81 Mass. App. Ct. 394 | Mass. App. Ct. | 2012
On December 8, 1998, defendant zoning board of appeal of Boston (board) granted five variances to defendant Robert K. McGarrell to build a single-family home of a certain size and configuration on a lot he owned in the South Boston section of Boston. Plaintiff Alison Sheppard, an immediate abutter, filed an action challenging these variances pursuant to § 11 of the Boston zoning enabling act, St. 1956, c. 665, as amended through St. 1993, c. 461, § 5. She now appeals a decision by a Superior Court judge affirming the board’s actions. We reverse and remand for further proceedings consistent with this opinion.
Background. We summarize the facts from the record.
When McGarrell purchased the property, there was an existing single-family, bungalow-style home there. The construction of that house (the old house) predated the Boston zoning code. A portion of the old house was one story tall, another portion was two stories, and a portion was effectively three stories (given that the lot sloped significantly from front to back, and the basement floor opened at ground level to the back yard). McGarrell knew that the old house was dilapidated, and he intended to tear it down to the studs and rebuild it. However, after he obtained a building permit and began his renovation project, he discovered that the house was in worse shape than
Given the size and shape of the lot, any replacement home would necessarily violate existing dimensional zoning requirements in various respects. Nevertheless, as the parties stipulated, McGarrell could have reconstructed the old house as of right, because it was a preexisting nonconforming structure. As Sheppard acknowledged at oral argument, this could have been accomplished through reliance on the preexisting, nonconforming structure provisions of the Boston zoning code (included in what is known as article 9). In fact, according to the board, article 9 potentially allows for some expansions of existing prior nonconforming structures, subject to certain limitations.
Without obtaining any additional approvals, McGarrell began building a new house that was larger than the old one. After Sheppard complained, the city of Boston enjoined constmction, and McGarrell sought approval for the larger house. The Boston inspectional services department denied approval (given that the proposal did not meet existing zoning requirements), and in accordance with the board’s instructions, McGarrell then applied for five variances to allow his proposed house to be built. Although the board granted the requested variances for his submitted plans, McGarrell eventually abandoned those plans and revised them to respond to some of the concerns that Sheppard had raised. Under the revised plans, the house would still be larger in certain respects than the old house. The maximum width of the house would be the same as before, but more of the house would now be of that width (given a change of con
The board again granted McGarrell the variances he sought, and Sheppard brought the current action. After she unsuccessfully sought a preliminary injunction to enjoin construction, McGarrell built his proposed house.
Discussion. Standing. Based upon the Supreme Judicial Court’s recent decision in Kenner v. Zoning Bd. of Appeals of Chatham, 459 Mass. 115 (2011) (Kenner), McGarrell urges us to revisit our decision on standing in the earlier appeal. We decline to do so. In sum, especially in light of the fact that the standing issues in Kenner arose in a different context,
Merits. Under the applicable section of the Boston zoning code, a variance may be granted only if three conditions have all been met.
The size and shape of McGarrell’s lot present its principal limitations. However, as the judge below recognized, those “conditions” are not “peculiar to McGarell’s lot” but are instead shared by all the other lots “in the neighborhood.” Therefore, under the express terms of the Boston zoning code, the lot’s dimensional limitations cannot serve as the basis for a variance. See Feldman v. Board of Appeal of Boston, 29 Mass. App. Ct. 296, 297 (1990) (variances typically not available due to a failure to meet dimensional requirements).
The “peculiar” condition on which the judge relied was the dilapidated condition of the old house.
It is uncontested that McGarrell purchased the property for the very purpose of living there in a home of the size and configuration of the old house. This establishes a baseline for reasonable use of the property, absent proof of what change in circumstances rendered the former intended use of the property no longer reasonable. See Steamboat Realty, LLC v. Zoning Bd. of Appeal of Boston, 70 Mass. App. Ct. at 606 (upholding denial of variance where “Steamboat does not assert that the building, in its preexisting condition, was inadequate for reasonable uses such that failure to grant an exception could be considered unreasonable”).
The judge committed an error of law when he concluded that McGarrell could expand the house vertically as matter of right. Because the lot was undersized, any house there violated the minimum lot size requirement. In such a circumstance, an increase in the size of an existing building could “intensify” the nonconformity (regardless of the extent to which the new house complied with setback or height requirements). See Bjorklund v. Zoning Bd. of Appeals of Norwell, 450 Mass. 357, 360-361 (2008) (Bjorklund).
