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Shipman v. R.K.O. Radio Pictures, Inc.
100 F.2d 533
2d Cir.
1938
Check Treatment

*1 аre suf petition allegations of the on good faith to show lack ficient by evi supported part appellees of the filed petition No to the dence. answer Reiskind, Friend, Holbrook, & Cotton misapprehension by appellees, under (Arthur Friend and City New York S. for the Procedure Rules of Civil Reiskind, of New York Edwin both M. States, 28 U. United Courts ‍‌​‌‌‌​‌​‌‌​‌​​‌‌‌‌‌‌‌‌​‌‌‌‌‌‌​‌​​‌​​‌‌‌​​​‌​​​​‌‍District City, counsel), appellants. by 723c, adopted following section S.C.A. City York Mallard, of New William ofAct pursuant to the Supreme Court Wood, deGersdorff, (Cravath, & Swaine 1, 2, 48 Stat. 1934, 651, 19, Sections c. June Connelly, Bromley, R. Bruce and Albert 723b, applica are 723c U.S.C.A. §§ ap- City, counsel), for York of New bankruptcy. proceeding in ble to a pellees. court be- Argument was had before the as to facts MANTON, HAND, certain admissions L. Before respective parties, by made counsel for SWAN, Judges. Circuit were not reduced but these admissions record appear on writing do MANTON, Judge. Circuit upon appeal. unable We therefore infringement of is fоr suit controversy. of the determine the merits play “Depends on appellants’ copyrighted the Woman” written and before the record It follows that allegedly infringed mo- which is of Oc us the decree of the District Court picture Too play “I Dream tion entitled dismissing petition of the tober appellees in- have been Much” which the appellant According cannot be sustained. filming dis- preparing, strumental cause is decree is reversed and the motion, tributing. complаint On the bill of the court be remanded directions to fail- dismissed the court below for appellees a low to afford the reasonable to constitute sufficient filing time for of an answer and to ure state facts action, reading hearing ceed in order the issues cause No picture. viewing fact law be determined. offered; testimony it was other play. infringement of the no there was picture summary play and is- understanding of the necessary to

sues. Woman”, “Depends In on thе opens tiny apartment of Luella Clayton, year. married Luella Seymour person, deeply charming vivacious et SHIPMAN al. R.K.O. RADIO her vain and obstinate love with PICTURES, Inc., et al. among Seymour composer, Seymour. No. 131. operetta con- things, of an which is producers classical sidered too Appeals, Court of Circuit. Second they, success and which stage there- be a 19, 1938. Dec. fore, produce. has refuse to however, composition, faith in his be that ‍‌​‌‌‌​‌​‌‌​‌​​‌‌‌‌‌‌‌‌​‌‌‌‌‌‌​‌​​‌​​‌‌‌​​​‌​​​​‌‍artist. and believes has convictions on He definite home; wife; she should remain in her outside she should interests nothing to contribute should do to the family. maintenance of the Fur- financial n thermore, she should in her not interfere Consequently, Seymour work. steadfastly refused to allow Luella has steadfastly just refused work and suggestions to his music. The result penniless Sey- almost household. reasoning apply does not to Caro- mour’s Penrose, singer actress and cabaret line *2 sorts,- place acceрts her Luella’s when refuses be- criticisms Luella to and he music; music composes some unexpectedly come his he also his mistress. Caroline Luella, which, unbeknown to for for her Seymour, in and notifies soon who pays Seymour. Caroline Caroline appears to discbver his wife and Den- artistic than in the interested in the male ton were a Struck tete-a-tete. protegee Caroline is a aspects Seymour. discovery placing possi- this worst who, producer Denton, Roy theatrical interpretation ble events, all work- favors, keeps her in for her return Seymour’s suppressed emotions worked interest- Luella and is ing. Denton has met him; up within he denounces his wife Seymour see ed in her. comes to Denton whereby bargain strikes a with Denton operetta, produce his tell him he will not to. replace Caroline is New in the to Luella produce it persuaded by Luella to but is premiere though York operetta, even pos- Luella, suddenly reveаled with Seymour knows Denton wants Luella voice, as its singing sessing a remarkable his again mistress. His hate for his wife is in Denton, interest Caroline’s star. like product Seymour’s rampant egoism physical only in Seymour, is interested suppression. and its The first scene of the hopes to career and singing side of her premiere poor, New York is so because course of during the his mistress make her misperformance Caroline’s singing, offer Seymour rejects Denton’s her career. in, that Luella bursts savе determined to sing is to his wife when he discovers that performance for her role, for leading Luella in its By composer playwright. name as a out Caroline’s herself when she finds manager