51 F. 902 | U.S. Circuit Court for the District of Western Pennsylvania | 1892
This suit is brought by George H. Benjamin, in the name of Frederick Siemens, of Dresden, Germany, and Alexander Siemens and others, executors and trustees of Sir William Siemens, late of Westminster, England, against the Chambers & McKee Glass Company, of Jeannette. It is for an alleged infringement of patent right in defendants’ using what are known as “deep-tank” furnaces. The questions to be passed upon are of grave importance, involving, as they do', the right to use for continuous glass melting any tank of a depth of more than 18 inches. In view of its far-reaching results, the case deserves, and has had at the hands, of the court, a patient hearing of the able and interesting arguments, and a laborious, examination of the testimony and questions raised. A brief resume of glass melting will lead to a more intelligent understanding of the controversy. 'Formerly glass was melted in pots about 89 inches deep. They were expensive to construct, and subject to frequent breakages, caused by the variations in temperature between the melting and working processes. They were charged with batch or materials for making glass, placed in furnaces and
First. “ A regenerative gas furnace having a tank of sufficient depth for the purposes described.” Secondly. “The process of melting glass in a regenerative tank furnace, which consists in forming below the upper fluid portion of the metal a layer of metal in a semifluid or partially solid condition, as and for the purpose described. ”
The claim for the process of melting was not allowed. A substituted claim for a tank was allowed, as follows:
“A tank for the continuous melting of glass, having gas and air ports, and of the depth herein described, for the purpose of forming below the upper fluid portion of the metal a layer of metal in a semifluid or partially solid condition, as and for the purposes described."
The examiners in chief, on appeal in this patent, say:
“The applicant states that, ‘by increasing the depth of the tank to a sufficient degree while maintaining an active circulation of air beneath, the metal under treatment is maintained quite fluid to a depth of about eighteen inches,’ leaving it to be inferred that tlie tank should be considerably deeper than this, but just bow much is not stated. This vagueness is the defect of the whole application, for the first claim turns on ‘ the depth herein described ’ for its*904 distinctiveness, and might be regarded as specific, were the instructions and disclosures specific. * * * We believe that an improvement lies somewhere in what applicant has done, but we do not find it so clearly and distinctively disclosed as to be ‘distinguished from what was old,’as the statute requires prior to patentability. It is possible that the first claim can be made good by more specific instructions in the specifications. The second claim would seem, with our present light, to be merely for the employment of these somewhat deeper tanks in the old way,—a matter not involving any novelty of process,”
We are of opinion that the elements lacking in the priginal claims were not supplied by the substituted one, and that it is also open to the same objections. Assuming, however, for the present, the validity of the patent, we turn to the alleged infringement for which this suit is brought. The- argument of complainants’ counsel is that up to that time continuous tanks had been a failure, and that the Messrs. Siemens then discovered and gave to the world in the patent in suit the principle of “vertical fining,” which has turned failure into success. It is a curious.fact that the claim of this patent, which is alleged to have revolutionized the glass business, is not being pushed by the Messrs. Siemens, although they are of ample means to do so, but is enforced for his own benefit by Mr. Benjamin, who has acquired their rights,. The contention of Mr. Benjamin, who is also the principal witness and expert for complainants, is that, from the time Messrs. Siemens turned their attention to glass melting until 1879, they acted on the theory that the fining of glass took place on the surface. That the object had been to subject the glass to the heat bath at the surface. To that end they made the tanks broad and shallow, say from a foot to 18 inches deep. That about 1879 they found this was wrong; that the fining or reactions of the particles took place in the descent from the higher to the lower levels, and not at the surface. This new discovery he calls “vertical fining,” and says that it was then for the first time learned that depth was a function, and a necessary one, in perfect fining, and that to fine perfectly (in continuous -working) a deep tank must be used. That in deep tanks a depth of 18 inches of fluid glass could be had in which this “vertical fining ” would take place. That below this the movement of the particles ceased, and there was then formed on the bottom blocks of the tank a layer of glass in a semifluid or partially solid condition, which served as a covering to protect the bottom from the moving of the glass and the detaching of portions of the blocks by which giass was spoiled in shallower tanks. That this discovery of “vertical fining” made the continuous tank a success by turning it into á deep tank, and using depth as a function in fining.
