Plaintiff Patsy J. Shoup (“Shoup” or “Plaintiff’) filed suit against the City of Huber Heights, Ohio (“City”), police officers Brian M. Doyle (“Officer Doyle”), Shawn F. Waler (“Officer Waler”), Anthony W. Ashley (“Officer Ashley”), and firefighter/paramedics Clifford B. Koss (“Koss”) and James N. Kuntz (“Kuntz”) (collectively, “Defendants”), alleging deprivation of her constitutional rights under 42 U.S.C. § 1983 and various Ohio common law tort claims. The Court has original jurisdiction over Shoup’s federal claims pursuant to 28 U.S.C. § 1343(a)(3), which allows for the Court’s supplemental jurisdiction over her state law claims under 28 U.S.C. § 1367(a).
Pending before the Court is Defendants’ Motion to Dismiss (Doc. # 7), brought under Rule 12(b)(6) of the Federal Rules of Civil Procedure.
I. FACTUAL AND PROCEDURAL HISTORY
Plaintiff Shoup is a resident of Greene County, Ohio, and is employed by the Veteran’s Administration in Dayton, Ohio. On Friday, October 22, 2010, sometime after 4:00 p.m., Shoup left work and traveled to the home of her adult daughter, Carrie A. Sports (“Sports”). Sports lived in Huber Heights with her two children, a twelve year old daughter and a one year old son.
After Shoup arrived, while inside her daughter’s house, a home invasion occurred. Two males and one female, unknown to either Shoup or Sports, forced their way into Sports’s house and violently assaulted both of them. Shoup instructed her granddaughter to take the baby into the laundry room and hide. Sports was “pulled outside, beaten, kicked, and sexually assaulted by the assailants,” resulting in “visible injuries on her face, neck, and arms.” Shoup herself was “beaten, kicked, and struck violently in the face by the assailants,” which caused both “serious visible injuries to her face,” as well as “traumatic brain injury, specifically, subarachnoid hemorrhage and cerebral concussion.”
Officer Doyle then “grabbed Plaintiffs arm, threw her to the ground and handcuffed her” before placing her in the back of a police car. He told her that she was “under arrest for obstructing justice.” Shoup made repeated pleas to Officer Doyle to release her so that “she could go back and check on her daughter and grandchildren,” but his only response was to “tell her she was going to be charged with a crime.” Officer Doyle then left her in the cruiser, “unattended,” and still in handcuffs. From where the car was parked, Shoup could not see any of the police officers. During this time, one of the assailants, who was armed with a gun, was still at large. Shoup states that she “was injured, very upset, could hardly breath [sic], and was terrified to be left alone in the cruiser.”
After Officer Doyle returned, Shoup asked to be taken to the hospital. Koss and Kuntz, two firefighter/paramedics who had been dispatched to the scene, approached Officer Doyle’s car and “looked at” Shoup while she was still inside. In front of Koss and Kuntz, Officer Doyle asked Shoup why should thought she needed to go to the hospital. Shoup, who was crying, had a lip split open, and felt a “terrible pressure on her chest,” could not respond before Officer Doyle said: “See there, she can’t even think of why she needs to go to the hospital.” After Shoup stated that she needed to go to the hospital because of her “badly cut” mouth, Officer Doyle responded: “That’s because you got busted in the mouth!” Shoup alleges that he had a “very belligerent and disrespectful” tone of voice when talking to her.
Koss and Kuntz completed an incident report stating the following: Shoup told them that several people had attacked her; she had been “punched in the jaw,” and her jaw hurt; she “was very upset and crying almost hysterically;” after asking if she was okay, Shoup answered, three times, that she could not breathe; she had “dried blood around her lips;” she complained of chest pain and asked to go to the hospital “immediately;” and, in a statement that Shoup characterizes as an attempt “to ridicule” her, that she “was playing games with ems and police trying to get out of arrest.” At this time, Shoup alleges that she was “experiencing a hypertensive crisis,” because her blood pressure was 180/90. Koss and Kuntz left the scene without providing Shoup with medical care or taking her to the hospital.
Shoup was “eventually released”
Shoup filed suit on October 21, 2011, in the Court of Common Pleas of Montgomery County, Ohio, and originally alleged only state law claims against Defendants. Doc. # 1. After Shoup was granted leave to amend, she filed an Amended Complaint on October 12, 2012, in which she also alleged violations of her federal constitutional rights and sought recovery under 42 U.S.C. § 1983. Pursuant to 28 U.S.C. § 1441, Defendants removed the case to this Court.
Shoup’s Amended Complaint presents thirteen claims. Doc. # 2. The first seven allege claims under Ohio law, to wit: assault and battery against Officer Doyle (First Claim); false arrest against Officer Doyle (Second Claim); false imprisonment against Officer Doyle (Third Claim); malicious prosecution against Officer Doyle (Fourth Claim); intentional infliction of emotional distress against Officers Doyle, Waler, and Ashley (Fifth Claim); intentional infliction of emotional distress against Koss and Kuntz (Sixth Claim); and a claim against the City, stating that it has a duty to indemnify Koss, Kuntz, and Officers Doyle, Waler, and Ashley (Seventh Claim).
