Lead Opinion
Opinion for the Court filed by Senior Circuit Judge WILLIAMS.
Opinion concurring in the judgment filed by Circuit Judge HENDERSON.
Sierra Club here challenges a “Determination” of the Environmental Protection Agency. In the Determination, EPA announced that it had met the regulatory obligations imposed on it by § 112(c)(6) of the Clean Air Act (“CAA”), 42 U.S.C. § 7412(c)(6). We conclude that the Determination is a legislative rulemaking subject to the notice-and-comment provisions of the Administrative Procedure Act, 5 U.S.C. § 553. Because EPA issued the Determinatiоn without providing notice and opportunity for comment, we vacate and remand for the agency to follow those procedures.
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In 1990 Congress amended the CAA to assign EPA the following duty:
With respect to [seven specified hazardous air pollutants (“HAPs”) ], the Administrator shall, not later than five years after November 15, 1990, list categories and subcategories of sources assuring that sources accounting for not less than 90 per centum of the aggregate emissiоns of each such pollutant are subject to standards under subsection (d)(2) or (d)(4) of this section. Such standards shall be promulgated not later than 10 years after November 15,1990.
42 U.S.C. § 7412(c)(6). The obligation thus comprises both listing sources (due by November 15, 1995) and promulgating standards (due by November 15, 2000).
In 1998 EPA published its conclusion that it had satisfied its duty to list sources, a conclusion Sierra Club immediately challenged. But the CAA specifically precluded review of the agency’s source-listing under § 112(c)(6) until the agency had issued emissions standards thereunder, 42 U.S.C. § 7412(e)(4), so we dismissed the сhallenge, without prejudice to the Sierra Club’s seeking review once EPA issued standards. Sierra Club v. EPA No. 98-1270,
EPA’s listing of sources and promulgation of standards continued after its 1998 rulemaking, and well after the statutory deadline. As to sources, it made successive adjustments in the 1998 list by adding new sources and delisting old ones. See, e.g., 76 Fed.Reg. 9450/1 (Feb. 17, 2011) (adding gold mine source category); 73 Fed.Reg.1916/1 (Jan. 10, 2008) (finalizing decision not to regulate gasoline distribution area sources); 72 Fed.Reg. 53,814/1 (Sept. 20, 2007) (listing electric arc furnace
As to emissions standards, it continued to set such standards for a variety of sources, sometimes in an express еffort to satisfy its § 112(c)(6) obligations, see, e.g., 76 Fed.Reg. 15,554/1, 15,556 (Mar. 21, 2011) (setting emissions standards for 112(c)(6) chemicals emitted by industrial, commercial, and institutional boilers), sometimes with no reference to § 112(c)(6), see, e.g., 62 Fed.Reg. 52884/1 (Oct. 7, 1997) (setting emissions standards for Primary Aluminum Reduction Plants, with specific reference to chemicals listed in § 112(b), but not § 112(c)(6)).
Despite its activities in this area, EPA failed to meet the statutory deadline of November 15, 2000. In 2001 Sierra Club filed suit in district court to compel timely complianсe. Sierra Club v. Whitman, No. 01-1558, (D.D.C. filed July 18, 2001). EPA responded with an argument that such a suit was an inappropriate remedy for any omissions in its fulfillment of its § 112(c)(6) duties. Rather, it pointed to the declaration it had filed with the court saying that it intended, once it completed emissions standards for remaining source categories, to “issue a notice that explains how it has satisfied the requirements of [§ ] 112(c)(6) in terms of issuing standards for source categories that account for the statutory thresholds identified in [§ ] 112(с)(6).” It assured the court that that action, like any other final agency action, would be subject to review in this court.
The district court accepted EPA’s view, and set a remedial deadline for EPA to complete its obligations under § 112(c)(6), but refused to identify the legal standards required by that section, finding instead that the D.C. Circuit was “the exclusive forum for substantive review of EPA regulations promulgated under [§] 112 of the Clean Air Act.” Sierra Club v. Johnson,
EPA honored that court deadline in March 2011 by issuing the Determination challenged here. The Determination declared that the agency “has completed sufficient standards to meet the 90 percent requirement” under § 112(c)(6). 76 Fed. Reg. 15308/1 (Mar. 21, 2011). The Determination also referred to an accompanying memorandum that “document^] the actions the Agency has taken to meet these requirements.”
