Shepard v. IrvingShepard v. Irving
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- Before:
- Lee
MEMORANDUM OPINION
LEE, District Judge.THIS MATTER is before the Court on Defendants’ motion to dismiss for lack of subject matter jurisdiction and for failure to state a claim. The plaintiff in this case is a college student with a learning disability who sought additional time on her assignments from her English professor. The professor denied her the additional time and suspected her of plagiarism. The professor later gave the plaintiff an “F” in her class and brought plagiarism charges against her with the university’s student disciplinary board, the Honor Council. During the Honor Council proceeding, the plaintiff was not allowed to have an attorney represent her nor was she allowed to have her mother testify as a witness. Ultimately, the Honor Council convicted her of the charges as alleged, affirmed the “F” she received in her class, and gave her a written reprimand. Based on these actions, the plaintiff alleges violations under the Fourteenth Amendment (Count I), First Amendment (Count II), Americans with Disabilities Act (“ADA”) and the Rehabilitation Act (Count III) against the professor, the university, the university’s president, a university dean in charge of the Honor Council, and the students on the Honor Council.
Two issues are before the Court. The first issue is whether a public university, its officials, and students who presided over the Honor Council proceeding, are immune from suit for their role in initiating disciplinary proceedings and convicting the plaintiff of plagiarizing her assignment.
Upon review of the pleadings and arguments of the parties, this Court holds as follows. First, the Court lacks subject matter jurisdiction over all claims against the students presiding over the Honor Council proceeding because they were acting in a quasi-judicial capacity during the proceeding and thus are entitled to absolute immunity from all claims arising out of such proceeding. Moreover, the plaintiff does not have a cause of action against the remaining defendant officials in their individual capacities for violations under Title II of the Americans with Disabilities Act and the Rehabilitation Act because these statutes are not actionable against individuals and the plaintiff is barred from bringing suit under
Nonetheless, the plaintiff may assert her Rehabilitation Act claim (Count III) against the defendant officials in their official capacities because the public university waived its sovereign immunity when it accepted federal funds. Moreover, the plaintiff may seek prospective injunctive relief for her ADA claim against the defendant officials in their official capacities pursuant to the Ex parte Young doctrine.
Second, the plaintiff fails to state a claim under the Fourteenth Amendment, First Amendment, Rehabilitation Act, and ADA. In particular, the plaintiff fails to state a claim for discrimination under the Fourteenth Amendment (Count I) because she does not allege the deprivation of any recognized constitutional interest. In addition, the plaintiff fails to state a claim for retaliation under the First Amendment (Count II) because she fails to allege that she suffered some adversity in response to her exercise of a protected right. Finally, the plaintiff fails to state a claim under the Rehabilitation Act and the ADA (Count III) because the allegations in the Complaint do not allege that she was excluded from any service, program, or benefit. Accordingly, Defendants’ motions to dismiss are GRANTED.
I. BACKGROUND
Plaintiff Amy Shepard (“Shepard”) was a student at George Mason University (“GMU”) during the summer of 2000. GMU is a state created university and is a recipient of federal education funding. During her tenor at GMU, Shepard utilized the GMU Disability Resource Center because she has a learning disability that limits her ability to concentrate and learn. Shepard requested accommodations through the Resource Center to allow her additional time to research and write her assignments. During Shepard’s last semester prior to graduation, in the 2000 summer school session, Shepard took an English class taught by Professor Katrina Irving, Ph.D. Dr. Irving did not give Shepard extra time to complete her assignments. Shepard encountered difficulty properly completing her English written assignments and complained to the GMU Disability Resource Center about Dr. Irving’s failure to allow Shepard the extra time. On July 21, 2000, Dr. Irving informed Shepard that she suspected Shepard of plagiarism, and subsequently gave Shepard a failing grade in her English class.
On August 28, 2000, Dr. Irving filed a plagiarism charge against Shepard with the school’s Honor Council. GMU’s Honor Council is a student run organization, which adjudicates alleged violations of the school’s rules. During the Honor Council proceeding, Shepard asked Dr. Mulherin if she could be represented by her attorney or her mother and also have her mother serve as a witness. Dr. Mulherin denied her request. It was GMU’s policy not to have attorneys or law students represent students during such proceedings.
On November 2, 2000, Shepard filed a Complaint in this Court to halt the Honor Council proceedings. On March 21, 2001, this Court dismissed Shepard’s case as unripe. On March 26, 2001, the Honor Council issued its decision finding Shepard guilty of the offense as charged, issued her a written reprimand, affirmed the “F” she received in her class, and ordered her to perform community service. Shepard appealed the decision and was unsuccessful.
On July 11, 2001, Shepard filed a second Complaint in this Court against Dr. Irving, Dr. Mulherin, GMU President Alan Mer-ten, the Rector and Visitors of GMU, and Honor Committee Members, Lisa Stid-ham, Leigh Ann Murtha, Chrissy Forbes, and Joe Boatwright (collectively “Defendants”) arising out of her failure to receive additional time to complete her assignments and the disciplinary proceedings instituted against her.
Count I alleges that Defendants’ actions deprived Shepard of her liberty interest in her reputation and future employment and a property interest in her education in violation of the Due Process Clause of the Fourteenth Amendment. See U.S. CONST, amend. XIV. In particular, Shepard alleges due process violations arising from: (1) Dr. Irving failing to abide by GMU’s own policy by filing honor charges more than fifteen days after Dr. Irving realized the violation; (2) GMU’s policy barring attorneys and law students from representing an accused before the Honor Council; (3) Dr. Mulherin’s refusal to let Shepard’s mother represent Shepard during the proceedings in violation of GMU’s own policy; and (4) Dr. Mulherin’s refusal to allow Shepard the right to call her mother as a witness.