with connivance Seymour money payments have been to theatre, Caroline, part Luella takes the family budget. Luella then financing the brushing away opposition of Denton year’s session of train- starts on a voice Caroline be- amazement her ing. huge operetta fuddled husband. The is a manager, Bradley, success. The theatre year, sings in end of the Luella At the buys Seymour, out Denton’s interest per- Seymour’s operetta out-of-town realizing for at last his wife’s love Seymour, success. formance. It is a suspicions, him and his her innocence of comes more realizing the success Luella, begs outwardly her forgiveness. performance than from his wife’s undecided, appeals on to the audience and music, is sullen refuses to neces- allow vote, divided deсides to take her hus- sary changes in construction of the back, band and home. The ends here. operetta. He is not a but a hus- picture story “I Too Dream banette; a man but a marionette. Caro- Much” be stated as follows: part operet- line Penrose has small in the through magnanimity, ta Denton’s . s.tory opens in France in the home badly plays she Luella Tito, so. determines Tito, an uncle Annette. agrees be rid of her services. Denton musician, carefully trained Annette’s rid the of Caroline and her. cast tells With very good is a voice she vocalist. She wall, Seymour her back to the Caroline tells sings aria, but an Italian she restless and that Denton Luella mistress wants for his sound of music from a street carnival been, as Caroline has and that Luella cares sing, yes, excites her. She wants to Denton; Seymour unconvinced, for how- young wants dance she men also. ever, wife, really since he loves his patience plans Her stern uncle loses disappointment himself him drives into morning. her in convent the next a rage and he accuses his of unfaith- wife room, Annette, night, That locked her intentions, ful which she denies. escapes by eventually a window and falls continuously plagued he Street, young on American Jonathan poor husband because he alone is Paris, living composed who has he wage earner. Denton demands that opera believes be best ever com- him give Luella her love or will the show posed. intense believеr John Luella, ability in New York and not run who has creative as a musician. He is sought equally believer necessity success herself her intense make complete successful, refuses, freedom for himself temporizes is to husband he composer; a successful but he be is fun- Denton until New opening. York takes loving too and Annette to temporization unsuccessful; the carni- Den- escape learning of ton, with Luella in her New val from Tito’s alone York excessively apartment, рut He drinks threatens Caroline in house. awakens cept good grace, the situation still be- himself married morning find next sweet, Annette, young lieving opera produced Annette. that when his Over- creature, period adores totally Throughout naive success. John. *3 ever (“who misgivings coming very his initial is Annette and much in love with John she baby?”), a great composer with Stormy heard with him. scenes between the quar- and his Paris to his takes Annette two are until that unknown hears John John there, and opera, live husbаnd they rejected as be Europe, where is ters all over to very good wife to sung by only a- wife. is his wife because is financ- Annette she John thought- production; and appreciates ing tempestuous care her its then a and he her appreciate fulness, packs belong- he does scene follows in but which he his music working ings her, on his presence declaring is and leaves will no when he he recrea- longer merely for some lapdog and she the rooms be a leаves to her success. carnival, for sings Annette, she Coming pining companionship to a tion. for the lost parts boy; husband, from all people coming sing a little leaves her refuses to and ’ stop wildly applaud her voice. night to listen and Paris the is in sing before she down, tumult, hears John, hearing opera. By coincidence she a takes John’s proud of is voice and by John, his wife’s beautiful taxi driven who has turned taxi wait, opera can that her. He her his A tells driver. Dar- reconciliation fоllows until operatic stage cy John, be trained for the she must finds them. Then remorseful be- sing day in she can and some he give herself cause his then wife she should com- opera star for goods, away life’s drives her to be protests wants poser. sings opera She that she indifference. another She babies, nothing but wife and have arranged of her husband’s with job as a gets Darcy revamp opera produce but he overrules that John’s tours On one conductor comedy, tours. it in Londоn as a musical shrewd- cafe, is Parisian sur- he comes to a sensing that her husband needs some singing. He prised By keeps find his wife there she success. a ruse her husband is too that