Lead Opinion
[¶ 1.] The State of South Dakota (State) appeals the grant of Anthony Siers’ (Siers) application for Writ of Habeas Corpus on the ground that he was denied effective assistance of counsel during his trial on one count of second degree rape. We reverse.
[¶ 2.] On October 4, 1991, a Pennington County jury found Siers guilty of the second degree rape of S.B. during the early morning hours of July 5, 1991. Siers was also found to be a habitual offender and was sentenced to serve fifteen years in the South Dakota State Penitentiary. His conviction was summarily affirmed on direct appeal. State v. Siers,
FACTS
[¶3.] The facts giving rise to this appeal began on July 4, 1991, between 9:00 and 10:00 p.m. when S.B., a Purdue University sophomore working a summer job with the Forest Service, went to the Black Hills Heritage Festival (festival) to meet some friends. Soon thereafter, S.B. was approached by a man, whom she later identified as Siers, asking for a light for his cigarette. The man introduced himself as “Tony” and she told him her first name. S.B. alleged she then became uncomfortable when Siers continued to follow her around the festival while she was searching for her friends. S.B. left the festival for a friend’s house because she “didn’t want [Siers] to follow [her] home” and claimed Siers continued following her on a bicycle and tried to persuade her to enter secluded areas. S.B. testified the man further identified himself as “Tony Siers.” S.B. then gave Siers a name other than the one she originally gave him. Realizing S.B. had given him two different names, Siers replied, “Well, my name isn’t Tony either. It’s Tom Janis.” Siers also tried to persuade .S.B. to go to his home on “Silver Street.” S.B. declined.
[¶ 4.] S.B. testified that Siers finally talked her into taking a short cut through a field. While walking across this dark field, S.B. claimed Siers pushed her to the ground and a violent fifteen-minute struggle ensued which ended when Siers pinned her to the ground, attempted to choke, and threatened to “beat the shit” out of her if she did not quit screaming. S.B. testified Siers raped her vaginally and orally, that she feared for her life, and attempted to calm Siers during the rape by submitting to him. According to S.B., Siers had difficulty trying to penetrate her, which angered Siers and caused S.B. great physical pain. S.B. tried to appease Siers and alleviate the pain by asking Siers to perform oral sex. After this assault, trying to maintain his trust, she then asked Siers to take her back to his house on Silver Street. The two began walking and while Siers was outside, S.B. entered a convenience store and asked to use the telephone, intending to call a friend to take her to the hospital. The convenience store clerk on duty at the time, Juanita Larvie (Larvie), overheard S.B.’s telephone conversation requesting a ride to the hospital. S.B. then told Larvie she had just been raped. Larvie suggested that S.B. telephone the police. S.B. called the police and became hysterical, blurting out two names, Tony Siers and Tom Janis, along with her social security number.
[¶ 5.] The police arrived and S.B. led them to the scene of the rape. S.B. was then taken to a hospital for a rape examination. S.B.’s chest and back were scratched and her undergarments were torn, A pelvic examination was performed during which injuries to the lining of S.B.’s vagina and a one-inch tear in S.B.’s hymen were detected. The examining physician testified the nature of S.B.’s injuries indicated S.B. had not been sexually active prior to the night of the rape. Semen samples were not obtained and S.B. was unsure whether Siers had ejaculated.
[¶ 6.] A Rapid City Police Department detective visited the address on Silver Street that had been given to S.B. by Siers. This was the residence of Siers’ mother. Siers was not present. Siers had been living part-time with his mother and part-time with his sister, Joanna Siers (Joanna). Next the de-
[¶ 7.] S.B. participated in two photographic lineups. The first lineup did not contain a picture of Siers, but did contain a picture of Tom Janis, the second name allegedly given by Siers to S.B. the night of the rape. S.B. identified Siers as the rapist in the second of the photographic lineups.
ISSUE PRESENTED
[¶ 8.] Whether Siers’ counsel was ineffective for failing to investigate two possible alibi witnesses.
