Case Information
*1 BEFORE: BOGGS, COLE, and CLAY, Circuit Judges.
COLE, Circuit Judge.
Plaintiff-Appellant Shomarie L. Thurmond was arrested and held for thirty-five days on charges of fleeing and eluding arrest. This was in error because it was, in fact, Thurmond’s cousin who had committed the crime and given Thurmond’s name to the police.
As a result of his arrest and detention, Thurmond brought this action under 42 U.S.C. §§ 1983, 1985, and 1986, and state law, against Defendants-Appellees Wayne County, Wayne County Sheriff’s Deputies Rodgers, Mears, and Jones, and Michigan State Troopers Bunk and Crawford. After almost a year of contentious discovery, Thurmond filed a second lawsuit concerning the same set of circumstances against Wayne County and other defendants not a part of this appeal. In these now-consolidated cases, Thurmond challenges the (1) denial of his motion for [1]
default judgment; (2) grant of summary judgment for Crawford, Wayne County, Mears, Jones, and Rodgers; (3) grant of Bunk’s motion to dismiss; and (4) order awarding attorney fees of $4,080.00 imposed against his counsel, D. Rick Martin, Esq. For the reasons set forth below, we AFFIRM the district court’s denial of Thurmond’s motion for default judgment; AFFIRM in part and REVERSE in part the grant of summary judgment for Crawford, Wayne County, Mears, Jones, and Rodgers and REMAND for further proceedings consistent with this opinion; REVERSE the district court’s grant of Bunk’s motion to dismiss; and VACATE and REMAND the order awarding attorney fees to Wayne County.
I. BACKGROUND
A. Factual Background
On April 15, 2004, Michigan State Police (“MSP”) Troopers James Bunk and Gabriel Seibt attempted to pull over a car for speeding. The suspect fled, was eventually caught, and was taken to the hospital by the troopers for injuries sustained during the chase. The suspect was later taken by two different MSP troopers to the MSP Detroit Post. The suspect did not have identification on him, but identified himself as Shomarie Latron Thurmond, and gave the date of birth, street address, and social security number that matched information for that individual in the Secretary of State and Law Enforcement Information Network Computer Systems. Shomarie Thurmond was wanted on [2]
an outstanding warrant from Wayne County, and therefore charges were not brought that night for the fleeing and eluding, and instead the troopers turned the suspect over to Wayne County Sheriff deputies pursuant to their outstanding warrant. Trooper Bunk later requested and received a warrant from Wayne County for Shomarie Thurmond for fleeing, eluding, and resisting arrest from that night. Thurmond was scheduled to appear in court for these charges on May 11, 2004, and when he failed to do so, a magistrate judge issued a bench warrant for his arrest. But the suspect who fled from the police the night of April 15, 2004 was not Shomarie Thurmond; it was his cousin, Labaron Thurmond, who had lied to the police about his identity.
On April 7, 2005, the real Shomarie Thurmond was arrested pursuant to that bench warrant. It is unclear who arrested Thurmond, but these unidentified individuals transрorted Thurmond to the MSP Detroit Post. During the drive to the Detroit Post, Thurmond contends that he told the officers that they were arresting the wrong person. He was then taken from the MSP Detroit Post to a Wayne County Jail holding facility by MSP Trooper Dwayne Crawford and another MSP Trooper. MSP Trooper Crawford’s name appears on the intake form at the jail as the arresting officer.
Thurmond spent the night at the jail, and was arraigned by a magistrate judge the next day. He did not make any protestations of mistaken identity at his arraignment. After his arraignment, he was taken to Wayne County Jail in Detroit, Michigan by two different MSP troopers, described by Thurmond only by their raсe: one black and one white. In a sworn affidavit, Thurmond attested that the black trooper stayed in the car with him while the white trooper went inside the jail, and that during this time he told the black trooper that he was not the person who committed the fleeing and eluding crime and that it was his cousin. Thurmond stated that he gave the trooper his cousin’s name and date of birth and that the trooper responded that he would get everything straightened out. At a state-court preliminary examination, Thurmond’s counsel informed the court that Thurmond claimed that this was a case of misidentification. The assistant Wayne County prosecutor called MSP Trоoper Bunk to testify and asked him to identify the man from the incident on the night of April 15, 2004. Trooper Bunk specifically identified Thurmond as the man he pulled over that night. The magistrate judge found probable cause for the counts alleged, set bond, and bound Thurmond over for trial. Thurmond was held at Wayne County Jail until May 11, 2005, when his mother posted bond for him. On July 26, 2005, the Wayne County Prosecutor’s Office dismissed the charges against Thurmond, explaining that the person involved in the April 2004 fleeing and eluding incident was Thurmond’s cousin, Labaron Thurmond.