Count II alleges that Defendants retaliated against Shepard for exercising her First Amendment right to redress her grievance. See U.S. CONST, amend. I. In particular, Shepard alleges that: (1) in retaliation for Shepard’s complaint about Dr. Irving, Dr. Irving gave Shepard a failing grade; and (2) in retaliation for Shepard contesting the grade in Honor Council, Dr. Irving disparaged Shepard’s reputation, and prevented her graduation and anticipated employment.
Count III alleges that Defendants breached their obligation under the Americans with Disabilities Act of 1990 (“ADA”) § 309,
II. DISCUSSION
Similarly, in considering a motion to dismiss under
A court must first resolve jurisdictional issues before proceeding to the issue of whether the plaintiff has stated a claim.
See Steel Co. v. Citizens for a Better Env’t,
523 U.S. 83, 93-102, 118 S.Ct. 1003, 140 L.Ed.2d 210 (1998). In addition, a court must resolve jurisdictional issues related to statutory construction before resolving jurisdictional issues related to sovereign immunity.
See Vermont Agency of Natural Res. v. United States,
529 U.S. 765, 778-79, 120 S.Ct. 1858, 146 L.Ed.2d 836 (2000). Accordingly, the issues before the Court are addressed as follows. First, the Court addresses whether Section 504 of the Rehabilitation Act creates a private cause of action against a State entity. Second, the Court addresses absolute immunity as it relates to the Honor Committee Members. Third, the Court addresses Eleventh Amendment immunity with respect to GMU, Dr. Mulherin, and Dr. Merten in their official capacities and Congress’ attempt to abrogate such immunity for claims brought against them under the ADA and the Rehabilitation Act. Fourth, the Court addresses Eleventh Amendment immunity with respect to GMU, Dr. Mulherin, and Dr. Merten in their official capacities and their waiver of such immunity for claims under the Rehabilitation Act. Fifth, the Court addresses Eleventh Amendment immunity and Dr. Mulherin and Dr. Merten’s liability for prospective injunctive relief under the
Ex parte Young
doctrine. Sixth, the Court addresses immunity for Defendants in their individual capacities for ADA and Rehabilitation Act claims, and the viability of causes of action under
A. Private Right of Action under Section 50k of the Rehabilitation Act
Defendants argue that Congress has not clearly and unambiguously created a private right of action to enforce Section 504 of the Rehabilitation Act. Specifically, Defendants argue that there is nothing in the statute that puts States on notice that upon accepting federal funds they would be subjected to a private right of action under Section 504. When determining congressional intent to create a private right of action or to otherwise make a remedy available to a special class of litigants, a court should determine: (1) whether the statute was enacted for the benefit of a special class of persons, of which the plaintiff is a member; (2) whether there is any indication of legislative intent to create a private remedy; (3) whether the implication of such a remedy is consistent with the underlying purposes of the legislative scheme; and (4) whether implying a federal remedy is inappropriate because the subject matter involves an area basically of concern to the States. See Cannon v. Univ. of Chicago, 441 U.S. 677, 689-708, 99 S.Ct. 1946, 60 L.Ed.2d 560 (1979) (citing Cort v. Ash, 422 U.S. 66, 95 S.Ct. 2080, 45 L.Ed.2d 26 (1975)).
The Seventh Circuit in Lloyd v. Regional Transportation Authority analyzed these factors in light of Section 504 and made a determination that Section 504 created a private right of action against a State entity. 548 F.2d 1277, 1285-87 (7th Cir.1977). The Fourth Circuit has acknowledged the sound reasoning of the Lloyd Court’s holding and has held that a private right of action exists under Section 504 against a State entity. See Davis v. Southeastern Cmty. Coll., 574 F.2d 1158 (4th Cir.1978), rev’d on other grounds, Southeastern Cmty. Coll. v. Davis, 442 U.S. 397, 99 S.Ct. 2361, 60 L.Ed.2d 980 (1979); see also Pandazides v. Virginia Bd. of Ed., 13 F.3d 823, 828 (4th Cir.l994)(acknowledging Section 504 creates a private right of action). Therefore, pursuant to such authority, this Court holds that Shepard has a private right of action to sue under Section 504.
B. Absolute Immunity for Honor Committee Members
Defendants Stidham, Murtha, Forbes, and Boatwright (“Honor Committee Members”) are immune from personal liability pursuant to the doctrine of absolute immunity. Generally, the judicial system assumes that all individuals, whatever their position, are subject to the law. See Austin Mun. Sec., Inc. v. Natl Ass’n of Sec., 757 F.2d 676, 687 (5th Cir.1985). However, absolute immunity exempts an official from personal liability, when they hold an official position and perform specialized duties and the alleged offense falls under the scope of such duties. See id. (citing Nixon v. Fitzgerald, 457 U.S. 731, 102 S.Ct. 2690, 73 L.Ed.2d 349 (1982)). Officials protected by absolute immunity do not have to face the rigors of full discovery or trial for claims arising within their official duties. See id. (acknowledging that such officials are subject to discovery to determine whether their actions were taken within the scope of their authority). Ultimately, the burden is on the person claiming absolute immunity to prove that public policy requires such a broad protection of the person’s actions. See id.
The “functional approach” must be utilized to determine whether an official is entitled to absolute immunity.
