Sierra Club v. United States Forest ServiceSierra Club v. United States Forest Service
Case Information
*1 Before: MOORE, SUTTON, and DONALD, Circuit Judges.
_________________
COUNSEL ARGUED: Marianne G. Dugan, Eugene, Oregon, for Appellant. Lane N. McFadden, UNITED STATES DEPARTMENT OF JUSTICE, Washington, D.C., for Federal Appellee. David H. Coburn, STEPTOE & JOHNSON LLP, Washington, D.C., for Appellee Enbridge Energy. ON BRIEF: Marianne G. Dugan, Eugene, Oregon, for Appellant. Lane N. McFadden, UNITED STATES DEPARTMENT OF JUSTICE, Washington, D.C., for Federal Appellee. David H. Coburn, Joshua Runyan, STEPTOE & JOHNSON LLP, Washington, D.C., for Appellee Enbridge Energy.
1
_________________
OPINION
_________________
KAREN NELSON MOORE, Circuit Judge. Plaintiff-Appellant Sierra Club appeals from
the district court’s decision granting summary judgment in favor of Defendants-Appellees
United States Forest Service (“USFS”) and Enbridge Energy Limited Partnership (“Enbridge”).
Sierra Club argues that the USFS violated the National Environmental Policy Act (“NEPA”),
I. BACKGROUND
A. Factual Background
The federal government may grant a right-of-way through federal land “for pipeline
purposes for the transportation of oil.”
In 1992, Lakehead changed its name to Lakehead Pipe Line Company, Limited Partnership, and the USFS reissued the special-use permit to this entity. R. 17-24 (1992 Permit at 1) (Page ID #1323). The 1992 permit authorized the use of the right-of-way until December 31, 2012, and noted that the USFS “shall renew the authorization” for a reasonable term “[i]f the right-of-way project or facility is still being used for the purpose(s) previously authorized and is being operated and maintained in accordance with all the provisions of the authorization” and other applicable laws and resource-management plans. Id. at 6 (Page ID #1328).
The 1992 permit was amended in 2002 when Lakehead changed its name to Enbridge Energy, Limited Partnership. R. 17-26 (2002 Amendment at 1) (Page ID #1337). The amendment noted that “only the name of the company has changed not the ownership” and that “[a]ll other conditions of the permit as amended, remain unchanged.” Id. In 2011 and 2012, after a different Enbridge pipeline ruptured and spilled oil into the Kalamazoo River, Enbridge sought and received amendments to the 1992 permit in order to install “emergency flow release device[s]” on Line 5. R. 18-1 (2011 Amendment) (Page ID #1394); see R. 18-3 (2012 Amendment) (Page ID #1407).
In September 2012, Enbridge requested that the USFS renew the special-use permit for Line 5. See R. 14-14 (Decision Memo at 1) (Page ID #336); R. 14-16 (9/26/12 Email at 1) (Page ID #400). The USFS reviewed Enbridge’s request in 2013 and conducted field studies on the potential impact on certain wildlife and vegetation in the area. See R. 17-12 (4/2/13 Letter at 1– 2) (Page ID #1219–20); R. 14-14 (Decision Memo at App’x C) (Page ID #354); id. at App’x D (Page ID #377). In 2014, the USFS contacted the United States Department of Transportation’s (“DOT”) Pipeline and Hazardous Materials Safety Administration (“PHMSA”) in order to confirm that Enbridge and Line 5 were in compliance with state and federal pipeline regulations. See R. 15-32 (2/28/14 Email at 1) (Page ID #1007).
On January 29, 2014, the USFS began a public comment period for the proposed renewal of Enbridge’s special-use permit. R. 14-2 (Public Notice at 1–3) (Page ID #228–30). The USFS proposed that a categorical exclusion to the documentation required by an EIS or EA applied. Id. at 2 (Page ID #229). Specifically, the USFS proposed that the renewal fell into category 15 (“CE-15”), which applies to the
[i]ssuance of a new special use authorization for a new term to replace an existing or expired special use authorization when the only changes are administrative, there are not changes to the authorized facilities or increases in the scope or intensity of authorized activities, and the applicant or holder is in full compliance with the terms and conditions of the special use authorization.
Id.
at 2 (Page ID #229) (quoting
The USFS received comments from the public in response, including a letter from Marvin Roberson, a Sierra Club Forest Ecologist, sent on behalf of Sierra Club. See R. 14-9 (Roberson Letter at 1–3) (Page ID #318–20). Sierra Club’s letter objected to the application of CE-15 for three reasons. Id. at 1 (Page ID #318). First, Sierra Club stated that no EA or EIS had ever been completed for Line 5 because the original permit was issued “prior to the enactment of NEPA.” Id. at 2 (Page ID #319). Second, Sierra Club argued that intensity of activities along the pipeline had increased over the past two years because oil flow within the pipeline had “increased by over 10%,” and thus the exclusion did not apply. Id. Finally, Sierra Club contended that Enbridge’s prior permit expired on December 31, 2012; because Enbridge was therefore not “renew[ing]” its prior permit request, Sierra Club asserted that the USFS must treat the application as a new permit request and prepare an EA or EIS. Id.
