SHERMAN B., Appellant, v. STATE of Alaska, DEPARTMENT OF HEALTH AND SOCIAL SERVICES, Office Of Children‘s Services, Appellee.
No. S-14957.
Supreme Court of Alaska.
Oct. 11, 2013.
310 P.3d 943
The City Council reviewed all of the emails that were withheld by the city manager and decided to disclose seven additional emails. We have reviewed all of the emails that were ultimately withheld, and they all appear to fall within the scope of these privileges.
Griswold also argues that the superior court judge should have recused himself because the judge indicated that he had a busy schedule and could have requested reassignment of the case to avoid delay. Griswold is apparently arguing that the judge‘s decision to issue a decision in the face of this schedule created an appearance of impropriety.18 But an assigned judge has “an obligation not to disqualify himself [or herself], when there is no occasion to do so.”19 And the judge in this case ultimately issued a timely decision that we can review on the merits. Griswold has made no showing that the judge‘s decision indicated an appearance of partiality.
Griswold also argues that the award of attorney‘s fees to the City Council was an abuse of discretion. The superior court ordered Griswold to pay the City Council $11,891, representing about 55% of the fees actually incurred.
Under
But Griswold argues that the City Council should be limited to the 20% award that would apply under
Any remaining claims that Griswold raises are waived for inadequate briefing.21
V. CONCLUSION
For the foregoing reasons, we AFFIRM the superior court‘s decision in all respects.
Glenda J. Kerry, Law Office of Glenda J. Kerry, Girdwood, for Appellant.
Julia B. Bockmon, Assistant Attorney General, Anchorage, and Michael C. Geraghty, Attorney General, Juneau, for Appellee.
Lisa Wilson, Assistant Public Advocate, and Richard Allen, Public Advocate, Anchorage, Guardian Ad Litem.
Before: FABE, Chief Justice, WINFREE, STOWERS, MAASSEN and BOLGER, Justices.
OPINION
MAASSEN, Justice.
I. INTRODUCTION
The subject of this appeal is the termination of Sherman B.‘s parental rights to his son Kadin M.1 The Office of Children‘s Services (OCS) took Kadin into custody soon after his birth because he and his mother, Amy M., both tested positive for cocaine, and because of concerns about both parents’ ability to care for the child. OCS had already been involved with Sherman for several years because of concerns with his other three children. The superior court terminated both Sherman‘s and Amy‘s parental rights to Kadin in October 2012. Sherman appeals, contesting the court‘s findings that he abandoned Kadin, that he failed to remedy the conduct that caused Kadin to be a child in need of aid, that OCS made reasonable efforts to reunify the family, and that termination of his parental rights is in Kadin‘s best interests. We affirm.
II. FACTS AND PROCEEDINGS
A. OCS‘s Involvement With Sherman‘s Parenting Of His Other Children
Sherman and Amy had an on-and-off relationship for a number of years. Their daughter Georgina was born cocaine-positive in 2007. OCS became involved with the family as a result and created a parenting plan, which required, among other things, that Sherman not leave Georgina alone with Amy. Sherman appears to have been Georgina‘s primary caregiver initially, as Amy was often using drugs. But when Georgina was somewhere between eight and fourteen months old, Sherman left her in Atlanta with relatives, who eventually moved her to New York to live with Sherman‘s aunt. Sherman did not visit Georgina between December 2008 and March 2011, and their contact was limited to phone calls.
Amy gave birth to another child, Darcy, in 2009. Although Amy told Sherman she was pregnant and that he might be the father, he was uninvolved during the pregnancy and was working in Whittier when Darcy was born. When Darcy tested positive for cocaine, OCS took custody of her and placed her with Amy‘s mother. Sherman became involved in Darcy‘s life only after OCS facilitated a paternity test that confirmed he was her father. He visited her on a weekly basis, but his relationship with her remained somewhat distant, and he voiced his preference that she live with his aunt and Georgina in New York.
In 2010 Sherman had another child, Khloe, with a different woman. OCS immediately opened a child-in-need-of-aid (CINA) case for Khloe and placed her with foster parents.
OCS identified a number of concerns with Sherman‘s parenting of both Darcy and Khloe, including his ability to maintain housing and to provide financial support through either employment or public assistance. OCS had reservations as well about his ability to understand child development sufficiently to act as a responsible parent. Also of concern to OCS was the fact that he had been arrested twice, in 2009 and 2010, on drug-related charges, though neither arrest resulted in a conviction.
