SIERRA CLUB, Petitioner and Appellant, v. CLAY COUNTY BOARD OF ADJUSTMENT, TRAVIS MOCKLER, and JILL MOCKLER, Respondents and Appellees.
#29226-aff in pt & rev in pt-PJD
IN THE SUPREME COURT OF THE STATE OF SOUTH DAKOTA
OPINION FILED 05/05/21
2021 S.D. 28
THE HONORABLE TAMI A. BERN, Judge
APPEAL FROM THE CIRCUIT COURT OF THE FIRST JUDICIAL
JAMES S. SIMKO of Cadwell, Sanford, Deibert, & Garry, LLP Sioux Falls, South Dakota Attorneys for appellee, Clay County Board of Adjustment.
BRIAN J. DONAHOE of Donahoe Law Firm, P.C. Sioux Falls, South Dakota Attorneys for appellees, Travis Mockler and Jill Mockler.
ARGUED OCTOBER 7, 2020
DEVANEY, Justice
[¶1.] This appeal concerns whether, in response to a motion to dismiss under
Factual and Procedural Background
[¶2.] Travis and Jill Mockler applied for a conditional use permit in February 2019 to operate a concentrated animal feeding operation (CAFO) in Clay County, South Dakota. The Clay County Planning Commission granted the permit, and Sierra Club appealed pursuant to the Clay County Ordinances. After multiple hearings before the Clay County Board of Adjustment, the Board affirmed the permit decision with additional conditions.
[¶3.] In September 2019, Sierra Club filed a petition in circuit court under
[¶4.] Rather than responding to the writ, the Mocklers and the Board filed separate motions to dismiss Sierra Club‘s petition under
[¶5.] At the hearing on the motion to dismiss, the Mocklers noted the atypical posture of the case in that they filed their motion to dismiss before the circuit court could issue a provisional writ commanding the Board to submit a complete record of
[¶6.] Sierra Club disputed that it was required to submit additional evidence to support standing under
[¶7.] At the conclusion of the hearing, the circuit court issued an oral ruling granting the motion to dismiss. The court did not specifically consider whether Sierra Club had standing at the inter-agency level to appeal the Planning Commission‘s decision to the Board. The court only addressed whether Sierra Club has standing to appeal the Board‘s decision to the circuit court. On that question, the court considered the motion to dismiss to be a facial attack after finding “no evidence of a factual dispute aside from a cursory affidavit” filed by Travis.
[¶8.] In regard to whether Sierra Club has standing in its own right, the circuit court assumed Sierra Club is a person or persons as contemplated under
[¶9.] Sierra Club appeals, asserting the following issues for review:
- Whether the circuit court erred in determining that the petition did not assert a claim for mandamus relief under
SDCL 11-2-35 . -
Whether the circuit court erred in determining that Sierra Club lacked standing to bring suit in its own right under SDCL 11-2-61 . - Whether the circuit court erred in concluding that Sierra Club lacked representational standing.
Standard of Review
[¶10.] “Issues of jurisdiction are questions of law, and we review a dismissal for lack of jurisdiction de novo.” Huber v. Hanson Cnty. Planning Comm‘n, 2019 S.D. 64, ¶ 10, 936 N.W.2d 565, 569. Further, “[a] motion to dismiss tests the legal sufficiency of the pleadings, and therefore, we review the circuit court‘s decision on the motion de novo.” Gruhlke v. Sioux Empire Fed. Credit Union, Inc., 2008 S.D. 89, ¶ 17, 756 N.W.2d 399, 408.
Analysis and Decision
1. Whether the circuit court erred in determining that the petition did not assert a claim for mandamus relief under SDCL 11-2-35 .
[¶11.] Sierra Club acknowledges that its petition does not specifically use the word mandamus or cite
[¶12.] This case is unlike Huber. In Huber, we recognized that although the Hubers did not use the phrase “writ of certiorari,” their application presented alternative challenges to the Board‘s decision, including a request for “judicial review through a verified petition alleging the illegality of the Board‘s decision.” Id. ¶ 14. Here, in contrast, Sierra Club‘s petition initially states that Sierra Club “presents to the Court this duly verified Petition seeking a writ of certiorari and reversal of the decision set forth below, which decision is illegal as explained in this Petition.” Nothing in the petition or its prayer for relief seeks to compel performance of a duty by an official or officials in light of “a clear legal right to performance of the specific duty sought to be compelled” and a “definite legal obligation to perform that duty.” Sorrel v. Queen of Peace Hosp., 1998 S.D. 12, ¶ 6, 575 N.W.2d 240, 242 (describing what is required to obtain mandamus relief);
[¶13.] Even if the petition could be construed to include a request for mandamus relief, such avenue for relief is unavailable to Sierra Club in challenging the permit decision at issue. As we recognized in Huber, “the Legislature has provided a remedy in the form of a writ of certiorari to review county zoning decisions” in
2. Whether the circuit court erred in determining that Sierra Club lacked standing to bring suit in its own right under SDCL 11-2-61 .