B. Procedural History
On March 8, 2007, Thurmond filed a complaint in the Wayne County Circuit Court, which Wayne County removed to the U.S. District Court for the Eastern District of Michigan. After almost onе year and a litany of discovery motions from both parties, Thurmond filed a motion for default judgment against all defendants, claiming deliberate withholding of evidence and various abuses of the discovery process. The parties continued in their discovery battle and, meanwhile, Troopers Bunk and Crawford filed a motion to dismiss and a motion for summary judgment, respectively, and Wayne County along with Wayne County Deputy Sheriffs Linda Rodgers, Matthew Mears, and Linda Jones also filed a motion for summary judgment. Thurmond did not respond to the merits of these motions, but instead recounted his allegations of discovery abuses and argued that further discovery was neсessary before granting summary judgment. The district court held oral argument on these motions, at which time it considered Thurmond’s objections to a magistrate judge’s order that purported to deny Thurmond’s motion for default judgment. The district court granted Bunk’s motion to dismiss, Crawford’s motion for summary judgment, and the motion for summary judgment by Wayne County, Mears, Jones, and Rodgers, and denied Thurmond’s motion for default judgment. Thurmond filed a motion for reconsideration of the district court’s grant of Bunk’s motion to dismiss, which the district court also denied.
During this time, approximately two weeks before discovery was set to close, Thurmond informed Wayne County of his intent to file a third amended complaint, or, alternatively, a new action. Wayne County objected to the proposed amendment and asked Thurmond to seek leave of the court before filing the third amended complaint. Thurmond did not do so, and instead filed a new action, creating the second of the cases consolidated for appeal here.
As a result, Wayne County filed a motion for sanctions under Rule 11 and also a motion to dismiss the new action. Thurmond did not respond to either motion, despite the district court’s order to do so. At the district court’s hearing on the outstanding motions pending in the first suit, Thurmond voluntarily dismissed the second suit, whereupon the district cоurt ordered Thurmond’s counsel, Martin, to pay Wayne County’s attorney fees, but specifically declined to impose further sanctions under Rule 11.
II. ANALYSIS
A. Thurmond’s Motion for Default Judgment
We first consider the district court’s denial of Thurmond’s motion for default judgment,
which we review for an abuse of discretion.
Bank One of Cleveland, N.A. v. Abbe
,
Thurmond filed a motion for default judgment against all defendants, alleging discovery
abuses such as withholding and destruction of evidence and concealment of witnesses. Federal Rule
of Civil Procedure 37(d) & (b)(2)(A)(vi) grants district courts the authority to render “a default
judgment against the disobedient party” for discovery abuses. Entry of a default judgment against
a party “for failure to cooperate in discovery is a sanction of last resort,” and may not be imposed
unless noncompliance was due to “willfulness, bad faith, or fault.”
Abbe
,
It is clear that Plaintiff has not received all of the materials he has requested, but although Defendants have produced many of the records pertaining to Plaintiff’s arrest and incarceration, Defendants have also mаintained throughout this action that some of the requested materials are simply unavailable. For example, Plaintiff has repeatedly demanded that the MSP Defendants produce records confirming the identities of the officers who arrested Plaintiff on the bench warrant in 2005. Both named MSP Defendants have testified in deposition that the only existing MSP arrest record is one that relates to the arrest following the 2004 traffic case. Counsel for the MSP attests that numerous record searches have been conducted within MSP systems, and that record requests have been made of the Detroit Police, the Wayne County Sheriff’s Department, and thе U.S. Marshall [sic] Service, all to no avail. Plaintiff accuses Defendants of lying to the Court; Defendants submit that they simply cannot produce records they do not possess.
(Order Dismissing Case, Dist. Ct. Docket No. 87, at 6-7.)