See Butz v. Economou,
438 U.S. 478, 514-15, 98 S.Ct. 2894, 57 L.Ed.2d 895 (1978). This
Shepard alleges damages against the Honor Committee Members in their individual capacities for presiding over a Honor Council proceeding where the Members’ sole purpose was to adjudicate allegations of academic dishonesty and recommend a sanction. (Comply 25.) The Honor Committee Members were presented with Shepard’s case in an adversarial manner, they listened to the facts presented, and rendered their decision. The Hon- or Committee Members were essentially performing the function of judicial officers for GMU, as a state agency. Their performance of such duties makes them open to vexatious litigation and the threat of civil liability from accused students who are unhappy with the council’s decision. Moreover, the Honor Council was subject to procedures and administrative processes, which shaped the quasi-judicial adjudication. (Compl.1ffl 38-40.) Therefore, pursuant to the reasoning in Butz, the Honor Committee Members are entitled to absolute immunity from damages for any claims arising out of the Honor Council proceeding because they were acting within a quasi-judicial capacity. 1
C. Eleventh Amendment Protection of GMU, Dr. Mulherin, and Dr. Merten in their Official Capacities for Claims under the Rehabilitation Act and the ADA (Count III)
Each state has sovereign immunity from lawsuits brought by private citizens under the Eleventh Amendment. See U.S. CONST, amend XI. The Eleventh Amendment provides:
The Judicial power of the United States shall not be construed to extend to any suit in law or equity, commenced or prosecuted against one of the United States by Citizens of another State,- or by Citizens or Subjects of any Foreign State.
Id.
Although the plain meaning of the Eleventh Amendment does not support states’ sovereign immunity directly, the Supreme Court has extended the plain meaning to lawsuits brought by private citizens against their own state.
See Ki-mel v. Florida Bd. of Regents,
528 U.S. 62, 72-73, 120 S.Ct. 631, 145 L.Ed.2d 522 (2000)(citing
Coll. Sav. Bank v. Florida
Sovereign immunity extends to GMU as well as to Dr. Mulherin, and Dr. Merten in their official capacities. A state supported university enjoys the same sovereign immunity as States. See Thorpe v. Virginia State University, 6 F.Supp.2d 507, 509 n. 4 (E.D.Va.1998). Moreover, suits against state officials in their official capacities are considered suits against the state. See Litman v. George Mason University, 186 F.3d 544, 547 (4th Cir.1999). GMU is a state supported institution of higher education. See id. In addition, Shepard files suit against Dr. Mulherin and Dr. Mertin in their official capacities as GMU officials. Accordingly, GMU, Dr. Mulherin, and Dr. Mertin enjoy the same sovereign immunity as the Commonwealth of Virginia.
Sovereign immunity bars all claims against the States regardless of the type of relief. See South Carolina State Ports Auth. v. Federal Maritime Comm’n, 243 F.3d 165, 169-70 (4th Cir.2001). However, the immunity that States enjoy under the Eleventh Amendment is not absolute. States are not protected under the doctrine of sovereign immunity if (a) there exists a valid abrogation of that immunity by Congress, (b) a state has clearly and unequivocally waived its immunity, or (c) the prosecution of an action fits comfortably within the doctrine of Ex parte Young. See Bell Atlantic Maryland v. MCI Worldcom, Inc., 240 F.3d 279, 288 (4th Cir.2001).
With respect to Count III of her Complaint, Shepard argues that GMU, Dr. Merten, and Dr. Mulherin are liable in their official capacities under the ADA and Rehabilitation Act because Congress validly abrogated Defendants’ sovereign immunity with the enactment of these statutes prohibiting discrimination based on a disability. In addition, Shepard argues that GMU clearly waived its immunity from suit for claims under the Rehabilitation Act when Congress conditioned the receipt of federal funds in return for GMU’s commitment not to discriminate on the basis of an individual’s disability. Moreover, Shepard argues that the prosecution of her action fits comfortably within the doctrine of Ex parte Young because Defendants are committing an ongoing violation of federal law. Each argument is addressed in turn.
1. Abrogation of Sovereign Immunity under Title II of the ADA
In determining whether Congress has validly abrogated a state’s sovereign immunity, courts generally look to the well-established two-prong test set forth in Seminole Tribe of Florida v. Florida, 517 U.S. 44, 55, 116 S.Ct. 1114, 134 L.Ed.2d 252 (1996):(1) whether Congress intended to abrogate the state’s sovereign immunity; and (2) whether Congress has acted pursuant to a valid exercise of its power. Id.
a. Intent to Abrogate
Congress clearly expressed its intent to abrogate States’ sovereign immunity in passing Title II of the ADA.
See
A State shall not be immune under the [Eleventh [Ajmendment to the Constitution of the United States from an action in Federal or State court of competent jurisdiction for a violation of this chapter ....
b. Exercise of Section 5 Power
Under the second Seminole Tribe prong, the Court must determine whether Congress validly exercised its Section 5 power under the Fourteenth Amendment. A valid Section 5 exercise of power by Congress “must exhibit ‘congruence and proportionality between the injury to be prevented or remedied and the means adopted to that end.’ ” Garrett, 531 U.S. at 365, 121 S.Ct. 955 (quoting City of Boeme, 521 U.S. at 520, 117 S.Ct. 2157). The inquiry concerning the “congruence and proportionality” of Congress’ legislation is two-fold: (a) Congress must make findings of discrimination by the States; and (b) the resulting Congressional legislation must be specifically tailored to address the discovered discrimination. See id.
However, before turning to the “congruence and proportionality” analysis this Court must first “identify with some precision the scope of the constitutional right at issue.” Garrett, 531 at 356, 121 S.Ct. 955. Where, as here, the Equal Protection Clause concerns people with disabilities, the Supreme Court has rejected the “quasi-suspect” classification and instead applied a “rational-basis” review. See id. (citing City of Cleburne v. Cleburne Living Ctr., Inc., 473 U.S. 432, 105 S.Ct. 3249, 87 L.Ed.2d 313 (1985)). In other words, “the Fourteenth Amendment does not require States to make special accommodations for the disabled, so long as their actions toward such individuals are rational.” Id.
