Sierra M. DeWees, Appellant (Defendant) –v– State of Indiana Appellee (Plaintiff).
Supreme Court Case No. 21S-CR-410
Indiana Supreme Court
February 3, 2022
Opinion by Justice Goff; Chief Justice Rush and Justices David, Massa, and Slaughter concur.
Argued: October 21, 2021. Appeal from the Clay Superior Court, No. 11D01-2003-F2-306, The Honorable Robert A. Pell, Judge. On Petition to Transfer from the Indiana Court of Appeals, No. 20A-CR-1146.
The General Assembly’s recent codification of Criminal Rule 26 and the adoption of evidence-based practices in the administration of bail aim to strike the proper balance between preserving a defendant’s pretrial liberty interests and ensuring public safety. But these changes call into question the legal standards governing pretrial release, the level of discretion enjoyed by trial courts, and the standard of review on appeal.
Today, we hold that these statutory reforms enhance, rather than restrict, the broad discretion entrusted to our trial courts when executing bail. What’s more, a trial court can and should exercise that discretion to protect against the risk of flight or potential danger to the community. The trial court here did just that. And, so, we affirm its order denying the petitioner’s motion for bond reduction or conditional pretrial release. We emphasize, however, that neither our affirmance of judgment nor our grant of transfer affects the trial court’s order conditionally releasing the petitioner to pretrial electronic home detention with GPS monitoring.1 So, should either party seek modification of the petitioner’s conditional release, we remand with instructions for the trial court to conduct a hearing consistent with this opinion.
Facts and Procedural History
On March 27, 2020, Sierra DeWees drove three men—Weston Havey, Preston Hasler, and Blake Braun—to the home of sixty-seven-year-old Irving Mullins in Brazil, Indiana, believing they’d find marijuana and cash. When they arrived at their destination at around 1:30 AM, DeWees apparently remained in the car while the three men, armed with a shotgun, entered the home. At some point during the break-in, Mullins and one of DeWees’s confederates exchanged gunfire, resulting in injury
For her part, DeWees stood charged with the level-2 felony offense of aiding, inducing, or causing burglary with a deadly weapon. See
At an initial hearing, the trial court set DeWees’s bond at $50,000 cash only, with no option of paying 10 percent. After Clay County Community Corrections found her eligible for home detention, DeWees moved for a bond reduction or conditional pretrial release. At the hearing on this motion, the trial court heard testimony from both DeWees and Mullins.
DeWees, an eighteen-year-old high-school senior at the time, testified that she had lived with her mother and stepfather in Fillmore, Indiana, since 2008; that she visited her biological father in Carmel at least every other weekend; that she had worked part-time prior to the Covid-19 pandemic; that she had plans to attend college; that, despite occasional drug use in the past, she had no prior criminal or juvenile history; and that she agreed to obey the order barring her from contacting Mullins. DeWees further testified that she and her mother were saving money to post bond and that, should the court permit her to participate in a home-detention program, she would abide by all conditions.
Mullins, in turn, testified to having lived in constant fear since the break-in. DeWees and her co-defendants had turned his “world upside down,” he stated, adding that he now “sleep[s] with two guns, one on each side.” Tr. Vol. II, p. 15. While unsure of DeWees’s specific role in the burglary, Mullins insisted that she “knew what was going on” when her accomplices entered the home with a shotgun. Id. at 15–17. Whatever positive factors may have weighed in support of DeWees’s release,
After taking the matter under advisement, the trial court ultimately denied DeWees’s motion. While acknowledging DeWees’s “strong” family ties, her lack of criminal record, and no evidence of bad character, the trial court cited in support of its ruling the “extremely serious” nature of the crime; Mullins’ testimony that he lived in fear; DeWees’s IRAS score and her unemployment status; and, should she live with her father, her distance from the community. App. Vol. II, pp. 50–51.