Having reviewed the record, we are not convinced that the district court abused its discretion
when it denied Thurmond’s motion for default judgment. While the district court could have
provided more detailed findings regarding each of Thurmond’s allegations, we are not left with a
“definite and firm conviction that the court below committed an error.”
Guy
,
B. Summary Judgment for Mears, Jones, Rogers, and Wayne County We review a district court’s order granting summary judgment de novo. Miller v. Am. Heavy
Lift Shipping
,
Summary judgment is proper if “there is no genuine issue as to any material fact and . . . the
movant is entitled to a judgment as a matter of law.” Fed. R. Civ. P. 56(c). The party seeking
summary judgment has the initial burden of demonstrating “the basis for its motion, and identifying
those portions of the pleadings, depositions, answers to interrogatories, and admissions on file,
together with the affidavits, if any, which it believes demonstrate the absence of a genuine issue of
material fact.”
Celotex Corp. v. Catrett
,
1.
Federal Claims Against Mears, Jones, and Rodgers
Thurmond brought claims under 42 U.S.C. §§ 1983, 1985(3) and 1986 against Wayne
County Sheriff Deputies Mears, Jones, and Rodgers (“the deputies”), and Wayne County, asserting
claims of false arrest/false imprisonment and malicious prosecution. “An arrest pursuant to a facially
valid warrant is normally a complete defense to a federal constitutional claim for false arrest or false
imprisonment made pursuant to § 1983.”
Voyticky v. Vill. of Timberlake
,
was arrested pursuant to a facially valid warrant in his name issued by a Highland Park District Court
magistrate judge. “Arrest warrants in the hands of a police officer, unless facially invalid, are
presumed valid,”
Fettes v. Hendershot
,
In Baker , the Supreme Court found that the plaintiff’s three-day detention, despite his claims of mistaken identity, did not constitute a violation of his constitutional rights. Id. The Court explained:
[W]e do not think a sheriff executing an arrest warrant is required by the Constitution to investigate independently every claim of innocence, whether the claim is based on mistaken identity or a defense such as lack of requisite intent. Nor is the official charged with maintaining custody of the accused named in the warrant required by the Constitution to perform an error-free investigation of such a clаim.
Id. at 145-46. The Court assumed arguendo that “depending on what procedures the State affords defendants following arrest and prior to actual trial, mere detention pursuant to a valid warrant but in the face of repeated protests of innocence will after the lapse of a certain amount of time deprive the accused of liberty . . . without due process of law.” Id. at 145 (internal quotation marks omitted). The Court declined to set a bright line rule, but was certain that the three-day detention “d[id] not and could not amount to such a deprivation.” Id.
In Gray v. Cuyahoga Cnty. Sheriff’s Dep’t , 150 F.3d 579, 582-83 (6th Cir. 1998), we reversed and remanded a grant of summary judgment for two sheriff deputy defendants bеcause the plaintiff presented evidence that he was detained for forty-one days and repeatedly protested his innocence, the deputies possessed a photograph from the beginning of plaintiff’s detention that “bore virtually no resemblance [to the plaintiff],” and the deputies provided insufficient proof that “they conducted reasonable inquiry into the apparent discrepancy,” and therefore a jury question existed as to whether defendants violated plaintiff’s Fourteenth Amendment due-process rights. Id. This court explained that the principal question for the jury on remand would be “whether [defendants] acted with something akin to deliberate indifference in failing to ascertain that the [person] they had in custody was not the person wanted by the . . . authorities on the outstanding parole-violation warrant.” Id. at 583.
Here, the uncontested evidence submitted by the deputies highlights the dispositive fact: Thurmond neither protested his innocence to Mears, Jones, or Rodgers at any time, nor were any of the deputies in possession of any potentially exculpatory evidence.
Deputy Mears worked in the registry section of Wayne County Jail, and his name is on Thurmond’s booking paperwork. Deputy Jones worked in the bond department аt the Wayne County Jail, and her name is on Thurmond’s inmate report as the releasing officer. Thurmond admitted in his deposition that he did not know who either Mears or Jones were. When asked the basis for his claim that they violated his constitutional rights, Thurmond did not say that he told them he was innocent, that he might have told them he was innocent, or that he told anyone at any of the Wayne County facilities that he was innocent. Rather, Thurmond explained that he told the state troopers the night of his arrest that they had the wrong suspect and that they should have “passed all that along.” (Thurmond’s Dep., Jan. 8, 2008, Dist. Ct. Docket No. 75-8, at 9, 11-13.)