Shoup’s remaining claims arise under 42 U.S.C. § 1983: a claim for unlawful seizure against Officer Doyle (Eighth Claim); a claim of excessive force against Officer Doyle (Ninth Claim); a claim for malicious prosecution against Officer Doyle (Tenth Claim); a claim of deliberate indifference to her serious medical needs against Doyle, Koss, and Kuntz (Eleventh Claim); a claim against the City for failure to train Officer Doyle (Twelfth Claim); and a claim against Doyle, Koss, and Kuntz for punitive damages (Thirteenth Claim).
Defendants filed a Motion to Dismiss on November 10, 2012, arguing that Shoup’s claims, as stated, fail to establish any constitutional violation against her and cannot overcome the qualified immunity defense to which Defendants are entitled. Doc. # 7. Shoup filed a Memorandum in Opposition to Defendants’ Motion to Dismiss (Doc. # 16) on December 21, 2012, and Defendants filed a Reply Memorandum in Support of Their Motion to Dismiss (Doc. # 17) on January 7, 2013.
II. STANDARD OF REVIEW — MOTION TO DISMISS
Under Rule 8(a)(2) of the Federal Rules of Civil Procedure, a complaint must present “a short and plain statement of the claim showing that the pleader is entitled to relief’ to satisfy the pleading standard of the federal courts. “Specific facts are not necessary,” as the statement need only provide the defendant fair notice of the nature of the claim and upon what grounds it rests. Erickson v. Pardus,
A complaint that fails to meet the pleading requirement of Rule 8(a)(2) is vulnerable to dismissal for “failure to state a claim upon which relief can be granted” under Rule 12(b)(6). The party moving for dismissal under Rule 12(b)(6) bears the burden of showing that the non-moving party’s pleading has failed to adequately state a claim for relief. Directv, Inc. v. Treesh,
In accordance with the requirements of Rule 8(a)(2), the plaintiffs complaint must contain “enough facts to state a claim to relief that is plausible on its face” to survive a motion to dismiss under Rule 12(b)(6). Twombly,
III. ANALYSIS
Although Shoup’s Amended Complaint pleads her state law claims (Claims One through Seven) before her federal claims (Claims Eight through Thirteen), the Court will first consider her federal law claims before moving to an analysis of her state law claims.
A. Shoup’s Federal Claims under 42 U.S.C. § 1983
Defendants argue that Shoup’s case should be dismissed because her claims fail as a matter of law and because the doctrine of qualified immunity applies. “Dismissals on the basis of qualified immunity are generally made pursuant [to] summary judgment motions, not 12(b)(6) sufficiency of pleadings motions.” Grose v. Caruso,
Defendants’ qualified immunity challenge, however, raises the second issue, because it imposes a burden on Shoup beyond simply stating a viable claim under Section 1983. Under the doctrine of qualified immunity, “government officials performing discretionary functions generally are shielded from liability for civil damages insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known.” Harlow v. Fitzgerald,
In Saucier v. Katz,
1. Unlawful seizure claim against Officer Doyle (Eighth Claim)
Shoup claims that because Officer Doyle lacked probable cause to justify detaining her in the back of his cruiser, his actions amounted to an unreasonable seizure, in violation of the Fourth and Fourteenth Amendments.
Shoup’s unlawful seizure claim arises under the Fourth Amendment, which protects a person’s right to be free from “unreasonable searches and seizures,” those unsupported by a warrant or probable cause. U.S. Const, amend. IV. “A person is seized by the police and thus entitled to challenge the government action under the Fourth Amendment when the officer, by means of physical force or show of authority, terminates or restrains his freedom of movement.” United States v. McCauley,
A warrantless search or seizure is presumptively unreasonable under the Fourth Amendment. U.S. Const, amend. IV; United States v. Jones,
Defendants argue that Officer Doyle’s seizure of Shoup falls under the “community-caretaking” exception to the prohibitions of the Fourth Amendment. That exception “applies only to actions that are ‘totally divorced from the detection, investigation, or acquisition of evidence relating to the violation of a criminal statute.’” United States v. Williams,
The Supreme Court recognizes that “[o]ne exigency obviating the requirement of a warrant is the need to assist persons who are seriously injured or threatened with such injury.” Brigham City,
Brigham City also affirms the principle that the actions of law enforcement must be evaluated under a standard of objective reasonableness. Id. at 405-06,
The community-caretaking function usually arises in the context of a warrantless entry or search. E.g., United States v. Rohrig,
Brown appears to be the sole occasion on which the Sixth Circuit has recognized that the community-caretaking function of the police may justify a warrantless seizure. Opinions of other Circuit Courts of Appeals, however, provide further examples of the application of the communitycaretaking function to warrantless arrests.
Furthermore, in United States v. Garner,
Here, Officer Doyle’s actions must be examined in light of what actions were objectively reasonable for a law enforcement officer in the role of a community
Furthermore, it was objectively reasonable for Officer Doyle to temporarily detain Shoup in order for her to be examined by the paramedics. Shoup was visibly injured and in need of medical treatment, but refusing to cooperate with Officer Doyle. Furthermore, firefighter/paramedics Koss and Kuntz came to examine Shoup while she was in Officer Doyle’s custody. That allegation also supports Defendants’ argument that her seizure was objectively reasonable under the circumstances.
