decision below, the court of appeals specifically rejected the Strickland standard for post-conviction counsel because the remedy under Strickland requires another post-conviction proceeding. The court feared that this would lead to "the spectre of post-convietion proceedings ad infinitum." Silva,
An agency theory, however, places no requirements on post-conviction counsel to provide even a modicum of effective assistance. As the United States Supreme Court stated, "a party whose counsel is unable to provide effective representation is in no better position than one who has no counsel at all." Evitts v. Lucey,
Furthermore, the adoption of the Strickland test does not lead to infinite post-convietion proceedings. Under Crim. P. 35(c)(B)(IV), the court is only required to hold further proceedings if the defendant's Crim. P. 35(e) motion has merit. The court can still deny a defendant's subsequent Crim. P. 35(c) motion without further briefing or a hearing if the defendant fails to show that he or she is entitled to relief under 85(c). Therefore, we hold that the Strickland test is the appropriate measure for ineffective assistance of post-conviction counsel claims.
IV. Conflict of Interest
The court of appeals held that Silva was entitled to further proceedings to
V. Conclusion
Therefore, we reverse in part and affirm in part the court of appeals' decision that remanded only Silva's conflict of interest claim for further proceedings on justifiable excuse. We remand both Silva's ineffective assistance of post-conviction counsel claim and conflict of interest claim for further proceedings consistent with this opinion.
Notes
. We cite to the most recent version of the Colorado Revised Statutes where appropriate.
. These sections have been repealed and re-enacted in section 18-1.3-804, C.R.S. (2006) and section 18-1.3-801, C.R.S. (2006), respectively.
. Specifically, we granted certiorari on the following issues:
(1) Whether Petitioner has a constitutional right to assistance of counsel in pursuit of post-conviction relief, and thus effective assistance of counsel under the Due Process and Equal Protection Clauses of the Fourteenth Amendment to the United States Constitution and Art. II, section 25 of the Colorado Constitution;
(2) Whether the Colorado Court of Appeals erred in not reaching the merits of Petitioner's other claims raised in his appeal of the denial of his application for post-conviction relief under Crim. P. Rule 35(c) and not remanding those claims to the trial court to issue findings of fact and conclusions of law in accordance with Crim. P. 35(c)(3)(IV); and
(3) Whether a due process violation can arise from the simple appointment of post-conviction counsel with a conflict of interest that the trial court "should have known about."
. The defendant must also still meet the indigen-cy requirements in section 21-1-103(3), C.R.S. (2006).
. The court of appeals derived its agency theory from Coleman v. Thompson,
Dissenting Opinion
dissenting.
The majority concedes that eriminal defendants have no constitutional right to counsel in post-conviction proceedings, but it finds a statutory right, at least for indigent defendants, to the assistance of constitutionally effective counsel in those proceedings. Because I not only disagree with the majority's statutory interpretation but also consider it substantially more problematic than does the majority, I briefly register my dissent.
Unlike the majority, I believe section 21-1-104(1)(b) C.R.S. (2006), which falls within a section entitled, "Duties of public defender," authorizes the public defender to represent indigent defendants under specified cireum-stances but creates no right of representation that does not already exist. The authorization is expressly couched in terms of the state public defender's own assessment of the interests of justice and, at most, gives the public defender the discretion to act on behalf of indigent defendants in certain situations in which they lack any right to the assistance of counsel. I take issue with the majority's interpretation apparently limiting the exercise of this discretion to claims that are objectively meritorious, as judged by the trial court, and by its conclusion that the extension of such discretion to the public defender actually creates a statutory right of representation in the defendant.
Even if the possibility of assistance from the public defender could be described in some way as a statutory right to counsel, I find it extremely problematic to expand that "right" into a guaranty of constitutionally effective assistance. Although the majority looks for support from Evitts v. Lucey,
Finally, I do not consider the effect of the majority's holding to be so straightforward.
Unless the motion, files, and record of the case clearly establish that the alleged acts or omissions of counsel were either immaterial or were reasonable strategic choices or otherwise within the range of reasonably effective assistance, the defendant is entitled to a hearing to prove his allegations. See Ardoli-mo v. People,
Because I do not believe the defendant had any statutory right to counsel during post-conviction proceedings, I do not believe even an actual conflict of interest with the public defender would be a cognizable claim. I therefore respectfully dissent.
