Lead Opinion
Opinion for the Court filed by Circuit Judge SILBERMAN.
Concurring opinion filed by Circuit Judge WALD.
I
Five white males, Sidney Bishopp, John Breen, William Q. Stickley, Floyd E. Yocum and Joseph E. Zeis appeal from the district court’s judgment in favor of the District of Columbia denying their Title VII claims. Appellants, now retired from the District of Columbia Fire Department, allege that in 1974 they were discriminatorily denied promotion to the position of Assistant Fire Chief — Operations (AFCO). The position was filled instead by Jefferson Lewis, a black male. Appellants further claim that the Fire Department retaliated against them because they filed charges with the Equal Employment Opportunity Commission (EEOC) and that, eventually, they were constructively discharged. The district court found for the District of Columbia on all counts. We reverse the district court’s judgment on the promotion claim, vacate the judgment as to the retaliation and constructive discharge claims, and remand all the claims for further consideration.
The ultimate factual issue, the question of discriminatory motivation in the promotion decision, is at the heart of this legal dispute. But the subordinate facts are, for the most part, undisputed. In August 1974 the incumbent AFCO retired. The AFCO, whose office we surmise from the record is a “line” position in management parlance, and the Assistant Fire Chief — Services, whose office we understand to be a “staff” position, are the immediate subordinates of the Fire Chief. The AFCO directly supervised five Deputy Chiefs, three of whom worked in the Firefighting Division and in turn supervised a number of Battalion Chiefs. The fourth Deputy Chief served as Fire Marshal and the fifth ran the department’s training center. Promotions up to and including the rank of Battalion Chief were made on the basis of test scores and years of service, but promotions above that rank were within the discretion of the May- or, D.C. Code Ann. § 4-302 (1981). The only requirement for promotion to the top jobs was that the candidate be of Battalion Fire Chief rank or higher. Thus, the May- or was free to promote a Battalion Fire Chief directly to an Assistant Fire Chief position, but in practice that rarely happened. By August 1974 the position of
At the time of the promotion decision in August 1974, four of the appellants, Bish-opp, Stickley, Zeis and Breen, were serving at Deputy Fire Chief rank. Yocum was a Battalion Fire Chief. Jefferson Lewis, eventually selected to fill the AFCO position, was also a Battalion Fire Chief although he had not held that rank as long as had Yocum.
Responsibility for the selection of the new AFCO was shared by Fire Chief Burton Johnson and the Mayor, Walter Washington, both of whom are black. But it was undisputed that Fire Chief Johnson had de facto responsibility for the decision because the Mayor routinely adopted his recommendations. Applications to fill the vacant position were not sought, apparently because the Fire Department did not have a formal application process for the AFCO position. Instead, Chief Johnson prepared a list of “best qualified candidates” that included all of the appellants as well as Lewis. Chief Johnson selected Lewis, even though as the district court found, appellants were superior candidates to Lewis in terms of ordinary personnel criteria: “seniority, education, breadth of experience and the like.” Bishopp v. District of Columbia,
After Lewis’ selection, appellants filed a grievance with the Fire Department alleging racial discrimination and thereafter, in the autumn of 1974, filed charges with the EEOC. The EEOC issued findings in appellants’ favor on February 25, 1982 and issued a right to sue
Shortly thereafter suit was filed in the district court. At trial, appellants introduced evidence of their relative qualifications vis-a-vis Lewis, and appellant Breen testified that Chief Johnson had admitted to Breen before the selection that Johnson was under pressure from the District’s black community to promote Lewis. The district court also noted that the Fire Department was beginning to develop an affirmative action plan at that time. The court refused, however, to admit as evidence the District’s affirmative action plan or to consider an alternative defense based on that plan, ruling that it was inconsistent with the District’s assertion that race did not play a factor in the selection of Mr. Lewis.