Under the “rational-basis” review, the
Garrett
Court considered whether Congress validly abrogated States’ sovereign immunity under Title I of the ADA.
2
In its “congruence and proportionality” inquiry, the
Garrett
Court found that Congressional findings concerning employment discrimination of persons with a disability primarily involved local, not state, governments.
See id.
at 369, 121 S.Ct. 955. Moreover, the
Garrett
Court found that the few discriminatory instances involving state governments were too limited to con
Despite its holding that there were little to no Congressional findings of state discrimination, the
Garrett
Court considered the proportionality of Title I of the ADA as a Congressional remedy.
See id.
at 370, 121 S.Ct. 955. In addition to rejecting the ADA Title I requirement for employers to make facilities accessible, the Supreme Court also determined that “the [reasonable] accommodation duty far exceeds what is constitutionally required in that it makes unlawful a range of alternative responses that would be reasonable but would fall short of imposing an ‘undue burden’ upon the employer.”
Id.
The Supreme Court also noted that Title I of the ADA shifts the burden from the plaintiff to the defendant to establish that a reasonable accommodation would be an undue burden, which is a direct contradiction of the United States Constitution.
See id.
Finally, the Supreme Court compared Title I of the ADA to the Voting Rights Act (“VRA”), which the Court had previously upheld in
South Carolina v. Katzenbach,
383 U.S. 301, 308, 86 S.Ct. 803, 15 L.Ed.2d 769 (1966). The VRA specifically targeted only the States where discrimination had been found.
See id.
at 328, 86 S.Ct. 803. In stark contrast, the Supreme Court found that “Congressional enactment of the ADA represents its judgment that there should be a ‘comprehensive national mandate for the elimination of discrimination against individuals with disabilities.’ ”
Id.
at 373, 86 S.Ct. 803 (quoting
The Garrett Court specifically did not address Title II. However, in the wake of Garrett, several circuits have applied the Garrett Court’s analysis to Title II of the ADA. See Garcia, 280 F.3d 98 (holding that Congress did not validly exercise its Section 5 authority to abrogate States’ sovereign immunity under Title II of the ADA); Thompson, 278 F.3d at 1034 (same); Reickenbacker, 274 F.3d at 983 (same). But see Popovich v. Cuyahoga Cty. Court of Common Pleas, 276 F.3d 808, 815-16 (6th Cir.2002)(holding Congress did not validly abrogate a State’s Eleventh Amendment immunity for actions brought under Title II of the ADA relying upon the Equal Protection Clause; however, Congress did validly abrogate such immunity with respect to Due Process considerations). In light of this case law and applying the “rational-basis” review, the Court turns to the “congruence and proportionality” inquiry.
Under the first prong of the “congruence and proportionality” inquiry, this Court still considers the Congressional findings as to the States’ discrimination against people with disabilities in the provision of public services and public accommodations. As Justice Breyer denoted in his
Garrett
dissent, Congress held thirteen congressional hearings and created a special task force to determine the extent of state discrimination of the disabled.
See Garrett,
531 U.S. at 377-378,121 S.Ct. 955; App. A-C. As the
Garrett
majority noted, however, “at most, ... 50 of these allegations describe conduct that could conceivably amount to constitutional violations by the States, and most of them are so general and brief that no firm conclusion can be drawn.”
Id.
at 370 n. 7, 121 S.Ct. 955. The majority noted that almost all of these incidents were in the context of discrimination in public accommodations under Title II and III of the ADA. This Court finds that, even if all of the 50 allegations of discrimination based on disability are attributable to discrimination prohibited under Title II of the ADA, then these 50 incidents are still not sufficient to evidence
Nonetheless, even if the Court were to find that these 50 incidents did constitute a practice of discrimination, Title II of the ADA is overly broad and is not specifically tailored to the alleged discrimination as required by the second prong of the “congruence and proportionality” inquiry. The Equal Protection Clause mandates that similarly situated citizens enjoy similar treatment.
See Thompson,
278 F.3d at 1031. However, Title II of the ADA shifts the burden to public entities to affirmatively provide equal treatment to persons with a disability by requiring the public entities to make “reasonable modifications.”
Accordingly, this Court finds that Congress did not validly exercise its Section 5 authority under Title II of the ADA to abrogate States’ sovereign immunity.
2. Waiver of Sovereign Immunity under the Rehabilitation Act
Congress enacted Section 504 of the Rehabilitation Act pursuant to the spending clause.
3
See Frederick L. v. Dep’t of Public Welfare,
157 F.Supp.2d 509, 520 (E.D.Pa.2001)(citing cases acknowledging Section 504 as spending clause enactment). Under the Spending Clause, Congress may use federal funds to induce States to behave in a certain way by offering federal funds to States that agree to certain congressionally imposed conditions.
See West Virginia v. U.S. Dep’t of Health & Human Seros.,
289 F.3d 281, 286-87 (4th Cir.2002) (citing
New York v. United States,
505 U.S. 144, 112 S.Ct. 2408, 120 L.Ed.2d 120 (1992)). Ultimately, Congress presents States with a choice: the state can either comply with certain congressionally mandated conditions in exchange for federal funds or not comply and decline the funds.
