Sierra Club Inc. v. Michael O. LeavittSierra Club Inc. v. Michael O. Leavitt
The Sierra Club, Inc., and two local environmental organizations (collectively, “Sierra Club”) filed this lawsuit against the United States Environmental Protection Agency and its administrators (collectively, “the EPA”) alleging that the EPA violated its oversight responsibility under section 303(d) of the Clean Water Act,
I.
Congress passed the Clean Water Act (“CWA”) “to restore and maintain the chemical, physical, and biological integrity of the Nation’s waters.”
First, the CWA requires states to establish “water quality standards” for water-bodies within their boundaries.
Next, each state must compile a list of waterbodies that are not safe enough to support their designated uses, i.e., that do not meet their water quality standards.
States undertake the task of decreasing pollution in their WQLSs by establishing a “total maximum daily load” (“TMDL”) for pollutants in a designated WQLS.
States are required to submit their lists of WQLSs, TMDLs, and priority rankings to the EPA every two years.
The present dispute arose out of Florida’s 2002 update to its 1998 impaired waters list.
2
In this update, the Florida Department of Environmental Protection (“FDEP”) reexamined about twenty percent of Florida’s waterbodies,
3
applying Florida’s water quality standards and Florida’s newly passed Impaired Waters Rule (“IWR”), Fla. Admin. Code Ann. Ch. 62-303. Florida then revised its 1998 list and submitted the new list (“Florida’s 2002 List”) to the EPA for review on October 1, 2002.
4
The EPA conducted its review of Florida’s 2002 List and published the results of the review in a “Decision Document” dated June 11, 2003. Decision Document Regarding Department of Envi
Sierra Club brought this suit against the EPA under the Administrative Procedure Act (“APA”),
The FDEP appealed the denial of intervention, and Sierra Club appealed the entry of summary judgment in favor of the EPA.
7
Because we were alerted that a case on remand from the Eleventh Circuit to the District Court for the Northern District of Florida might affect our analysis of Sierra Club’s summary judgment appeal,
see FPIRG,
II.
We begin by addressing the FDEP’s appeal of the district court’s order denying intervention as of right under
Intervention as of right under
(1) the application to intervene is timely; (2) the applicant has an interest relating to the property or transaction which is the subject of the action; (3) the applicant is so situated that the disposition of the action, as a practical matter, may impede or impair his ability to protect that interest; and (4) the applicant’s interest will not be represented adequately by the existing parties to the suit.
ManaSota-88, Inc. v. Tidwell,
[3] The FDEP asserts an interest in “the regulation of water quality of Florida’s waters,” Br. of Intervenor/Appellee at 7, and contends that with each WQLS added to Florida’s impaired waters list, a new TMDL is established and the FDEP must expend resources to establish and enforce pollution-discharge permits, id. at 5-6, 15. The FDEP’s objective in this litigation, therefore, is to defend Florida’s 2002 List — which was revised and approved by the EPA — and prevent the addition of waterbodies to the list. Id. at 15. This objective is the same as the EPA’s objective.
“We presume adequate representation when an existing party seeks the same objectives as the would-be interveners.”
Clark v. Putnam County,
A similar situation was addressed by the Fifth Circuit in
Associated Industries of Alabama, Inc. v. Train,
We conclude that the interests of the FDEP are adequately represented by the EPA, and we affirm the district court’s denial of intervention.
III.
We review the district court’s grant of summary judgment
de novo,
applying the same legal standards as the district court.
See Nat’l Parks Conservation Ass’n v. Norton,
Under the APA, a court shall “set aside agency action, findings, and conclusions found to be arbitrary, capricious, an abuse of discretion, or otherwise not in accordance with law.”
relied on factors which Congress has not intended it to consider, entirely failed to consider an important aspect of the problem, offered an explanation for its decision that runs counter to the evidence before the agency, or is so implausible that it could not be ascribed to a difference in view or the product of agency expertise.
Motor Vehicle Mfrs. Ass’n v. State Farm Mut. Auto. Ins. Co.,
When an agency interprets a statute that the agency is responsible for administering, courts must give the agency’s interpretation due deference if (1) Congress has delegated interpretive authority to the agency,
11
(2) the statute is silent or ambig
IV.
Before discussing the specific arguments raised by Sierra Club and decided by the district court, we address Sierra Club’s more general and further-reaching argument — raised for the first time on appeal — that Florida’s 2002 List must be invalidated in its entirety because it was developed under the IWR, portions of which were later abrogated.