Johnson’s affirmative reasons for selecting Lewis did not relate to his personal experience with Lewis; they had not worked together for over twenty years. Rather, Johnson testified he wanted Lewis because the panel that had recommended Johnson as Fire Chief eighteen months earlier had ranked Lewis third among the candidates. Johnson was, however, unaware of the criteria utilized by that panel and Johnson did not list as a candidate for selection Jack Webb, a white male who had been ranked second by that same 1973 panel. According to Johnson, Webb, who was the Battalion Chief in charge of the Fire Department’s Ambulance Service, was, like Breen, too valuable in that position to promote. This reason for selecting Lewis — his number three ranking by the 1973 panel— was offered by Johnson for the first time at trial; he had not mentioned this justification to the EEOC or in deposition, and was unable to explain to the court why he had not raised this point before.
The district court held that the appellants had presented a prima facie case under McDonnell Douglas Corp. v. Green,
Having concluded that appellants had met their burden of presenting a prima facie case, the district court turned to the District’s justification, which the court fully credited. Noting that the District was not required to consider only the candidates’ objective qualifications, the court held that the preponderance of the evidence supported Johnson’s reasons for rejecting appellants and selecting Lewis. In the process of so reasoning the district court con-
II
The Supreme Court repeatedly has found it necessary to correct the courts of appeals’ encroachment into the province of the district courts in Title VII cases. In Burdine the Court held that the Fifth Circuit erred by insisting that the district court require the defendant to assume the burden of proof as to nondiscriminatory motivation.
If the district court’s account of the evidence is plausible in light of the record viewed in its entirety, the court of appeals may not reverse it even though convinced that had it been sitting as the trier of fact it would have weighed the evidence differently. Where there are two permissible views of the evidence, the factfinder’s choice between them cannot be clearly erroneous.
Id.
When findings are based on determinations regarding the credibility of witnesses, Rule 52 demands even greater deference to the trial court’s findings; for only the trial judge can be aware of the variations in demeanor and tone of voice that bear so heavily on the listener’s understanding of and belief in what is said. This is not to suggest that the trial judge may insulate his findings from review by denominating them credibility determinations, for factors other than demeanor and inflection go into the decision whether or not to believe a witness. Documents or objective evidence may contradict the witness’ story; or the story itself may be so internally inconsistent or implausible on its face that a reasonable factfinder would not credit it. Where such factors are present, the court of appeals may well find clear error even in a finding purportedly based on a credibility determination. But when a trial judge’s finding is based on his decision to credit the testimony of one of two or more witnesses, each of whom has told a coherent and facially plausible story that is not contradicted by extrinsic evidence, that finding, if not internally inconsistent, can virtually never be clear error.
Id. at 1512-13 (citations omitted; emphasis added).
Clearly then, we may not reverse the district court’s acceptance of the District of Columbia’s reasons for promoting Lewis and rejecting the appellants merely because we believe that the appellants’ account of the evidence is more reasonable or even considerably more reasonable. We
Ill
No longer can it be questioned that whites as well as minorities are protected by Title VII. McDonald v. Santa Fe Trail Transp. Co.,
Here appellants easily met that test; they presented a strong affirmative case of discrimination which included both circumstantial and direct evidence.
The district court seemed to have had unwarranted difficulty in finding evidence tending to support the proposition that the Fire Department and the District had reason to prefer a black over a white for the AFCO post. The court held that the fact that both the Mayor and Fire Chief were black was by itself not probative evidence of discrimination. Surely it would not be conclusive evidence or perhaps even strong evidence of discriminatory motivation but again it could hardly be, as the trial court treated it, irrelevant, particularly since it did not stand by itself.
Finally, the district court emphasized that subsequent appointments that Fire Chief Johnson made to fill vacancies in the Assistant Chief — Services post went to whites which, therefore, indicated that the District was not racially motivated. But, of course, if the District’s motivation in promoting Lewis was based on racial preference it matters not if subsequent appointments were made without discriminatory motivation. Moreover, if one were to take the subsequent appointments into account, presumably one would bear in mind (as the district court did not) that they were made after appellants filed their charges with the EEOC.