See Lit-
A state may waive its immunity by either explicitly specifying its intention to subject itself to suit in federal court, or by voluntarily participating in federal spending programs where Congress expressed a clear intent to condition receipt of a federal benefit or federal funds on the State’s consent to waive. See Booth v. Maryland, 112 F.3d 139, 145 (4th Cir. 1997) (citation omitted). Waiver of immunity as a condition to the receipt of funds should be found only where a statute so provides “by the most express language or by such overwhelming implications from the text as (will) leave no room for any other reasonable construction.” Edelman v. Jordan, 415 U.S. 651, 673, 94 S.Ct. 1347, 39 L.Ed.2d 662 (1974); McConnell v. Adams, 829 F.2d 1319, 1329 (4th Cir.1987) (citation omitted). Mere participation by a state in a program through which the Federal Government provides assistance for the operation of a state system is insufficient to constitute consent to be sued in federal court. See Florida D&p’t of Health v. Florida Nursing Home Assoc., 450 U.S. 147, 150, 101 S.Ct. 1032, 67 L.Ed.2d 132 (1981) (citing Murray v. Wilson Distilling Co., 213 U.S. 151, 171, 29 S.Ct. 458, 53 L.Ed. 742 (1909)); Edelman, 415 U.S. at 673, 94 S.Ct. 1347.
GMU waived its sovereign immunity by accepting federal assistance under the Rehabilitation Act. Under the Rehabilitation Act, Congress stated that no disabled individual shall be excluded from participation in, be denied the benefits of, or be subjected to discrimination under any program or activity receiving federal financial assistance.
See
A State shall not be immune under the Eleventh Amendment of the Constitution of the United States from suit in Federal court for a violation of Section 504 of the Rehabilitation Act of 1973 [29 U.S.C. § 794 ] ... or the provisions of any other Federal statute prohibiting discrimination by recipients of Federal financial assistance.
Defendants argue that GMU’s waiver of immunity is invalid and unconstitutional for two reasons. First, Defendants argue that the waiver is invalid because GMU mistakenly believed that Congress already abrogated such immunity and therefore it did not knowingly waive its Eleventh Amendment immunity. Second, Defendants argue that GMU’s waiver is unconstitutional because it was coercive. Each argument is addressed in turn.
Defendants argue that the context of GMU’s acceptance of funds raises questions about the knowing and voluntary nature of GMU’s waiver of sovereign immunity. Defendants argue that any state accepting conditioned federal funds under the Rehabilitation Act could not have understood that “in doing so it was actually abandoning its constitutional sovereign immunity from private damages suits” because the Rehabilitation Act expressly provides that a state shall not be immune under the Eleventh Amendment from an action in federal court. See Garcia, 280 F.3d at 110. Defendants contend that the decision of whether or not to accept funds was moot at the time such decision was made because any state would have been justified in its belief that its immunity from suit had already been abrogated by Congress.
The Court is unpersuaded by this argument. Essentially, Defendants ask the Court to disregard GMU’s knowing waiver of immunity because it mistakenly believed that it was already exposed to suit by virtue of
b. Coercive Nature of Waiver
Defendants argue further that GMU was unconstitutionally coerced into waiving its sovereign immunity. The Supreme Court has recognized that some financial inducements by Congress might be so coercive as to turn into compulsion. See South Dakota v. Dole, 483 U.S. 203, 211, 107 S.Ct. 2793, 97 L.Ed.2d 171 (1987). Relying on such Supreme Court precedent, six out of the thirteen judges on the Fourth Circuit found coercive the congressional withholding of a $60 million grant on the basis that the Commonwealth of Virginia failed to provide private education services to less than one tenth of one percent (126) of the 128,000 handicapped students for whom the funds were earmarked. See Commonwealth of Virginia v. Riley, 106 F.3d 559, 569 (4th Cir.l997)(ew banc) (Luttig, J.), abrogated on other grounds by, Amos v. Maryland Dept, of Pub. Safety, 126 F.3d 589 (4th Cir.1997). The Fourth Circuit held that such tactic began to resemble impermissible coercion because it forced a state agency to choose between providing services for a small number of students and surrendering all special education funds. See id. at 570 (stating in dicta that it is coercive to have a state forego the entirety of a substantial federal grant on the ground that the state agency refused to fulfill their federal obligation “in some insubstantial respect rather than submit to the demands of Washington.”). Even though this holding was not essential to the disposition in Riley, it stands for the proposition that “the loss of an entire block of federal funds upon a relatively minor failing by a state [is] constitutionally suspect.” See West Virginia, 289 F.3d at 291.
In
West Virginia,
the Fourth Circuit revisited the reasoning in
Riley
and acknowledged the quagmire that courts may become involved in when they utilize this coercion theory.
See id.
at 291 (citing cases). In
West Virginia,
the Fourth Circuit was faced with a situation where the Federal Government provided West Virginia $1 billion in Medicaid funds each year, yet recovered less than $2 million each year from an estate recovery plan.
See id.
at 291-92. Under the Medicaid statute at issue, once a state failed to enact an estate recovery program within the time frame
Similar to the Medicaid statute, Section 504 is not unconstitutionally coercive because it is not an “all or nothing” statute. Section 504 prohibits “any program or activity” that receives federal financial assistance from discriminating against a qualified individual with a disability.
See
[B]y accepting funds offered to an agency, the State waives its immunity only with regard to that individual agency that receives them. A State and its instrumentalities can avoid Section 504’s waiver requirement on a piecemeal basis, by simply accepting federal funds for some departments and declining them for others. The State is accordingly not required to renounce all federal funding to shield chosen state agencies from compliance with Section 504.
Jim C., 235 F.3d at 1081. This choice that Congress has given to States minimizes the effect of the drastic “all or nothing” choice denounced in Riley, and referenced later in West Virginia. Therefore, the choice presented by Congress under Section 504 not to discriminate or to refuse funding under the Rehabilitation Act is not unconstitutionally coercive.