To be sure, the Supreme Judicial Court has recognized that
In sum, the judge erred in concluding that the variances the board granted were the “minimum” necessary to allow for a reasonable use of the property, and the board therefore acted in excess of its authority when it granted the variances.
Alleged discrimination. McGarrell has chronic emphysema, and when he applied to the board for his variances, he asserted that the requested relief would allow “a dwelling suitable to [his] medical needs.” The board did not rely on his health issues in granting the variances, but it did note that the proposed home “meets the special medical needs of [McGarrell].” At trial, McGarrell offered some evidence that the new house was better suited to his medical condition than the old house, e.g., testimony by McGarrell’s wife that the open floor plan of the new house made it easier for him to navigate the house with his oxygen tank. The judge did not reference such testimony in his findings, nor did he rely on McGarrell’s medical issues in ruling that the variances were properly issued. Whether such silence
Viewed in its best light, McGarrell’s argument appears to be that, if construction of the larger home was necessary to accommodate a disability, then insisting on strict compliance with the zoning requirements would amount to unlawful “discrimination” under c. 40A, § 3. Such an argument finds some support in case law under the analogous Federal statute. See, e.g., Howard v. Beavercreek, 276 F.3d 802, 806 (6th Cir. 2002) (Federal Fair Housing Act “creates an affirmative duty on municipalities ... to afford [their] disabled citizens reasonable accommodations in [their] municipal zoning practices if necessary to afford such persons equal opportunity in the use and enjoyment of their property”).
Wherever the boundaries of the protections offered by G. L. c. 40A, § 3, may lie (something we need not and should not resolve here), McGarrell cannot in any event make out a claim
Remedy. With McGarrell having failed to prove his entitlement to the variances he had sought, Sheppard urges us to remand this case with a directive that the house be tom down. We decline to do so.
The case law recognizes that tear down orders do not necessarily follow every determination of a zoning violation, and that a court may consider equitable factors and the potential availability of money damages as an appropriate alternative remedy. See Marblehead v. Deery, 356 Mass. 532, 537-538 (1969); Kelloway v. Board of Appeal of Melrose, 361 Mass. 249, 256-257 (1972). See also Cottone v. Cedar Lake, LLC, 61 Mass. App. Ct. 464, 472 (2006); Steamboat Realty, LLC v. Zoning Bd. of Appeal of Boston, 70 Mass. App. Ct. at 605-606. The particular trajectory of this case makes deferring a decision on remedy especially appropriate. Notably, this is not a case where the public entity administering the applicable zoning requirements is seeking enforcement. Instead, the board has consistently supported the construction of McGarrell’s new house, which replaced a dilapidated home that the board determined was both an eyesore and a health hazard. In addition, as noted above, Sheppard has acknowledged that McGarrell could have rebuilt the old house as of right under article 9. Moreover, the defend
There are two problems with Sheppard’s position. First, this is not a case where a party is being allowed for the first time on appeal to raise an alternative argument to try to justify the zoning relief he seeks on the merits; instead, we consider the potential availability of an alternative path here only with respect to Sheppard’s request that we order the house to be torn down. Second, this is not a case where an owner freely chose the variance path. Rather, it was the board that insisted that McGarrell seek variances despite the obvious ill fit between that option and McGarrell’s situation. That insistence was apparently based on the board’s position that property owners cannot invoke article 9 where they are razing existing structures. The validity of the board’s position on this issue is not currently before us, but we do note that in the analogous context of G. L. c. 40A, § 6, the Supreme Judicial Court has implicitly recognized “that a single family residence may be constructed in replacement of a pre-existing nonconforming residence, even if it increases or intensifies the nonconformities, upon a finding that the new structure will not be substantially more detrimental to the neighborhood.” Eastern Point, LLC v. Zoning Bd. of Appeals of Gloucester, 74 Mass. App. Ct. 481,491 (2009) (Green, J., concurring), citing to Bransford v. Zoning Bd. of Appeals of Edgar-town, 444 Mass. 852, 862-863 (2005) (Greaney, J. concurring). Bjorklund, 450 Mass, at 360-361. In any event, for all we know based on the current record, it might be possible for the board to approve the defendant’s house under a different provision of the zoning code (with or without some physical changes).
Conclusion. For the reasons set forth above, we reverse the judgment affirming the board’s grant of the variances and remand for further proceedings consistent with this opinion.
So ordered.