jail, arranging loves her voice but thinks it in a Paris release so insists, popular only that good for music. She for London time he can reach paid sing, being is it is worth she since show. arrives opening of the John pay singing while, success, for her a'comedy. since that is is but he hears Darcy, con- producer, lessons. theatriсal he considers to be disgusted with what cafe, music, stop people begin veniently happens until degradation at the sees of his composer. and likes does His congratulating her. He not hear him as its Annette her, for her talking commendation singing. wife also receives her While he singing. fine leaps , frightens mouse Annette- she junc- Darcy’s ‍‌​‌‌‌​‌​‌‌​‌​​‌‌‌‌‌‌‌‌​‌‌‌‌‌‌​‌​​‌​​‌‌‌​​​‌​​​​‌‍this critical into arms. At closing shows feverish- scene John two, ture, Darcy strikes sees Annette, music, popular ly writing while John eye. He forces Annette tо blackens his lovingly stage, from the who has retired says up singing and he will find give baby. changed plays has John pay for her lessons. Annette work to one who babies to one believes Darcy to send to see who tries maneuvers indispensable. they are who believes away, having in her in view' her no interest Palmer, Daly early In the case of C.C. eye. finally still He con- blackened S.D.N.Y., Fed.Cas.No.3,552, 6 Blatchf. one sing number of sents to hear Annette infringement, plays a suit both for opera hearing her her up much climax which built superb singing amazed at ar- scene wherein the climax was same and the pre- education ranges for her musical readily be for could said reached account opera. Paris He thinks pare her dramatic success of the work. opera and is not music not interested John’s concluded that was the idea only John, but voice. in Annette’s John impression conveyed to the audience chagrined opera puzzled that his factor, detеrmining was the which voice, his wife’s thought less than but impressions same, were the held since Darcy’s hope offer Annette From bring opera may by her success she expected be would would the court rule public. attention Annette’s idea which in was the the author pushes into dazzling conveyed success the back- should be tended John only known and then court held that ideas are not ground. He little tected sequence protected he seems to the star’s ac- events. author’s sеem a railroad train is not is the rescuer This the ing the is is quence property”; that by which time for we are audience, gation same mer, viously cy to the can never be determined adequacy by audience all playwrights”. devices and mediately a climatic scene was common to both works bination of incidents was the characteristic veyed might be due of whether the Thus the termining 33 F. “common materials and common sources”. because of perception hоwever subject” or because both authors used teriality how artificial and plication. inconclusive. expected sidered From this case their given Daly the the court of common In Serrana v. the impression variation, some one doctrine that infringer given the various was executed authority gives supra, 347, regarded spectators, copyright varies author peculiar arrangement. “Sequence” what sequence impracticable importance impоssible audience test is ignored that ideas are before the informed consideration because of the in- the This whether hence what is its Webster, Cir., [1892] conveyed any degree cases, disappointingly the was put liability. will be called an identity must invariably impracticability, the audience. courts, Clearly literary this audience “the common old: there can be no common case, incidents stemmed the if the lower the considered ideas are not of events convey Jеfferson, using [Page lacking the test was by that the danger be held that even task to at there was a by novel; court in the same applied. which set but the of precisely scene- least The more material the “nature of the capable property; though, considering, in de- the result that effectuate, “common 348.] literary varying acknowledged or heroine rescuer impression in novelty really protected certainty. advance is; from death what is idea inacсurate by 56 F. novelty lip C.C.S.D.N.Y., devices, separate is considered copyrightable infringement Daly test, ideas to It would modern property impressions protected; service to this court There the developed infringer. it would story” the same quality, of rescu- property new test copyrightable the literary perhaps up, identity ing sensory v. Pal- be con- had an though piracy, novel, would, so as pira- used able and we are told con- that “the order of liti- it is the law from actually ob- se- im- ap- an of C.C.E.D.Pa., 125 F. at .plot, is be “broad theme duced The court who on a details comparison shows “an author cannot exclusive control story ther.” charge slightly panded character drama; But the 20 production