With that background in mind, our analysis shifts to the District’s defense of its promotion decision. A defense in a Title VII promotion case characteristically has two parts: the first, an explanation why the complainant was rejected and the second, an explanation why the selectee was chosen. Cf. Burdine,
Turning to the other side of the decision, why Lewis? Johnson told the court he selected Lewis because he ranked third in a Fire Chief selection panel a year-and-a-half earlier. That explanation might be credible if Johnson knew something about the criteria utilized by the panel or was familiar with Lewis’ performance.
Defendant’s explanation for its decision was unworthy of credence as a matter of law. Such a blatantly pretextual defense carries the seeds of its own destruction. That is, it does not even satisfy the defendant’s “intermediate burden” of producing “admissible evidence which would allow the trier of fact rationally to conclude that the employment decision had not been motivated by discriminatory animus.” Burdine,
Even if we did not separately hold the appellee’s defense pretextual as a matter of law, we would, in any event, reverse on the basis of the overall Anderson test, i.e., combining all the evidence together, we conclude that the district court’s finding of no discrimination is clearly erroneous. In other words, having reviewed the record in its entirety as Anderson requires, see supra note 6, we are unable to conclude that the district court’s account of the evidence is plausible. We are thus obliged to overturn the district court’s decision on the promotion claim. We remand the matter to the district court for further consideration, including the fashioning of an appropriate remedy.
IV
Appellants’ claims of retaliation and of constructive discharge in part overlap; they rely on certain of the same alleged facts, namely the several incidents in which Fire Department personnel allegedly demonstrated their hostility toward appellants because of their discrimination complaints. The district court’s opinion catalogues several such incidents,
The district court found, however, that there had been neither retaliation nor constructive discharge in this case. With regard to the retaliation claim, the court applied the pattern of proof for a prima facie case of retaliation set forth in McKenna v. Weinberger,
To the claim of constructive discharge, the district court applied the standard set forth in Clark v. Marsh,
Although the retaliation and constructive discharge claims must be analyzed independently from the promotion claim, the interrelationship with the promotion claim is obvious. The constructive discharge claim in particular is linked to the promotion claim insofar as a finding of discrimination is a necessary predicate for a finding of constructive discharge.
In view of our conclusions on certain aspects of the promotion claim which are also implicated in the district court’s disposition of the constructive discharge and retaliation claims, we vacate the district court’s findings on constructive discharge and retaliation. We remand those matters to the district court with instructions to reconsider the constructive discharge and retaliation claims in light of our holding on the promotion claim.
Reversed in part, vacated in part, and remanded
Notes
. The district court considered but rejected ap-pellee’s argument that appellants’ suit was barred by laches because appellants failed to bring suit during the lengthy delay in the EEOC’s processing of their complaint. Bishopp v. District of Columbia,
. That ruling is not at issue in this appeal.
. Cf. Lanphear v. Prokop,
. Chief Webb was not a plaintiff in this suit.
. Of course whites are in the minority in the District of Columbia but neither this court nor the Supreme Court has squarely addressed the issue whether minority status for purposes of a prima facie case could have a regional or local meaning. Cf. Daye v. Harris,
. The concurring opinion objects to this discussion of the affirmative evidence of discrimination as unnecessary, but in light of Anderson, it is no longer clear that courts of appeals may review a district court’s opinion without looking at all the evidence of record. Anderson, after all, directs us to review “the record ... in its entirety." Anderson,
. In Plummer v. Bolger,
. Surely it could not be successfully argued that discrimination otherwise prohibited under Title VII is lawful if predicated on the political considerations that once strongly influenced the distribution of public jobs among ethnic, religious, and racial groups in American cities. Acceptance of that approach could destroy the effectiveness of Title VII for those most in need of protection against discrimination in employment.