Although there was a three-day bench trial, many of the key underlying facts were established by stipulation. The facts set forth below are drawn from the trial judge’s findings, supplemented by the parties’ stipulation, documentary evidence appended to that stipulation (or that was otherwise uncontested), and concessions the parties made on the record.
McGarrell has appended what purports to be a copy of article 9 to his brief. Since this portion of the zoning code was apparently not introduced in evidence below, it is not properly before us. See Russell v. New Bedford, 74 Mass. App. Ct. 715, 722 (2009), quoting from Fournier v. Central Taxi Cab, Inc., 331 Mass. 248, 249 (1954) (municipal ordinances and by-laws not subject to judicial notice; “[njeither a trial judge nor this court can consider such alleged ordinances [or by-laws] unless they are put in evidence”).
A portion of the south side of the old house extended all the way to the lot line, while a portion was offset over eight feet from the lot line (as compared to the ten-foot sideyard set back required by the code). After the renovation, the entire south side of the house extended to the lot line.
McGarrell acknowledged at trial that he proceeded with construction at his risk.
Primarily at issue in Kenner was the extent to which a seven-foot-taller home would affect both the plaintiffs’ view of the ocean from their own home and “the visual character of their neighborhood.” 459 Mass, at 121. The court concluded that the plaintiffs “did not put forth credible facts to support their allegation that the increased height of [the defendants’] new house will block their view of the ocean,” and that “apart from [the plaintiffs’] unsubstantiated claims and personal opinions, there was no evidence that the increased height of [the defendants’] new house would have a detrimental impact on the visual character of their neighborhood, the interest that the zoning by-law is designed
Specifically, these conditions are as follows:
“(a) That there are special circumstances or conditions, fully described in the findings, applying to the land or structure for which the variance is sought (such as, but not limited to, the exceptional narrowness, shallowness, or shape of the lot, or exceptional topographical conditions thereof) which circumstances or conditions are peculiar to such land or structure but not the neighborhood, and that said circumstances or conditions are such that application of the provisions of this code would deprive the appellant of the reasonable use of such land or stmcture;
“(b) That, for reasons of practical difficulty and demonstrable and substantial hardship fully described in the findings, the granting of the variance is necessary for the reasonable use of the land or structure and that the variance as granted by the Board is the minimum variance that will accomplish this purpose; [and]
“(c) That the granting of the variance will be in harmony with the general purpose and intent of this code, and will not be injurious to the neighborhood or otherwise detrimental to the public welfare
Boston Zoning Code, art. 7, § 7-3.
Although the judge did not focus on the issue, there was also evidence regarding some apparently unique soil conditions on the parcel. However, Mc-Garrell presented no evidence of how such soil conditions affected the size of the house, so the existence of the “peculiar” soil conditions offers no additional help.
McGarrell additionally maintained that his chronic emphysema created a hardship that justified the variances. As a general matter, a hardship resulting from a personal condition or characteristic of the owner (rather than from conditions affecting the land itself) is not a valid basis for a variance. “[A] variance applies to the land rather than to its current owner, and . . . mns with the land when it is conveyed to [another] person.” Huntington v. Zoning Bd. of Appeals of Hadley, 12 Mass. App. Ct. 710, 716 (1981), quoting from 3 Anderson, American Law of Zoning § 18.64, at 311 (2d ed. 1977). For this reason, a variance should be granted “based only upon circumstances which directly affect the real estate and not upon circumstances which cause personal hardship to the owner.” Huntington, supra at 715. This general rule applies not only to personal financial hardships, but also to hardships occasioned by the poor health of the owner. Aronson v. Board of Appeals of Stoneham, 349 Mass. 593, 595 (1965). Winn v. Board of Appeals of Saugus, 358 Mass. 804, 805 (1970). Paulding v. Bruins, 18 Mass. App. Ct. 707, 711 (1984). See generally 8 Rohan, Zoning Land Use & Controls § 43.02[4][b][ii] (2011); 3 Yokley, Zoning Law & Practice § 20-11 (4th ed. 2008). As to whether McGarrell’s emphysema might justify zoning relief on other grounds, see discussion infra.
Pursuant to G. L. c. 40A, § 10, the circumstances requiring a variance must relate to “the soil conditions, shape or topography of such land or
Compare Lombard v. Board of Appeal of Wellesley, 348 Mass. 788, 789 (1965), where, in the context of an appeal of the denial of a special permit for the minor expansion of a prior nonconforming structure (a garage that had been constructed in 1937), the owner showed that the expansion was necessary in order to accommodate the width of modem cars. Although there was some limited testimony here that at least one aspect of the interior of the building (the slope of the stairs) might need to be modified because of the building code, there was no testimony that this required the house to be larger.
