Lead Opinion
Opinion for the Court filed by Circuit Judge SRINIVASAN.
Dissenting opinion filed by Senior Circuit Judge SENTELLE.
Thе Battle of Blair Mountain is the largest armed labor conflict in our nation’s history. In late August 1921, after years of tension between coal miners and coal companies, more than 5,000 West Virginia coal miners began a march to Logan and Mingo Counties, West Virginia. They aimed to unionize and liberate fellow miners living under martial law. When they reached Blair Mountain, a 1,600-aere area in Logan County, they encountered roughly 3,000 armed men. Those men, mostly hired by coal companies, manned a ten-mile defensive line across Spruce Fork Ridge, including Blair Mountain. They dug trenches, mounted machine guns, and dropped homemade bombs. The miners responded with gunfire of their own. The Battle endured for several days, causing numerous casualties. President Harding sent federal troops to quell the fighting, and the coal miners surrendered.
Recently, various environmental and historical preservation organizations, recognizing Blair Mountain Battlefield’s historical significance, have sоught to gain protection for the Battlefield from surface coal mining. This case arises from their efforts to obtain the Battlefield’s listing in the National Register of Historic Places. After several unsuccessful nominations for its inclusion in the Register, the Battlefield gained listing in 2009. Its stay in the Register was short-lived. Within days, the Keeper of the Register removed the Battlefield upon determining that the wishes of area property owners had not been accurately captured in the nomination process. The organizations then brought an action in federal court challenging the Battlefield’s removal from the Register. The district court granted summary judgment against them, holding that they lack standing because they fail to demonstrate the requisite injury, causation, or redressability. We disagree and conclude that they have standing to challenge the Keeper’s decision.
I.
On January 13, 2009, the Deputy West Virginia State Historic Preservation Officer (SHPO) nominated the Battlefield to the Keeper of the National Register of Historic Places for inclusion in the Register. Under both federal and state law, listing of a place in the Register triggers establishment of certain protections, including minimization of adverse impacts
One week later, the SHPO notified the Keeper that he had failed to account for a number of objections to the listing, which he had received from a law firm representing several coal companies. When the SHPO took into consideration the additional objections, he found that a majority of landownеrs objected to the Battlefield’s inclusion in the Register. The SHPO therefore asked the Keeper to remove the Battlefield from the Register. After soliciting and considering comments, the Keeper delisted the Battlefield, agreeing that there had been prejudicial procedural error in the listing process. See 36 C.F.R. § 60.15(a)(4).
The Sierra Club, the Ohio Valley Environmental Coalition, and other organizations (collectively, the Coalition) filed an action in federal district court against the Keeper, the Secretary of the Interior, and the Director of the National Park Service (collectively, the Interior). The Coalition claimed that the Keeper’s decision to delist the Battlefield was arbitrary and capricious, and sought vacatur of the decision and relisting of the Battlefield as of March 30, 2009. The district court granted summary judgment to the Interior, holding that the Coalition failed to establish standing to bring the action. Sierra Club v. Salazar,
According to the district court, the Coalition could nоt demonstrate any of the three components of standing: injury in fact, causation, or redressability. With regard to injury in fact, the court held that the Coalition failed to show that any injury was “actual or imminent.” Id. at 110 (internal quotation marks omitted). Even though “a considerable amount of the Battlefield is ... currently subject to surface mining permits,” there was no actual or imminent injury because the coal companies had yet to mine the Battlefield under the permits. Id. at 110. The court viewed any claim of future mining to be “purely conjectural,” reasoning that certain permits had been in existence for years with no mining on the Battlefield. Id. at 112. The Coalition also could not satisfy causation because its concerns depended on “speculative predictions about the actions of third parties, the coal mining companies.” Id. at 113. Turning to redressability, the court acknowledged that federal and West Virginia mining law generally prohibited surface mining on property listed in thе Register. Id. at 114 (citing 30 U.S.C. § 1272(e)(3)). Those prohibitions, however, contained an exemption for permits with valid existing rights. Id. According to the district court, the coal companies likely had valid existing rights because the permits had been “acquired prior to the historic district’s inclusion on the National Register.” Id. Therefore, the court held, “surface mining would be permitted oh the Blair Mountain Battlefield” even if the Keeper relisted the Battlefield. Id.
The Coalition now appeals. We review the district court’s decision on standing de novo. See In re Endangered Spe
II.