Deputy Rodgers worked the night shift at Wayne County Sheriff’s Road Patrol, where Thurmond was held the night of his arrest before his arraignment. Thurmond remembered Rodgers, and when asked to describe his interaction with her, he responded, “[s]he asked me my date of birth, address, how old I was, and fingerprinted me. Then she asked me what I did, and I told her they got me down here for fleeing and eluding, you know, and resisting arrest, and that was it.” ( Id. at 6.) He stated he did not have any further conversations with anyone that night. ( Id. at 7.)
Nothing in the record suggests that any of the three deputies were ever made aware of even a single claim of innocence by Thurmond, let alone repeated protestations, and Thurmond does not point to any evidence disputing this fact. The district court’s grant of summary judgment in favor of Mears, Jones, and Rodgers was therefore proper on the § 1983 claim.
We now turn to the remaining §§ 1985 and 1986 claims against the deputies. “To state a
claim under § 1985(3), a plaintiff must allege: ‘(1) a conspiracy; (2) for the purpose of depriving,
either directly or indirectly, any person or class of persons of the equal protection of the laws, or of
equal privileges or immunities of the laws; (3) an act in furtherance of the conspiracy; (4) whereby
a person is either injured in his person or property or deprived of any right or privilege of a citizen
of the United States.’”
Vakilian v. Shaw
,
Here, Thurmond alleges that the deputies falsely imprisoned him because he is African American, and specifically contends that they acted in furtherance of the conspiracy by failing to take seriously his claims of mistaken identity. However, as described аbove, the deputies have carried their burden in proving that Thurmond never protested his innocence to any of the deputies, and Thurmond has not met his burden in rebuttal; that is, he has not shown any disputed material facts relating to any of the elements necessary to prove his claim. Thus, the district court did not err in granting summary judgment for the deputies on Thurmond’s §§ 1985 and 1986 claims.
Because we conclude that summary judgment was proper for the deputies with respect to Thurmond’s federal-law claims, we must briefly address Thurmond’s claim that the district court erred by denying his Rule 56(f) request for additional discovery. “This Court reviews for abuse of [5]
discretion a claim that summary judgment was prematurely entered because additional discovery was
needed . . . .”
Vance ex rel. Hammons v. United States
,
The only mention of these defendants in Thurmond’s request concerned whether or not any of the state troopers who were aware of his claims of mistaken identity informed any of the Wayne County deputies of those allegations. Even assuming arguendo that they were informed by the state troopers, this fact alone would not give rise to § 1983 liability. See Baker , 443 U.S. at 145 (explaining that an officer “executing an arrest warrant is [not] required by the Constitution to investigate independently every claim of innocence, whether the claim is based on mistaken identity or a defense such as lack of requisite intent”).
2. Federal Claims Against Wayne County
In order to prevail against a municipality in a § 1983 action, a plaintiff must show that the
alleged federal right violation occurred because of a municipal policy or custom.
Monell v. Dep’t
of Soc. Serv. of N.Y.
,
3.
State-Law Claims Against Mears, Jones, Rodgers, and Wayne County
Thurmond’s complaint also alleged state-law claims. Nothing in the district court’s order
indicates that it adjudicated these pendant state-law claims on the merits, rather than just dismissing
them after it adjudicated Thurmond’s federal-law claims.
See Gamel v. City of Cincinnati
, 625 F.3d
949, 951-52 (6th Cir. 2010) (“In determining whether to retain jurisdiction over state-law claims, a
district court should consider and weigh several factors, including the values of judicial economy,
convenience, fairness and comity.” (internal quotation marks and citation omitted)). Therefore, since
this case arrived in federal court by virtue of removal under 28 U.S.C. § 1441, we
REVERSE
the
judgment of the district court on the state-law claims and
REMAND
these claims for the district
court either to exercise supplemental jurisdiction over them,
see
28 U.S.C. § 1367(c)(3), or to
remand them to the originating state court,
see
28 U.S.C. § 1447(c).
See Gamel
,
C. Summary Judgment for Crawford
In his motion for summary judgment, Crawford contended that the lack of evidence
supporting Thurmond’s claims entitled him to summary judgment. The district court granted
Crawford’s motion, stating: “Plaintiff’s [sic] has failed to address the arguments of either of the MSP
Defendants.