Sherman was in New York for about five weeks, and during that time he lost his housing in Anchorage. While he was gone, OCS discovered that he had been allowing Khloe‘s mother, who had untreated substance abuse issues, to attend the unsupervised visits with Khloe and Darcy. OCS accordingly switched back to supervised visits once Sherman returned to Alaska. The visits did not go well. OCS caseworker Leslie Johnston later testified that Khloe would cry and scream throughout the visits and Sherman would not accept any help in dealing with her distress. Sherman partly blamed the OCS workers, who he claimed aggravated the situation by yelling at him to make Khloe stop crying.
Sherman went back to New York in August 2011 for Georgina‘s custody trial. The New York court found that Sherman had “demonstrated a complete insensitivity” to Georgina‘s needs by forcibly removing her from his aunt‘s home after not having seen the child for years. The court concluded that Sherman‘s behavior “demonstrated such incredibly poor parental judgment as to have the court question his fitness to be responsible for any child.” The New York court granted sole legal and physical custody of Georgina to Sherman‘s aunt.
Around the time that Sherman made this second trip to New York, OCS moved visitation with Darcy and Khloe to Cook Inlet Tribal Council at Sherman‘s request. But visitation with Khloe continued to be difficult in the new setting. During one visit, according to the visitation supervisor‘s paraphrase of Sherman‘s remarks, Sherman thought that an inconsolable Khloe “just needs to cry until she breaks” and “just needs to be broke.” In the fall of 2011 the superior court ordered that Sherman‘s visitation with Khloe be halted until he took a psychological assessment. Sherman refused to take the assessment and as a result had no further visitation with Khloe.
Darcy‘s and Khloe‘s cases both ended in the termination of Sherman‘s parental rights. The superior court terminated Sherman‘s rights to Darcy on January 6, 2012, and we affirmed that decision on appeal.2 Sherman‘s appeal of the termination in Khloe‘s case is pending.
B. Kadin
Sherman and Amy‘s son Kadin was born on February 4, 2012, shortly after the termination of Sherman‘s parental rights to Darcy. Kadin tested positive for cocaine at birth, later experiencing some adverse physical effects from this exposure. OCS took emergency custody of Kadin at the hospital. Sherman objected to this; he asserted that he should be allowed to take Kadin home as he had Georgina, who had also been born cocaine-positive. Sherman and Johnston, the social worker, later described their interactions at the hospital as contentious; at one point Johnston called security and Sherman called the police. OCS placed Kadin with Amy‘s mother, who was already caring for Darcy.
On February 28, about three weeks after Kadin‘s birth, OCS moved in superior court for a determination that it did not need to make reasonable efforts towards Kadin‘s reunification with Sherman, as generally mandated by
if the court has found by clear and convincing evidence that the parental rights of the parent have been terminated with respect to another child because of child abuse or neglect, the parent has not remedied the conditions or conduct that led to the termination of parental rights, and the parent has demonstrated an inability to protect the child from substantial harm or the risk of substantial harm.
OCS contended that Sherman had not remedied his conduct “[i]n the short time since [Darcy‘s] trial” and that “his disinterest in [day-to-day parenting] means that he lacks an ability to perceive and appropriately respond to the emotional needs of a child, which would cause [Kadin] substantial harm.”
The court did not rule on OCS‘s motion immediately, and OCS eventually withdrew it. In the meantime, OCS proceeded with case planning. Johnston later testified that both Sherman and Amy refused to discuss case planning with her during their initial meeting in March 2012. Amy did state, however, that she intended to go to New York to get Georgina, a plan that Sherman favored. According to Johnston, Sherman “didn‘t seem to understand or care that his aunt was granted sole legal custody of [Georgina], and it is in her best interest to remain [in] the only home that she knows.” Case plans from March and April 2012 called for Sherman to engage in visitation with Kadin, maintain housing and employment, provide OCS with information about his housing and employment, work on his understanding of child development, take a psychological assessment, and attend monthly case planning meetings.3
On May 10, 2012, OCS petitioned for the termination of Sherman‘s parental rights to Kadin, arguing that Sherman had caused Kadin to be a child in need of aid through neglect and abandonment. On the same day, OCS also moved for an order requiring Sherman to undergo a psychological evaluation. OCS‘s primary rationale was that, given OCS‘s difficulties in working with Sherman and his past inability to change his behaviors, “[a] psychological evaluation is the best chance of determining what, if any, services could possibly help [Sherman] retain custody of [Kadin].” In June 2012 the superior court granted the motion, finding that Sherman‘s mental state was in controversy and that there was good cause for a psychological evaluation. Sherman refused to comply.