STANDARD OF REVIEW
[¶ 9.] The remedy in a habeas proceeding is in the nature of a collateral attack on a final judgment, therefore, our scope of review is limited. Black v. Class,
Habeas corpus can be used only to review (1) whether the court had jurisdiction of the crime and the person of the defendant; (2) whether the sentence was authorized by law; and (3) in certain cases, whether an incarcerated defendant has been deprived of basic constitutional rights. For purposes of habeas corpus, constitutional violations in a criminal case deprive the trial court of jurisdiction.
Black,
[¶ 10.] The habeas petitioner has the initial burden to prove by a preponderance of the evidence that he is entitled to relief. Johnson v. Zerbst,
[¶ 11.] Whether a defendant has received ineffective assistance of counsel presents a mixed question of law and fact. Lykken v. Class,
[¶ 12.] To establish ineffective assistance of counsel, Siers must prove deficient representation and that such deficiency was prejudicial to him. Lykken,
To establish ineffective assistance of counsel, a defendant must prove (1) that counsel’s representation fell below an objective standard of reasonableness and (2) that such deficiency prejudiced him. Strickland, v. Washington,466 U.S. 668 ,104 S.Ct. 2052 ,80 L.Ed.2d 674 (1984); Hopfinger v. Leapley,511 N.W.2d 845 (S.D.1994). Relying on Strickland, Woods v. Solem,405 N.W.2d 59 , 61 (S.D.1987), held that prejudice exists when there is a reasonable probability that, but for counsel’s unprofessional errors, the proceeding would have been different. It is not enough for the petitioner to show that' the verdict would have been different, he must show ‘that the counsel’s errors were so serious as to deprive the defendant of a fair trial, a trial whose result is reliable.’ Strickland,466 U.S. at 687 ,104 S.Ct. at 2064 ; Hopfinger,511 N.W.2d at 847 .
Id. (citing Fast Horse v. Leapley,
Further, [t]here is a strong presumption that counsel’s performance falls within the wide range of professional assistance and [t]he reasonableness of counsel’s performance is to be evaluated from counsel’s perspective at the time of the alleged error and in light of all the circumstances and the standard of review is highly deferential. The petitioner must overcome the presumption that, under the circumstances, the challenged action might be considered sound trial strategy, (internal quotations and citations omitted).
Sprik v. Class,
[¶ 13.] At the habeas hearing, Siers testified that prior to trial he informed his attorney, David Wurm (Wurm), of two alibi witnesses, Joanna and her boyfriend Forest who could verify that Siers was at their apartment during the time S.B. was raped. Wurm testified that prior to trial Siers gave him the names of Loydell, Randy, Joanna, and.Forest as possible alibi witnesses who could place him at the powwow. Wurm believed Siers may have told him that he slept at Joanna’s apartment that night. Wurm admitted at the habeas hearing that during preparation for direct examination, he believed Siers’ position “was that he was—he spent the night at the Siers’ residence.”
[¶ 14.] However, Wurm’s recollection of the substance of the testimony Joanna and Forest could provide, as related by Siers during the investigation of the case, was drastically different from what Siers claimed during the habeas proceeding. Wurm testified that Si-ers merely told him all four witnesses could place him at the powwow and Siers did not tell him he was with Joanna and Forest during the time S.B. was raped. Wurm testified the first time he became aware of Siers’ Claim that he was at Joanna’s apartment during the rape was nearly four years after Siers’ conviction.