Defendants argue further that the
Based on the Court’s conclusion that GMU waived its sovereign immunity, such waiver was knowing, and such waiver was not impermissibly coercive, this Court holds that the doctrine of sovereign immunity does not bar Shepard from asserting her Rehabilitation Act claim against GMU, Dr. Mulherin, and Dr. Merten in their official capacities.
3. Immunity under the Ex parte Young doctrine for claims under Title II of the ADA
Notwithstanding Congress’ failure to abrogate immunity under Title II of the ADA, Dr. Mulherin and Dr. Merten remain exposed to liability under Title II of the ADA pursuant to the
Ex parte Young
doctrine.
5
The
Ex parte Young
doctrine allows suits against individuals in their official capacities for declaratory or injunctive relief.
See Ex parte Young,
209 U.S. 123, 28 S.Ct. 441, 52 L.Ed. 714 (1908). To overcome immunity under the
Ex parte Young
doctrine, an action must seek prospective injunctive relief to end a continuing violation of federal law.
See Quern v. Jordan,
440 U.S. 332, 347-48, 99 S.Ct. 1139, 59 L.Ed.2d 358 (1979). For example, claims for reinstatement by university students are prospective in nature and are appropriate subjects for
Ex parte Young
actions.
See Caríen v. Kent State Univ.,
282 F.3d 391, 396 (6th Cir.2002). However, the doctrine does not apply in situations where Congress has created a
The only state officials sued in their official capacity in this case are Dr. Mulherin and Dr. Merten. Moreover, Defendants acknowledge that Title II of the ADA does not contain a comprehensive remedial scheme. Therefore, the Ex parte Young doctrine potentially exposes Dr. Mulherin and Dr. Merten, as state entity officials, to prospective injunctive relief in their official capacities for claims under the ADA. Shepard seeks an injunction permitting her a new trial before the Honor Council where she would be allowed representation. 6 Similar to a student’s desire to be reinstated into a University after being expelled, this Court holds that Shepard’s request qualifies as prospective injunctive relief. Accordingly, Dr. Mulherin and Dr. Merten are exposed to liability for claims by Shepard under the ADA that seek prospective injunctive relief.
D. Immunity for Defendants in Their Individual Capacities for ADA and Rehabilitation Act Claims
The Eleventh Amendment does not bar actions against defendants in their individual capacities.
See Romano v. Bible,
169 F.3d 1182, 1185 (9th Cir.1999). A plaintiff may utilize
Shepard cannot use
A person cannot enforce the Rehabilitation Act pursuant to
Therefore, Shepard does not have a cause of action against Defendants in their individual capacities because the ADA and Rehabilitation Act are not actionable against individuals and the plaintiff cannot bring suit under
E. Qualified Immunity under First Amendment (Count I) and First Amendment (Count II) claims
Defendants Dr. Irving, Dr. Mulherin, and Dr. Merten are entitled to qualified immunity for Shepard’s claims brought pursuant to the Fourteenth Amendment and First Amendment. A citizen has the Constitutional right to free speech and to not be deprived of a liberty or property interest without Due Process under the law.
See
U.S. CONST, amend. I, XIV.
The Supreme Court sets forth a two-prong test for analyzing a claim of qualified immunity in the context of an alleged constitutional violation.
See Taylor v. Waters,
81 F.3d 429, 433 (4th Cir.l996)(citing
Harlow,
457 U.S. at 818, 102 S.Ct. 2727). The court must determine: (1) whether there was a clearly established right, and (2) whether a reasonable officer would have known that he violated such right.
See id.
Under the first prong, the court must ascertain whether the plaintiff has alleged the deprivation of an actual constitutional right.
See Wilson v. Layne,
526 U.S. 603, 609, 119 S.Ct. 1692, 143 L.Ed.2d
In order for a right to be clearly established, “the ‘contours of the right’ must have been so conclusively drawn as to leave no doubt that the challenged action was unconstitutional.” Swanson v. Powers, 937 F.2d 965, 969 (4th Cir.l991)(citing Anderson, 483 U.S. at 640, 107 S.Ct. 3034). In order to determine whether a right was clearly established at the time of the claimed violation, courts in this circuit only need to look at decisions of the United States Supreme Court, the Fourth Circuit, and the highest court of the state in which the case arose. See Wallace v. King, 626 F.2d 1157, 1161 (4th Cir.1980). Once this determination is made, the court must then consider whether a reasonable person in the official’s position should have known that her conduct would violate the identified right. See Harlow, 457 U.S. at 819, 102 S.Ct. 2727. This Court need not reach the second prong of the qualified immunity test because the first prong shields Dr. Irving, Dr. Mulherin, and Dr. Mertin from liability under Shepard’s Fourteenth Amendment (Count I) and First Amendment (Count II) claims. ■
With respect to Count I, the Court must determine whether Shepard had a clearly established right to have (1) Dr. Irving abide by GMU’s policy of not filing honor charges more than fifteen days after Dr. Irving realized the violation; (2) an attorney, law student, or her mother represent her before a student disciplinary proceeding; or (3) her mother testify as a witness during the Honor Council proceedings. Shepard fails to prove that these are clearly established rights because the contours of these rights are not conclusively drawn to establish a constitutional violation.
First, a University official’s failure to abide by a university’s proscribed policy for disciplinary proceedings in not clearly established in this Circuit.
See Kilcoyne v. Morgan,
664 F.2d 940 (4th Cir.1981) (holding that deviation from procedural safeguards in a university employment contract beyond those constitutionally mandated would not support a claim under the Fourteenth Amendment). Second, a university’s policy of not allowing a student to be represented by an attorney, law student, or another person of her choice is not a clearly established violation of a student’s Due Process rights.
