In
Commonwealth of Massachusetts v. Watt,
I. Background
This case involves the State of Maine’s efforts to build a new six-berth marine dry cargo terminal at Searsport, one of the busiest ports in Maine. The Maine Department of Transportation (“MDOT”) wants to build the terminal on Sears Island, a 940-acre, uninhabited, undeveloped piece of land directly opposite Mack Point, the site of a present two-berth terminal. (See Appendix A for a map.)
In a previous case, we noted that the Sears Island project would not only require Maine to dredge the channel, clear the island and build a causeway connecting the island to the mainland (for a highway and a railroad spur), but it would also lead to considerable secondary development on the island; hence NEPA required the Federal Highway Administration (“FHWA”), which would fund much of the project, to prepare an Environmental Impact Statement (“EIS”).
Sierra Club v. Marsh,
Subsequently, MDOT secured financial backing from the Federal Highway Administration and MDOT and FHWA together hired a consultant, prepared a Draft EIS, obtained public comments from both the public and governmental agencies, adopted a Final EIS, and decided to proceed with the Sears Island project. They then obtained the necessary permits from the U.S. Coast Guard and the U.S. Army Corps of Engineers, both of which adopted the findings of the Final EIS.
After MDOT and the FHWA received permits allowing them to proceed with the Sears Island project, the Sierra Club returned to federal court and began the present action. The Sierra Club, objecting to the Sears Island development (the option that the Draft EIS and the Final EIS favored), says that the Final EIS did not adequately evaluate the environmental effects of choosing the Sears Island site, nor did it adequately explore other alternatives (such as expanding the Mack Point terminal, or no new development at all) less harmful to the environment. Three federal “resource” agencies, the U.S. Environmental Protection Agency (“EPA”) (which hired its own consultant to review this matter), the U.S. Fish and Wildlife Service (“FWS”), and the National Marine Fisheries Service (“NMFS”), agree with the Sierra Club’s overall assessment.
In particular, the Sierra Club argued that the Final EIS did not respond adequately to the comments that it, and the resource agencies, had made on the Draft EIS. The Draft, for example, had given several reasons for preferring Sears Island to Mack Point: a six berth terminal means more jobs; there is room at Sears Island for six berths; there is room at Mack Point for only two berths; the cost of acquiring property at Mack Point is greater; the tax revenues would be greater from new development at Sears Island than from modifying Mack Point; and new berths at Mack Point would require more dredging and more tug boats than would Sears Island. The Sierra Club and the resource agencies had commented, in response, that the economy will demand no more than two berths through the year 2010 (so that six berths are not now necessary); the comparative costs and tax advantages favor Sears Island less than the Draft EIS suggested; no extra dredging or tug boats would be needed at Mack Point; and the environmental harms would be greater at Sears Island than they would be at Mack Point and greater than the Draft EIS estimated them to be. The Sierra Club argued in court that the Final EIS did not adequately deal with these and other comments. In particular, it said that the Final EIS exaggerated the economic need for the project (especially in light of an EPA consultant’s report, which criticized the developers’ consultant’s methods and conclusions and *499 which found that only two berths would be necessary for a considerable time); that the Final EIS failed to consider important, less environmentally harmful alternatives (such as a terminal limited to two berths); and that it did not adequately consider secondary development. Furthermore, said the Sierra Club, the Final EIS did not take adequate account of new information discovered after it was published (such as the fact that the Sears Island terminal will require clearing 124 acres of wild land, not 50 acres as the Final EIS had estimated). The Sierra Club also claimed that neither the FHWA nor the Army evaluated the Final EIS properly before reaching their decisions. And the Sierra Club argued several technical failings, such as undisclosed potential conflicts of interest among consultants and improper incorporation of documents by reference.
The Sierra Club asked the district court to enjoin both the federal and state agencies from continuing to build the causeway or otherwise work upon the Sears Island project while the court considered the merits of its various, rather complex objections.
The federal district court denied the Sierra Club’s request for a preliminary injunction.
Sierra Club v. Marsh,
The Sierra Club has appealed. It argues that the district court’s view of Village of Gambell is wrong; that that case does not “undermine” Watt; and it adds that the district court, had it followed Watt, might have come to a different conclusion about whether to issue a preliminary injunction. After reexamining Watt and Village of Gambell, we agree with the Sierra Club’s view of the law.