13
See FPIRG,
We turn now to issues that Sierra Club raised in the district court. Sierra Club first alleges that the EPA’s decision to approve Florida’s 2002 List was arbitrary and capricious because the list was missing waterbodies for which available data indicated the presence of dangerous levels of mercury. The CWA requires that states identify all waterbodies within their boundaries that do not meet or are not expected to meet water quality standards.
See
A.
The district court concluded that Florida and the EPA were permitted to use a 7.5-year data cutoff. In reaching this conclusion, the district court relied on
While
On remand, of course, the district court will evaluate the EPA’s decision to approve Florida’s 2002 List, not the methodology underlying Florida’s creation of the list. In the EPA’s review, the EPA recognized Florida’s failure to fully comply with
B.
The district court also rejected Sierra Club’s argument that Florida and the EPA must place waterbodies subject to statewide fish consumption advisories
17
on the impaired waters list because such wa-terbodies do not meet or are not expected to meet water quality standards.
See
Like the district court, we are persuaded by the guidance letter and the EPA’s position on statewide fish consumption advisories. In the guidance letter, the EPA directs that for the purpose of compiling impaired waters lists, fish consumption advisories constitute data demonstrating a waterbody’s non-attainment of a “fishable” use only when: “the advisory ... is based on [fish] tissue data, the data are from the specific waterbody in question, and the risk assessment parameters of the advisory ... are cumulatively equal to or less protective than those in the water quality standards.” EPA guidance letter of Oct. 24, 2000, Admin. R. 1.8 at 6 (emphasis added). The EPA warns that statewide fish consumption advisories do not demonstrate the need to place a waterbody on a state’s impaired waters list because the criteria applicable to statewide fish consumption advisories do not parallel the criteria for forming an impaired waters list:
For example, a State may have issued a statewide or regional warning regarding fish tissue contaminated with a bioaecu-mulative pollutant, based on data from a subset of waterbodies. A State may use a higher fish consumption value in determining the need for an advisory compared to the value used in establishing water quality criteria for the protection of human health .... In such instances ... they need not be listed as impaired under section 303(d) unless there are waterbody-specific data ... showing non-attainment of section 101(a) uses.
Id.
at 4. We find the informed judgment of the EPA thorough and reasonable, and entitled to some deference.
See Skidmore,
In reviewing Florida’s 2002 List, the EPA noted that Florida’s listing methodology for use of fish consumption advisories followed the EPA’s guidance letter. Decision Document at 41. This listing methodology states that fish consumption advisories may only be used if the data underlying the fish consumption advisory “is based on the statistical evaluation of fish tissue data from at least twelve (12) fish collected
from the specific water segment or water body to be listed.”
There is more to the matter than this, however. Sierra Club argues that even accepting the EPA’s position, Florida and the EPA did not adhere to the guidance letter’s mandate that states consider wa-terbody-specific data in developing their impaired waters lists. According to Sierra Club, “[a]t least 46 of the waters named in this lawsuit are under waterbody-specific fish consumption advisories issued by the Florida Department of Health; and numerous waters have fish tissue testing by the Department of Health supporting the advisory. Thus, under the Guidance Document, they were required to be on the § 303(d) list.” Br. for Plaintiffs-Appellants at 44. 18 This is another factual matter 19 that we leave to the district court’s consideration in its evaluation of whether the EPA’s approval of Florida’s 2002 List was arbitrary or capricious. 20
Finally, we reject Sierra Club’s claim that the EPA violated the CWA when it allegedly added to Florida’s 2002 List eleven waters under fish consumption advisories for mercury that had been del-isted from Florida’s 1998 List. Sierra Club argues that when the EPA determines that a state’s list is incomplete, the EPA’s “only option under CWA § 303(d)(2) is to disapprove that list and establish a complete list of its own.” Br. for Plaintiffs-Appellants at 52. The EPA objects to the factual premise of Sierra Club’s claim, but even if the facts are as Sierra Club alleges, the claim has no merit. The CWA directs that if the EPA disapproves a state’s identification of impaired waters and the TMDLs established for them, the EPA must “identify such waters in such State and establish such loads for such waters as [it] determines necessary to implement the water quality standards applicable to such waters.”
We therefore reverse the entry of summary judgment on Sierra Club’s first claim, but uphold the district court’s holdings deferring to the EPA’s positions that (1) Florida was only required to consider fish consumption advisories based on wa-terbody-specific data and (2) the EPA may add waterbodies under fish consumption advisories to a state’s impaired waters list. We remand this claim for further proceedings.