[¶ 15.]Reasonableness of Performance
[¶ 16.] Under the deficiency prong of Strickland, we evaluate the reasonableness of Wurm’s performance from his “perspective at the time of the alleged error and in light of all the circumstances. [This] standard of review is highly deferential.” Phyle,
[¶ 17.] Under the deficiency prong of Strickland we note, “[c]ounsel has a duty to make a reasonable investigation based on the information provided by a defendant, particularly when an alibi is involved.” Hadley v. Groose,
[¶ 18.] Wurm testified he attempted to locate Joanna and Forest whom he believed, based on his conversations with Siers, would only be able to verify that Siers was at the powwow during the evening of July 4, 1991. “[Ijnquiry into counsel’s conversations with the defendant may be critical to a proper assessment of counsel’s investigation decisions.” Strickland,
[¶ 19.] Receiving no response from either Joanna or Forest, Wurm subpoenaed them on September 27,1991. Wurm testified that his usual practice was to attach a note requesting the person receiving the subpoena to contact him prior to trial, but he could not specifically recall whether this was done in these particular instances. Furthermore, Wurm wrote his telephone number on the face of the subpoenas. Forest was not served because he was on the Rosebud Reservation. As such, he was beyond the jurisdiction of the State of South Dakota to serve and enforce a subpoena. State v. Lufkins,
[¶ 20.] What is disputed
[¶ 21.] Wurm disagreed and testified he had no contact with Joanna before, during, or after the trial. Wurm did not recall Siers asking about his alibi witnesses during trial even though there were several breaks and Wurm gave Siers a pad of paper so he could communicate with Wurm during the trial. Wurm remembered calling out Joanna’s name in the hallway but hearing no response.
[¶23.] The trial court’s findings make it clear that the sole basis for the habeas relief was the purported failure to adequately investigate and use Joanna and Forest as alibi witnesses. However, the findings and record do not support this conclusion when analyzed against our recent decision in Sprik,
Alibi evidence must show that the accused could not have committed the alleged crime, because at the time of its commission he was at a place other than where such offense was committed. An alibi to be successful must cover the entire time when [appellant’s] presence was required for-accomplishment of the crime_ [A] purported alibi that leaves it possible for the accused to be the guilty person is no alibi at all. [Internal quotations and citations omitted].
Sprik,
38. The time of the rape was established at between 12:30 and 1:15 a.m. in the . early morning hours of July 5, 1991.
39. If the victim is to be believed, she was in the company of her rapist two to three hours before the rape occurred.
40. This places [S.B] and the rapist together from at least 11:15 to 1:15 a.m.
41. Siers alibi places him with Joanna Siers and Forrest Bordeaux from 10:30 to 11:45 p.m.
Thus, the latest Joanna and Forest were with Siers was 11:45 p.m., at least 45 minutes prior to the commencement of the rape. As such, under Sprik, “[a] purported alibi that leaves it possible for the accused to be the guilty person is no alibi at all.” Id. (emphasis and citation, omitted). Therefore, based upon this record, we hold that Siers was afforded adequate representation within the meaning of the Sixth Amendment.
[¶ 24.] Prejudice
flf 25.] Standing alone, the fact that defense counsel failed to investigate a witness does not by itself satisfy the prejudice prong of Strickland. Hadley,
[¶26.] We consider the credibility of the uncalled witnesses, Joanna and Forest, as part of determining prejudice. Id. While the circuit court made no mention of the credibility of the testimony of either Joanna or Forest, we are not convinced the testimony of Siers’ sister and Forest, revealed for the first time nearly four years after Siers’ conviction, would have probably changed the outcome of the trial. Stewart,
[¶ 27.] Additionally, “there is no prejudice if, factoring in the uncalled witnesses, the government’s case remains overwhelming.” McCauley-Bey,
[¶ 28.] Further, the convenience store clerk, the only witness without a basis to be impeached on a claim of bias, placed S.B. and Siers together at the convenience store immediately after the rape. She had seen Siers before in the convenience store and knew who he was.
[¶ 29.] We conclude Siers has not met his burden of establishing the testimony of his sister, Joanna or Forest would have probably changed the result of the proceeding.
[¶ 30.] We reverse.
Notes
. This delay was due to a lack of activity by Siers' habeas counsel as well as scheduling difficulties of several Seventh Judicial Circuit judges. The initial habeas judge retired during the proceedings. The replacement judge then recused himself. Another judge was assigned in November, 1996. However, the case was again reassigned in March, 1997.
. The only difference noted by the habeas court in S.B.’s numerous descriptions of her attacker is that she initially described him as having "light, sandy colored hair.” Siers is a Native American with dark hair.