In a published opinion, the Court of Appeals reversed, finding a “dearth of evidence” to show that DeWees posed a risk to the physical safety of Mullins.2 DeWees v. State, 163 N.E.3d 357, 366, 367 (Ind. Ct. App. 2021). In support of its ruling, the panel adjusted DeWees’s IRAS-PAT rating from moderate to low, having found the two-point assessment for her unemployment status “unreasonable.” Id. at 364. The panel also cited “evidence of substantial mitigating factors” to suggest that “DeWees recognized the trial court’s authority to bring her to trial.” Id. at 365–66. These factors, coupled with the “trial court’s inordinate reliance on Mullins’ testimony,” the panel concluded, justified DeWees’s release to pretrial home detention. Id. at 366, 367. Deviating from the certification process under
The State petitioned to transfer, which we granted, vacating the Court of Appeals decision. See
Standard of Review
An abuse-of-discretion standard of review applies to a trial court’s bail determination. Perry v. State, 541 N.E.2d 913, 919 (Ind. 1989). A trial court
Discussion and Decision
By the 1980s, the American penal philosophy had clearly shifted from a rehabilitative model (predominant since the early nineteenth century) to a retributive one. A wave of tough-on-crime policies—which expanded the number of offenses punishable by incarceration, introduced mandatory minimum sentences, and enhanced penalties for repeat offenders—sought to keep more criminals off the street for longer periods of time. Cecelia Klingele, The Promises and Perils of Evidence-Based Corrections, 91 Notre Dame L. Rev. 537, 544–45 (2015). Contemporary bail-reform legislation, at both the federal and state level, played a crucial role in furthering these policies. Alexa van Brunt & Locke E. Bowman, Toward a Just Model of Pretrial Release: A History of Bail Reform and a Prescription for What’s Next, 108 J. Crim. L. & Criminology 701, 738 (2019). And courts continued to rely heavily on money bail while releasing fewer defendants on personal recognizance, casting the pretrial detention net on an even broader scale.3 Bureau of Justice Statistics, U.S. Dep’t of Justice, Pretrial Release of Felony Defendants in State Courts 1–2 (2007). Unsurprisingly, then, over the last
This dramatic increase in incarceration rates came at a huge expense to the American taxpayer.5 Factoring in the incidental costs—including an overburdened court system, public-service budget cuts, and the absence of an income source in many families—America’s tough-on-crime policy had become fiscally unsustainable. The economic fallout of the Great Recession only compounded the problem, prompting many states to scrutinize their existing criminal-justice systems. Policymakers across the country—and across the political divide—sought new strategies designed to prevent crime and recidivism, enhance community safety, reduce reliance on incarceration (pretrial and post-conviction), and, ultimately, to save taxpayer dollars.
What emerged was a new theory of detention—one that relies on actuarial models of prediction and evidence-based practices to determine offender risk. Criminal Rule 26, adopted by this Court in 2016 and codified by the General Assembly the following year, is emblematic of this new approach. At its core, the Rule aims to reduce pretrial-detention expenses for local jails (and taxpayers generally), enable defendants awaiting trial to return to their jobs and support their families, and enhance the benefits of reduced recidivism and improved public safety. Order Adopting Criminal Rule 26, No. 94S00-1602-MS-86 (Ind. Sept. 7, 2016). Adoption of this Rule reflected the state’s new smart-on-crime approach to criminal-justice reform—a philosophy, in the words of one Hoosier statesman, designed to “separate the people we‘re mad at from
To accomplish its goals, Criminal Rule 26 urges trial courts to use “the results of an evidence-based risk assessment” when determining whether to release a defendant before trial.
Despite this progress, Indiana’s recent bail-reform initiatives call into question the legal standards governing pretrial release, the level of discretion enjoyed by trial courts, and the standard of review on appeal.
Our decision today aims to resolve these questions. To that end, we begin our discussion with an overview of Indiana’s statutory bail regime. See Pt. I, infra. Our analysis here leads us to conclude that Indiana’s recent bail-reform measures enhance, rather than restrict, the broad discretion entrusted to our trial courts. See id. Next, we analyze the bail decision here, holding that the trial court did not abuse its discretion by denying DeWees’s request for reduction of bond or conditional pretrial release. See Pt. II, infra. Finally, we turn to a brief discussion of
I. Trial courts should consider any factor relevant to the detainee’s risk of nonappearance and potential danger to the community, and Indiana’s recent bail reforms enhance their discretion.
In 1980, Indiana amended its bail statutes by prohibiting trial courts from setting bail “higher than that amount reasonably required to assure the defendant’s appearance in court.” Pub. L. No. 202-1980, § 1, 1980 Ind. Acts 1640, 1642 (codified at
Sixteen years later, the General Assembly enacted additional amendments to its bail statutes. See Pub. L. No. 221-1996, 1996 Ind. Acts 2722. These revisions permitted trial courts to set conditions of pretrial release designed to “assure the public’s physical safety” upon finding by “clear and convincing evidence that the defendant poses a risk of physical danger to another person or the community.” Pub. L. No. 221-1996, § 2, 1996 Ind. Acts at 2722–23 (codified at
How Criminal Rule 26 affects this statutory framework is a question we turn to first.
Whether in setting bail or modifying bail, a trial court must first consider, among “other relevant factors,” the “results of the Indiana pretrial risk assessment system (if available).”