VI.
In Sierra Club’s second claim for relief, it alleges that the EPA’s approval of Florida’s priority ranking of WQLSs for TMDL development was arbitrary and capricious. Under the CWA, Florida was required to “establish a priority ranking for [impaired] waters, taking into account the severity of the pollution and the uses to be made of such waters.”
According to Sierra Club, mercury in fish tissue presents a serious health risk, such that mercury-impaired waters would be designated “high” priority if the relevant statutory factors were given adequate consideration. Sierra Club argues that Florida’s categorical designation of mercury-impaired waters as “low” priority both violated the mandate of the CWA (requiring states to take into account the severity of pollution and uses to be made of the waterbody) and was based on a faulty premise (the alleged insufficient understanding of mercury cycling). Thus, Sierra Club asserts, the EPA was wrong to approve Florida’s priority ranking.
The district court did not address the underlying merits of Sierra Club’s argument. Rather, the district court ruled that the argument failed because the EPA had no duty to approve Florida’s priority ranking:
Because there is no requirement that the EPA actually approve or disapprove of a state’s priority rankings, the Court finds that Defendants have met their burden of showing the absence of a genuine issue of material fact on this matter, and summary judgment is granted in favor of Defendants as to Count II.
Order on Summary Judgment at 18. The district court seems to have construed Sierra Club’s argument to have been that the EPA had a duty to approve the specific level of ranking assigned by Florida to each WQLS. The district court rejected that argument, holding that the EPA had no such duty. We need not address that issue, however, because we conclude that
While Sierra Club’s argument does implicate the ultimate priority-ranking designation (i.e., “low,” “medium,” or “high”) that Florida gave to some WQLSs, Sierra Club’s true challenge is to the factors that Florida considered in assigning the designations. Sierra Club contends that Florida did not consider the “severity of the pollution” and the “uses to be made” of the WQLSs as required by
The resolution of this issue will involve an examination of whether the EPA’s decision is supported by the evidence in the administrative record. We believe that the district court should consider the question in the first instance, particularly in light of the factual matters that it raises. 21 We therefore vacate the entry of summary judgment on Sierra Club’s second claim and remand the claim to the district court for further proceedings.
VII.
In Sierra Club’s third claim for relief, Sierra Club challenges the EPA’s approval of Florida’s delisting of forty-five water-body/pollutant combinations 22 that had been on Florida’s 1998 List. 23 According to Sierra Club, (A) thirty-eight of the challenged combinations involved water segments that had exceeded applicable water quality standards at least once in the preceding 7.5 years, and (B) seven of the challenged combinations involved water-bodies that were delisted because their violations of water quality standards were deemed the result of natural conditions.
Both sides cite an EPA guidance document and agree that a state may remove a waterbody from its impaired waters list if the “waterbody is meeting all applicable water quality standards ... or is expected to meet these standards in a reasonable timeframe” or if “the original basis for listing is determined to be inaccurate.” Guidance for 1994 Section 303(d) Lists, Nov. 26, 1993, Supp. Admin. R. G at 7. The parties disagree, however, about whether the delisted combinations fall under either of these two categories — Sierra
A.
First, we address Sierra Club’s assertion that the EPA acted arbitrarily or capriciously in approving Florida’s de-listing of thirty-eight waterbody/pollutant combinations in the face of data showing that the waterbodies involved were not meeting water quality standards. Under Florida’s water quality standards, the water quality criteria applicable to a water-body are “not to be exceeded at any time.”
In the Decision Document, the EPA recognized that some of Florida’s water quality criteria are “not to be exceeded at any time,” but determined that it was reasonable for Florida to interpret that regulatory phrase in concert with the legislation authorizing the creation of Florida’s water quality standards. Decision Document at 20. Specifically, the relevant statute states:
It is the intent of the Legislature that water quality standards be reasonably established and applied to take into account the variability occurring in nature. The [FDEP] shall recognize the statistical variability inherent in sampling and testing procedures that are used to express water quality standards. The [FDEP] shall also recognize that some deviations from water quality standards occur as the result of natural background conditions. The [FDEP] shall not consider deviations from water quality standards to be violations when the discharger can demonstrate that the deviations would occur in the absence of any human-induced discharges or alterations to the water body.