. Larvie initially told investigators that Tom Janis was the man she had seen with S.B. that evening. Larvie did not know but was familiar with and able to recognize both Siers and Janis because they would occasionally come into the store. Larvie testified that she initially had a recollection problem that was cleared up upon seeing the photographic lineup which contained pictures of both Siers and Janis. Her identification of Siers was unwavering after seeing the lineup and she was positive of her identification of Siers at trial.
. Although the habeas court did not make specific findings on how it resolved the factual disputes between Siers and Joanna on the one hand and Wurm on the other, a fair reading of the findings shows resolution in favor of Siers. To do otherwise would accept Wurm’s version of the facts and end the entire matter at that point as he would have been providing reasonable representation. The Eighth Circuit in Schlup v. Armon-trout,
. Wurm admitted that if he had known Joanna was in the courtroom he would have wished to speak with her. Furthermore, depending on what Joanna could have offered, unless she "provided some pretty significant evidence of alibi,” then he might not have even called her to the stand. However, if Joanna would have verified Siers’ alibi at trial as she did at the habeas
. State v. Goodroad,
Dissenting Opinion
(dissenting).
[¶ 33.] I dissent.
[¶ 34.] This seems like a case of first impression — a habeas appeal where we are reviewing a decision by the circuit court that found ineffective assistance of counsel. The circuit court obviously gave this ease serious consideration. A review of the findings show the following:
17. Prior to trial, Mr. Wurm discussed with Siers using consent as a possible defense in light of the fact that Bradbury requested that her assailant perform oral sex upon her. Siers refused to allow Mr. Wurm to pursue this defense, as he adamantly maintained his innocence throughout the proceedings.
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24. Although Mr. Wurm utilized the services of a private investigator, he did not direct the investigator to help him find Joanna Siers or Forrest Bordeaux.
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42. Obviously, if Siers could put forth evidence showing he was somewhere other than with Bradbury on the night of the
*499 rape this could establish that he was not the rapist.
43. Mr. Wurm does not remember speaking to either Joanna Siers or Forrest Bordeaux, and cannot state any tactical reason whatsoever why he failed to call Joanna to testify at trial.
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48. Mr. Wurm’s performance as defense counsel in failing to even speak with the “main” alibi witnesses, and his failure to investigate any line of defense related to what those witnesses may have said, even though the services of a court appointed investigator were obtained, approved, and authorized, was so deficient that Mr. Wurm was not functioning as counsel guaranteed by the Sixth Amendment of the U.S. Constitution, (emphasis added).
These findings are entitled to “ ‘considerable deference’ ” and “ ‘will not be set aside unless they are clearly erroneous.’” St. Cloud v. Leapley,
[¶ 35.] A review of this extensive record certainly supports these findings that Wurm’s performance did not measure up to the requirements mandated by the constitution. “Reasonable performance of counsel includes an adequate investigation of facts, consideration of viable theories, and development of evidence to support those theories. Ah attorney must make a reasonable investigation in preparing a case or make a reasonable decision not to conduct a particular investigation.” Foster v. Lockhart,
[¶ 36.] Under Strickland, the circuit court found Wurm’s representation amounted to ineffective assistance of counsel and that the result was not reliable. I agree. The circuit court put it well when it stated:
This Court takes note.that the granting of the writ of habeas corpus in this case is a very serious matter and not one to be considered -lightly or capriciously. However, this Court, after painstaking consideration of the facts finds that the dictates of the United States Constitution, the foundation upon which our legal system is bed-rocked, mandates that a writ of habeas corpus issue and that the Defendant be returned to Pennington County for a new trial.
Now this Court painstakingly struggles to find a reason to reverse a tough and correct decision by the circuit court. However, this record reveals an instance where Siers did not receive ; what the Constitution - affords him — “a fair trial, a trial whose result is reliable.” Loop v. Class,
[¶ 37.] I am authorized to state that Justice SABERS joins in this dissent.