Sherman did participate in visitation twice a week at OCS from the time Kadin was born until June or July 2012. He then left for Kenai or King Salmon, informing OCS that he was going to work in the seafood industry during fishing season and would travel back to Anchorage for weekly visitation. He did not return to Anchorage for about a month, at which time OCS changed the regular visitation schedule to once a week.
The termination trial was held in October 2012. Sherman and Amy were both represented by counsel. After hearing the evidence the superior court terminated both Amy‘s and Sherman‘s rights, finding that Amy placed Kadin in need of aid due to her cocaine use during pregnancy and that Sherman placed Kadin in need of aid due to abandonment. Sherman appeals the court‘s findings that (1) he caused Kadin to be a child in need of aid; (2) he failed to remedy the conduct or conditions that placed Kadin in need of aid; (3) OCS provided reasonable reunification efforts; and (4) termination was in Kadin‘s best interests.4
III. STANDARD OF REVIEW
Whether a child is in need of aid,5 whether a parent has remedied the condi-
IV. DISCUSSION
A. Legal Framework
To terminate parental rights, the superior court must make four findings.14 First, the court must find by clear and convincing evidence that the child “has been subjected to conduct or conditions described in
B. The Superior Court Did Not Err In Finding That Kadin Was A Child In Need Of Aid.
Sherman contests the superior court‘s finding that he caused Kadin to be a child in need of aid through abandonment.19 “We have articulated a two-part test for reviewing cases of abandonment: (1)[t]here must be parental conduct evidencing a willful
We first considered what is meant by the statutory phrase “failed to participate” in a case plan in A.B. v. State, 7 P.3d 946, 951 (Alaska 2000).23 “While [
OCS arranged for Sherman to undergo a psychological evaluation with the purpose of learning how to better educate him about being a responsible parent, given his history with him and his past inability to effect his reunification with his other children. Sherman refused to undergo the evaluation, even after the court ordered that he do so. Sherman admits this failure on appeal, though he argues that he had a right to refuse and that he justly suspected that the ordered evaluation was “nothing but a fishing expedition because he had already proved that he was safe with the children.” But the record amply supports OCS‘s concerns and its need for better communication with him; it also amply supports the superior court‘s conclusion that Sherman‘s refusal to undergo the evaluation even when ordered to do so was objective evidence of an unjustified failure to participate in the case plan.
With regard to other requirements of the case plan, Sherman contends that the superior court clearly erred in finding that he “refuse[d] to show [OCS] how he earned money or where he lived.” Johnston testified at the evidentiary hearing that it was important for OCS to know about Sherman‘s sources of income because they needed to formulate a plan for him to take care of Kadin and because OCS was concerned that Sherman might be supporting himself by dealing drugs. Johnston testified that Sherman had not shown any proof of income after Kadin‘s birth despite his claims that he sometimes worked in the fishing industry and that he owned a seafood business. The superior court methodically but with little success asked Sherman to describe his recent employment history. Sherman testified that he had held a few temporary jobs shortly before and after Kadin was born, that he had set up a seafood business, and that he was currently getting help with food, clothes, and rent from a housing assistance program. He testified that he had not filed a tax return since before 2001 but could not explain why not. His testimony about his earnings overall was confused, inconsistent, and contradictory and supported Johnston‘s testimony that he was less than forthcoming. Giving the required deference to the superior court‘s determinations of credibility,25 we cannot say that the court clearly erred in finding that Sherman failed to participate in the case plan by refusing to inform the State about his sources of income.
The same is true of Sherman‘s housing. He contends in part that the superior court
At the time of Kadin‘s birth, Sherman was living in a rooming house, but he soon moved someplace else. He testified that he asked Johnston to conduct home visits at both locations but she refused to do so. Johnston conceded at trial that Sherman asked her to conduct a home visit at the rooming house, but she testified that when she was available to do it he was no longer receptive. She testified that he refused to reveal the address where he lived next, and that she was eventually unable to make any further inquiry into his housing situation because he stopped coming to case planning meetings. It may be that some of the resistance OCS encountered was due to communication difficulties. But once more giving the required deference to the superior court‘s determinations of credibility,27 we cannot say that the court clearly erred in finding that Sherman failed to participate in the case plan by refusing to give OCS the information it needed about his housing.