In response to Defendant’s argument that the seizure was justified by the community-caretaking function of law enforcement, Shoup argues that her complaint makes no allegations that she herself “presented a risk of danger to the police or others!,] and therefore the exigency exception is inapplicable.” Doc. # 16 at 10. Shoup’s premise, for which she cites no case law in support, is that such a seizure is only justified if the person seized creates the risk of danger to which the community caretaker responds. It may often be the case that, as with an intoxicated person, it is the seized person who creates a risk of danger. E.g., Winters,
Although the Court agrees with Defendants that Shoup’s allegations describe an objectively reasonable exercise of Officer Doyle’s duties as a community caretaker, the Court cannot agree with their argument that the facts as alleged provided reasonable suspicion to justify Shoup’s seizure as a “stop” under Terry v. Ohio,
Defendants argue that when Officer Doyle seized Shoup, her behavior provided reasonable suspicion that Shoup was “hindering, or at least potentially about to hinder, Officer Doyle’s investigation of the crime, thus justifying at least [a] brief investigatory stop if not a full[-]fledged arrest.” Doc. #7 at 16. According to Defendants, there was reasonable suspicion to believe that Shoup was about to violate either Ohio Rev.Code § 2921.31, which prohibits the obstruction of official business, or Ohio Rev.Code § 2921.32, which prohibits the obstruction of justice.
However, there were no facts from which to infer that Shoup harbored the specific intent that is an element of either offense. Ohio Rev.Code § 2921.31 states that “[n]o person, without privilege to do so and with purpose to prevent, obstruct, or delay the performance by a public official of any authorized act within the public official’s official capacity, shall do any act that hampers or impedes a public official in the performance of the public official’s lawful duties.” (emphasis added). Similarly, Ohio Rev.Code § 2921.32 states that “[n]o person, with purpose to hinder the discovery, apprehension, prosecution, conviction, or punishment of another for crime” shall commit any of a series of actions — the only one possibly applicable here being to “[p]revent or obstruct any person, by means of force, intimidation, or deception, from performing any act to aid in the discovery, apprehension, or prosecution of the other person or child.”
The statute also defines “purposely,” as used for either offense: “A person acts purposely when it is his specific intention to cause a certain result .... ” Ohio Rev. Code § 2901.22(A). Thus, Officer Doyle must have had reasonable suspicion to believe that Shoup had the specific intent to
Furthermore, both the Ohio cases that Defendants cite make it clear that the element of purposeful intent applies. Doc. # 7 at 16. In N. Ridgeville v. Reichbaum,
Nevertheless, even construing the facts in Shoup’s favor, the Court cannot conclude that Officer Doyle’s actions were objectively unreasonable, in light of the community-caretaking function that he was performing. This removes Shoup’s seizure from the protections of the Fourth Amendment. Shoup’s unlawful seizure claim fails to state a constitutional claim, and therefore fails at the first prong of the qualified immunity analysis.
“Although a district court should give plaintiffs an opportunity to amend a complaint once a qualified immunity defense is raised, plaintiffs cannot overcome a motion to dismiss on qualified immunity grounds unless they allege facts necessary to show that a defendant has violated their constitutional rights.” Cooper v. Parrish,
2. Excessive force claim against Officer Doyle (Ninth Claim)
The Fourth Amendment’s “reasonableness” standard applies to “all claims that law enforcement officers have used excessive force — deadly or not — in the course of an arrest, investigatory stop, or other ‘seizure’ of a free citizen.” Graham v. Connor,
The objective reasonableness standard in an excessive force claim “depends on the facts and circumstances of each case viewed from the perspective of a reasonable officer on the scene and not with 20/20 hindsight.” Binay v. Bettendorf,
The Court believes that Shoup has plausibly stated a claim that Officer Doyle used an objectively unreasonable amount of force to accomplish a seizure that was otherwise justifiable as a community-care-taking action. According to Shoup, after she refused to hand the baby to a neighbor, Officer Doyle grabbed her arm, threw her to the ground, and handcuffed her before placing her in the back of his squad car. Even if a temporary detention was necessary for Officer Doyle to secure the scene, and to secure Shoup for examination by medical personnel, there are no facts alleged that suggest that Shoup was physically resistant to him, or that she posed a threat to anyone’s safety. Furthermore, Shoup’s daughter had just informed Officer Doyle that Shoup had been assaulted, and she was visibly injured when she appeared with the baby. The Court recognizes that Officer Doyle, who had just arrived at the scene of a home invasion, was forced to make split second decisions in a tense, rapidly evolving situation. Shoup may, therefore, have minimally aggravated Officer Doyle’s ability to
? argue that Shoup’s excessive use of force claim fails because Shoup “does not allege that an extraordinary amount of force was used against her” and that the “minimal” amount of force employed was justified because “there was an objectively reasonable basis for seizing her.” Doc. # 7. However, there is no requirement that an excessive use of force claim allege an extraordinary amount of force. E.g., Holmes v. City of Massillon,
Furthermore, Officer Doyle is not entitled to qualified immunity on Shoup’s claim of excessive force. In the Sixth Circuit, “the right of people who pose no safety risk to the police to be free from gratuitous violence during arrest” is clearly established. Baker v. City of Hamilton,
Accordingly, the Court OVERRULES Defendant’s Motion to Dismiss as to Shoup’s claim of excessive force against Officer Doyle.