The USFS responded on March 31, 2014. See R. 15-40 (3/31/14 Letter) (Page ID #1023). The USFS explained that Enbridge’s renewal “made no request to change the pipeline operations” as authorized by the existing permit, and that the existing “permit is for the operation and maintenance of the pipeline,” not for any particular oil flow through the pipeline, which “is regulated by the [PHMSA] of the [DOT] and outside the scope of this project.” Id. at 1–2 (Page ID #1023–24). The USFS also noted that the language of CE-15 explicitly referred to expired permits. Id. at 3 (Page ID #1025).
On December 10, 2014, the USFS issued a “Decision Memo,” concluding that Enbridge should be reissued a permit to continue its existing operations and “that this decision qualifies for categorical exclusion from documentation in an [EIS] or [EA]” under CE-15. R. 14-14 (Decision Memo at 13) (Page ID #348). In reaching this conclusion, the memo evaluated whether any “extraordinary circumstances” applied such that an EA or EIS was necessary regardless of the otherwise applicable exclusion. Id. at 5 (Page ID #340). Accordingly, the memo discussed the impact that the reissuance would have on certain flora and fauna in the area, and specifically, whether the reissuance would affect the Kirtland’s warbler, an endangered songbird. Id. at 5–6 (Page ID #340–41). The USFS concluded that the reissuance “[w]ould have no effect on the Kirtland’s warbler.” Id. at 6 (Page ID #341). The USFS attached the biological assessment reports prepared by a biologist and a botanist. See id. at App’x C (Page ID #354– 68); id. at App’x D (Page ID #377–80). The memo concluded that “no extraordinary circumstances which may result in significant individual or cumulative effects on the quality of the environment” existed. Id. at 13 (Page ID #348).
The USFS subsequently re-issued Enbridge’s special-use permit. R. 51-2 (2015 Permit) (Page ID #2385).
B. Procedural History
The Sierra Club filed suit against the USFS in the United States District Court for the Eastern District of Michigan on January 14, 2015, alleging that the USFS violated NEPA by not preparing an EA or EIS. R. 1 (Compl. at 1, 7–13) (Page ID #1, 7–13). Enbridge intervened as a defendant on February 25, 2015. R. 7 (Order Granting Mot. to Intervene) (Page ID #116). The parties filed cross-motions for summary judgment, see R. 27 (Pl. Mot. for Summ. J.) (Page ID #1970); R. 37 (USFS Cross-Mot. for Summ. J.) (Page ID #2092); R. 40 (Enbridge Cross-Mot. for Summ. J.) (Page ID #2214), and each party also filed a response. See R. 36 (USFS Resp. to Pl. Mot. for Summ. J.) (Page ID #2051); R. 39 (Enbridge Resp. to Pl. Mot. for Summ. J.) (Page ID #2137); R. 44 (Pl. Resp. to Cross-Mot. for Summ. J.) (Page ID #2301).
The district court granted the defendants’ cross-motions for summary judgment on September 30, 2015, concluding that the USFS properly applied CE-15 in reissuing Enbridge’s permit without conducting an EIS or EA. R. 52 (09/30/15 D. Ct. Order at 12–21) (Page ID #2673–82). Judgment was entered in favor of the USFS and Enbridge, R. 53 (Judgment) (Page ID #2684), and Sierra Club timely appealed. R. 54 (Notice of Appeal) (Page ID #2685).
II. DISCUSSION
A. Standard of Review
The Administrative Procedure Act (“APA”) provides for judicial review of final agency
actions.
has relied on factors which Congress had not intended it to consider, entirely failed to consider an important aspect of the problem, offered an explanation for its decision that runs counter to the evidence before the agency, or is so implausible that it could not be ascribed to a difference in view or the product of agency expertise.
Nat’l Ass’n of Home Builders v. Defs. of Wildlife
, 551 U.S. 644, 658 (2007) (quoting
Motor
Vehicle Mfrs. Ass’n, Inc. v. State Farm Mut. Auto. Ins. Co.
,
B. Statutory and Regulatory Framework
Congress enacted NEPA “to reduce or eliminate environmental damage.”
Dep’t of
Transp. v. Pub. Citizen
, 541 U.S. 752, 756 (2004). “NEPA itself does not mandate particular
results in order to accomplish these ends,” but rather “imposes only procedural requirements on
federal agencies with a particular focus on requiring agencies to undertake analyses of the
environmental impact of their proposals and actions.”
Id.
at 756–57 (internal quotation marks
omitted). NEPA’s “‘action-forcing’ procedures . . . require that agencies take a ‘hard look’ at
environmental consequences.”
Robertson v. Methow Valley Citizens Council
,
In forcing agencies to “take a ‘hard look’ at environmental consequences,”
id.
(internal
quotations omitted), NEPA requires federal agencies to prepare an EIS when the agency
proposes “‘major Federal actions significantly affecting the quality of the human environment.’”