Sherman also contests the court‘s finding that he “exhibited no significant understanding of [Kadin‘s] developmental needs or abilities,” which marked a failure to meet one of the important goals of his April 2012 case plan. Sherman argues that the examples cited by the superior court—his belief that Kadin could hold his head up and recognize faces at five days old and his misidentification of Darcy‘s age in a photograph—“do not involve the type of weighty justification needed to support a finding that one has abandoned his child.” We agree that these instances alone would be insufficient to justify such a finding, but the court specifically cited them as examples of a wider problem. And it is unnecessary for us to decide whether the court erred in making this finding. Even disregarding Sherman‘s failure to make progress on the child development issue, there is no clear error in the superior court‘s finding that Sherman failed, without justification, to participate in his case plan by refusing to take the court-ordered psychological evaluation and refusing to disclose information about his income and housing.28
We also cannot say that the superior court clearly erred in finding that Sherman abandoned Kadin under the general, two-part test: Sherman‘s failure to take the actions necessary to improve his chances of success in his relationship with Kadin constitutes (1) “parental conduct evidencing a willful disregard for parental obligations, leading to (2) the destruction of the parent-child relationship.”29 This is especially true given past events. Sherman‘s rights to Darcy had been terminated just months before for reasons very much like those at issue here; yet Sherman was unable to show that he was seriously interested in addressing the reasons for that termination and working toward a better result this time.
In addition, Sherman contends that “the court inappropriately used [his] hostility to OCS to determine that he was not fit to parent.” But the court‘s finding was properly focused on Sherman‘s relationship with Kadin; the court found that Sherman‘s hostility to OCS was not an excuse for his failure to be more involved with the child. The finding of abandonment is not clearly erroneous.
C. The Superior Court Did Not Err In Finding That Sherman Failed To Remedy The Conditions That Placed Kadin In Need Of Aid.
Sherman challenges the superior court‘s finding that he did not remedy the conditions that placed Kadin in need of aid. Before terminating parental rights, the court must find by clear and convincing evidence that the parent “has failed, within a reasonable time, to remedy the conduct or conditions in the home that place the child in substantial risk so that returning the child to the parent would place the child at substantial risk of physical or mental injury.”30 In determining whether a parent has remedied the relevant conduct or conditions, the court may consider the best interests of the child.31 A failure to comply with a case plan may constitute a failure to remedy.32
Sherman argues that he met all the requirements of his case plan except for the psychological evaluation, which, he contends, OCS failed to show was really needed. However, OCS presented reasonable justifications for the evaluation, including Sherman‘s troublesome conduct with Georgina in New York, the difficulty that social service providers had in trying to work with him, and the fact that he was barred from visitation with Khloe until an evaluation was completed. Furthermore, as discussed in Section IV.B. above, the superior court did not err in finding that Sherman failed to comply with other aspects of his case plan, namely informing OCS about his housing and employment situation. The court‘s conclusion that Sherman failed to remedy the conduct that led to the finding of abandonment is not clearly erroneous.
D. The Superior Court Did Not Err In Finding That OCS Made Reasonable Reunification Efforts.
Sherman challenges the superior court‘s finding that OCS made reasonable efforts to reunify him and Kadin. In order to facilitate reunification, OCS must “make timely, reasonable efforts to provide family support services to the child and to the parents ... that are designed to ... enable the safe return of the child to the family home, when appropriate, if the child is in an out-of-home placement.”33 OCS must identify relevant support services that may aid the parent in remedying the relevant conduct or conditions and must actively help the parent to obtain those services.34 OCS may fulfill this obligation “by setting out the types of services that a parent should avail ... herself of in a manner that allows the parent to utilize the services.”35 “[OCS] has some discretion both in determining what efforts to pursue and when to pursue them.”36
On appeal, Sherman emphasizes the fact that it was just three weeks after Kadin‘s birth that OCS asked for a determination that no reasonable efforts were needed, and that OCS filed for termination when Kadin was just three months old. He argues that the timing of these actions, along with the fact that OCS was concurrently completing a home study for a possible adoption by Amy‘s mother, prove that OCS never considered reunification to be a “true goal.” He also argues that the superior court improperly placed the burden of reunification on him. OCS responds that its efforts were reasonable given its history with Sherman and his unwillingness to cooperate.