the story the of of events” test lustrated in Bloom & Hamlin v. of both the “audience test” and the “order Co., the Daly made morality. The a vaudeville case, none of the impressions ‍‌​‌‌‌​‌​‌‌​‌​​‌‌‌‌‌‌‌‌​‌‌‌‌‌‌​‌​​‌​​‌‌‌​​​‌​​​​‌‍was that it was “the order of events” which events in the what is songs currently рopular. conveyed not be S.D.N.Y., 122 F. 480. Here the cident or plaintiff’s story But even Ann.Cas. play, 2 property forthright first former an idea and the latter an in- appropriates the theme was held particular subject v. Webster, supra, cannot, is considered to be “the if it is to be plaintiff’s contains conclusively varying the incidents.” Of This protected. the from a theme of not. copyrightable, the whatsoever”—in viz., *4 time, the character plaintiff’s of a husband event is not enough said 175 F. infringement Armstrong [playwright] the plot. skit used as a basis of story the method of creation. The theme, of protected in Dam v. Kirk La Shelle in our the infringed by purely analytical viewpoint, recognition silent motion play. audience were method of exhibition held to be combining, the the change incidents “wholly He made a successful by was but a framework. exhibition 977. Barnes v. plot a field where the when- worked into cover story plaintiff; copyright 41 “The a rescuer. opinion, escape helpful many unimportant by by. copyright and suggestion the L.R.A.,N.S., or by ** There later spite of produced bécoming effective”. The is the novel. any expression the defendant’s playwright a husband “a non-copyright or apparently for conveying theme inapplicability adding peculiar statute must pictures is of no change iii determin- thought up those of Miner, impressions events was playwright cases is adaptation just *. the ideas are another’s theme of To the fact course, In this il Nixon, obtаin aBut play”. as in story came 1002, com read ‍‌​‌‌‌​‌​‌‌​‌​​‌‌‌‌‌‌‌‌​‌‌‌‌‌‌​‌​​‌​​‌‌‌​​​‌​​​​‌‍label C.C. ma the ex im fa the or which, apart ‘ideas,’ what vent use of his theme becoming father”. is never expression, property “idea”, opin- from their cases labeled been Nobody even “plot”; extended. same as [Cit.] or idea ion treats nobody alternatively boundary, can able * * * fix used “plot” and “theme” Bolton, respects plays, controver- . As Dymow v. interchangeably. In spoke sy chiefly characters centers 690, this court also Cir., 11 F.2d sequence incident, being the sub- synonymous “plot” being of “theme” so-called stance.” plot or “no mere and said that theme, by Daly v. Webster protected” of “abstractions” But use of device Co. but Kirk La Shelle or Dam v. comparing seems but a new name the combination protected was those cases “similarity sequences of incident”. up Obvious- making a scene. of events in literary naturally compare difficult from identi- are far “plot” and “theme” using terminology works of meta- “sequence of plot is the cal. events” physics, provided does rule thus expresses his “theme” by which author sug- not seem been since its to have used “idea”. Metro-Goldwyn gestion. Sheldon v. See *5 Witwer, Corp., Cir., 2 Corp. 9 Pictures 81 F.2d 49. In the Lloyd v. In Harold Case, propounded two Cir., if “some Sheldon this court said that 65 F.2d court the questions: copying (1) actually did defendants use unintentional unconscious and so, plaintiff’s play, (2). produced, there if was there play when disclosed the notwithstanding copying fair use. Fаir use is defined as infringement, might be an * * * infringe- the theme or than their ideas rather ex- to avoid the intentions questions pression. hitherto We piracy, Thus answered both [Page ment.” 16.] locale, use, noting similarity in now defined to the character deliberate defined as heroines, unintentional similarities of villians and the deliberate and the include both element, comparison be- and incidents. revealed that As this latter access use. important, simi- the similarities were more than accidеntal for then accidental similarity probabili- and the was not fair. Both larity degree assumes of that ; inquiries by examining that were answered ty leads us to conclude and this n wherethere is exactly access, the same characteristics. high degree is a there similarity probability the results that decisions, As result these there independent copying and not from access, the similari- the that thought Indeed, imagination. might copying, the result of intentional ties are proved or accеss is well be said that where unintentional, high is so there is admitted, presumption there is a that the only pertinent question: are simi- one there Lloyd similarity is not accidental. Harold justify the in- larities matters Corp. Witwer, supra, pre- v. the piracy fringement claimed? Was there a faith, sumption namely, copy- no copyrightable play as shown simi- of a larities of ing; testimony is added