While McGarrell testified that he had to borrow more money once he learned that the old house had to be tom down, he offered no evidence that the lender had insisted that the new house be larger, or that constructing a house the size of the old one otherwise would have been economically infeasible. Compare Marashlian v. Zoning Bd. of Appeals of Newburyport, 421 Mass.
The judge found that the footprint of the new house “is the exact same width as the old structure.” This is an accurate statement insofar as it refers to the maximum width of the two structures, but it is misleading to the extent that it implies that the average width of the house did not change. See note 4, supra.
Bjorklund was decided under G. L. c. 40A, but the defendants have not demonstrated why a different rule would apply to the Boston zoning code. See McGee v. Board of Appeal of Boston, 62 Mass. App. Ct. 930, 930 (2004).
Indeed, in Bjorklund, the court concluded that such changes would not amount to intensifications “as matter of law.” 450 Mass, at 363.
McGarrelI filed a motion to strike Sheppard’s reply brief, claiming that it is “nothing more than an attempt to introduce before the Appeals Court evidence and Sheppard’s self-serving analysis of this evidence, which was not introduced below.” The “evidence” in the reply brief (diagrams of the footprints of the old and new houses) appears in substance in the trial record. The motion to strike is denied.
In addition, the south side of the house was expanded deeper into the lot.
At oral argument, the board represented that, where article 9 of the Boston zoning code applies, it can potentially allow expansion of a preexisting nonconforming structure up to a certain percentage increase. The board also stated that it is unable to formulate a position on whether the specific expansion of the house here could qualify under article 9 without going through the requisite article 9 procedures. The specifics of article 9 and whether the new house could meet them are not currently before us. However, the fact that such a provision exists underscores the ill fit of the variance process here. Although the limitations of the record prevent a precise determination, it appears at least possible that the expansion the board asks us to treat as “insignificant” for purposes of endorsing its variance, would exceed the
We recognize that the Supreme Judicial Court has indicated that a trial court judge’s determination that a zoning impact was “de minimis” is generally entitled to great deference. Cf. Kenner, 459 Mass, at 123 (where trial “judge stated that the evidence showed that the increased height of the new house would have a de minimis impact on the [plaintiffs’] view of the ocean,” and the judge had the benefit of taking a view, “we cannot conclude that [his] ultimate finding that the [plaintiffs] were not aggrieved persons . . . was clearly erroneous”). However, the judge here was explicit that he found the increased footprint of the house “de minimis” based on his determination that the expansion had “relatively no impact on the surrounding neighborhood.” That consideration is relevant only to the third requirement for granting a variance. See note 7, supra. To the extent the judge’s conclusion that the expansion was “de minimis” can be seen as a factual finding that the variances granted were indistinguishable from the minimum necessary variances, that finding is inconsistent with the judge’s subsidiary findings about the differences between the old house and the new house, and we accordingly are not bound by it. See Simon v. Weymouth Agrie. & Industrial Soc., 389 Mass. 146, 151-152 (1983). Compare Capodilupo v. Vozzella, 46 Mass. App. Ct. 224, 227 (1999) (where there was actual encroachment of only few inches, this was determined to be “spatially inconsequential” and “truly de minimis”).
The pertinent language, which was inserted by St. 1989, c. 106, states that “local land use and health and safety laws, regulations, practices, ordinances, by-laws and decisions of a city or town shall not discriminate against a disabled person.” This language was made specifically applicable to all municipalities, including Boston.
The Federal Fair Housing Amendments Act, 42 U.S.C. § 3604(f), which was enacted the year before the relevant language was added to G. L. c. 40A, § 3, makes it unlawful “[t]o discriminate in the sale or rental, or to otherwise make unavailable or deny, a dwelling to any buyer or renter because of a handicap,” § 3604(f)(1), and defines “discrimination” to include “a refusal to make reasonable accommodations in rules, policies, practices, or services, when such accommodations may be necessary to afford such person equal opportunity to use and enjoy a dwelling.” § 3604(f)(3)(B).
For purposes of our analysis, we assume arguendo that McGarrell is a “disabled person” within the meaning of the statute and that the requested variances would be a “reasonable accommodation” of his disability.
The parties have also alluded to provisions of the zoning code, in addition to article 9, that may be relevant. Further, when pressed at oral argument as to