Lead Opinion
delivered the opinion of the Court.
We granted certiorari in this case to determine whether the United States Court of Appeals for the District of Columbia Circuit properly directed dismissal of petitioner’s Bivens claim on the grounds that he had not overcome respondent’s claim of qualified immunity. The Court of Appeals relied on its “heightened pleading standard,” but we hold that petitioner’s claim failed at an analytically earlier stage of the inquiry into qualified immunity: His allegations, even if accepted as true, did not state a claim for violation of any rights secured to him under the United States Constitution.
Petitioner Frederick A. Siegert, a clinical psychologist, was employed at St. Elizabeths Hospital, a Federal Government facility in Washington, D. C., from November 1979 to October 1985. He was a behavior therapy coordinator specializing in work with mentally retarded children and, to a lesser extent, with adults. In January 1985, respondent H.
In August 1985, St. Elizabeths notified Siegert that it was preparing to terminate his employment. Siegert was informed that his “proposed removal was based upon his inability to report for duty in a dependable and reliable manner, his failure to comply with supervisory directives, and cumulative charges of absence without approved leave.” App. 15, 21. After meeting with hospital officials, Siegert agreed to resign from the hospital and thereby avoid a termination that might damage his reputation. Id., at 21.
Following his resignation from St. Elizabeths, Siegert began working as a clinical psychologist at a United States Army Hospital in Bremerhaven, West Germany. Because of the requirement that he be “credentialed” to work in hospitals operated by the Army, Siegert signed a “Credential Information Request Form” asking that St. Elizabeths Hospital provide to his prospective supervisor, Colonel William Smith, “all information on job performance and the privileges” he had enjoyed while a member of its staff. App. to Pet. for Cert. 55a. Siegert’s request was referred to Gilley because he had been Siegert’s supervisor at St. Elizabeths.
In response to Siegert’s request, Gilley notified the Army by letter that “he could not recommend [Siegert] for privileges as a psychologist.” App. 6. In that letter, Gilley wrote that he “considered] Dr. Siegert to be both inept and unethical, perhaps the least trustworthy individual I have supervised in my thirteen years at [St. Elizabeths].” Ibid. After receiving this letter, the Army Credentials Committee told Siegert that since “reports about him were ‘extremely unfavorable’ . . . the committee was . . . recommending that [Siegert] not be credentialed.” Id., at 7.
After being denied credentials by the committee, Siegert was turned down for a position he sought with an Army hospital in Stuttgart. Siegert then returned to Bremerhaven where he was given provisional credentials, limited to his
Upon learning of Gilley’s letter in November 1986, Siegert filed suit in the United States District Court for the District of Columbia, alleging that Gilley’s letter had caused him to lose his post as a psychologist at the Bremerhaven Army Hospital, and had rendered him unable to obtain other appropriate employment in the field. Relying on Bivens v. Six Unknown Fed. Narcotics Agents,
Gilley filed a motion to dismiss or in the alternative for summary judgment. He contended that Siegert’s factual allegations, even if true, did not make out a violation of any constitutional right. Gilley also asserted the defense of qualified immunity under Harlow v. Fitzgerald,
In December 1987, the District Court issued an order “[declining] to decide this matter on a . Summary Judgment motion at this time.” Id., at 54a. Instead, the court determined that “[it] would like to see a more developed record,”
Gilley filed a motion for reconsideration, asking the court to stay further discovery pending disposition of his qualified immunity claim. In June 1988, the District Court denied the motion, and in a written opinion found that Siegert’s factual allegations were sufficient to state violations of a clearly established constitutional right. It analyzed our decision in Paul v. Davis,
A divided panel of the United States Court of Appeals for the District of Columbia Circuit reversed and remanded with instructions that the case be dismissed. The court first determined that to the extent Siegert’s Bivens action was premised on allegations of improper conduct irrespective of subjective intent, the allegations did not state a claim for violation of any clearly established constitutional right. In the course of that analysis, it concluded that the District Court had mistakenly relied on its decisions in Doe, supra, and Bartel, supra.