The claim allowed is for “a tank for the continuous melting of glass, • having gas and air ports of the depth described,” viz., over 18 inches, “for the purpose of forming below the upper fluid portion of the metal a layer of metal in a semifluid or partially solid condition, as and for the purposes described.”' This is nota primary patent. Even so far as the' Messrs. Siemens are concerned, it is the last of some 17 patents on continuous glass-melting furnaces, and it merely purports to .consist in .certain modifications in.the details of the construction of such furnaces, and
“One of the most radical improvements made in the tank furnace was the substitution by Charles William Siemens of a cooling cave for the air channels under the bottom of the tank, whereby the ventilation was greatly improved. By the use of this improvement, and by the effective cooling of the sides of the tanks, they succeeded in forming a lining of glass upon the sides and bottom, which protected the tank against the injurious action of the heat and glass-making materials.”
It will be noted that the function of the semifluid layer was well understood to be a protection against the injurious action of the glass-making materials as well as against the heat. How generally the semifluid layer was recognized as a fact, how its functions of protecting the bottom and sides of the tank from the two dangerous elements, viz., heat and the cutting action of the glass upon them, and that it was recognized not as “an immobile or quiescent fluid,” but as chilled enough to stand against the side as well as on the bottom of the tank, will be seen by examining Niles (¡ranger’s patent, (1872,) No. 80,623; G. W. Siemens’ English patent, (1868,) No. 1,172; Leuffgen’s American patent, (1870,) No. 103,208; C. W. Siemens’ French patent, (1876,) No. 110,-125, (in this a fluid layer of six inches is shown;) C. W. Siemens’ Italian patent, (1877;) and the Glass ¡Maker’s Hand Book, (complainants’ exhibit.) In lining glass, Mr. Benjamin assumes there are two theories, —surface fining, which, he says, was the accepted theory before 1879; the other, vertical lining, which lie states was first disclosed by the patent in suit. The differences between them he states as follows:
“Assuming that prior to the date of complainants’ patent it was believed that glass fined on the surface, became planed glass, and sank. Under this theory the depth of the tank is unimportant, because all the chemical actions take place on the surface. On the other hand, to carry out the theory of the vertical fining of the glass, the question of the depth of the tank is all important, because such a depth must be given to the tank as will permit the fining to take place in a vertical direction, without the fluid metal being brought into contact with the bottom blocks.”
The facts and allegations thus stated fairly represent the complainants’ contention in this ease. They contend that prior to 1879 surface lining (i. e., that glass fined on the surface became planed glass, and sank) was the accepted theory; that by the patent “vertical fining” was set forth, viz., “that such a depth must, be given to the tank as will permit the fining to take place in a vertical direction; ” in other words, that depth is a necessary function in fining. In both these propositions we are satisfied there is error. The accepted theory in 1879 was not that the glass was wholly fined on the surface, nor does the patent of 1879 set forth the theory of vertical lining, as now claimed by Mr. Benjamin, viz., that depth is a necessary function in fining.
The truth lies in neither extreme. The gravital action of the particles, that the fined glass sought the lowest zones, that there were ascending and descending currents of glass in different stages of lining, were
“The fundamental idea upon which all the Siemens glass patents are based is found in the cardinal fact, before overlooked, or not availed of, that, in the melting or fining of glass, there is an important difference of density in the product in the successive stages of the process, the fine glass being denser and falling by gravity to the bottom of the jpot, while the less refined glass floats on the surface of the denser glass, bearing with it the ‘ scum ’ or • stone,’ so called,—imperfectly melted material and impurities fatal to the beauty and homogeneity of the finished product. The Siemens brothers, with characteristic sagacity, have seized on this fact, and have developed out of it an entirely new system of glass furnace and glass manufacture, as described in their patents.”