See Henson v. Honor Comm, of U. Va.,
719 F.2d 69, 74 (4th Cir.1983) (holding that the plaintiff student was afforded sufficient due process even though he was not permitted to have his person of choice, a practicing attorney, represent him);
see also Bd. of Curators of Univ. of Missouri v. Horowitz,
435 U.S. 78, 85, 98 S.Ct. 948, 55 L.Ed.2d 124 (1978) (holding that academic deficiency dismissals do not necessitate a hearing before a school’s decision-making body; therefore, a dismissed student did not have any right to be represented by counsel or to confront and cross-examine witnesses). Third, Defendants’ action of not allowing Shepard’s mother to testify on her behalf is not a clearly established violation of Shepard’s constitutional rights.
See Clark v. Whiting,
607 F.2d 634, 643-45 (4th Cir. 1979) (holding that the plaintiff professor was not entitled to the right to confront and cross-examine witnesses heard by the judicial panel and the process due did not have to go beyond the right to know the ground of the denial and opportunity to present his position);
see also Goss v. Lopez,
419 U.S. 565, 581, 95 S.Ct. 729, 42 L.Ed.2d 725 (1975) (holding that if suspended for less than ten days that due process requires that the student be given oral or written notice of the charges
With respect to Count II, Shepard alleges a First Amendment “right to address her grievances.” Shepard never alleges the deprivation of a constitutional right. See supra Part II.F.2. Therefore, Defendants are entitled to qualified immunity for allegations that they deprived Shepard of her First Amendment Rights. See Wilson, 526 U.S. at 609, 119 S.Ct. 1692 (alluding to the fact that a failure to assert the deprivation of an actual constitutional right would entitled the defendant to qualified immunity).
Accordingly, Defendants are immune from liability for civil damages for Shepard’s claims arising under the Fourteenth Amendment Due Process Clause (Count I) and the First Amendment (Count II).
In sum, immunity attaches to the respective Defendants as follows. First, the Honor Committee Members are immune from liability on all claims raised by Shepard pursuant to the doctrine of absolute immunity. Second, GMU is completely immune from liability for claims arising under Title II of the ADA because Congress failed to properly abrogate its immunity and it is not subject to suit under
In light of the aforementioned holdings on immunity, the following claims remain for the Court to analyze with respect to Shepard’s motion to dismiss for failure to state a claim. GMU, Dr. Mulherin, and Dr. Merten remain hable in their official capacities for claims under the Rehabilitation Act (Count III). Dr. Mulherin and Dr. Merten are exposed to prospective in-junctive relief for claims arising under Title II of the ADA (Count III). Defendants in their official capacities remain liable for relief, other than for civil damages, for claims arising under the Fourteenth Amendment (Count I) and First Amendment (Count II). The Court now turns to Defendants’ motions to dismiss for failure to state a claim with respect to these remaining claims.
F. Failure to State a Claim
Defendants argue in the alternative, that the Court should dismiss Shepard’s claims because she fails to state a claim upon which relief may be granted. For the reasons stated below, Shepard cannot prove any set of facts in support of her Fourteenth Amendment (Count I), First Amendment (Count II), or ADA and Rehabilitation Act (Count III) claims that would entitle her to relief. See Conley, 355 U.S. at 45-46, 78 S.Ct. 99.
1. Due Process under the Fourteenth Amendment (Count I)
Shepard argues that Defendants deprived her of a liberty interest to her reputation and future employment because she received a low grade on her report card.
7
The Fourteenth Amendment
Shepard does not allege the deprivation of a liberty interest protected under the Fourteenth Amendment. Under the allegations in Shepard’s Complaint, Dr. Irving filed a claim with the Honor Committee accusing Shepard of plagiarism, then the Honor Committee affirmed the “F” Shepard received in her class, issued her a reprimand, and directed her to undergo community service. (Compl.1ffl 24, 32.) Shepard argues that the “F” in English and being brought up on honor charges for plagiarism will forever be on her permanent record and such disparaging remarks have and will continue to hinder Shepard’s ability to secure future employment.
The right to receive a passing grade in a class and not to be charged with plagiarism are not liberty interests protected under the Fourteenth Amendment to the Constitution. Neither amount to an injury to another’s right or status previously recognized by law. Neither prohibited her from graduating: Shepard was neither suspended nor expelled from school. Moreover, no indication exists that Defendants disclosed the “F” or the allegations of plagiarism to the public. Ultimately, Shepard cannot challenge the procedures utilized by Defendants because they did not deprive her of a recognized constitutional interest.
See, e.g., Clark,
607 F.2d at 641 (citing
Arnett v. Kennedy,
416 U.S. 134, 164, 94 S.Ct. 1633, 40 L.Ed.2d 15 (1974) (noting that in order “to be entitled to a due process hearing, one must have suffered ... a loss of either a property or a liberty interest.”));
see also Tigrett v. Rector and Visitors of the University of Virginia,
290 F.3d 620, 626-27 (4th Cir. 2002) (holding that because the plaintiffs were not expelled by the university judicial panel, as alleged, that they had not been
2. Retaliation under the First Amendment (Count II)
Shepard fails to state a claim for retaliation under the First Amendment. The First Amendment prohibits Congress from making any law abrogating the freedom of speech.
See
Shepard’s retaliation claim is twofold. First, Shepard claims that in retaliation for her complaint about Dr. Irving, Dr. living gave her a failing grade. (ComplJ 48.) Second, Shepard claims that in retaliation for Shepard contesting the grade in Honor Council, Dr. Irving disparaged Shepard’s reputation, prevented her graduation, and prevented her anticipated employment. (Compl. ¶ 49.) Shepard fails to allege that Defendants’ actions adversely impacted any First Amendment right to free speech or otherwise. Accordingly, Shepard fails to state a claim for retaliation.