The superior court found this to be a close case, and it observed that the compressed time frame would have precluded any finding of reasonable efforts if it were not for Sherman‘s recent history with OCS. The court explained that
[t]he very recent behavior of [Kadin‘s] parents in regards to [Darcy] gives meaning and context to their behavior towards [Kadin] during his life so far and is evidence of how they would likely behave in the near future. It also informs the experience of [OCS] and helps define what efforts it must reasonably make to provide family support services to the parents.
It is true that “[t]he reasonableness of the division‘s efforts ... must be viewed in light of the entire history of services that [OCS] had already provided.”37 We have previously held “that ‘[OCS‘s] efforts to prevent breakup of the entire family may be considered in assessing whether that effort was sufficient’ with respect to a particular child.”38
The record supports a finding that OCS continued to make reunification efforts after Kadin was born. OCS provided supervised visitation with Kadin twice a week until Sherman‘s summer trip to Kenai or King Salmon in 2012, after which the visits decreased to once a week (apparently due to scheduling problems). Johnston held a case planning meeting in March 2012, scheduled two other planning meetings which Sherman did not attend, and attempted to speak with Sherman on the phone. OCS provided Sherman with a bus pass every month. Finally, OCS set up the court-ordered psychological evaluation which Sherman refused to attend—as he had with the evaluation scheduled before Kadin‘s birth.39
In evaluating whether OCS has made reasonable efforts, the court should “look at ... the parent‘s level of cooperation with OCS‘s efforts.”40 In E.A. v. State, we concluded that while OCS‘s efforts during the latter part of the case “consisted largely of failed attempts to contact [the mother] or obtain information from her rather than the provision of services, [the mother‘s] evasive, combative conduct rendered provision of services practically impossible.”41 The mother‘s antagonistic conduct included withholding contact information, being verbally abusive toward the social worker, and failing to complete a substance abuse assessment.42 The facts are similar here. The evidence supports the superior court‘s conclusion that Sherman was both confrontational and secretive in his dealings with OCS. Johnston testified that Sherman refused to discuss case planning with her during the March 2012 meeting; that he failed to come to the next two planning meetings she scheduled with him; and that when she tried calling him, their conversations were not productive or he would hang up on her. Johnston testified that Sherman had been uncooperative with OCS prior to Kadin‘s case and that he had threatened her and other OCS workers. His lack of candor with regard to his housing and sources of income have already been detailed above and also find support in the record.
It is true that reunification efforts after Kadin‘s birth took place over a short period of time, and that visitation was sometimes reduced partly because of OCS‘s limitations. However, “[t]he efforts that OCS makes must be reasonable but need not be perfect.”43 OCS provided—or attempted to provide—a number of services to Sherman over the course of its history with him and tried different tactics to engage with him both before and after Kadin‘s birth. The superior court did not clearly err in finding that OCS‘s efforts toward reunification were reasonable.44
E. The Superior Court Did Not Err In Finding That Termination Of Sherman‘s Parental Rights Was In Kadin‘s Best Interests.
Sherman challenges the superior court‘s finding that termination is in Kadin‘s best interests. Under
Sherman contests several of the court‘s specific findings, including its conclusion that he has never shown a “real desire to care for a child.” For support, he points to his care of Georgina during her first nine months and his regular visitation with Darcy. But these actions must be viewed in light of his placement of Georgina with relatives in Atlanta and New York and his lack of substantive contact with her thereafter; his initial preference that Darcy be sent to New York as well; and the difficulties he experienced with visitation, difficulties that he failed to surmount despite OCS‘s efforts. Given this history, we cannot say that the superior court erred in finding that “[Sherman‘s] claims to be motivated to care for [Kadin] are not credible.”
Sherman also faults the superior court for failing to specify the type of emotional harm to which Kadin would be exposed if he were in Sherman‘s care. But the risk of emotional harm follows logically from the court‘s other more specific findings about Sherman‘s repeated failure to show consistent interest in his children, growth in his parenting abilities, and commitment to a case plan. We see no error in the court‘s conclusion that terminating Sherman‘s parental rights was in Kadin‘s best interests.
V. CONCLUSION
We AFFIRM the superior court‘s decision terminating Sherman‘s parental rights to Kadin.
MAASSEN
JUSTICE
Joshua CHILDS, Appellant, v. Christina CHILDS, Appellee.
No. S-14643.
Supreme Court of Alaska.
Oct. 11, 2013.