[¶14.] Sierra Club claims that the circuit court erred in concluding that it failed to establish on the face of the petition that it is a person aggrieved by the Board‘s decision. In its view, it is a person aggrieved because the wrong entity heard its appeal from the Planning Commission decision and because the Board was biased, thereby depriving Sierra Club of due process. Sierra Club further asserts that it was aggrieved by the Board‘s decision because the proposed CAFO “will negatively impact the air, water, and soil resources that Sierra Club seeks to protect.”
[¶15.] At the time Sierra Club filed its petition,
[¶16.] Although Sierra Club qualifies as a person or persons, to have standing, it must also establish that it was aggrieved by the Board‘s decision.3 As we explained in Cable v. Union County Board of County Commissioners, to be aggrieved, the person must show an injury in fact, namely “that the person suffered ‘a personal and pecuniary loss not suffered by taxpayers in general, falling upon [the person] in [the person‘s] individual capacity,‘” rather than one shared more generally by the body politic. 2009 S.D. 59, ¶ 26, 769 N.W.2d 817, 827 (citation omitted). Sierra Club contends that the alleged due process violations alone establish standing under
specifically requires that Sierra Club establish aggrieved status, and here, Sierra Club has not claimed that it suffered a personal or pecuniary loss as a result of the Board‘s decision to approve the Mocklers’ permit, regardless of whether we accept that the wrong entity heard the initial appeal or that the proceeding below did not comport with due process.5
[¶17.] Sierra Club‘s argument that it was aggrieved by the Board‘s decision also fails. Sierra Club‘s petition alleges only a generalized harm to the air, water, and soil resources because of the proposed CAFO. This type of grievance is not personal to Sierra Club but, rather, is one experienced “in equal measure by all or a large class of citizens.” See Warth v. Seldin, 422 U.S. 490, 498-99, 95 S. Ct. 2197, 2205, 45 L. Ed. 2d 343 (1975) (explaining what is necessary to assert an actual or threatened injury for Article III standing); Sierra Club v. Morton, 405 U.S. 727, 739,
92 S. Ct. 1361, 1368, 31 L. Ed. 2d 636 (1972) (“[A] mere ‘interest in a problem,’ no matter how longstanding the interest and no matter how qualified the organization is in evaluating the problem, is not sufficient by itself to render the organization ‘adversely affected’ or ‘aggrieved’ within the meaning of the [Administrative Procedure Act].“). The circuit court properly determined Sierra Club lacked standing to bring suit in its own right under
3. Whether the circuit court erred in concluding that Sierra Club lacked representational standing.
[¶18.] In Cable, we recognized that the United States Supreme Court uses a three-part test to determine whether an association has standing to bring suit on behalf of its members. 2009 S.D. 59, ¶ 44, 769 N.W.2d at 831. Under that test, the prerequisites to representational standing have been met “when: (a) [the association‘s] members would otherwise have standing to sue in their own right; (b) the interests it seeks to protect are germane to the organization‘s purpose; and (c) neither the claim asserted nor the relief requested requires the participation of individual members in the lawsuit.” Hunt v. Washington State Apple Advert. Comm‘n, 432 U.S. 333, 343, 97 S. Ct. 2434, 2441, 53 L. Ed. 2d 383 (1977). Each prong of Hunt is addressed below.
a. Would Sierra Club‘s members have standing to sue in their own right?
[¶19.] The petition sets forth that Sierra Club‘s members “own land near the proposed” CAFO and that the Board‘s decision to approve the Mocklers’ permit “creates a serious risk of pollution, diminished water quality, diminished air quality, increased odors, increased flies and pests, increased noise, increased glare, negative economic impacts, decreased property values, incompatibility with surrounding area and properties, negative impacts on ecology and wildlife, and dilapidation and deteriorating of roads thereby increasing the tax burden on [the] members.” Accepting these assertions as true, the circuit court concluded that Sierra Club‘s petition sufficiently set forth that its individual members are aggrieved by the Board‘s decision.