Sierra Club petitions for review of EPA’s Determination. It claims that EPA’s announcement that it has satisfied its obligations under the statute is unreasonable, arbitrary, capricious, and otherwise unlawful. Sierra Club also argues that the Determination is a legislative rule-making subject to the notice-and-comment requirements set forth in § 553 of the APA, and invalid for failure to comply with those requirements.
EPA naturally resists Sierra Club’s arguments on the merits, but also argues that we lack jurisdictiоn to resolve this matter for two alternative reasons. First, it claims a want of standing. Second, it argues that Sierra Club’s challenges are untimely under § 307 of the CAA, 42 U.S.C. § 7607, since the suit lags some of the regulations referenced in the Determination by more than the 60 days allowed
Standing. EPA attacks Sierra Club’s standing with the argument that “[a]lthough Sierra Club asserts that its members are harmed by emissions of [§ ] 112(c)(6) HAPs from certain source categories, ... it provides no evidence that the emission standards it discusses in its brief fail to effectively control the [§ ] 112(c)(6) HAPs.” Respondent’s Br. at 23. Accordingly, it says, Sierra Club cannot show, as it must, that it is “likely, as opposed to merely speculative, that the injury will be redressed by a favorable decision.” Lujan v. Defenders of Wildlife,
This argument misconceives the nature of Sierra Club’s complaint. Sierra Club argues that despite EPA’s statutory obligations, it has yet to set emission standards for two types of § 112(c)(6) HAPs, and has sеt standards for another type of HAPs “for sources that account for far less than ninety percent of aggregate emissions” of that type. Petitioner’s Br. at 27. The Club seeks a vacatur of the Determination so that, before any such determination becomes final, it can make its case directly to EPA as to why the agency’s conclusion that it has met the court-ordered deadline for all three types of HAPs is erroneous and, relatedly, why the statute compelled EPA to regulate the HAPs to which Club members are exposed more stringently than the agency has already purported to do. If correct on the merits, as we must assume for standing purposes, such a challenge presents a clearly redressable injury: some Sierra Club members unquestionably live within zones they claim are exposed to § 112(c)(6) HAPs, and our vacatur will require EPA, consistent with the district court’s deadline order, to entertain and respond to the Club’s сlaims about the necessary scope and stringency of the standards.
Having shown its members’ redressable concrete interest, Sierra Club can assert violation of the APA’s notice-and-comment requirements, as those procedures are plainly designed to protect the sort of interest alleged. As to such requirements, Sierra Club enjoys some slack in showing a causal relation between its members’ injury and the legal violation claimed. Its position is similar tо that of a party “living adjacent to the site for proposed construction of a federally licensed dam ... [who] challenged] the licensing agency’s failure to prepare an environmental impact statement, even though he cannot establish with any certainty that the statement will cause the license to be withheld or altered.” Lujan,
Timeliness. EPA does not deny that Sierra Club filed its present petition within 60 days of the issuance of the Determina
Finality. Neither party disputes that the Determination in question is a final decision for purposes of the APA. We have held, however, that § 307’s provision for review of “final action” by the agency imposes a jurisdictional requirement. Nat’l Env’l Dev. Ass’n’s Clean Air Proj. v. EPA,
First, the action under review “must mark the consummation of the agency’s decisionmaking process — it must not be of a merely tentative or interlocutory nature.” Bennett v. Spear,520 U.S. 154 , 177-78,117 S.Ct. 1154 ,137 L.Ed.2d 281 (1997). Second, the action must “be one by which rights or obligations have been determined, or from which legal consequences will flow.” Id. at 178,117 S.Ct. 1154 .
Nat’l Ass’n of Home Builders v. Norton,
The first requirement is satisfied with unusual clarity, as the whole purрose of the Determination is to ring down the curtain on EPA’s § 112(c)(6) activities. See 76 Fed.Reg. 15,308/1. Nor can there be a question that “legal consequences will flow” from the Determination. EPA has declared, for the first time, that it has fully accomplished the listing of sources and promulgation of standards required by § 112(c)(6). Most obviously as to sources, but also quite clearly as to standards never before pegged to § 112(c)(6), EPA purports to close off any legal claim that it has fаllen short of compliance with § 112(c)(6).