These bail conditions aim to assure the defendant’s appearance at future proceedings and “to assure the public’s physical safety.”
If the trial court considers money bail necessary as a condition of release, the court “shall consider,” when “setting and accepting an amount of bail,” the results of an IRAS (when available) “and other relevant factors,” along with “all facts relevant to the risk of nonappearance.”
Finally, a trial court may reduce the amount of bail when a defendant presents “evidence of substantial mitigating factors.”
Though far from a model of clarity, this statutory scheme imparts considerable judicial flexibility in the execution of bail. What’s more, these statutes clearly permit—indeed mandate—a trial court to consider all “relevant factors” when setting or modifying bail. See
The codification of Criminal Rule 26 and the adoption of evidence-based practices in the administration of bail results in no change to this judicial flexibility. While Indiana Code section 35-33-8-3.8 mandates a trial court to “consider the results” of an IRAS (if available), there’s nothing in the statute that compels the defendant’s release or that requires the court to rely on the results of the IRAS assessment when setting bail. See
To be sure, Criminal Rule 26 strongly encourages pretrial release for many accused individuals awaiting trial. This is especially true for persons charged with only non-violent and low-level offenses. And if a defendant presents no “substantial risk of flight or danger” to others, the court must consider releasing the defendant “without money bail or surety,” subject to any reasonable conditions deemed appropriate by the court.
II. Clear and convincing evidence supports the trial court’s bail determination.
DeWees argues that the trial court abused its discretion by denying her motion for reduction of bail or conditional pretrial release. She insists that the State presented no “objective evidence to support a finding that [she] posed a threat to Mullins or anyone else in the community.” Resp. to Trans. at 11. A victim’s statement of fear, standing alone, she contends,
The State counters that, while the trial court got it right, the Court of Appeals ignored the standard of review by impermissibly reweighing Mullins’ testimony. Pet. to Trans. at 9–10. What’s more, the State contends, the panel mistakenly “concluded that there was no evidence DeWees posed a risk to the physical safety of the victim or that she was a flight risk.” Id. at 10.
While we consider this a close case, our standard of review prompts us to agree with the State.
In reaching its decision, the trial court acknowledged DeWees’s “strong” family ties, her lack of criminal record, and no evidence of past bad character. App. Vol. II, p. 50. The court also cited the “extremely serious” nature of the offense; DeWees’s IRAS score and unemployment status; and her potential distance from the community, depending on living arrangements. Id. at 50. These factors, the trial court ultimately concluded, prevented it from saying that DeWees “is not a substantial flight risk” or “that she is not a danger to others.” In specifically finding that DeWees posed a risk of physical safety to Mullins, the court relied “[p]rimarily” on his testimony that he lived in fear. Id. at 51.
We find sufficient record evidence to support the trial court’s ruling.
A. Evidence, including DeWees’s involvement in an armed home invasion involving gunfire and injury to a person, supports the trial court’s determination that DeWees posed a risk to the physical safety of Mullins.
While armed with a deadly weapon, DeWees and her three accomplices drove to Mullins’ home under the cloak of darkness. When they arrived at their destination, they kicked open the door, entered the home with the intent to steal “weed and cash,” and exchanged gunfire with their victim when he awoke from the intrusion. These actions, completely
To be sure, we agree with DeWees that a victim’s statement of fear, standing alone, falls short of the clear-and-convincing standard necessary for the evidence to support a finding that she posed a risk of physical danger to others. But we understand the emphasis placed on Mullins’ fear by the trial court here simply as a mischaracterization of the evidence presented to support the risk of harm posed by DeWees. In any case, as our analysis below indicates, the trial court did not rely exclusively on Mullins’ statement of fear to support its determination.
The trial court also relied on the “extremely serious” nature of the offense: level-2 felony aiding, inducing, or causing burglary with a deadly weapon. App. Vol. II, p. 50. See
Finally, in its written order, the court specifically noted the proximity (less than thirty miles) from DeWees’s hometown of Fillmore to Mullins’ residence in Brazil. This factor reasonably increases the likelihood that DeWees, despite her assurance of complying with the no-contact order, could inflict harm on Mullins to prevent him from testifying.
B. Evidence also supports the trial court’s determination that DeWees posed a flight risk.
The evidence likewise supports the trial court’s determination that DeWees posed a flight risk.
