Shoup v. Wal-Mart Stores, Inc.Shoup v. Wal-Mart Stores, Inc.
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- Before:
- Balmer
Plaintiff brought this negligence action against Wal-Mart, Inc. (defendant), after one of defendant’s employees injured plaintiff by bumping into her and knocking her to the floor. The jury considered three specifications of negligence and returned a general verdict in plaintiffs favor. The Court of Appeals reversed and remanded the case for a new trial, holding that one of plaintiffs specifications did not state a claim for negligence under Oregon law and that defendant, therefore, was entitled to a new trial under the “we can’t tell” rule that this court announced in
Whinston v. Kaiser Foundation Hospital,
I.
The record establishes the following material facts. Plaintiff, who was then 89 years old, entered defendant’s store and attempted to walk past defendant’s employee, who was standing in the aisle with his back toward plaintiff. The employee, to get out of the way of another shopper, suddenly stepped backward, striking plaintiff in the face with his elbow and knocking her to the floor. Plaintiff was rendered momentarily unconscious, and she suffered extensive bruises and other soft-tissue injuries.
Plaintiff brought an action alleging that defendant was negligent in (1) failing to supervise its employee, (2) instructing its employee to stand in the aisle and thereby create an obstacle to persons entering the store, and (3) failing to train its employee to keep a proper lookout. Plaintiff further alleged that defendant was vicariously liable for the negligence of its employee in (1) failing to use reasonable care, (2) failing to keep a proper lookout, and (3) failing to maintain control over his body. Defendant admitted that its *167 employee was acting within the course and scope of his employment when he injured plaintiff.
The action was tried to a jury. At the close of plaintiffs case, defendant moved for a directed verdict, making particular objections to each of plaintiffs specifications of negligence. The trial court granted defendant’s motion in part, but allowed three specifications to go to the jury: whether defendant was negligent in instructing its employee to stand in the aisle; whether defendant’s employee was negligent in failing to use reasonable care; and whether defendant’s employee was negligent in failing to keep a proper lookout.
At the close of defendant’s case, plaintiff proffered a verdict form that asked two separate questions, one regarding defendant’s negligence and one regarding the negligence of defendant’s employee. Defendant objected to plaintifPs form and proffered a general verdict form that did not distinguish between the negligence of defendant and its employee or between the two specifications of negligence on the part of the employee. In response to defendant’s objection, plaintiff withdrew her verdict form, and the trial court used defendant’s form. As noted above, the jury returned a general verdict in plaintiffs favor. Defendant neither moved for a new trial nor for a judgment notwithstanding the verdict (JNOV), and the trial court entered judgment for plaintiff.
On appeal, defendant argued that the specification of negligence based on defendant’s instructions to its employee did not state a claim for negligence under Oregon law and, alternatively, that that specification was unsupported by the evidence. The Court of Appeals agreed that the specification did not state a claim for negligence and held that the trial court had erred in submitting it to the jury.
Shoup,
“[T]he prevailing plaintiff bears the burden of developing a record (most often through a special verdict) sufficient to establish the harmlessness of the error of submitting a *168 defective specification to the jury. That is the plaintiffs obligation; the defendant need not do anything.”
Shoup,
On review, plaintiff does not challenge the Court of Appeals’ decision that her direct liability specification does not state a claim for negligence. Neither does she disagree that, under the “we can’t tell” rule, defendant would be entitled to a new trial because the reviewing court cannot determine whether the jury based its verdict on the defective specification of negligence or on one (or both) of the two valid specifications. Instead, plaintiff argues that this court should abandon the “we can’t tell” rule. She contends that, because there were two other, valid specifications of negligence and ample evidence to support them, an appellate court cannot conclude that the trial court’s error in submitting the defective specification of negligence to the jury substantially affected defendant’s rights. For that reason, plaintiff asserts, to reverse the trial court’s judgment and order a new trial would violate
Defendant contends that the application of the “we can’t tell” rule does not violate
As explained further below, we disagree with defendant that such an error is prejudicial. Accordingly, we conclude that the “we can’t tell” rule violates the limitation on appellate courts set out in
II.
Whinston was a medical negligence action that included three specifications of negligence in one claim for *169 relief against a physician. The plaintiff alleged that the defendant physician had been negligent in (1) failing to perform a biopsy, (2) failing to diagnose cirrhosis, and (3) failing to diagnose vitamin A toxicity. The jury returned a general verdict in favor of the plaintiff, and the trial court entered a judgment on that verdict. The defendant then moved for a JNOV or, in the alternative, a new trial. The trial court concluded that there was no evidence that the physician’s conduct had fallen below the applicable standard of care and entered a JNOV. The plaintiff appealed.
The Court of Appeals reversed.
Whinston v. Kaiser Foundation Hospital,
On review, this court agreed with the Court of Appeals’ conclusion that one of the plaintiff’s specifications of negligence was supported by the evidence.
Whinston,
“In such cases, where (1) more than one allegation of negligence is submitted to the jury; (2) one or more of, but not all, the allegations are unsupported by the evidence; and (3) it cannot be determined upon which allegation the jury based its verdict, this court has held that a new trial must be granted.”
Id. at 357. The court dubbed that rule the “we can’t tell” rule. Id.
As the foregoing discussion reveals, in
Whinston
this court did not view the question whether to remand for a new trial or with instructions to enter a judgment for the plaintiff based on the jury verdict as a question that required it to address whether the “we can’t tell” rule is consistent with
III.
As noted above, defendant argues that the “we can’t tell” rule and the mandate of
“[In] applying [ORS 19.415(2) ], this court often examines whether it is likely that a trial court’s error affected the outcome of the case below. For example, in cases in which a trial court’s error either did or may have affected the outcome, such as an error concerning a key issue before the jury, this court has concluded that the error substantially affected the rights of a party and, therefore, was prejudicial. The rationale behind such a conclusion is obvious: The rights of an aggrieved party are substantially affected if the outcome either would have or may have been different had the error not occurred.”