For that reason
. . . [Crawford’s Motion] for Summary Judgment is GRANTED.”
(Order, Dist. Ct. Docket No. 87, at 8 (emphasis added).) To the extent that the district court granted
Crawford’s motion solely due to Thurmond’s failure to respond, such treatment disregards this
Court’s precedent. A motion for summary judgment must not be granted simply because the
nonmoving party fails to oppose the motion.
See Carver v. Bunch
,
A party moving for summary judgment need not produce evidence negating an opponent’s
claims; rather, “the burden on the moving party may be discharged by ‘showing’—that is, pointing
out to the district court—that there is an absence of evidence to support the nonmoving party’s case.”
Celotex
,
The same cannot be said of Thurmond’s response. Thurmond’s opposition to Crawford’s
motion, styled as a Rule 56(f) request for additional discovery, makes much of the fact that
Thurmond’s arresting officers have yet to be identified. Although we find this troubling to say the
least, even assuming arguendo that Crawford was one of Thurmond’s arresting officers—a theory
Thurmond does not advance—this fact is not material to Thurmond’s federal claims against
Crаwford for the same reasons discussed with respect to the Wayne County Deputies.
See supra
section II.B.1. Accordingly, Thurmond’s Rule 56(f) request for additional discovery does not alter
our conclusion that summary judgment for Crawford was proper.
See Radich v. Goode
, 886 F.2d
1391, 1393-94 (6th Cir. 1989) (explaining that Rule 56(f) requires a party to indicate “what
material
facts it hopes to uncover” (emphasis added));
see also Heard
,
We therefore
AFFIRM
the grant of summary judgment to Crawford on Thurmond’s federal
claims. However, because the district court’s order is devoid of any indication that it adjudicated
Thurmond’s state-law claims against Crawford, we
REVERSE
the judgment of the district court
on the state-law claims and
REMAND
these claims for the district court either to exercise
supplemental jurisdiction over them,
see
28 U.S.C. § 1367(c)(3), or tо remand them to the
originating state court,
see
28 U.S.C. § 1447(c).
See Gamel
,
D. Bunk’s Motion to Dismiss
We review a district court’s grant of a motion to dismiss de novo.
Ind. State Dist. Council
of Laborers v. Omnicare, Inc.
,
Trooper Bunk moved to dismiss under Rule 12(b)(6) on the basis that he was entitled to
absolute immunity for his statements at Thurmond’s preliminary hearing. “It is well-settled that
witnesses are granted absolute immunity from suit for all testimony provided in judicial
proceedings.”
Spurlock v. Satterfield
,
E. Order of Attorney Fees for Wayne County
Lastly, we address the district court’s award of attorney fees for Wayne County. We review
[7]
an award of attorney fees for an abuse of discretion.
Riddle v. Egensperger
,
After Thurmond’s counsel, Martin, orally stipulated to dismiss the second lawsuit at the distriсt court’s hearing, the district court sanctioned Martin for his “contumacious conduct,” which the district court stated to include: (1) Martin unreasonably refusing to dismiss this “unviable action;” and (2) Martin’s “initial failure to respond to [defendants’] motions . . . in disregard of the Court’s direct orders.” (Order Dismissing Case, Case 08, Dist. Ct. Docket No. 12, at 4.) However, the district court failed to identify or otherwise reference the legal basis for its imposition of sanctions. Although 28 U.S.C. § 1927 may support the imposition of sanctions in this case, the [8] district court failed to make any reference to any legal authority under which it imposed sanctions. This omission is problematic. If, for instance, the district court awarded attorney fees against Martin under 42 U.S.C. § 1988(b) , this would be error because such fees may only be charged against a [9]
party, not the party’s attorney.
See Smith v. Detroit Fed’n. of Teachers
,
Accordingly, we VACATE and REMAND the district court’s order for attorney fees, giving the district сourt the opportunity to explain the legal basis for its order.