To establish standing to sue for purposes of Article III of the Constitution, the Coalition must show: (1) “an ‘injury in fact’ that is (a) concrete and particularized and (b) actual or imminent, not conjectural or hypothetical; (2) the injury is fairly traceable to the challenged action of the defendant; and (3) it is likely, as opposed to merely speculative, that the injury will be redressed by a favorable decision.” Friends of the Earth, Inc. v. Laidlaw Envtl. Servs., Inc.,
A.
To demonstrate injury in fact, the Coalition must show that the asserted injury to its members is concrete and particularized, and is also actual or imminent. The Coalition makes both of those showings.
1.
The Supreme Court has recognized that harm to “the mere esthetic interests of the plaintiff ... will suffice” to establish a concrete and particulаrized injury. Summers v. Earth Island Inst.,
Here, similarly, Coalition members who view and enjoy the Battlefield’s aesthetic features, or who observe it for purposes of studying and appreciating its history, would suffer a concrete and particularized injury from the conduct of surface mining on the Battlefield. Two individuals eaсh explained that “[s]urface mining at Blair Mountain would directly and indirectly harm my ability to use, enjoy, and appreciate the historic Battlefield and its landscape.” Rasmussen Decl. ¶ 10; Ziehl Decl. ¶ 10. Members also expressed an interest in preserving the “beautiful mountain landscape,” observing that their “ability to visit and enjoy the ... surrounding areas would be adversely impacted by keeping Blair Mountain Battlefield off of the National Register of Historic Places.” Hendrix Deck ¶ 14; see also Simmons Deck ¶ 9. Other individuаls visit and study the Battlefield for educational purposes. See Rasmussen Deck ¶¶2-6. And one person, whose grandfather fought at the Battle of Blair Mountain and who plans to continue visiting the
Amicus West Virginia Coal Association argues that the Coalition cannot demonstrate injury in fact because the individuals whose interests would be injured by mining of the Battlefield own no legal right to enter the Battlefield area. It is true that the Battlefield area is privately owned (with the majority of property owned by members of the Coal Association). It is also true that the Coalition puts forward no evidence that its members — although apрarently having frequently entered the Battlefield area in the past — possess any legal entitlement to set foot on the privately owned property. But even assuming those individuals no longer possess any ability to enter the Battlefield site itself, there would be no need for them to commit a trespass in order to experience a cognizable injury. They possess interests in observing the landscape from surrounding areas, for instance, or in enjoying the Battlefield while on publiс roads. See Martin Decl. ¶ 9 (“At least four times I have visited a friend across the highway from Blair Mountain ... and have driven across Blair [MJountain twenty times or more.”). Their cognizable interests thus do not depend on any legal right to make a physical entry onto the Battlefield. And while the Supreme Court in Lujan spoke in terms of a “legally protected interest,”
This court’s decision in National Wildlife Federation v. Hodel,
2.
The Coalition also satisfies its burden to show that its members’ injuries are actual or imminent. Because there is no allegation that any mining has already occurred in the Battlefield, we deal solely with the questiоn whether the asserted injuries qualify as imminent. A plaintiff must show a “substantial probability of injury” to establish imminent injury. Chamber of Commerce of the U.S. v. BP A, 642 F.Sd 192, 200 (D.C.Cir.2011) (alterations and internal quotation marks omitted); see Clapper v. Amnesty Int’l USA — U.S. -,
The undisputed facts demonstrate the requisite “substantial probability” of injury here. First, coal companies have mined in the vicinity of the Battlefield under permits that enсompass the Battlefield. See S. Utah Wilderness Alliance v. Office of Surface Mining Reclamation & Enforcement,
In holding that the Coalition fails to establish imminent injury, the district court еmphasized that the permits have existed for over ten years without any mining in the Battlefield to this point. Sierra Club,
B.
The remaining prongs of standing consist of causation and redressability. The Coalition must show that its injury is “fairly traceable” to the delisting of the Battlefield, and that “it is likely, as opposed to merely speculative, that the injury will be redressed by a favorable decision.” Laidlaw,
The district court believed it likely under West Virginia law that surface mining would continue even if the Battlefield were relisted. According to the Coalition, however, even if surface mining could continue upon a relisting of the Battlefield, West Virginia law affords additional protections to places listed in the Register. The Coalition points to a regulation providing that “all adverse impacts [from surface mining] must be minimized” for sites included in the Register. W. Va.Code R. § 38-2-3-17.c. The Interior’s principal response is that the Coalition forfeited that argument by failing to raise it in the district court. We disagree. In its briefing in the district court addressing the question of redressability, the Coalition argued that West Virginia mining law provided protections to places listed in the Register, specifically identifying and quoting from the same regulation on which it now relies. See Pis.’ Summ. J. Opp’n & Reply at 6 (quoting W. Va.Code R. § 38-2-3-17.c). That was more than enough to preserve the argument for appeal.