Like the district court, we find the EPA’s “totality” approach reasonable. Sierra Club has presented no evidence suggesting that the approach is arbitrary, capricious, or in conflict with the CWA.
B.
Next, Sierra Club asserts that the EPA acted arbitrarily or capriciously in approving Florida’s delisting of seven waterbodies not meeting water quality standards due to natural conditions. In particular, Sierra Club claims that seven waterbodies with naturally occurring low dissolved oxygen levels 27 were improperly delisted because the CWA does not provide a natural-conditions exception. The EPA disagrees and argues that in accordance with the CWA, it reviewed Florida’s delisting decision for consistency with Florida’s water quality standards. The CWA does not specifically address whether waterbodies not meeting water quality criteria because of naturally occurring conditions must be included on a state’s impaired waters list. The EPA’s interpretation of the CWA as not requiring such listings, however, is supported by a careful reading of the CWA and its regulations.
First, the CWA’s express purpose is “to restore and maintain the chemical, physi
Second, the provision of the CWA requiring that states compile impaired waters lists directs states to identify waters for which pollutant discharge limits “are not stringent enough to implement any water quality standard applicable to such waters.”
VIII.
We affirm the denial of the FDEP’s motion to intervene and the entry of summary judgment on Sierra Club’s third claim. We reverse and vacate the entry of summary judgment on Sierra Club’s first and second claims, and remand those claims for further proceedings consistent with this opinion. We deny the motions of the EPA and the FDEP to strike.
AFFIRMED IN PART; REVERSED, VACATED, AND REMANDED IN PART.
Notes
. When a waterbody is included on a state’s impaired waters list, both the state and the federal government "are directed to adjust the amounts of pollution that are permitted by individual, identifiable sources, and to implement more generalized programs to reduce the amount of pollution.”
FPIRG,
. In a rare exception to the biannual-submission requirement, the EPA amended the regulations to remove the requirement that states submit an impaired waters list in 2000. 65 Fed.Reg. 17,170 (Mar. 31, 2000).
. "Because Florida has so many waterbodies, the FDEP divided the fifty-two water basins of the state into five distinct basin groups, with each group representing approximately 20% of the State's waters. The update conducted in 2002 ... only examined data for the 1600 waterbodies in the first group.”
FPIRG,
. Florida later amended its list on May 12, 2003.
. The final list with the additions became Florida's 303(d) list following a notice-and-comment period.
See
. Fish consumption advisories are notices published by the Florida Department of Health that recommend limits on human consumption of certain types of fish due to pollutants in Florida's waterbodies.
. A panel of our Court permitted the FDEP to intervene in Sierra Club’s appeal (this case) and then dismissed the FDEP’s separate appeal as moot. Sierra Club, Inc. v. Leavitt, No. 04:16154, slip op. (11th Cir. Feb. 1, 2006).
. The FDEP sought both intervention as of right under
. The FDEP asserts that the fact that the EPA added waterbodies to Florida’s 2002 List demonstrates that the FDEP and the EPA have different interests. While a proposed intervener and a party might, as a general matter, have different interests, the relevant
. The decisions of the Fifth Circuit before October 1, 1981, constitute binding precedent in the Eleventh Circuit.
Bonner
v.
City of Prichard, Ala.,
. "It is fair to assume generally that Congress contemplates administrative action with the effect of law when it provides for a relatively formal administrative procedure tending to foster the fairness and deliberation that should underlie a pronouncement of such force.”
United States v. Mead Corp.,
. Where the statute directly addresses an issue, we give the language of the statute effect and accord no deference to the agency's interpretation.
Chevron, U.S.A., Inc. v. Natural Res. Def. Council, Inc.,
. Following oral argument, Sierra Club filed a letter pursuant to
. Even if we were to consider it on its merits, Sierra Club’s argument would fail. The record in this case demonstrates that the EPA applied Florida’s previously approved water quality standards, rather than the IWR, in reviewing Florida’s 2002 List. See Decision Document at 4 ("While the guidelines, protocols, and requirements in the IWR may be useful tools for the state to use in identifying impaired waters, because they have not been used before and they are not part of the State's water quality standards, EPA did not rely on the methodology in reviewing Florida’s list.”), 16-17 ("While each of these [IWR] guidelines may be useful tools for the State to use in identifying water quality limited segments, because they have not been used before and they are not part of the State’s water quality standards, EPA did not rely on them in reviewing Florida’s list.”), 24 ("As EPA reviewed Florida’s list based on Florida's approved water quality standards, not the IWR, EPA determined whether the data guidelines contained in the IWR overly restricted data analysis and, therefore, led to FDEP not identifying water quality limited segments during its assessment ....”).