The Court of Appeals then turned to Siegert’s allegation that Gilley wrote the letter with bad faith and malice. Assuming “that such bad faith motivation would suffice to make Gilley’s actions in writing the letter a violation of Siegert’s [clearly established] constitutional rights,” 282 U. S. App. D. C. 392, 398,
The Court of Appeals then determined that Siegert’s allegations did not satisfy that “heightened pleading standard.” Id., at 400,
We granted certiorari,
We have on several occasions addressed the proper analytical framework for determining whether a plaintiff’s allegations are sufficient to overcome a defendant’s defense of qualified immunity asserted in a motion for summary judgment. Qualified immunity is a defense that must be pleaded by a defendant official. Gomez v. Toledo,
In Harlow we said that “[u]ntil this threshold immunity question is resolved, discovery should not be allowed.” Harlow, supra, at 818 (emphasis added). A necessary concomitant to the determination of whether the constitutional right asserted by a plaintiff is “clearly established” at the time the defendant acted is the determination of whether the plaintiff has asserted a violation of a constitutional right at all. Decision of this purely legal question permits courts expeditiously to weed out suits which fail the test without requiring a defendant who rightly claims qualified immunity to engage in expensive and time consuming preparation to defend the suit on its merits. One of the purposes of immunity, absolute or qualified, is to spare a defendant not only unwarranted liability, but unwarranted demands customarily imposed upon those defending a long drawn out lawsuit. In Mitchell v. Forsyth, supra, we said:
*233 “Harlow thus recognized an entitlement not to stand trial or face the other burdens of litigation, conditioned on the resolution of the essentially legal question whether the conduct of which the plaintiff complains violated clearly established law. The entitlement is an immunity from suit rather than a mere defense to liability; and like an absolute immunity, it is effectively lost if a case is erroneously permitted to go to trial.” Id., at 526.
This case demonstrates the desirability of this approach to a claim of immunity, for Siegert failed not only to allege the violation of a constitutional right that was clearly established at the time of Gilley’s actions, but also to establish the violation of any constitutional right at all.
In Paul v. Davis,
We rejected the plaintiff’s claim, holding that injury to reputation by itself was not a “liberty” interest protected under the Fourteenth Amendment.
The facts alleged by Siegert cannot, in the light of our decision in Paul v. Davis, be held to state a claim for denial of a
The Court of Appeals assumed, without deciding, that if petitioner satisfactorily alleged that respondent’s letter was written with malice, a constitutional claim would be stated. Siegert in this Court asserts that this assumption was correct — that if the defendant acted with malice in defaming him, what he describes as the “stigma plus” test of Paul v. Davis is met. Our decision in Paid v. Davis did not turn, however, on the state of mind of the defendant, but on the lack of any constitutional protection for the interest in reputation.
The Court of Appeals’ majority concluded that the District Court should have dismissed petitioner’s suit because he had not overcome the defense of qualified immunity asserted by respondent. By a different line of reasoning, we reach the
Affirmed.
Concurrence Opinion
concurring in the judgment.
I agree with the Court that “[a] necessary concomitant to the determination of whether the constitutional right asserted by a plaintiff is ‘clearly established’ at the time the defendant acted is the determination of whether the plaintiff has asserted a violation of a constitutional right at all.” Ante, at 232. I do not, however, agree that the Court of Appeals “should not have assumed, without deciding,” this issue. Ibid. The Court of Appeals adopted the altogether normal procedure of deciding the case before it on the ground that appeared to offer the most direct and appropriate resolution, and one argued by the parties. If it is plain that a plaintiff’s required malice allegations are insufficient but there is some doubt as to the constitutional right asserted, it seems to reverse the usual ordering of issues to tell the trial and appellate courts that they should resolve the constitutional question first.
As revealed by the differences in our majority and dissenting opinions, the question whether petitioner asserted the deprivation of a liberty interest protected by the Constitution, under the principles explained in Paid v. Davis,
I would affirm for the reasons given by the Court of Appeals. Here malice is a requisite showing to avoid the bar of qualified immunity. The heightened pleading standard is a necessary and appropriate accommodation between the state of mind component of malice and the objective test that, prevails in qualified immunity analysis as a general matter. See Harlow v. Fitzgerald,
Upon the assertion of a qualified immunity defense the plaintiff must put forward specific, nonconclusory factual allegations which establish malice, or face dismissal. I would reject, however, the Court of Appeals’ statement that a plaintiff must present direct, as opposed to circumstantial, evidence. 282 U. S. App. D. C. 392, 398-399,
In my view petitioner did not meet the burden of alleging facts from which malice could be inferred by other than the most conclusory allegations. The Court of Appeals sets forth a detailed analysis which is persuasive on this point.