to this the locale, characters, incidents ? they copy; op- did defendants that nega- be in hold answer should the We the posed presence to this is the of access and tive. “sequence of “vital similarities” in the By examining similarities between the events”. play picture applying attempted provide work- simplified formulated re- test here we are able test Nichols v. Universal Pictures quired hold because of the dissimi- Corp., Cir., 2 45 F.2d where after as- action, characters, locale and larities serting help “the decisions much only possi- is no The there [page 121], suggested a new case” similarity between the works is that ble problem that we view the must as one of theme, subject which is not to ex- said, work, “Upon any “abstractions”. We copyright. The is that clusive especially upon play, great number upon conjugal normal relations stresses patterns increasing generality fit husband is unsuccessful financial- when the well, equally as more the in- wife becomes the bread-winner. and the may perhaps cident left out. The plots pic- last are dissimilar. The motion be no more than general sing- the most primarily statement concerned with the ture * * * ; is about supporting what the music. ing of Annette and the music, point singing, there no is a in this scries of contains no abstrac- they protected, only tions where longer talk of characters are are no it. entirely people; since is not playwright pre- otherwise the could different Annette * * * question of intent common larities except in the comparable to Luella * * copy importаnt wife; factor vain qualities loving Witwer, supra. Lloyd Corp. likened to Harold v. to be egotistical the instant and Thus admission John; Denton of access merely petulant given simi- weight no case affects the There Darcy entirely different. are indulging equiva- opportunity of larities. With picture motion character presumptions, unmeritorious in such of Caroline. lent may easily succeed. claim locale; in the There are differences dif- plots are develop the' Decision devices used to affirmed. ferent; sex do not triangles of the three From this appear picture. in the motion HAND, (concurring). Judge L. to be so comparison, shown the works are agree I result and devices, character, locale, different reasoning by is reached general which it expressed, no motives emotions it, agree I understand I do not piracy charged. literary can be Pic is said. Nichols v. Universal all that on mo- was decided The instant cáse Corp., 2 followed 45 F.2d tures bill, result of dismiss tion using exactly are same doctrine that we below. Lowen- practice formulated recent point where now: 73; Nathan, D.C., F.Supp. Caru- v. fels (are similarities are little concrete so Inc., D.C., Pictures, R.K.O. Radio thers they become abstract) so therefore dismissed the judge F.Supp. 906. The “theme”, “idea”, or skeleton taking testi- complaint on without pub always plot, and that play and reading of the mony domain; protect can them. lic *6 pic- viewing an exhibition necessarily nothing vague test is n access motion admits Such ture. Pre definite about it. can be said is tantamount use. It admits what cisely used in Shel this doctrine was also denial of piracy and a presumption of Corp., 2 Metro-Goldwyn Pictures don admitted, for, simi- with access faith Cir., 49, though of course 81 F.2d high degree larity of incident rests Kirk La Dam v. result was different. In degree copying and a 907, 908, Co., 41 L. Shelle 175 F. independent creation. probability of R.A.,N.S., 1002, Judge 20 Ann.Cas. puts in a dan- practice defendant Such a say “unless Noyes did position. gerous any adap to cover enough broad statute “anticipation as been said plot which contains the tation ’ copyright. cannot invalidate such ineffective”; wholly story, * * * access If the has had defendant “plot” “theme” are words unless material which would served to other agree. said, I Since I have as read well, becomes more his disclaimer him opinion in the case sure that I am Case, supra, 81 plausible.” Sheldon F.2d Nichols v. Uni intеrpret does not at bar Conversely, 54. access to Corp. v. Met Sheldon Pictures versal is admitted access to mate- work Corp. in another ro-Goldwyn Pictures shown, of piracy the disclaimer rials is not my sense, concurrence to be I not wish do Furthermore, plausible. less becomes any change in indicating understood considering similarities, we circumstantial- my views. piracy. considering ly infer And “in circumstantial evidence of weight analysis SWAN, concurring. Judge, derived from an copying simi-

Case Details

Case Name: Shipman v. R.K.O. Radio Pictures, Inc.
Court Name: Court of Appeals for the Second Circuit
Date Published: Dec 19, 1938
Citation: 100 F.2d 533
Docket Number: 131
Court Abbreviation: 2d Cir.
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