3. Title II of ADA and Rehabilitation Act (Count III)
Shepard attempts to allege causes of action against Defendants for violations under the ADA and the Rehabilitation Act. Both statutes prohibit qualified individuals from being excluded from participation in, being denied the benefit of, or otherwise being subject to discrimination in services or programs of a public entity on the basis of a person’s disability.
See
Shepard fails to state a claim under the Rehabilitation Act and the ADA. Shepard properly alleges the first two prongs of a ADA and Rehabilitation Act claim. First, Shepard alleges that she has a disability, and that GMU regarded her as having a disability, as defined under the ADA and Rehabilitation Act. (ComplJ 54.) Second, Shepard alleges that she is otherwise qualified for the benefit or program at issue because she is able to perform all the essential functions of being a student with reasonable accommodations. (ComplJ 55.)
III. CONCLUSION
Based on the foregoing analysis, this Court holds as follows. First, Shepard may maintain a private cause of action under Section 504 of the Rehabilitation Act. Second, the Honor Committee Members are entitled to absolute immunity from damages for any claims arising out of the Honor Council proceeding because they were acting in a quasi-judicial capacity. Third, Congress did not properly abrogate a State’s immunity under Title II of the ADA thus shielding GMU, Dr. Mulhe-rin, and Dr. Merten to potential liability in their official capacities. Fourth, the
Ex parte Young
doctrine exposes Dr. Mulhe-rin and Dr. Merten to liability for prospective injunctive relief for Shepard’s claims under the ADA against them in their official capacities. Fifth, Shepard does not have a cause of action against Dr. Irving, Dr. Mulherin, and Dr. Merten in their individual capacities for violations under the ADA and Rehabilitation Act because these statutes are not actionable against individuals and Shepard cannot bring suit under
Sixth, the doctrine of sovereign immunity does not bar Shepard from asserting her Rehabilitation Act claims against GMU, and Dr. Mulherin, and Dr. Merten in their official capacities because GMU waived such immunity when it accepted Congressional funds. Seventh, the doctrine of qualified immunity shields all Defendants from liability for civil damages for Shepard’s claims arising under the Fourteenth Amendment Due Process Clause (Count I) and the First Amendment (Count II) because Shepard never alleges the deprivation of any clearly established constitutional right.
Eighth, Shepard fails to state a claim for discrimination under the Fourteenth Amendment because she does not allege the deprivation of any recognized constitutional interest. Ninth, Shepard fails to state a claim for retaliation under the First Amendment because she fails to allege that she suffered some adversity in response to her exercise of a protected right. Finally, Shepard fails to state a claim under the Rehabilitation Act and the ADA because the allegations in the Complaint do not allege that she was excluded from any service, program, or benefit. Accordingly, it is hereby
ORDERED that Defendants’ Motions to Dismiss the Complaint are GRANTED in their ENTIRETY.
Notes
. Defendants also assert that the Honor Committee Members are entitled to qualified immunity. In light of the Court’s holding that these students are entitled to absolute immunity, it is not necessary for the Court to reach this determination. Nonetheless, the Court holds that the Honor Committee Members would be entitled to qualified immunity because a reasonable official in their position would not have known it to be a violation of Shepard’s constitutional rights not to allow an accused student to be represented by counsel or have her mother testify as a witness. See Henson v. Honor Comm, of U. Va., 719 F.2d 69, 74 (4th Cir.l983)(holding that the plaintiff student was afforded sufficient due process even though he was not permitted to have a practicing attorney represent him because he had adequate notice of the charges against him, the opportunity to be heard by disinterested parties, the right to confront his accusers, and the right to have the record reviewed by an appelláte body).
. Title I of the ADA prohibits States and other employers from ‘‘discriminat[ing] against a qualified individual with a disability because of th[at] disability ... in regard to ... terms, conditions, and privileges of employment.”
. Article I, Section. 8 of the United States Constitution gives Congress the power “to lay and collect taxes, duties, imposts and excises, to pay the debts and provide for the common defense and general welfare of the United States ....” See
. The Supreme Court has admonished courts to attempt to avoid becoming entangled in ascertaining the point at which federal inducement becomes compulsion.
See Chas C. Steward Machine Co. v. Davis,
301 U.S. 548, 589-90, 57 S.Ct. 883, 81 L.Ed. 1279 (1937)(‘‘Every rebate from a tax when conditioned upon conditions is in some measure a temptation. But to hold that motive or temp-lation is equivalent to coercion is to plunge the law in endless difficulties. The outcome of such doctrine is the acceptance of philosophical determinism by which choice becomes impossible. Till now the law has been guided by a robust common sense which assumes the freedom of the will as a working hypothesis in the solution of its problems.”);
. Defendants argue that the Ex parte Young doctrine does not apply to expose them to liability for claims under the Rehabilitation Act because the Rehabilitation Act contains a comprehensive remedial scheme. However, it is not necessary for the Court to reach such decision because of its holding that Defendants are already exposed to liability because GMU waived its sovereign immunity. See infra Part II.C.2.
. Shepard also seeks an injunction requiring Dr. Irving to provide her additional time to complete academic assignments; however, the Ex parte Young doctrine does not apply to Dr. Irving because Dr. Irving is not a state official who was sued in her official capacity. (Compl.H 7.)
. Shepard also alleges in her Complaint that Defendants deprived her of a property interest to her education at GMU. It is possible that a