Defendant then contends that, in any case posing a “we can’t tell” problem, the
possibility
that the jury based its verdict on an invalid specification indicates that the outcome of the trial “might have been different” if the trial court had not erred. Therefore, defendant argues, application of the “we can’t tell” rule never runs afoul of
In
Baker,
this court reviewed case law applying
In so stating, however, this court did not offer the phrase “whether the outcome ‘may have been different’ ” as a standard for determining when an error at trial requires reversal. To the contrary, this court emphasized that its previous outcome-related inquiry, although useful, was not the test that the statute mandates:
“The case law summarized above demonstrates that an inquiry into the likelihood whether a trial court’s error affected the outcome of the case below can serve as a useful tool in determining whether the error resulted in prejudice to a party. However, that inquiry, albeit helpful in some cases, is not the test for determining prejudice. Rather, our focus in this and all similar cases is the statutory test set forth in ORS 19.[415](2): ‘No judgment shall be reversed or modified except for error substantially affecting the rights of a party.’ (Emphasis added.) That is the only statutorily mandated test for determining whether an error requires reversal.”
Baker,
Further consideration of defendant’s “outcome might have been different” standard also demonstrates that it is not, as defendant argues, synonymous with the
*173
“substantially affects” standard of
That result is the opposite of the policy determination that
Those definitions indicate how far defendant’s proposed “outcome might have been different” standard is from the standard set out in
For the foregoing reasons, we find defendant’s arguments unpersuasive. We conclude that the “we can’t tell” rule, which this court relied upon in some earlier cases and synthesized in
Whinston,
is inconsistent with
IV.
In abandoning the “we can’t tell” rule described in
Whinston,
we recognize that we are overruling a prior court-created rule. This court may change a prior court-created procedural rule when the “reasons for [the rule] are no longer present.”
Heino v. Harper,
As we noted in our earlier summary,
Whinston
implicated
Neither does this court’s decision in
Layne v. Portland Traction
Co.,
Finally, in other cases that
Whinston
cited, this court had acknowledged that the erroneous submission of a specification of negligence to the jury can be harmless error.
See, e.g., Martin Engineering v. Opton,
The foregoing discussion reveals that, in addition to conflicting with
V.
Before we return to the case on review, we think that it is appropriate to go further and address the application of the “we can’t tell” rule in cases such as
Whinston,
in which its use does not directly violate the mandate of
*177 After reversal of a JNOV, the appellate court must determine whether to remand the matter to the trial court for entry of judgment in the nonmoving party’s favor or for a new trial. That decision will depend on a variety of factors, including, in particular, the other motions made in the trial court and the grounds for those motions. 4 In disavowing that aspect of Whinston, we hold only that the reversal of a JNOV in a “we can’t tell” situation does not necessarily mean that the court must order a new trial.
We note that the foregoing approach is consistent with that used by a trial court to determine whether an error warrants a new trial. ORCP 64 B uses words similar to those in
*178 VI.
We return now to the question whether the trial court error warranted reversal in this case. The error at issue here was the submission to the jury of the specification of negligence based on defendant’s instruction to its employee to stand in the aisle to greet customers. As noted above, the Court of Appeals held that that specification did not state a claim for negligence under Oregon law, and plaintiff did not seek review of that ruling. That specification was, however, submitted to the jury along with specifications of negligence based on the failure of defendant’s employee to use reasonable care and to keep a proper lookout, both of which are valid claims for negligence, and the jury returned a general verdict for plaintiff. The evidence that plaintiff introduced in support of her negligence claim was straightforward: Plaintiff, her husband, her physician, and the store employee were the only witnesses at trial. There was no dispute that plaintiff was injured when she was struck by the store employee, who was backing up to get out of another shopper’s way. All three specifications of negligence were based on the same evidence, and the jury concluded that plaintiff had proved her negligence claim.
The issue before us is whether, based on the record, the inclusion of the invalid specification of negligence “substantially affect[ed]” defendant’s rights. Defendant has not identified anything in the record to demonstrate that the jury based its verdict on that, specification.
6
A special verdict would have allowed defendant to show the claims or specifications upon which the judgment was based and thus to provide us with a record that would allow us to determine whether the trial court error was prejudicial.
See Whinston,
The decision of the Court of Appeals is reversed in part and affirmed in part. The judgment of the circuit court is affirmed.
Notes
As noted above, the Court of Appeals based its decision in
Whinston
to remand for entry of a judgment on the verdict, rather than for a new trial, in part on “constitutional and statutory admonitions that we reverse only when we can determine that error was prejudicial.”
Whinston,
We note that this court, in
Hernandez v. Barbo Machinery Co.,
Because Whinston’s “we can’t tell” rule meets the criteria for changing both court-created procedural and substantive rules, we need not decide whether the “we can’t tell” rule is procedural or substantive as those terms are used in Heino.
A party that moved for JNOV in the trial court might or might not have moved, alternatively, for a new trial. If that party did not move for a new trial, then the motion is deemed to be waived. ORCP 63 C. That waiver might mean that the party is not entitled to a new trial.
See, e.g., Goodyear Tire & Rubber Co. v. Tualatin Tire & Auto,
Like the cases decided under
As noted, the specification at issue in this case is invalid because it fails to state a claim of negligence under Oregon law. Our analysis would be the same, however, if the specification were invalid merely because of insufficiency of the evidence. We decline to create different rules depending on the reason for which the specification is invalid, although we recognize that other jurisdictions have chosen to do so.
Compare H.E. Culbertson Co. v. Warden,
123 Ohio St 297,