For these reasons, I concur in the judgment to affirm.
Dissenting Opinion
with whom Justice Blackmun joins, and with whom Justice Stevens joins as to Parts II and III, dissenting.
The majority today decides a question on which we did not grant certiorari. Moreover, in deciding that petitioner Siegert failed to allege a violation of a clearly established constitutional right, the majority completely mischaracterizes the nature of Siegert’s claim. Siegert alleged significantly more than mere “damage [to] reputation” and “future employment prospects.” Ante, at 234. Because the alleged defamation was “accompanied] [by a] loss of government employment,” Paul v. Davis,
I
The majority incorrectly claims that “[w]e granted certio-rari in this case to determine whether the . . . Court of Appeals . . . properly directed dismissal of petitioner’s Bivens claim on the grounds that he had not overcome respondent’s claim of qualified immunity.” Ante, at 227. In fact, the two questions on which we granted certiorari were much more specific.
“1. In a claim for damages under Bivens v. Six Unknown Named Agents,403 U. S. 388 (1971), in which malice has been alleged and where qualified immunity has been raised as a defense, whether a “heightened pleading” standard which precludes limited discovery prior to disposition on a summary judgment motion violates applicable law?
“2. In a Bivens claim for damages, whether a federal official can be qualifiedly immune from suit without regard to whether the challenged conduct was discretionary in nature?” Pet. for Cert. i.
According to this Court’s Rule 14.1(a): “[OJnly the questions set forth in the petition [for writ of certiorari], or fairly included therein, will be considered by the Court.” In my view, neither of the questions set forth in the petition is broad enough to subsume the issue that the majority contends is presented in this case.
“[T]he first question presented in your petition for cer-tiorari is the extent of discovery which you should be allowed where there’s a defensive [sic] qualified immunity. That really has nothing to do with the merits of your case I would think.” Tr. of Oral Arg. 5.
When counsel raised the issue again she was told: “You really haven’t explicitly addressed either of the questions presented in your petition for certiorari. I suggest you do so.” Id., at 12. Rather than attempting to explain why the issue the majority today reaches is subsumed by the grant of certio-rari, the majority disingenuously recharacterizes the question presented.
“Absent unusual circumstances, we are chary of considering issues not presented in petitions for certiorari.” Berkemer v. McCarty,
II
I also disagree with the merits of the majority’s holding. The majority concludes that Siegert has not alleged the violation of any “right,” “clearly established” or otherwise. In my view, there can be no doubt that the conduct alleged deprived Siegert of a protected liberty interest and that this right was clearly established at the time Gilley wrote his letter. Siegert’s claim, therefore, should surmount Gilley’s assertion of qualified immunity. See Harlow v. Fitzgerald,
A
Paul v. Davis,
This standard is met here because the injury to Siegert’s reputation caused him to lose the benefit of eligibility for future government employment. A condition of Siegert’s employment with the Army hospital in Bremerhaven was that he be “credentialed” to treat both children and adults. Siegert alleges (and we must accept as true) that Gilley’s letter caused him not to be credentialed, and thus effectively foreclosed his eligibility for future Government employment. According to Siegert, after Gilley wrote the letter charging that Siegert was “inept and unethical, perhaps the least trustworthy individual I have supervised in . . . thirteen years,” App. 6, Siegert was informed that the Army’s credentials committee was recommending that he not be credentialed because reports about him were “extremely unfavorable,” id., at 7. As a result, Siegert contends, he lost government employment as a psychologist at the Bremerha-ven Army hospital, similar future employment at another Army hospital in Stuttgart, and any legitimate opportunity to be considered for like Government employment any time in the future. See id., at 6-9, 19-23.