In the Italian patent of O. W. Siemens (1877) this vertical movement ofthe glass and the fining during those movements is clearly shown:
“The composition melts gradually in the compartment, A, under the influence of the heat developed at the surface of the bath. Then, in proportion as the glass melts and is relined, it gains the bottom of the tank. * * * As the heating takes place by the reverberation of the heat upon the surface of the bath, while the bottom is energetically cooled in a constant manner, when a molecule of glass is relined at the surface of the bath, and has consequently acquired a greater density, it gains the bottom of the tank, and is replaced at' the surface by a molecule of greater density. There results from these vertical movements, combined with the general advance movement of the glass from the charging door to the gathering ports, a ‘pugging,’ so to speak, of the glass mass, which imparts to it homogeneousness and augments its fineness and its quality.”
What this “pugging” which “results from these vertical movements,” “which imparts to the glass homogeueousness and augments its fineness and its quality,” is, unless it is vertical fining under the name of “pugging,” we cannot understand. Unless it is this, then some process other than the four accepted ones of melting, fining, planing, and gathering has been overlooked in glass making. The same phenomena, and the uses made thereof, are also shown in C. W. and Frederick Siemens’ patent, (1872.) No. 127,800, and C. W. Siemens’ English patent, (1872,) No. 2,152. It will be observed if depth is a necessary function in fining, and fining necessarily takes plane below the surface, that the patent in suit admits it was then known that fining occurred elsewhere than at the surface, for it says:
“Glass-melting tanks have hitherto been constructed under the belief that the fining operation of the material takes place montly at the surface.”*
A fair construction of this statement is that it was also known that part of the fining operation was not at the surface, and that it was recognized as a continuous operation, a “pugging,” so to speak, as Mr. Siemens had four years before stated in his Italian patent. .In the patent in suit Mr. Siemens does not claim depth as a necessary function in fining, as tne theory of Mr. Benjamin now is. He admits that the
“In the fusion of window or other white glass there is a continuous descending and ascending movement of the particles (complainants’ gravital action) throughout the mass, as is proved by the wearing away of the bottoms of shallow tanks. The advantage to be obtained from increasing the depth of the tanks wili be the formation of a layer of chilled glass on the bottom, at which point the movement of particles (gravital action) ceases, whereby the bottom blocks will be protected from wear, the presence of stone in tho glass avoided, and a larger proportion of first quality of glass be produced.”
From this it will bo seen that the semifluid layer was to bo where “the movement of the particles ceases,” (i. e., gravital action,) and had no reference to tho reactions of the particles, (i. e., vortical fining,) and that the semifluid layer was—First, for tho protection of the bottom blocks from wear; secondly, the presence of stone in the glass avoided; and, thirdly, the production of a larger proportion of first-quality glass,— three points, all of which had been previously protected from gravita] action by the fluid layer, and botli gravital action and the semifluid layer are confessedly old. It seems incredible that if Mr. Siemens hail in his mind, when this patent was granted, the elaborate theory of vertical lining, as now explained, he should have made but casual allusion to it; that he should make no claim that by failure to provide against it damage was done to the tank, but, on the contrary, should specially refer to the damage done by what is now called “gravita! action,” and claim the fluid layer as a protection or feature connected with it alone.
But, leaving for the present the examination of the semifluid layer in general, it will be seen that, even in continuous tanks of over 18 inches deep, the forming of a semifluid layer was not new in 1879. In two patents the use of a tank above that depth and a fluid layer are shown. C. W. Siemens, in 1877, took out a Belgian patent for improvements in glass-melting furnaces. The law of that country provides, (article 5:)
*908 “The drawings shall be placed in and to a metrical scale; they must represent as nearly as possible the article to be invented by plans and sections and elevations,” etc.