While noting that DeWees had “no criminal record, and therefore no failures to appear,” the trial court pointed to the “nature and gravity of the offense charged.” App. Vol. II, p. 50. The “possible penalty which might be imposed by reason of the offense charged,” we’ve emphasized, is a “primary fact to be considered in determining an amount which would assure the accused’s presence in court.” Hobbs v. Lindsey, 240 Ind. 74, 79, 162 N.E.2d 85, 88 (1959). See also
Finally, we note that the trial court relied on DeWees’s IRAS score and her unemployment status, accepting her designation as a “moderate” risk of re-arrest and failure to appear at future court hearings. App. Vol. II, pp. 18, 50. DeWees challenges the court’s reliance on this score, arguing that she was a “full-time high school student.” Resp. to Trans. at 8. The State, to its credit, acknowledged at oral argument that, according to one IRAS scoring guide, “a full-time student should be scored a zero on the unemployment question.” Oral Argument at 18:02–19:38. See JRAC Bail Report at 40 (directing pretrial-service assessors to assign a zero if the detainee is “currently attending a school full time (or part-time schooling co-occurring with a part-time job)“).
But even if the assessor improperly assigned DeWees two points for her unemployment, we’ve emphasized before that, while “highly useful and
In sum, the evidence, taken together, supports the trial court’s conclusion that DeWees posed a “substantial flight risk” and a “danger to others,” including Mullins. See App. Vol. II, p. 51. What’s more, the trial court’s decision—factoring in the applicable statutory factors, setting forth its reasons in writing, and issued after a timely hearing at which DeWees, represented by counsel, testified on her own behalf—rested on appropriate procedural safeguards necessary to protect the rights of the accused.
To be sure, several factors—DeWees’s strong family ties, her lack of criminal record, and no evidence of past bad character—certainly militate against denying DeWees’s motion. But when, like here, the trial court followed the appropriate procedural safeguards and the evidence provides sufficient support for its ruling, we refrain from interfering with the trial court’s discretion—even when, like here, we consider it a close call.
III. We urge prudence and restraint when deviating from Appellate Rule 65(E).
Finally, we address the implications of issuing a precedential opinion effective immediately and the need for appellate courts to exercise prudence and restraint when deviating from
When an appellate court issues an opinion or memorandum decision, the court clerk “shall serve uncertified copies” to the trial court and to all counsel of record and unrepresented parties.
An appellate court may, however, deviate from these rules, whether on its own motion or the motion of a party.
Our Appellate Rules, as with all rules of procedure, “were adopted in order to simplify and streamline prevailing procedural practice, and to secure the just, speedy and inexpensive determination of every action.” S. Indiana Rural Elec. Co-op., Inc. v. Civ. City of Tell City, Perry Cty., 179 Ind. App. 217, 223, 384 N.E.2d 1145, 1149 (1979) (internal quotation marks omitted). Indeed, the purpose of these rules “was to liberalize the practice in the trial courts and courts of appeal and to reduce technical burdens, not increase them.” Perry v. Baron, 152 Ind. App. 29, 34, 281 N.E.2d 544, 547 (1972).
With these goals in mind, we’ve recognized that a blind or mechanical application of the rules threatens to elevate these technicalities to “the position of being the ends instead of the means.” Am. States Ins. Co. v. State ex rel. Jennings, 258 Ind. 637, 640, 283 N.E.2d 529, 531 (1972). But the opposite is likewise true, as frequent deviation from the rules presents the risk of “defeat[ing] justice.” See id. This is especially true in developing areas of the law like we’re presented with today. Issuing an opinion “effective immediately,” and before the parties had the opportunity to seek rehearing, potentially deprived this Court of further briefing on the merits.
To be sure, a trial court’s bail decision implicates an individual’s fundamental liberty interest. United States v. Salerno, 481 U.S. 739, 755 (1987). And deviation from
Conclusion
Because the State met its burden of proof in showing that DeWees posed a flight risk and a risk to Mullins’ physical safety, and because the trial court applied the appropriate procedural safeguards, we affirm its order denying DeWees’s motion for bond reduction or conditional pretrial release. That said, we acknowledge the trial court (by order of the Court of Appeals) ordered DeWees “released to pretrial electronic home detention with GPS monitoring” on the condition that she “strictly obey all rules of Clay County Community Corrections.” App. Vol. II, p. 58. And neither our grant of transfer nor our affirmance of the trial court’s judgment changes DeWees’s status. But should either party seek modification of DeWees’s conditional release, we remand with instructions for the trial court to conduct a hearing consistent with this opinion.
Rush, C.J., and David, Massa, and Slaughter, JJ., concur.
ATTORNEY FOR APPELLANT
John D. Fierek
Brownsburg, Indiana
ATTORNEYS FOR APPELLEE
Theodore E. Rokita
Attorney General of Indiana
Sierra A. Murray
Deputy Attorney General
Indianapolis, Indiana