[¶20.] The Mocklers contend that Sierra Club could not rely on general allegations in its petition to the circuit court to support standing because the issue of standing was first raised in the appeal from the Planning Commission‘s decision to the Board.6 In their view, because this is Sierra Club‘s second appeal and because it was aware that standing was a disputed issue, Sierra Club was required to substantiate its standing in its petition to the circuit court by affidavit or other evidence. They direct this Court to Sierra Club v. Environmental Protection Agency, for the proposition that “[b]are allegations are insufficient . . . to establish a petitioner‘s standing to seek judicial review of administrative action” in a court of appeals. See 292 F.3d 895, 898 (D.C. Cir. 2002).
[¶21.] Sierra Club involved a petition seeking review of a rule passed by the Environmental Protection Agency (EPA). In its brief to the court of appeals, the
EPA challenged whether Sierra Club had Article III standing to appeal the EPA‘s rule. Id. In addressing Sierra Club‘s burden of production to show standing, the court recognized that the burden varies depending on the procedural stage of the litigation at issue. Id. at 898-99 (citing Lujan v. Defenders of Wildlife, 504 U.S. 555, 561, 112 S. Ct. 2130, 2137, 119 L. Ed. 2d 351 (1992)).
[¶22.] The court noted that in cases seeking review of an agency order, the agency would ordinarily “have compiled an evidentiary record, and the petitioner ordinarily will have participated in the proceedings before the agency.” Id. at 899. The court then determined that a petitioner seeking review of an agency determination is more “like a plaintiff moving the district court for summary judgment” because “the petitioner is asking the court of appeals for a final judgment on the merits, based upon the application of its legal theory to facts established by evidence in the record.” Id. Therefore, the court held that a petitioner needed to either identify evidence from the record below to support standing or, if “standing was not an issue before the agency, submit additional evidence to the court of appeals.”7 Id.
[¶24.] We find the reasoning of Sierra Club persuasive. “Requiring the petitioner to establish its standing at the outset of its case is the most fair and orderly process by which to determine whether the petitioner has standing to invoke the jurisdiction of the court.” Id. at 901. As the court explained, “[t]he facts upon which a petitioner relies for its standing to sue are necessarily peculiar to it and are ordinarily within its possession[.]” Id. Therefore, when a petitioner seeks review of
an inter-agency decision in circuit court and standing is challenged, the petitioner may not rely on bare allegations. Instead, the petitioner must either identify evidence from the record below to support standing, or if standing was not at issue in the inter-agency appeal, the petitioner must submit additional evidence to support standing to the circuit court.
[¶25.] Here, however, we are unable to assess whether standing was previously raised in such a manner as to place the onus on Sierra Club to prove standing to proceed in circuit court with something more than mere allegations in its petition.9
juncture in treating the Mocklers’ motion to dismiss as a facial attack on Sierra Club‘s petition and by presuming that Sierra Club‘s general allegations embraced the specific facts necessary to support its claims.
[¶26.] Nevertheless, the Mocklers also argue that the circuit court erred in concluding that Sierra Club‘s petition sufficiently set forth that its members would have standing to sue in circuit court under
[¶27.] “At the pleading stage, general factual allegations of injury resulting from the defendant‘s conduct may suffice[.]” Cable, 2009 S.D. 59, ¶ 22, 769 N.W.2d at 826 (quoting Benson v. State, 2006 S.D. 8, ¶ 29, 710 N.W.2d 131, 143 (Zinter, J., concurring)). While some of the allegations in the petition identify threats that are more akin to injuries experienced by all inhabitants of Clay County, other alleged injuries, such as the allegations that Sierra Club members who own land near the proposed CAFO will experience a loss in property value, increased odors, and diminished air quality, sufficiently set forth injuries unique to its members. See Huber, 2019 S.D. 64, ¶ 18, 936 N.W.2d at 571 (finding sufficient, at the pleading stage, general allegations in petition that construction of the operation “will result
(. . . continued) the time standing was challenged. In Sierra Club, the EPA had raised the issue of standing in its brief on the merits of Sierra Club‘s petition. 292 F.3d at 901. The court then gave Sierra Club an opportunity to submit additional evidence to substantiate standing. Id.
in unmanageable manure and odor control on” petitioners’ property). Therefore, the circuit court properly determined that the first inquiry under Hunt was satisfied.
b. Are the interests Sierra Club seeks to protect germane to the association‘s purpose?