III. CONCLUSION
In summary, we AFFIRM the district court’s decision to deny Thurmond’s motion for default judgment; AFFIRM in part and REVERSE in part the judgment entered in favor of Crawford, Wayne County, Mears, Jones and Rodgers and REMAND for further proceedings consistent with this opinion; REVERSE the district court’s grant of Bunk’s motion to dismiss; and VACATE and REMAND the order awarding attorney fees to Wayne County.
Notes
[1] This appeal is the consolidation of district court cases: 2:07-cv-11761 (“07 case” or “Case 07”) and 2:08-cv-10309 (“08 case” or “Case 08”). Unless otherwise indicated, record citations refer to the 07 case.
[2] The social security number the suspect gave differed by only one digit from Shomarie Thurmond’s social security number.
[3] Effective December 1, 2010, the Federal Rules of Civil Procedure were amended, changing the language and structure оf Rule 56. The provision of Rule 56 relied upon by Thurmond is now Rule 56(d). See Fed. R. Civ. P. 56 advisory committee’s note (“Subdivision (d) carries forward without substantial change the provisions of former subdivision (f).”). Because the parties refer to Rule 56(f), we continue to do so here.
[4] Thurmond has not pointed to any evidence raising a genuine issue of material fact on even the first element necessary to prove a malicious prosecution claim. See Sykes v. Anderson , 625 F.3d 294, 308 (6th Cir. 2010) (“First, the plaintiff must show that a criminal prosecution was initiated against the plaintiff and that the defendant[s] made, influenced, or participated in the decision to prosecute.” (internal quotation marks and citation omitted)). Therefore, summary judgment for the deputies on his § 1983 claim was proper. The deputies have pointed to evidence in the record establishing that the extent of their involvement with Thurmond was solely as employees of the Wayne County Jail where he was held. Thurmond claims on appeal that the deputies failed affirmatively to refute the allegations asserted in his affidavit. But in his affidavit, and throughout this case, Thurmond claimed that it was Michigan State Troopers who arrested him, and that Michigan State Trooper Bunk wrongly identified him as the suspect from the night in April 2004 at his preliminary examination before the magistrate judge. Thurmond does not mention any of the Wayne County deputies in his affidavit.
[5] Thurmond claims that the district court erred by not first ruling on his request for additional discovery. While the district court did not specifically address Thurmond’s request in its order, because the district court dismissed the case in its entirety, it impliedly denied Thurmond’s request. Thus, Thurmond’s claim is appropriately characterized as an argument that the district court granted summary judgment prematurely because additional discovery was necessary.
[6] Rule 56(f) states: If a party opposing the motion shows by affidavit that, for specified reasons, it cannot present facts essential to justify its opposition, the court may: (1) deny the motion; (2) order a continuance to enable affidavits to be obtаined, depositions to be taken, or other discovery to be undertaken; or (3) issue any other just order. Fed. R. Civ. P. 56(f).
[7] We quickly dispose of Wayne County’s argument that we are without jurisdiction to review
the award of sanctions against counsel. Wayne County contends that Thurmond’s notice of appeal
was defective as to this issue because Thurmond’s counsel, the party against whom sanctions were
levied, is not listed as an appealing party in the notice of appeal.
A notice of appeal “must specify the party or parties taking the appeal by naming each one
in the caption or body of the notice,” Fed. R. App. P. 3(c)(1)(A), but “[a]n appeal must not be
dismissed for . . . failure to name a party whose intent to appeal is otherwise clear from the notice.”
Fed. R. App. P. 3(c)(4). Where, as here, an attorney is the only party that is sanctioned, the omission
of the attorney’s name on the notice of appeal does not preclude our review.
See Dixon v. Clem
, 492
F.3d 665, 677 (6th Cir. 2007) (finding jurisdiction proper where the plaintiff appealed sanctions
imposed only on his attorney, even though the attorney was not named as an appealing party);
cf.
Maerki v. Wilson
,
[8] 28 U.S.C. § 1927 provides that “[a]ny attorney . . . who so multiples the proceedings in any case unreasonably and vexatiously may be required by the court to satisfy personally the excess costs, expenses, and attorneys’ fees reasonably incurred because of such conduct.”
[9] “In any action or proceeding to enforce a provision of sections [1983, 1985, and 1986] of this title, . . . the court, in its discretion, may allow the prevailing party, other than the United States, a reasonable attorney’s fee as part of the costs . . . .” 42 U.S.C. § 1988(b).