Indeed, in the deadline suit before the district court, EPA based its successful response on the premise that this very Determination would both issue and be a final agency action reviewable in this Court. See supra 532-33.
Finding that we have jurisdiction, we turn to the question whether the Determination constitutes a legislative rule-making that cannot be issued without first being subject to notice and comment under § 553 of the APA. We agree with Sierra Club that it does. Becаuse this conclusion forces a remand under which the parties can develop a record that will render EPA’s legal and technical decisions more transparent and thereby facilitate substantive review (and perhaps moot some or all of the parties’ dispute), we do not reach Sierra Club’s arguments on the substance of the Determination or express the slightest opinion as to their merit.
EPA cites Independent Equipment Dealers Association v. EPA
We repeat, of course, that nothing we say should be taken as ruling on Sierra Club’s substantive claims.
We vacate the Determination and remand to EPA to fulfill the notice-and-comment requirements of § 553 of the APA.
So ordered.
Concurrence Opinion
concurring in the judgment:
Although I join in the judgment vacating EPA’s “Determination,” 76 Fed.Reg. 15,-308 (Mar. 21, 2011), I write separately because I believe that Artiсle III standing is far from certain.
“Article III of the Constitution limits the judicial power of the United States to the resolution of ‘Cases’ and ‘Controversies.’ ” Hein v. Freedom from Religion Found., Inc.,
Section 112(c)(6) of the Clean Air Act (Act) requires EPA to assure that “not less than 90 per centum of the aggregate emissions of each such pollutant are subject to standards under subsection (d)(2) or (d)(4).” 42 U.S.C. § 7412(c)(6). That is all it requires. EPA is under no obligation, statutory or otherwise, to inform anyone that it has satisfied the requirements of section 112(c)(6). The issuance of the Determination was purely voluntary, amounting to little more than a public service message.
Given that EPA was not required to issue the Determination, I am doubtful our decision will redress Sierra Club’s injury. My colleagues correctly note that a party alleging a procedural injury is not required to show that the agency’s decision would have been different had it adhered to the APA. Cnty. of Delaware, Pa. v. Dep’t of Transp.,
My colleagues conclude that “our vacatur order will require EPA, consistent with the District Court’s deadline order, to entertain and respond to the Club’s claims about the necessary scope and stringency of the standards.” Maj. Op. 533. I am unconvinced. If EPA declines to issue the Determination, Sierra Club will presumably return to district court to enforce the deadline order, as it has done before. See
The possibility that an agency will abandon a rulemaking after we vacate and remand a procedurally deficient rule exists, of course, whenever we impose this remedy. See, e.g., Chamber of Commerce of U.S. v. U.S. Dep’t of Lаbor,
Notes
. This conclusion also implicates another jurisdictional concern, viz., whether the Determination was "final action” within the meaning of section 307 of the Act. See Nat’l Envtl. Dev. Ass'n's Clean Air Project v. EPA,
. In its abbreviated standing discussion, my colleagues appear to conflate the two distinct standing prongs of injury in fact and redressability by stating without explaining that Sierra Club suffers a "clearly redressable injury!] given that some Sierra Club members live within zones they claim are exposed to § 112(c)(6) HAPs.” Maj. Op. 533. Exposure to section 112(c)(6) HAPs plainly constitutes an injury in fact. See, e.g., Friends of the Earth, Inc. v. Laidlаw Envtl. Servs. (TOC), Inc.,
Similarly, the dicta hypothetical discussed in the Lujan footnotе on which my colleagues rely is distinguishable. See Maj. Op. 532-33 (quoting Lujan v. Defenders of Wildlife,
. My colleagues make much of the fact that EPA assured Sierra Club and the district court that it intended to issue the Determination, which would be reviewable in this Court. Maj. Op. 532. This seems of little consequence to me. First, the district court did not rely on EPA’s assurance to reach its ultimate conclusion that it could not review the standards on which EPA relied to satisfy section 112(c)(6) because it lacked jurisdiction. Johnson,