[¶28.] The circuit court did not address this prerequisite, and the Mocklers did not argue against a finding in favor of Sierra Club on this inquiry. From our review, Sierra Club has satisfied this prong because its attempt to protect its members’ air, water, and soil resources through litigation is germane to its organizational purposes. The germaneness standard has been described as undemanding and as a “modest but sensible standard.” Humane Soc‘y of the U.S. v. Hodel, 840 F.2d 45, 59 (D.C. Cir. 1988); see also Ass‘n of Am. Physicians & Surgeons, Inc. v. Texas Med. Bd., 627 F.3d 547, 550 n.2 (5th Cir. 2010); Nat‘l Lime Ass‘n v. E.P.A., 233 F.3d 625, 636-67 (D.C. Cir. 2000); Retired Chicago Police Ass‘n v. City of Chicago, 7 F.3d 584, 607 (7th Cir. 1993).
c. Do either the claims asserted or relief requested require participation of the individual members in the lawsuit?
[¶29.] Sierra Club claims that the circuit court incorrectly focused on whether the
[¶30.] The Court, in Hunt, relied on Warth when explaining the circumstances under which it would be appropriate for an association to institute a suit on behalf of its members when one or any number of them have standing to sue in their own right. 432 U.S. at 342-43, 97 S. Ct. at 2441. In the Court‘s view, an association may invoke the court‘s jurisdiction “so long as the nature of the claim and of the relief sought does not make the individual participation of each injured party indispensable to proper resolution of the cause[.]” Id. (quoting Warth, 422 U.S. at 511, 95 S. Ct. at 2212). The Hunt Court noted that Warth “elaborate[d] on the type of relief that an association could properly pursue on behalf of its members[,]” namely that it “depends in substantial measure on the nature of the relief sought.” Id. at 343 (quoting Warth, 422 U.S. at 515, 95 S. Ct. at 2213). “If in a proper case the association seeks a declaration, injunction, or some other form of prospective relief, it can reasonably be supposed that the remedy, if granted, will inure to the benefit of those members of the association actually injured.” Id. (citation omitted). In contrast, when the association alleges no monetary injury to itself but seeks damages for alleged injuries to its members, it is unlikely the damage claims are common to the entire membership or shared in equal degree by all. See Warth, 422 U.S. at 515, 95 S. Ct. at 2214. In that context, no award can be made to the association and each individual member claiming injury and damages must be made a party to the suit. Id.
[¶31.] The circuit court appears to have based its decision that Sierra Club lacked standing on a need for individualized proof from the members of their alleged potential injuries. However, the correct focus for this representational standing inquiry is whether the members must participate as parties in order for Sierra Club to establish the claims raised and obtain the relief sought. Here, Sierra Club does not seek monetary relief on behalf of its members for injuries sustained, and the claims asserted focus on the manner in which the Board exercised its authority. The relief Sierra Club requests (reversal of the permit or a remand to further investigate) would simply “inure to the benefit” of the members. Therefore, although Sierra Club‘s members might need to provide affidavits or testimony to establish standing as the proceedings before the circuit court progress, their participation as parties to the suit is not required. See id.
[¶32.] As one court explained, the third prong under Hunt does not foreclose representational standing whenever participation of any individual members is necessary. Hosp. Council of W. Pa. v. City of Pittsburgh, 949 F.2d 83, 89 (3d Cir. 1991). Instead, the inquiry is whether participation of each individual member is indispensable in litigating the cause of action. Id.; accord Retired Chicago Police Ass‘n, 7 F.3d at 601 (adopting the reasoning in Hosp. Council). Because the individual members are not indispensable parties given the nature of Sierra Club‘s claims and
[¶33.] Affirmed in part, reversed in part, and remanded.
[¶34.] JENSEN, Chief Justice, and KERN and SALTER, Justices, and GILBERTSON, Retired Chief Justice, concur.
[¶35.] MYREN, Justice, not having been a member of the Court at the time this action was submitted to the Court, did not participate.