. Regarding this conversation, the district court stated:
The only evidence of pressure on Johnson came out through the testimony of plaintiff Breen, who stated that Johnson had admitted to him before the promotion that he faced pressure to choose Lewis because of his race. No witness corroborated that testimony, and Johnson flatly denied it. Breen’s allegation was made for the first time at trial, and he gave no convincing explanation for his failure to bring Johnson’s alleged admission to light at an earlier stage of the proceedings. Moreover, Breen’s testimony conflicts with his earlier statement to the EEOC that he first learned of the Lewis promotion through newspaper accounts after the fact. Under these circumstances, Chief Johnson’s version is the more credible.
. See Rich v. Martin Marietta Corp.,
. We cannot determine from this record the criteria utilized by the 1973 panel or even whether the District believed that the promotion to Fire Chief in 1973 was governed by Title VII. In fact, the District argued before the district court in this case that appellants were too high ranking to be considered “employees” for purposes of the Act. Presumably, then, those considered for selection to the Fire Chief position likewise were thought excluded from Title VII coverage. Certainly in 1973, well before Hishon v. King & Spalding,
Concurrence Opinion
concurring:
I concur in the panel’s judgment and opinion with the exception of its discussion of plaintiffs’ prima facie case. See Maj.Op. at 786-88. Defendants have not questioned the adequacy of plaintiffs’ prima facie case on appeal, and an appellate court normally does not concern itself with whether a prima facie case has been made once a Title VII case has gone through a trial on the merits. The McDonnell Douglas-Burdine presumptions drop out of the case once defendants have failed to prevail on a motion to dismiss at the close of plaintiff’s case and have presented their reasons for the allegedly discriminatory action. United States Postal Service Board of Governors v. Aikens,
Nonminority Title VII plaintiffs, such as the ones here, must make the additional showing in their prima facie case that “ ‘background circumstances support the suspicion that the defendant is the unusual employer who discriminates against the majority’.” Lanphear v. Prokop,
This court has squarely stated that “a lawful affirmative action program [cannot] in itself constitute suspicious circumstances sufficient to justify an inference of discriminatory intent under McDonnell Douglas.” Parker v. Baltimore & Ohio Railroad,
I further disagree with the majority about the strength of the additional evidence of political pressure in the form of testimony by plaintiff Breen that Chief, Johnson had told him that he, Johnson, was under pressure to promote Lewis because of his race. Maj.Op. at 787-88. The District Court rejected Breen’s testimony for several reasons. Only one — that Chief Johnson flatly denied making the statement — was clearly erroneous. I disagree with the majority’s conclusion that the District Court declined to credit Breen’s testimony primarily because of that erroneous finding. The District Court actually cited three other reasons for failing to credit Breen’s testimony of political pressure: (1) it was uncorroborated; (2) it was made for the first time at trial, with no explanation of why it was not mentioned to the EEOC; and (3) it was inconsistent with his statement that he first learned of the Lewis promotion through the newspapers. Bishopp v. District of Columbia,
Thus, the only evidence of “background circumstances” is the fact that the Mayor and the Fire Chief were black and that a draft affirmative action plan was in the works, both of which are weak evidence and neither of which could alone support a finding of suspicious background circumstances. In finding that a prima facie case had been made out, the District Court relied heavily on the defendants’ concession that plaintiffs were qualified and belonged to a protected group.
I concur in the judgment, however, because I agree that the pretextual nature of the defendants’ “nondiscriminatory” justification is clear and that the overall record supports a verdict for the plaintiffs. I feel it necessary, however, to point out my doubts about the alleged “strength” of prima facie case based in large part on an affirmative action proposal and the race of the hiring officials because of my concern that, in future cases where these issues are raised, prima facie showings of a similarly weak nature will be upheld or, worse still, characterized as strong.
. The majority correctly notes that evidence introduced as part of the prima facie case can be considered after the presumptions drop out in order to assess whether discrimination has been shown on the record as a whole. Texas Dep’t of Community Affairs v. Burdine,