3. Malicious prosecution under federal law against Officer Doyle (Tenth Claim)
Defendants argue that Shoup fails to allege the facts supporting the elements of a federal claim for malicious prosecution under the Fourth Amendment. Doc. # 7 at 17-18. The elements of a Fourth
First, the plaintiff must show that a criminal prosecution was initiated against the plaintiff and that the defendant made, influenced, or participated in the decision to prosecute. Second ... the plaintiff must show that there was a lack of probable cause for the criminal prosecution. Third, the plaintiff must show that, as a consequence of a legal proceeding, the plaintiff suffered a deprivation of liberty ... apart from the initial seizure. Fourth, the criminal proceeding must have been resolved in the plaintiffs favor.
Sykes v. Anderson,
Furthermore, Shoup, in her Memorandum in Opposition to Defendants’ Motion to Dismiss, fails to defend this claim, and omits any mention of it from the list of federal claims that she argues are stated in her Amended Complaint. Doc. # 16 at 7-8. Thus, the Court considers her Fourth Amendment malicious prosecution claim to be abandoned. See, e.g., Scott v. Tennessee,
4. Deliberate indifference to her serious medical needs against Doyle, Koss, and Kuntz (Eleventh Claim)
Shoup’s Eleventh Claim asserts that Officer Doyle and firefighter/paramedics Koss and Kuntz were deliberately indifferent to her serious medical needs during her detention in the back of Officer Doyle’s car, in violation of her Due Process rights under the Fourteenth Amendment. Doc. #2 at 12. Defendants argue that Shoup fails to state a claim upon which relief may be granted, because the Due Process clause does not impose an affirmative duty to protect its citizens against acts of violence by third parties, such as the injury that resulted from the assault Shoup suffered. Doc. # 7 at 18. Even if the Defendants did owe Shoup a duty to provide medical care, Defendants argue, the facts fail to allege that Officer Doyle, Koss or Kuntz either knew of her brain injury or ignored it in a way that could support a claim of deliberate indifference to a known medical need. Id. at 19, 21-23. In response, Shoup argues that her need for medical treatment was obvious for anyone to recognize, even a lay person, and that Koss and Kuntz should be “held to a higher level of responsibility to recognize medical needs and risks because of their training as EMTs.” Doc. # 16 at 15.
Defendants’ first argument, which argues that they had no duty to provide medical care for an injury arising from an act of violence by a private citizen, does not accurately address the factual basis for Shoup’s claim. Defendants are correct that the state has no affirmative constitutional duty to “protect an individual against private violence” perpetrated by other citizens. DeShaney v. Winnebago Cnty. Dept. of Social Servs.,
“Under the Fourteenth Amendment Due Process Clause ... pretrial detainees have a right to adequate medical treatment that is analogous to the Eighth Amendment rights of prisoners.” Watkins v. City of Battle Creek,
Under the subjective prong, the plaintiff must allege facts showing that the officer had “a sufficiently culpable state of mind” when denying medical care. Id. (citing Brown v. Bargery,
In Cain v. Irvin,
The objective component of a detainee’s claim for denial of medical care “requires the existence of a ‘sufficiently serious’ medical need.” Id. (citing Farmer,
Here, Shoup has failed to allege facts that satisfy the objective component of the claim against Officer Doyle. The Court does not agree with Defendants’ characterization of Shoup’s alleged, readily discernible injuries as consisting of “only visible wounds [such as] a lacerated left lip that required only a simple repair and a bruise on her left chin.” Doc. # 7 at 19-20. Shoup alleged that her daughter informed Officer Doyle that she had been assaulted, and alleged that she had been struck violently in the face. Construing the facts in her favor, a layman would have recognized that Shoup required medical treatment, and that she had a potential head injury from the assault. Nevertheless, the Court cannot conclude from Shoup’s allegations that the delay in treatment was “unreasonable,” as required to state a claim of deliberate indifference to serious medical needs. Blackmore,
Furthermore, Shoup has not alleged that any additional injury resulted from the delay. She has not alleged that the
For the same reasons, the Court concludes that Shoup has failed to state a claim for deliberate indifference to her serious medical needs against paramedics Koss and Kuntz. The Court does not reach the subjective prong of such a complaint, because Shoup’s failure to allege facts suggesting that the delay in treatment she suffered was unreasonable fails the objective prong of her claim against them, as with her claim against Officer Doyle.
Accordingly, the Court will SUSTAIN Defendants’ Motion to Dismiss, as it pertains to her claim of deliberate indifference to serious medical need against Officer Doyle, Koss, and Kuntz. The Court DISMISSES said claim without prejudice and, in accordance with Cooper v. Parrish,
5. Failure to train Officer Doyle against the City (Twelfth Claim)
Local governments, such as municipalities and counties, are considered “persons” under 42 U.S.C. § 1983. Monell v. Dept. of Social Servs. of New York,
“The inadequacy of police training only serves as a basis for § 1 983 liability “where the failure to train amounts to deliberate indifference to the rights of persons with whom the police come into contact.’ ” Slusher v. Carson,
The second element, the showing of the municipality’s deliberate indifference, may be demonstrated by alleging one of two types of situations. Id. The first situation arises from a pattern of constitutional violations or “repeated complaints of constitutional violations by [] officers,” with the municipality’s resulting inaction amounting to a policy of deliberate indifference. Brown v. Shaner,
The second means to state a claim for failure to train that amounts to deliberate indifference is to allege a “failure to provide adequate training in light of foreseeable consequences that could result from a lack of instruction.” Brown v. Shaner,
Although the foregoing conclusion makes the dismissal of her claim against the City inevitable, the Court notes that Shoup also fails to allege facts in stating the third element of such a claim. Again, her statement that “[t]here was a close causal connection between the deliberately indifferent training and the deprivation of the Plaintiff’s federally protected right” is nothing more than a recitation of the third element of such a claim.