On the merits of the issue, the Interior contends that § 38-2-3.17.C applies only to initial pеrmit applications but not to the permit renewals that generally take place every five years. At the time of the initial applications for the Camp Branch and Bumbo No. 2 permits, the Battlefield had not been listed in the Register. Consequently, the Interior argues, the regulation could not affect mining operations under the Camp Branch and Bumbo No. 2 permits. We conclude, however, that for purposes of demonstrating causation and redressability, there is an adequаte possibility that the regulation would apply to renewals of those permits and not only to the initial applications.
Because “this court’s jurisdiction turns on whether a proper interpretation of’ West Virginia law “precludes the relief’ the Coalition desires, the Coalition “need not convince this court that its interpretation is correct.” Ark Initiative v. Tidwell,
The Coalition’s interpretation of West Virginia law meets that standard. Although the minimization requirement is not located in the “Permit Renewals” subsection of § 38-2-3, a permit cannot be renewed if the “terms and conditions of the existing permit are not being satisfactorily met.” W. Va.Code § 22-3-19(a)(1)(A). And when certain terms and conditions “becomе applicable after the original date of permit issuance,” the per-mittee has “a reasonable period to comply with such revised requirements.” Id. According to the Coalition, the minimization requirement, which would take effect after the listing of the Battlefield in the Register, constitutes a “requirement! ]” that would “become applicable after ... permit issuance.” The Interior’s response rests on interpretations of federal mining regulations, which it contends impоse a minimization requirement only at the time of permit application, not renewal. See 30 C.F.R. § 780.31. Even if that interpretation of federal law is correct, however, it is not necessarily dispositive of West Virginia law, which could impose broader protections. See 30 C.F.R. § 730.11(a), (b). We need not resolve the issue for purposes of assessing the Coalition’s standing, but need only assess whether the Coalition’s argument is non-frivolous. We conclude that it is.
The Interior also argues that the minimization requirement wоuld afford no additional protections to the Battlefield over those already granted by West Virginia law. The Interior relies on § 38-2-3.17.d, under which the West Virginia Department of Environmental Protection “may require the [permit] applicant to protect historic ... properties ... through appropriate mitigation and treatment measures.” W. Va.Code R. § 38-2-3.17.d. That provision applies both to places already listed in the Register and to places (like the Battlefield) eligible for future listing. Id. But even assuming that “appropriate mitigation and treatment measures” under that provision are no less protective than the requirement to “minimize” all “adverse impacts” under § 38-2-3.17.C, the former protections lie within the discretion of the Department: for sites eligible to be listed in the Register, the Department “may” elect to “require” mitigation and treatment measures, or “may” elect not to do so. W. Va.Code R. § 38-2-3.17.d. For sites already listed in the Register, by contrast, the obligation under § 38-2-3.17.C to minimize adverse impacts is expressed in mandatory terms. The Coalition’s argument that § 38-2-3.17.c affords greater protections than otherwise arise under West Virginia law ■ therefore is at least non-frivolous, and suffices to establish causation and redressability.
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We reverse the judgment of the district court and remand for further proceedings.
So ordered.
Dissenting Opinion
dissenting:
I would affirm the grant of summary judgment by the district court. I agree with that court that the federal courts have no jurisdiction over this action. My reasoning is not prеcisely the same as the lower court. This, of course, presents no problem, as we review a district court’s grant of a “motion to dismiss for lack of standing” de novo. Info. Handling Servs.,
The majority opinion sets forth the facts and the history of this matter, and I have no reason to rehash the same here. The majority also sets forth the requirements for standing:
(1) “an ‘injury in fact’ that is (a) concrete and particularized and (b) actual or imminent, not conjectural or hypothetical; (2) the injury is fairly traceable to thе challenged action of the defendant; and (3) it is likely, as opposed to merely speculative, that the injury will be redressed by a favorable decision.”
Maj. Op. at 5 (quoting Friends of the Earth, Inc. v. Laidlaw Envtl. Servs., Inc.,
It is true, as the majority asserts, “that harm to ‘the mere esthetic interest of the plaintiffs ... will suffice’ to establish a concrete and particularized injury.” Maj. Op. at 5 (quoting Summers v. Earth Island Inst.,
As the Supreme Court has made clear, parties invoking federal jurisdiction bear the burden of establishing аn “invasion of a legally protected interest.” Lujan,
Notes
. Nothing in the majority’s reliance on the reformulation of Lujan’s language in Parker v. District of Columbia,