II. Watt
The simplest way to explain what we held in Watt is to quote here the relevant section of the opinion. In that case the plaintiffs argued that the federal government had not published a proper EIS before auctioning rights to drill for oil off Georges Bank. The district court had granted a preliminary injunction. The government, on appeal, claimed that plaintiffs would not suffer “irreparable harm” because the lease sale did not entitle lease buyers to drill for oil immediately; rather, the lease buyers would have had to obtain further governmental permissions before even beginning to explore. In rejecting this argument, we wrote the following:
*500 The government’s argument, however, ignores an important feature of NEPA. NEPA is not designed to prevent all possible harm to the environment; it foresees that decisionmakers may choose to inflict such harm, for perfectly good reasons. Rather, NEPA is designed to influence the decisionmaking process; its aim is to make government officials notice environmental considerations and take them into account. Thus, when a decision to which NEPA obligations attach is made without the informed environmental consideration that NEPA requires, the harm that NEPA intends to prevent has been suffered. NEPA in this sense differs from substantive environmental statutes, such as the Federal Water Pollution Control Act, 33 U.S.C. §§ 1251 et seq. The Federal Water Pollution Control Act focuses upon the “integrity of the Nation’s Waters, not the permit process,” Weinberger v. Romero-Barcelo, 456 U.S. [305] at 314, 102 S.Ct. [1798] at 1804 [72 L.Ed.2d 91 (1982)]. NEPA does the converse. Moreover, to set aside the agency’s action at a later date will not necessarily undo the harm. The agency as well as private parties may well have become committed to the previously chosen course of action, and new information — a new EIS — may bring about a new decision, but it is that much less likely to bring about a different one. It is far easier to influence an initial choice than to change a mind already made up.
It is appropriate for the courts to recognize this type of injury in a NEPA case, for it reflects the very theory upon which NEPA is based — a theory aimed at presenting governmental decision-makers with relevant environmental data before they commit themselves to a course of action. This is not to say that a likely NEPA violation automatically calls for an injunction; the balance of harms may point the other way. Cf. Weinberger v. Romero-Barcelo, supra (a violation of the Federal Water Pollution Control Act does not automatically warrant an injunction). It is simply to say that a plaintiff seeking an injunction cannot be stopped at the threshold by pointing to additional steps between the governmental decision and environmental harm.
In the present case plaintiffs would suffer harm if they were denied an injunction, if the lease sale took place, and if the court then held that a supplemental EIS was required. In that event, the successful oil companies would have committed time and effort to planning the development of the blocks they had leased, and the Department of the Interi- or and the relevant state agencies would have begun to make plans based upon the leased tracts. Each of these events represents a link in a chain of bureaucratic commitment that will become progressively harder to undo the longer it continues. Once large bureaucracies are committed to a course of action, it is difficult to change that course — even if new, or more thorough, NEPA statements are prepared and the agency is told to “redecide.’’ It is this type of harm that plaintiffs seek to avoid, and it is the presence of this type of harm that courts have said can merit an injunction in an appropriate case.
Watt,
Upon rereading this language, we would add one further word of explanation. We did not (and would not) characterize the harm described as a “procedural” harm, as if it were a harm to
procedure
(as the district court apparently considered it,
see Sierra Club,
III. Village of Gambell
Amoco Production Co. v. Village of Gambell,
determine[] that (A) such a significant restriction of subsistence uses is necessary, consistent with sound management principles for the utilization of public lands, (B) the proposed activity will involve the minimal amount of public lands necessary to accomplish the purposes of such use ..., and (C) reasonable steps will be taken to minimize adverse impacts upon subsistence uses and resources resulting from such actions.
16 U.S.C. § 3120(a).
In
Village of Gambell,
several Alaskan native villages tried to enjoin a proposed sale of Outer Continental Shelf (“OCS”) oil leases on the ground that the Secretary of the Interior had not complied with ANIL-CA’s procedures; he had not considered “alternatives” to leasing land that had “subsistence” uses (for he thought that ANILCA did not apply to the Outer Continental Shelf). The federal district court, although it agreed ANILCA applied to the OCS, decided that no preliminary injunction was warranted. The Ninth Circuit reversed on the ground that irreparable injury “is
presumed
” when an agency fails to evaluate environmental impacts “thoroughly.”
People of Village of Gambell v. Hodel,
The Supreme Court reversed the Ninth Circuit. It held that the law creates no such “presumption,” and that courts should apply “traditional equitable principles” when deciding whether to issue a preliminary injunction.
“a federal judge sitting as chancellor is not mechanically obligated to grant an injunction for every violation of law.... ‘Unless a statute in so many words, or by a necessary and inescapable inference, restricts the court’s jurisdiction in equity, the full scope of that jurisdiction is to be recognized and applied.’ ”
Focusing on the “language and structure [and] legislative history” of the statute at issue,
As we read Village of Gambell, we see one important difference between that case and this one, and one important similarity.