Thus, the Court agrees with Defendants’ argument that Shoup has simply recited the legal elements of a Section 1983 claim arising from a municipality’s failure to train, while failing to provide any factual allegations in support. Doc. # 7 at 23-26. Shoup’s response actually supports that conclusion, because she simply quotes two of the conclusory statements made in the Amended Complaint before asserting that
6. Punitive damages against Doyle, Koss, and Kuntz (Thirteenth Claim)
In her Thirteenth Claim for relief, Shoup alleges that Officer “Doyle, Koss, and Kuntz acted with a malicious or evil intent or in callous disregard or with reckless indifference” to her constitutional rights, entitling her to a “substantial award of punitive damages” against those individual defendants. Doc. 2 at 13-14. Defendants argue that because there is no basis for Shoup’s constitutional claims against the Defendants, their dismissal requires the dismissal of a claim for punitive damages. Doc. # 7 at 20. Defendants also argue that Shoup fails to allege facts that would demonstrate the “necessary evil intent” or culpability that would justify such an award. Id. at 20-21. In response, Shoup argues that her Amended Complaint both describes the state of a defendant’s mind that supports a punitive damage award, as well as the “factual content” that allows for a “reasonable inference” of Defendants’ liability. Doc. # 16 at 16.
Punitive damages are available, under some circumstances, in a case brought under Section 1983. Smith v. Wade,
However, the fundamental problem with Shoup’s “punitive damages” claim is that “punitive damages are a remedy and not a separate cause of action.” Eldridge v. Rochester City Sch. Dist.,
Thus, because the Court has granted Shoup leave to amend her complaint to remedy her insufficiently stated constitutional claims, there is a possibility that her request for punitive damage against Koss and Kuntz may be revived upon the filing of her Second Amended Complaint. However, any such punitive damages should not be pled as a free-standing cause of action, but as a remedy for her claims.
Furthermore, Shoup’s claim of excessive force against Officer Doyle has survived Defendants’ Motion to Dismiss, which may provide a basis for an award of punitive damages. E.g., McHugh v. Olympia Entm’t, Inc.,
B. State Law Claims
Defendants present two main arguments for dismissing Shoup’s state law claims. First, Defendants argue that the Ohio Revised Code provides them with immunity from Shoup’s state law tort claims. Defendants believe that the Ohio statute that provides the state’s political subdivisions with immunity from tort liability, Ohio Rev.Code § 2744.02, applies because Shoup has only sued the defendant employees of the City in their official capacity. Doc. # 7 at 27. They argue that the provision that provides immunity to individual employees against tort claims, Ohio Rev.Code § 2744.03, does not apply, but if even it did, none of the enumerated exceptions would impose liability on Defendants. Id. at 31. Furthermore, Defendants argue that Koss and Kuntz are entitled to statutory immunity under Ohio Rev.Code § 4765.49, which provides immunity to paramedics from tort claims. Second, even if Defendants were not entitled to statutory immunity, Defendants argue that Shoup’s state law claims fail as a matter of law on the facts that she has alleged. Id. at 35-42.
In her Response, Shoup argues that her state law claims are “against the individual defendants,” and that the exception to immunity under Ohio Rev.Code § 2744.03(A)(6) applies, an exception which imposes liability for “acts or omissions” that were committed “with malicious purpose, in bad faith, or in a wanton or reckless manner.” Doc. # 16 at 18. Shoup also asserts that the facts as she has alleged them sufficiently demonstrate behavior that was wanton, reckless, and proximately caused her injury. Id.
In their Reply, Defendants attack the applicability of Ohio Rev.Code § 2744.03(A)(6), arguing that Shoup has only stated “official capacity” claims. Doc. # 17 at 10. Defendants argue that the facts as alleged do not describe wanton or reckless behavior by the officers, and they point out that Shoup fails to address their argument that Ohio Rev.Code § 4765.49 provides immunity from suit to the paramedics Id. at 11-12.
1. Statutory Immunity for Ohio Political Subdivisions under Ohio Rev.Code. § 2744.02
Defendants’ first argument asserts that the statutory immunity from
The second step examines whether any of the five exceptions to immunity enumerated in Ohio Rev.Code § 2744.02(B) apply. Hubbard,
2. Statutory Immunity for City Employees under Ohio Revised Code § 2744.03
Shoup does, however, argue that Ohio Revised Code § 2744.03(A)(6) exempts the individual Defendants from statutory immunity, rendering them liable for her state law tort claims. Doc. # 16 at 18. Defendants argue that an analysis of the individual City employees’ immunity under Section 2744.03 is “inappropriate and unnecessary” because Shoup has only plead claims against them in their official capacity. Doc. # 7 at 31. As a preliminary matter, the Court does not agree with this characterization of Shoup’s claims. It is true that Shoup does not explicitly state that Defendants were sued in their individual capacities. In the caption, each Defendant is merely named, with no accompanying designation that describes the capacity in which they are sued. However, both Ohio and federal courts must scrutinize the complaint and the “course of proceedings” to determine in what capacity a plaintiff sues a defendant. UAP-Columbus JV326132 v. Young,
In the caption, each Defendant is merely named, with no accompanying designation that describes the capacity in which they are sued. Defendant’s assertion that Shoup has sued Koss, Kuntz, and Officers Doyle, Waler, and Ashley in their official capacities is supported only by a citation to Paragraphs 3 through 14 of the Amended Complaint. Doc. # 7 at 27. Therein, Shoup alleges that each Defendant was employed by the City, was acting within the course and scope of his employment, and was acting on behalf of the City “in his capacity as a police officer” or “in his capacity as a firefighter/paramedic.” Nevertheless, Shoup has sued the employees for a number of intentional torts under Ohio law, including assault and battery, false imprisonment/false arrest, and intentional infliction of emotional distress, alleging that their actions were illegal, malicious, extreme, and outrageous. Furthermore, she has requested punitive damages, placing Defendants on notice that they are potentially individually liable. In addition, her Memorandum in Opposition asserts that she has made claims “against the individual defendants,” invoking the exception to their immunity that she believes applies under Ohio Revised Code § 2744.03(A)(6). Finally, Defendants themselves have raised the qualified immunity defense against Shoup’s federal claims, which is only available to defendants sued in their individual capacity. Thus, the Amended Complaint and the course of proceedings suggest that she has sued Defendants in both their individual and official capacities. Accordingly, an analysis of their statutory immunity as individuals under Ohio Revised Code § 2744.03 is appropriate, in spite of Defendants’ protestations.