Citing Paul, the majority suggests that reputational injury deprives a person of liberty only when combined with loss of present employment, not future employment. See ante, at 234. This suggestion rests on a gross mischaracterization of Paul. The Paul Court rejected a private employee’s generalized claim of loss of future employment prospects where the plaintiff made no showing of a loss of government employment or future opportunities for government employment; indeed no governmental benefit or entitlement was at risk in
Although Paul rejected a private employee’s claim, it expressly reaffirmed Roth, McElroy, and other decisions recognizing that stigmatization deprives a person of liberty when it causes loss of present or future government employment. See Paul, supra, at 702-710. Indeed, the Paul Court explained the decision in Joint Anti-Fascist Refugee Comm. v. McGrath,
B
It is also clear that Gilley should have known that his alleged conduct deprived Siegert of a liberty interest. If our
This established principle was applied by the District of Columbia Circuit in a case with facts strikingly similar to those that confront us here. In Bartel v. Federal Aviation Administration, 223 U. S. App. D. C. 297,
“The complaint states that Bartel was denied a specific government job because of the [stigmatizing] letter ... . The crux of the complaint, as we read it, is that Bartel was not considered for FAA employment on a basis equal with others of equivalent skill and experience — ;'. e., that he was wrongfully denied the ‘right to*245 be considered for government [employment] in common with all other persons.’ For an individual whose entire career revolved around aviation, this denial may have effectively abridged his freedom to take advantage of public employment.” Ibid. (Citations omitted; emphasis added.)
See also Doe v. United States Department of Justice, supra, at 373, n. 20,
After the District of Columbia Circuit’s holding in Bartel it should have been abundantly clear to any reasonable governmental official that mailing stigmatizing letters in circumstances that would severely impair or effectively foreclose a government employee from obtaining similar government employment in the future would deprive the individual of a constitutionally protected liberty interest. Yet that is precisely what Siegert alleges Gilley did.
C
Finally, there remains the primary question on which we granted certiorari: whether in a Bivens action in which malice
This Court has stated that “bare allegations of malice should not suffice to subject government officials either to the costs of trial or to the burdens of broad-reaching discovery.” Harlow v. Fitzgerald,
HH t — H HH
It is a perverse jurisprudence that recognizes the loss of a “legal” right to buy liquor as a significant deprivation but
Notes
The question on which the majority claims the Court granted certiorari actually was presented .in respondent Gilley's brief in opposition to certio-rari. See Brief in Opposition I (“Whether the court of appeals correctly dismissed this .Bivens action on grounds of qualified immunity”). How
The question whether Gilley’s alleged conduct in this case was a discretionary function for which he would be entitled to raise the defense of qualified immunity was the second question presented in the petition for certiorari. See supra, at 237. The majority does not address this issue. Consequently, I will state only briefly my view that Gilley’s function in responding to the credentials request form was inherently discretionary. The form requested that Gilley send “all information” on Siegert’s “job performance and [hospital] privileges.” App. to Pet. for Cert. 55a. Because the form did not prescribe any specific conduct and Siegert has not identified any other rules or restrictions which mandated a specific mode or manner of response, Gilley was called upon to exercise his judgment as to what information must be sent.
Siegert contends that he had a legitimate expectation that he would be credentialed based upon his job performance at St. Elizabeths. For his first five years at St. Elizabeths, Siegert attests that he received exemplary job performance ratings from his supervisors and was rated “outstanding" for his performance in 1984. App. 20. Gilley became Siegert’s supervisor in January 1985. According to Siegert, professional and personal differences soon arose between the two because of Siegert’s extensive medical leave due to a head injury and Siegert’s resistance to Gilley’s
Notably, the concept of liberty under the Due Process Clause includes “ ‘the right of the individual to contract, to engage in any of the common occupations of life . . . and generally to enjoy those privileges long recognized ... as essential to the orderly pursuit of happiness by free men.’" Board of Regents of State Colleges v. Roth,
In Anderson v. Creighton,
The “Credential Information Request Form” specifically informed Gilley that Siegert was applying for hospital credentials in order to work as a clinical psychologist at an Army hospital and that information on Siegert’s credentials and work history was needed in order to complete the process. See App. to Pet. for Cert. 55a. As an objective matter, in these circumstances Gilley should have known that to send a letter charging that Siegert was “inept and unethical, perhaps the least trustworthy individual I have supervised in . . . thirteen years” would severely hamper if not foreclose Siegert’s ability to gain credentials, particularly for working with children. Cf. Old Dominion Dairy Products, Inc. v. Secretary of Defense, 203 U. S. App. D. C. 371, 381,