It will be noted that this requirement is not for a drawing to “the metric scale,” as contended for by the complainants’ counsel, but “to a metrical scale.” This means a scale “pertaining to measurement.” In other words, a scale for measuring from which the article to be invented may be reproduced in actual size by enlarging the drawing in proportion to the scale given. In pursuance of the provisions of the act, we find on the drawing the French word, Echelle, 1-82,” in English, “Scale, 1-82.” This means the drawing is one thirty-second the size of the article invented. Applying this measurement to the plan, we find the distance from the top of the sill of the charging door to the top of the bottom blocks of the melting tank to be at least 24 inches. Applying the same scale, we find the communication between the melting and' working tank to be over 4 inches above the bed of the tank, thus leaving some 4 inches for the semifluid layer, and 20 inches for the fluid glass above. This furnace meets every requirement of the patent in suit: First, a tank for the continuous melting of glass with gas and air ports; second, it is over 18 inches in depth, the requirement of the patent in suit; third, it provides for a cave and system of ventilation, and consequently the semifluid layer; fourth, it recognizes the vertical movement of the glass. It does not limit itself as to dimensions, stating “the number of ports upon which depend the dimensions of the tank may vary from three to fifteen and upwards.” It is clear that a tank furnace constructed from the plan on the scale designated would perform all the functions claimed in the patent in suit, and be an infringement upon it. Such being the case, the patent in suit should not have issued five years later. That Mr. Siemens may not have fully comprehended the possibilities of the furnace which he thus patented is no answer. This is clearly within the line of Blake v. San Francisco, 113 U. S. 679, 5 Sup. Ct. Rep. 692, that—
“The application of an old process or machine to a similar or analogous subject, with no change in the manner of application and no result substantially distinct in its nature, will not sustain a patent, even if the new form of result has not been heretofore contemplated.”
And of Burt v. Evory, 133 U. S. 358, 10 Sup. Ct. Rep. 394:
“But a mere carrying forward, or a new or more extended application of the original thought, a change only in form, proportion, or degree, the substitution of equivalents, doing substantially the same thing in the same way, by substantially the same means, with better results, is not such an invention as will sustain a patent.”
The patent of Niles Granger, No. 80,623, (1868,) is also to be noted. It may be .said this is a pot furnace, but it is a pot, or rather two pots, worked as a tank continuously, and is in substance and fact a continuous deep-tank furnace, and the patent in suit claims to cover “pots •operated as tanks, which are always kept full or nearly full of metal,”
There is much learning and discussion in this case on the subject of “vertical fining.” From the evidence and admitted facts, we conclude that the “vertical fining,” so called, is nothing more or less than the “vertical finding” by each particle of its natural relative position by reason of its increased specific gravity, caused by the expulsion of gases from such particles by the influence of the boat. In other words, heat at the surface, aided by the storage heat in the mass itself, causes fusion. Gas is liberated as an effect of heat. Its gradual expulsion, for it is manifestly not catalytic, causes a gradual increase of specific gravity. The particle thus freed or in process of freeing itself of gas, and with increased specific gravity, will sink and sink until it finds a level of particles of specific gravity equal to its own; in other words, its natural relative position. This place maybe near the bottom or near the top of the mass. In thus finding its natural relative place it has displaced some other particle ofless specific gravity, and it, in its turn, is driven upwards. The less refined particles are thus driven to the surface, where, under the influence of heat, additional fusion takes place, gas is expelled, and the vertical fining again begins. When thoroughly fined and the gases driven ■ out, not by descent but by fusion caused by heat, and it has gained its natural relative place, (i. e., with other particles of thoroughly fined glass,) no other particle will displace it, for it has reached the maximum specific gravity, and it will remain quiescent until drawn towards the working end of the tank to fill the place of refined particles there withdrawn. Such seems to us, from the evidence, to be the process as now understood. To say otherwise is to say that descent is a necessary function in fining,—is in effect to say that heat does not refine, and that fining can only take place in deep vessels, when the fact that fining does take place in a shallow current is a fact proven by the evidence, and that it takes place in a shallow vessel is a fact admitted by the patent in suit. From the evidence, we cannot find as a fact that vertical fining, as explained by the complainants, does take place. Unless such vertical fining is a fact,—not a mere theory, but a practical, proven fact,—this patent must fail. This measure and burden of proof the complainants have failed to meet. They have given us their theory of vertical lining from the facts, but they have not proven to our satisfaction that vertical fining, as they explain it, is an actual, existing fact.