Ohio Revised Code § 2744.03(A)(6) grants an individual employee of a political subdivision immunity from tort liability unless “(a) The employee’s acts or omissions were manifestly outside the scope of the employee’s employment or official responsibilities; [or] (b) The employee’s acts or omissions were with malicious purpose, in bad faith, or in a wanton or reckless manner; [or] (c) Civil liability is expressly imposed upon the employee by” another provision of the Ohio Revised Code. Shoup argues that the second exception applies, because she has alleged “that the acts or omissions of the individual employees were wanton and reckless and proximately resulted in injury to” her. Defendants argue that none of Shoup’s factual allegations amount to wanton or reckless behavior, and Defendants are therefore entitled to immunity against her state law claims.
The Ohio Supreme Court has stressed that “wanton” and “reckless” specify different degrees of care in this statute. Anderson v. City of Massillon,
The only state law claim that mentions Officer Waler and Officer Ashley is Shoup’s Fifth Claim, for intentional infliction of emotional distress. The facts of her Amended Complaint allege that both officers were employed by the City of Huber Heights. Doc. #2 at 3. The Fifth Claim alleges that they “intended to cause emotional distress” to Shoup; “knew or should have known that their actions would result in serious emotional distress to her;” engaged in “extreme and outrageous conduct” that is “utterly intolerable in a civilized community;” that their “actions directly and proximately caused Plaintiff mental anguish and emotional distress.” However, the Amended Complaint is utterly devoid of any factual allegations regarding either officer, other than the fact of their employment by the City. She fails to even allege that they were at the scene, other than asserting the legal conclusion that they “aided, abetted, and ratified Doyle in his unlawful acts” against her. Shoup’s claim, therefore, fails as a matter of law. Furthermore, the lack of factual allegations in her Amended Complaint makes it impossible to compare the officers’ alleged conduct to the kind of conduct described in Ohio Revised Code § 2744.03(A)(6). The Court, therefore, declines to reach the issue of statutory immunity on this claim. Instead, the Court will DISMISS Shoup’s claim for intentional infliction of emotional distress against Officer Waler and Officer Ashley without prejudice, subject to being restated as a supplemental claim in any Second Amended Complaint that Plaintiff files with this Court within twenty (20) days, and, additionally, subject to the strictures of Rule 11 of the Federal Rules of Civil Procedure.
With regards to Officer Doyle, Shoup alleges that he subjected her to assault and battery (First Claim), false arrest (Second Claim), false imprisonment (Third Claim), malicious prosecution (Fourth Claim), and intentional infliction of emotional distress (Fifth Claim). Returning to the standards under Ohio Revised Code § 2744.03(A)(6), the question is whether Shoup’s allegations that Officer Doyle threw her to the ground, handcuffed her, placed her in his squad car, held her there, and insulted her in front of paramedics amounts to the type of “wanton” or “reckless” conduct required to strip an employee of statutory immunity.
For several reasons, the Court cannot conclude that Shoup has failed to allege conduct that a jury might reasonably conclude was wanton or reckless. First, contrary to Defendants’ assertion, wanton conduct is not equivalent to, nor does it entail, a “disposition to perversity.” Doc. # 17 at 11. In Anderson, the Ohio Supreme Court confirmed that “the court abandoned ‘disposition to perversity’ as an element of the definition of wanton misconduct” quite some time ago. Anderson,
Furthermore, the Court cannot say that Shoup has not alleged reckless conduct, based on the allegations she has made regarding the manner of her seizure by Officer Doyle. If, as Shoup alleges, Officer Doyle knew she was injured, a jury might reasonably conclude that throwing her to the ground constituted “a conscious disregard or indifference” to an “obvious risk” of greater injury, amounting to more than mere negligence. Id. Accordingly, the Court concludes that Officer Doyle is not entitled to statutory immunity under Ohio Revised Code § 2744.03(A)(6) against Shoup’s state law tort claims.