Pub. Citizen
, 541 U.S. at 757 (quoting
“In some cases, however, neither an EA nor an EIS is required.”
West v. Sec’y of Dep’t
of Transp.
, 206 F.3d 920, 927 (9th Cir. 2000). CEQ regulations allow an agency to adopt a
“categorical exclusion” for a “category of actions which do not individually or cumulatively
have a significant effect on the human environment and which have been found to have no such
effect in procedures adopted by a Federal agency in implementation of these regulations.’”
Id.
(quoting
“Pursuant to CEQ regulations, each agency develops criteria to determine the appropriate
level of environmental review for different types of actions,”
West
, 206 F.3d at 927 (citing
Agencies engage in a “scoping” process to identify significant issues.
C. The USFS Did Not Arbitrarily Apply CE-15 in Reissuing Enbridge’s Permit
Sierra Club argues that the USFS acted arbitrarily in applying CE-15 and not conducting an EA or EIS. Sierra Club’s objections can be grouped into two sets of arguments: first, those that contend that the reissuance of Enbridge’s permit falls outside of the plain language of CE- 15, and second, those that assert that “extraordinary circumstances” apply such that an EA and EIS were required even if the action might normally be excluded from documentation.
1. The Renewal of Enbridge’s Permit Falls Within the Text of CE-15 Sierra Club contends that the plain language of CE-15 does not apply to the reissuance of Enbridge’s permit because (1) Enbridge has increased the oil flow on Line 5 and (2) Enbridge’s 1992 permit expired prior to the issuance of the 2015 permit. Neither of these arguments are persuasive.
Sierra Club first asserts that Enbridge has dramatically increased “the scope and intensity
of use of the pipeline within the past two years.”
See
Appellant Br. at 14. CE-15 applies to the
reissuance of a permit “when the only changes are administrative” and “there are not changes to
the authorized facilities or increases in the scope or intensity of authorized activities.”
Next, Sierra Club contends that the 2015 permit is not an administrative continuation of
the 1992 permit because “[t]he previous permit expired December 31, 2012” and the new permit
“was issued to a new company, not to the original permittee.” Appellant Br. at 17. This is not
persuasive. First, the plain language of CE-15 refers to the “[i]ssuance of a new special use
authorization . . . to replace an existing
or expired
special use authorization.”
2. The USFS Did Not Act Arbitrarily in Determining That No “Extraordinary Circumstances” Existed
Sierra Club also advances several arguments that relate to whether the USFS appropriately determined that no “extraordinary circumstances” exist precluding the use of CE- 15. These arguments are similarly unavailing.
Sierra Club first argues that the USFS cannot utilize CE-15 because “[t]he project may
impact an endangered species, Kirtland’s warbler.” Appellant Br. at 16. As discussed above,
even if a proposed agency action would normally fall within a CE, the USFS is required to
consider whether “extraordinary circumstances related to the proposed action” preclude the use
of the CE.
Sierra Club advances two final arguments. In its opening brief, Sierra Club cites
Relatedly, Sierra Club argues that the agency must independently consider the factors set
forth in
The USFS did so here. The USFS publicly promulgated its intent to apply CE-15,
accepted public comments, and responded to the comments that it received. R. 14-2 (Public
Notice at 1–3) (Page ID #228–30); R. 15-40 (3/31/14 Letter) (Page ID #1023). The USFS
determined that Enbridge was in compliance with pipeline regulations,
see
R. 15-32 (2/28/14
Email at 1) (Page ID #1007), and evaluated whether any “resource conditions” existed such that
an extraordinary circumstance may apply.
See, e.g.
, R. 14-14 (Decision Memo at 5–6) (Page ID
#340–341). It set forth this discussion in its Decision Memo and attached evaluations from both
a biologist and a botanist that concluded that reissuing the permit would not have an impact on
sensitive flora or fauna populations in the area, including Kirtland’s warbler.
Id.
at 13; App’x C;
App’x D (Page ID #348, 354–80). This is not a case in which the agency “failed entirely to
consider the potential environmental consequences of its decision at the time the decision was
made” and instead used a CE as a “post-hoc rationalization” for the agency’s actions.
See, e.g.
,
Norton
,
III. CONCLUSION
For the reasons set forth above, we AFFIRM the judgment of the district court.
Notes
[1] Sierra Club asserts that the new permit provides a larger, 61.09 acre or 8.4 mile, right-of-way. Appellant Br. at 15. In support of this statement, Sierra Club cites a final draft of the special-use permit in the record that provides the “permit covers 61.09 acres . . . or 8.4 miles,” R. 14-18 (Final Permit Draft at 1) (Page ID #409), but the other documents attached to this draft state that the permit covers only 58.98 acres or 8.1 miles. Id. at 12 (Page ID #420). The USFS later issued the permit to Enbridge, see R. 51 (Notice at 1–2) (Page ID #2381–82), and this final permit document states that the right-of-way is 58.98 acres or 8.1 miles. R. 51-2 (2015 Permit at 1) (Page ID #2385). According to the USFS, the discrepancy was a typographical error. USFS Appellee Br. at 25.