. The EPA has responded that the waterbod-ies listed in attachments to the complaint were excluded from Florida’s 2002 List because they were not included in a 2003 fish consumption advisory for mercury; in other words, the waterbodies were excluded because of current data, not the lack of current data. Sierra Club disagrees with this contention, arguing that, in fact, the waterbodies were under a fish consumption advisory for mercury in 2003.
. In support of its factual positions discussed here and in Section V.B below, Sierra Club directs us to a document showing Florida Department of Health fish testing data for 1990-1992 (which was attached to Sierra Club's summary judgment response brief) and to a 2000 Florida fish consumption advisory for mercury (which was appended to Sierra Club's appellate reply brief). The EPA has moved to "have these documents struck from consideration on appeal.” Federal Defendants-Appellees Motion to Strike Extra Record Documents at 1. Because we decline to resolve factual disputes, the EPA’s motion is denied as moot. We note, however, that because the document containing the 1990-1992 fish testing data was filed in the district court without objection, it is properly part of the record on appeal.
See
.Statewide fish consumption advisories warn of the potential of widespread contamination in certain species of fish. They are based on data from a sampling of waterbod-ies. In contrast, waterbody-specific fish consumption advisories reflect the water quality of a specific waterbody and are based on data from that waterbody.
. Sierra Club notes that a 2002-2003 Florida Freshwater Sport Fishing Regulation Brochure listed twenty-four lakes with high concentrations of mercury based on waterbody-specific testing and that certain statewide fish consumption advisories were based on fish tissue testing of a particular waterbody in question, see supra notes 15-16. According to Sierra Club, this waterbody-specific data meets the EPA's criteria for consideration.
. It appears (though we cannot tell for certain) that the district court recognized this factual dispute. Order on Summary Judgment at 15-17. Nonetheless, the district court entered summary judgment for the EPA. We cannot tell from the order whether the district court perhaps deemed this factual dispute not material or, after reviewing the record, determined that there was no factual dispute after all. We emphasize that sum-maty judgment is only appropriate when there is “no genuine issue as to any material fact.”
. We note that Florida’s listing methodology for fish consumption advisories also includes a provision mandating that such advisories only be used if "[t]here are sufficient data or other information from within the last 7.5 years that would support the continuation of the advisory.”
.We also leave it to the district court to address, if necessary, Sierra Club's factual argument that Florida did not have an insufficient understanding of mercury cycling in the environment and Sierra Club’s legal argument that even if Florida did have an insufficient understanding, the CWA does not permit states to consider such a lack of understanding when making their priority rankings.
. Each waterbody/pollutant combination is listed separately, meaning, for example, that if a waterbody has two pollutants then the waterbody is listed two times.
. Sierra Club's complaint also challenged the delisting of nineteen waterbody/pollutant combinations that allegedly contained excessive nutrients, but Sierra Club has not appealed the entry of summary judgment as to those nineteen combinations.
. ~InTt5~reply brief, Sierra Club also asserts that “the Impaired Water Rule’s frequency requirements contradicted the existing water quality standards.” Reply Br. for Plaintiffs-Appellants at 27. We will not address this argument because, in addition to Sierra Club’s failure to raise it in the district court,
see
discussion
supra
Section IV, Sierra Club does not elaborate on this allegation or direct us to any specific frequency requirements that have been abrogated.
See
. Sierra Club asserts that the EPA’s treatment of the challenged waterbody/pollutant combinations was inconsistent because the EPA approved the delisting of a bay for which 17.6% of the samples showed exceedance but disapproved the delisting of a creek for which 16.1% of the samples showed exceedance. Sierra Club's argument fails to account for the fact that "frequency of exceedance” was only one factor considered by the EPA in its review.
. The EPA further asserts that in addition to meeting water quality standards, thirty-two of the combinations (those listed for total or fecal coliforms) were also delisted because their original listing was based on a flaw in analyzing data. Given our holding, we need not address this additional argument.
.Dissolved oxygen is found in microscopic bubbles that occur between water molecules. Sheila Murphy, General Information on Dissolved Oxygen, http://bcn.boulder.co.us/basin/ data/BACT/info/DO.html (last visited May 10, 2007). Dissolved oxygen is important to aquatic life because fish "breathe” by absorbing it through their gills. Id.