(a) The difference concerns the statutes. Both NEPA and ANILCA are “procedural” statutes in the sense that both set forth procedures that decisionmakers must follow before taking an action that might harm the environment (or “subsistence uses”). But NEPA is a
purely
procedural statute in a sense that ANILCA is not. NEPA demands that a decisionmaker consider all significant environmental impacts before choosing a course of action; the decisionmaker is compelled to follow NEPA’s evaluative process before acting.
See Vermont Yankee Nuclear Power Corp. v. Natural Resources Defense Council, Inc.,
ANILCA, on the other hand, contains a “substantive” standard as well. Should an agency head choose a course of action that, for example, takes from subsistence uses more than the “minimal amount of public lands” necessary for the alternative public purposes (or should he fail to take “reasonable steps ... to minimize adverse impacts upon subsistence uses”), ANILCA requires him to change the action. This is plain from the second part of ANILCA § 810(a), 16 U.S.C. § 3120(a), quoted
supra
p. 501 and quoted in full by the Supreme Court in
Village of Gambell,
This difference is important, for the kinds of “harms” that are relevant, and that may be “irreparable,” will be different according to each statute’s structure and
*503
purpose.
See Village of Gambell,
Insofar as a procedural failure leads to an improper choice, a court, under ANIL-CA but not under NEPA, may require the decisionmaker to choose a new action; and this fact may make the ANILCA failure “reparable harm.” Suppose, for example, an administrator decides to build a causeway without first preparing and considering NEPA’s EIS. A district court, when considering a request for a preliminary injunction, must realize the important fact of administrative life that we described in Watt: as time goes on, it will become ever more difficult to undo an improper decision (a decision that, in the presence of adequate environmental information, might have come out differently). The relevant agencies and the relevant interest groups (suppliers, workers, potential customers, local officials, neighborhoods) may become ever more committed to the action initially chosen. They may become ever more reluctant to spend the ever greater amounts of time, energy and money that would be needed to undo the earlier action and to embark upon a new and different course of action. And the court, under NEPA, normally can do no more than require the agency to produce and consider a proper EIS. It cannot force the agency to choose a new course of action. Given the realities, the farther along the initially chosen path the agency has trod, the more likely it becomes that any later effort to bring about a new choice, simply by asking the agency administrator to read some new document, will prove an exercise in futility.
Now suppose an administrator decides to build an identical causeway on Alaskan “subsistence” lands without first evaluating and considering the impacts and alternatives as required by the first part of ANILCA § 810(a). Here too, as in the case of NEPA, the further construction advances, the harder it may be to convince the agency and relevant interest groups to change direction. But in the case of ANIL-CA, unlike NEPA, if (for example) the initial decision unreasonably harms subsistence uses, the second part of § 810(a) will
require
the agency to change direction: to alter the project, to use different lands, or to take additional impact-minimizing steps. For that reason, the injury that ever-growing bureaucratic commitment to a project can work may prove to be “irreparable harm” in a NEPA case in a sense not present in an ANILCA case. Moreover, that is why, despite the many additional bureaucratic steps that the agency would have had to take between (1) an initial lease decision and (2) the physical effect, failure to follow statutory procedures could have caused “irreparable harm” in
Watt
(NEPA) yet not in
Village of Gambell
(ANILCA) (nor in
Romero-Barcelo,
(b) The similarity between
Village of Gambell
and
Watt
concerns
Village of Gambell’s
basic holding. The Court in
Village of Gambell
held that traditional standards of equity govern a preliminary injunction decision under ANILCA § 810(a). It found nothing in ANILCA’s history suggesting that Congress intended “to depart from established principles” in respect to preliminary injunctions, to establish any “presumption” favoring an injunction, or to “restrict” in any way a court’s ability to exercise the “full scope” of its equity jurisdiction.
To repeat, the harm at stake in a NEPA violation
is
a harm to the
environment,
not merely to a legalistic “procedure,” nor, for that matter, merely to psychological well-being. Cf
. Metropolitan Edison Co. v. People Against Nuclear Energy,
IV. Remand
The appellees argue that, even if the district court did not correctly determine “irreparable harm,” we should affirm the decision, on the ground that, if the district court had taken account of the risks and harms we have just discussed, it still would not have changed its result.
See Sierra Club,
The appellees point to two passages in the district court’s decision denying a stay pending appeal, which they think show that the district court will not change its mind on reconsideration (and therefore that reconsideration would be a waste of time). The first says:
Even assuming that harm to the NEPA process remains an appropriate consider *505 ation under Amoco [v. Village of Gam bell], and that the alleged NEPA violations did occur, the court is unpersuaded that any such NEPA violations tip the equitable balance the other way absent irreparable harm to the environment.
The determination of the district court not to issue the preliminary injunction is vacated and this case is remanded for further proceedings consistent with this opinion.
*506 APPENDIX A
[[Image here]]