3. Statutory Immunity for Koss and Kuntz under Ohio Revised Code § 4765.49
Defendants argue that Koss and Kuntz are entitled to immunity from Shoup’s tort claims under Ohio Revised Code § 4765.49, the immunity statute that applies to paramedics and other “first responders” providing emergency medical services. The statute states that:
A first responder, emergency medical technician-basic, emergency medical technician-intermediate, or emergency medical technician-paramedic is not liable in damages in a civil action for injury, death, or loss to person or property resulting from the individual’s administration of emergency medical services, unless the services are administered in a manner that constitutes willful or wanton misconduct.
Ohio Rev.Code § 4765.49.
Defendants argue that Shoup’s allegations can only demonstrate “negligence on the part of Koss and Kuntz for failing to properly diagnose her brain injury,” but not a complete failure to exercise care or purposeful harm amounting to willful or wanton conduct that could provide an exception to immunity. Doc. #7. If paramedics actually believe that a person is injured or ill enough to require hospitalization and nevertheless fail to transport the person to the hospital, such failure may constitute a willful and wanton misconduct that strips them of statutory immunity. See Weber v. City Council of Huber Heights, No. 18329,
The difference between the situation that Shoup describes and Weber, however, is that the only injury that Shoup alleges that she suffered as a result of this treatment was emotional distress. The only state law claim she has brought against Koss and Kuntz is her Sixth Claim, for intentional infliction of emotional distress. In Weber, the injury that resulted from the paramedics’ behavior was the untreated effects of the stroke as it worsened overnight. Here, in contrast, Shoup only alleges that Koss and Kuntz inflicted emotional distress on her. A claim for intentional infliction of emotional distress, if adequately stated, will surely defeat the statutory immunity Defendants invoke, simply because its elements describe conduct that are willful or wanton. Such a claim imposes liability on “[o]ne who by extreme and outrageous conduct intentionally or recklessly causes severe emotional distress to another ... for such emotional distress, and[,] if bodily harm to the other results from it, for such bodily harm.” Yeager v. Local Union 20, Teamsters, Chauffeurs, Warehousemen & Helpers of Am.,
It is not clear that Shoup has adequately stated such a claim, based on the limited amount of facts alleged. Shoup has not, for example, alleged any description of the emotional distress she suffered that would allow the Court to compare her allegations to the elements of such a claim. Shoup claims that Koss and Kuntz “ridiculed” her in their EMS Incident Report, but she does not allege when she read the report, or what effect it had. Even construing the facts in her favor, she must have read the report after the night in question; thus, although reading it may have affected her, it does not support her claim that she suffered emotional distress based on actions of Koss and Kuntz that occurred on the night that she interacted with them.
The Court acknowledges Defendants’ point that Shoup has made little or no effort to defend her claims against Koss and Kuntz. The Court simply cannot conclude, based on the limited factual allegations and the early procedural stage of the case, that Defendants are entitled to statutory immunity on a claim that the Court cannot recognize has been adequately stated. Thus, rather than simply grant statutory immunity to Defendants for Shoup’s claim of intentional infliction of emotional distress, the Court will instead DISMISS said claim without prejudice, subject to being restated as a supplemental claim in any Second Amended Complaint that Plaintiff files with this Court within twenty (20) days, and subject to the requirements of Rule 11 of the Federal Rules of Civil Procedure.
4. Failure to Sufficiently Allege State Law Claims
In addition to statutory immunity, Defendants also claim that Shoup’s state law
The Court also notes that it has dismissed both Shoup’s Fifth Claim, for intentional infliction of emotional distress against Officers Waler and Ashley, and her Sixth Claim, against Koss and Kuntz, without prejudice, subject to being restated as supplemental claims in any Second Amended Complaint, and subject to the requirements of Rule 11 of the Federal Rules of Civil Procedure.
Shoup’s Seventh Claim purports to state a cause of action under Ohio Revised Code § 2744.07, the statute that requires a political subdivision to indemnify its employees in any action brought against them alleging civil liability. This statute does not provide Shoup with a cause of action against the City or anyone; it imposes a duty on -the City to defend its employees from her claims. “Requiring the subdivision to indemnify its employee is entirely different from imposing direct liability on the subdivision.” Piro v. Franklin Twp.,
Thus, the state claims that the Court must test for sufficiency include only the following, all of which are only brought against Officer Doyle 1) the First Claim, for assault and battery; 2) the Second Claim, for False Imprisonment; 3) the Third Claim, for False Arrest; and the Fifth Claim, for intentional infliction of emotional distress.
a) Assault and Battery (First Claim)
Under Ohio law, “[a] person is subject to liability for battery when he acts intending to cause a harmful or offensive contact, and when a harmful contact results.” Love v. City of Port Clinton,
Assault, which Shoup has also alleged, is a “clearly distinguishable” tort at common law from battery. Smith v. John Deere Co.,
the tort of assault is defined as the willful threat or attempt to harm or touch another offensively, which threat or attempt reasonably places the other in fear of such contact. The threat or attempt must be coupled with a defini*1094 tive act by one who has the apparent ability to do the harm or to commit the offensive touching. An essential element of the tort of assault is that the actor knew with substantial certainty that his or her act would bring about harmful or offensive contact.
Id.