Assuming, however, that the patent in suit must be- sustained, the further question arises, have the defendants infringed? The patent -in suit was granted on the theory that the fluid depth of glass was about 18 inches, and that beneath this was formed a chilled layer of glass, not
“The advantage to be obtained from increasing the depth of these tanks will be the formation of a layer of chilled glass on the surface of the bottom. ”
That this was the theory,at that time'is also shown by the file wrapper in the case. In the argument and correspondence for the allowance of the patent Mr. Siemens’ counsel (and we must assume he correctly-stated the scientific views of his client, and after full consultation with him, as the granting of the patent was delayed and strenuously contested by the patent office authorities) refers to the glass “forming below the upper fluid portion of the metal layer in a partially solid condition; ” and, in speaking of the depth of the old tank, says:
“It follows that the depth of such tanks could not exceed about eighteen inches, or, as is shown in the new application, the bottom would be covered with a layer of chilled metal. ”
These quotations are simply made to show the idea then held,—that to 18 inches the glass was fluid, and beneath that the chilled layer necessarily formed. Presumably Mr. Siemens was not then familiar with ta.nks of 5 or 6 feet deep, for none had been built. He was familiar with a fluid depth of limited thickness on the top, and with the energetic and active cooling by the cave below, by which the chilled layer was formed. With an immense body of molten glass in a tank of 6 feet, and the storage heat retained by it, he was not, so far as the evidence shows, familiar. Upon this theory of afluid depth of 18 inches and the chilled layer as a necessary sequence, he sought a patent for tank and process. Use, the crucial test of theories, has proven its fallacy. The building of tank furnaces 5 and 6 feet deep, aud the consequent effects of the vast storage heat therein, have proved that the chilled layer, as contemplated by Mr. Siemens in 1879, does not in fact exist in them, and that its then contemplated functions are not used in such tanks. In fact, the practical use of such tanks has shown more radical change from the accepted theory of deep-tank melting in 1879 than the supposed theory at that time did from the prior state of the art. To grant a patent now upon the functions performed b}' a tank 6 feet deep would be to grant it for an improvement simply in degree, and would be manifestly wrong; to grant one in 1879 upon less radical changes and upon theoretical statements, some of which experience has disproved, was more so. Upon the complainants rests the burden of proof. They must show the defendants’ furnaces perform the functions of theirs. It will not suffice to say that theoretically they should. It will not do to say that “glass in a state of rest,” or “immobile fluid glass,” corresponds to the chilled layer, which was the theory in 1879.
It now appears, by the use of deep tanks and the storage heat in the vast sea of glass, a fluid depth of 5 feet may be maintained, the gravital action of the glass does not extend that low, and consequently the energetic chilling, which was before necessary to form the chilled layer, and thus prevent the destructive effects of the gravita! motion
Our conclusions, briefly stated, are—First. The fluid layer and its function in a continuously worked deep tank were known before this patent was granted. Second. At that time the gravital action of glass and the reactions taking place during such movements were known; and no hitherto unknown and now known movement, action, or process in the melting of glass were disclosed in the patent in suit. Third. That the contention of complainants that depth is a necessary function in the fining of glass is not established by the weight of the eyidence. Fourth. That it is not shown that in defendants’ tanks the functions of. forming “below the upper fluid portion of the metal a layer of metal in a semi-fluid or partially solid condition,” as claimed in the patent, is used. The weight of the evidence is to the contrary. Fifth. In view of the' state of the art at the date of this patent, the claim granted was not then patentable, and-the letters patent No. 261,054 are invalid. Sixth. That the burden of proof of infringement is on the complainants, and this they have failed to meet, and the bill must be dismissed, at their cost.
Acheson, Circuit Judge, concurs.