Here, Shoup has not alleged any facts to suggest that Officer Doyle threatened her with harm, or that she feared imminent harm or offensive contact with him before the alleged battery. Her allegations lack the “definitive act” of the tort, because she fails to allege an act, such as a statement or threat, by Officer Doyle that placed her in fear of harmful contact. She simply states that after she refused to hand the baby to the neighbor, he threw her to the ground and arrested her. These allegations do not plausibly state a claim of assault under Ohio common law. Accordingly, Shoup’s claim of assault against Officer Doyle is DISMISSED without prejudice, subject to being restated as a supplemental claim in any Second Amended Complaint that Plaintiff files with this Court within twenty (20) days, and subject to the requirements of Rule 11 of the Federal Rules of Civil Procedure.
b) False Imprisonment and False Arrest (Second and Third Claims)
Under Ohio law, false imprisonment requires “(1) the intentional detention of the person and (2) the unlawfulness of the detention.” Hodges v. Meijer, Inc.,
c) Intentional infliction of emotional distress against Officer Doyle (Fifth Claim)
As stated above, the tort of intentional infliction of emotion distress requires a showing of “extreme and outrageous conduct [that] intentionally or recklessly causes severe emotional distress to another” based on conduct that is “so outrageous in character, and so extreme in degree, as to go beyond all possible bounds of decency, and to be regarded as atrocious, and utterly intolerable in a civilized community.” Yeager,
According to Defendants, Shoup’s allegations describe “at most, rude and unprofessional behavior, but not the sort of extreme behavior necessary for intentional infliction of emotional distress.” Doc. # 7 at 39. The Court believes that it is possible that Officer Doyle’s physical actions, as opposed to rude or unprofessional behavior, may have resulted in emotional distress to Shoup, but possibility is not enough. Shoup’s allegations do not plausibly support the elements of such a claim, which are all she offers. Accordingly, her
IV. Conclusion
For the reasons set forth above, the Court SUSTAINS in part and OVERRULES in part the Defendants’ Motion to Dismiss (Doc. # 7).
With regards to Plaintiffs federal claims under 42 U.S.C. § 1983, the Court OVERRULES Defendants’ Motion to Dismiss, as it pertains to Shoup’s claim of Excessive Force against Officer Doyle (Ninth Claim).
The Court SUSTAINS Defendants’ Motion to Dismiss, with prejudice, as it pertains to Plaintiffs federal claims for:
1) Malicious Prosecution under the Fourth Amendment (Tenth Claim); and
2) Punitive Damages (Thirteenth Claim).
The Court SUSTAINS Defendants’ Motion to Dismiss, as it pertains to the following federal claims under 42 U.S.C. § 1983, which are DISMISSED WITHOUT PREJUDICE, with leave granted to Plaintiff to file a Second Amended Complaint within twenty (20) days to restate the dismissed claims, with notice of Defendants’ challenge of qualified immunity to such claims, and subject to the requirements of Rule 11 of the Federal Rules of Civil Procedure:
1) Unlawful Seizure (Eighth Claim) against Officer Doyle;
2) Deliberate Indifference to Serious Medical Needs (Eleventh Claim) against Officer Doyle, Koss, and Kuntz;
3)Failure to Train Officer Doyle (Twelfth Claim) against the City.
The Court OVERRULES Defendants’ Motion to dismiss, as it pertains to Plaintiffs state law claim of Battery (First Claim) against Officer Doyle.
The Court SUSTAINS Defendants’ Motion to dismiss, as it pertains to the following state law tort claims of Plaintiff, which are DISMISSED WITH PREJUDICE:
1) Malicious Prosecution against Officer Doyle (Fourth Claim); and
2) All state law tort claims purportedly stated against the City of Huber Heights, including the purported claim for indemnification of its employees (Seventh Claim), as the City has immunity from said claims under Ohio Rev.Code § 2744.02(A)(1).
The Court SUSTAINS Defendants’ Motion to dismiss, as it pertains to the following state law tort claims of Plaintiff, which are DISMISSED WITHOUT PREJUDICE, subject to being restated as supplemental claims in any Second Amended Complaint that Plaintiff flies with this Court within twenty (20) days, and subject to the requirements of Rule 11 of the Federal Rules of Civil Procedure:
1) Assault claim (First Claim) against Officer Doyle;
2) False Imprisonment (Second Claim);
3) False Arrest (Third Claim);
4) Intentional Infliction of Emotional Distress (Fifth Claim) against Officers Doyle, Waler, and Ashley; and
5) Intentional Infliction of Emotional Distress against Koss and Kuntz (Sixth Claim).
Notes
. All factual allegations are taken from Shoup's Amended Complaint (Doc. # 2).
. Shoup states that she "was eventually released from police custody,” but does not state who released her, when, or from where. Since the only custodial situation she describes is being held in the back of the police cruiser, it is assumed that she was released from there by Officer Doyle or another officer.
. The Fourth Amendment’s right to be free of unreasonable searches and seizures applies to state action by virtue of incorporation through Due Process clause of the Fourteenth Amendment. Mapp v. Ohio,
. Ohio courts also recognize that the community-caretaker exception to the Fourth Amendment's warrant requirement may justify seizure of a person. E.g., State v. Dunn,
. The objective reasonableness of the fact of the seizure is a separate inquiry from the manner in which the seizure was accomplished, which is addressed by Shoup’s excessive force claim. See infra, Section III.A.2.
. The “deliberate indifference” standard applied in a claim for municipal liability arising from failure to train is not to be confused with the "deliberate indifference” standard as it applies to the medical needs of prisoners under the Eighth Amendment, or to pretrial detainees under the Fourth Amendment, as they are two distinct standards used to analyze two different constitutional violations. Compare Harris,
