200 Conn. 58 | Conn. | 1986
This is a medical malpractice action brought in 1977 by Charlotte Shelnitz for personal injuries and by her husband, Hyman Shelnitz, for loss of consortium, arising out of an ambulatory myelogram performed by the defendant neurosurgeon, Alvin Greenberg, who at the time of the procedure was a member of the defendant Neurosurgical Associates of New Haven, P. C.
The plaintiff’s
The defendant raises six issues on appeal: (1) whether the evidence was sufficient to support the jury verdict on the issue of causation; (2) whether the court erred in failing to give a Secondino charge; (3) whether the plaintiff produced expert testimony sufficient to support her claim of lack of informed consent; (4) whether several of the court’s evidentiary rulings resulted in harmful error; (5) whether the court erred in refusing to grant the defendant’s motions for a mistrial; and (6) whether the verdict was excessive. We find no error.
I
On the advice of her internist, the fifty-four year old plaintiff consulted the defendant on November 22, 1974, with respect to a back problem. After an examination, the defendant recommended conservative treatment. The plaintiff was not “making much progress” and called the defendant on January 3,1975, at which time she was told that he would perform an ambulatory myelogram at the Neuro-Diagnostic Center in New Haven on January 9, 1975. The plaintiff testified that during this telephone conversation the defendant did not tell her about “any of the risks” nor did he inform her that the myelogram could be performed in a hospital.
The testimony at trial established that a myelogram is an invasive diagnostic procedure whereby a contrast material, in this case Pantopaque, is injected into the patient’s spinal column and then fluoroscoped and highlighted by x-ray to determine whether there is any
A physician, in order to perform a lumbar myelogram, uses a needle to puncture the dura and arachnoid membranes in order to inject the contrast material into the closed system. As a result of the puncture, CSF leaks out of the closed system of membranes into the tissue around the puncture of the dura until the puncture heals and reseals itself. Every patient loses a small amount of CSF in the course of the procedure. The leak of CSF lowers the pressure in the closed system, the central nervous system, and causes irritation to the brain, nerves and other elements of the central nervous system. The CSF leak and the attendant drop in pressure are thought to cause postmyelogram headaches.
When the plaintiff arrived at the defendant’s office at the Neuro-Diagnostic Center on January 9,1975, she was told by a radiology technician that she could possibly experience postmyelogram headaches of up to six weeks duration. The defendant performed the myelogram on the plaintiff and afterwards placed her on a stretcher “for about ten minutes or so.” She was then allowed to dress and was driven home by her husband. There were no facilities at the center for a patient to lie down for a period of time exceeding ten minutes because of the times scheduled for various patients.
A card given to patients, including the plaintiff, by the defendant’s office, contained directions to “stay in
The day after the myelogram, the plaintiff began to experience headaches and telephoned the defendant’s office. Several of the plaintiff’s calls to the defendant to inform him of her headaches were not returned. The defendant finally spoke with the plaintiff about her complaint and he prescribed Valium.
On February 5, 1975, the defendant admitted the plaintiff to Yale-New Haven Hospital with a diagnosis of spinal headache as a result of continued CSF leak, and, after bed rest, she was discharged on February 13, 1975. A few days later, the plaintiff again contacted the defendant and complained of headaches. He asked her to come to Yale-New Haven Hospital as an outpatient on February 22, 1975, to undergo a procedure, called a saline bolus injection, to be performed by an anesthesiologist in order to seal the presumed CSF leak. The procedure was considered unsuccessful and no writing evidencing this procedure could be found in either the defendant’s or Yale-New Haven’s records.
The plaintiff sought treatment for her condition in the Boston area, and, from 1975 through 1982, she was admitted nine times to two hospitals for diagnostic tests and treatments. She became a patient of Richard Tyler, a physician at Peter Bent Brigham Hospital (PBBH). She underwent two venous blood patch procedures in 1975 at PBBH in an attempt to close what was considered to be a leak. In March, 1978, a myelogram was performed at PBBH. A radioisotope dye injection in March, 1978, at PBBH was done and an evaluation by
In November, 1982, the Journal of Neurosurgery contained an article written by Doctors Harrington, Tyler and Welch of Boston on the plaintiff’s condition and subsequent hospitalizations, although her identity was
The plaintiff offered expert testimony from Herbert Rabiner, a radiologist, and Lawrence Kaplan, a neurologist and psychiatrist. Both doctors practice in New York state but testified that they were familiar with the standards of practice for myelograms in Connecticut in 1975.
Kaplan also testified that it was a departure from acceptable practice to allow a patient “to be up and around” only ten minutes after a lumbar myelogram and that this violation was the cause of the plaintiffs headaches. He testified that the fact that the patient had not been properly confined to bed rest after the procedure caused a delay in the healing of the puncture wound and that this delay is “going to cause a persistent spinal fluid leak .... [W]hen this persistent spinal fluid leak occurs, as it did in this case, it is related to the fact that healing was not properly permitted.”
The defendant offered expert medical testimony from Franklin Robinson, a neurosurgeon associated with the defendant, William Scoville, a neurosurgeon, James
II
The defendant’s first claim of error is that the plaintiff failed to establish the necessary causal relation between the defendant’s performance of the myelogram and the alleged injuries on the basis of reasonable medical probabilities. The defendant also claims that because of this failure, it was error for the trial court not to grant his motions for a directed verdict and for judgment notwithstanding the verdict. We find no error.
The defendant, in his brief, does not dispute the probability of a CSF leak following the myelogram as the cause of the plaintiff’s headaches immediately thereafter, but he does dispute whether there was sufficient
The plaintiff claims, however, that her expert witnesses, specifically relying upon the hospital records and trial testimony, provided the expert opinion on the causal connection, including the belief that the plaintiff’s disability is permanent. “Causation may be proved by circumstantial evidence and expert testimony. Slepski v. Williams Ford, Inc., 170 Conn. 18, 22, 364 A.2d 175 (1975).” Pisel v. Stamford Hospital, 180 Conn. 314, 340-41, 430 A.2d 1 (1980). In a medical malpractice case, expert testimony is necessary to establish the standard of proper professional skill or care on the part of a physician, surgeon or other similar practitioner because “in most such cases a layman does not and cannot have the requisite knowledge as to whether the proper treatment was given, procedure followed, or care used.” Chubb v. Holmes, 111 Conn. 482, 486, 150 A. 516 (1930); see Ardoline v. Keegan, 140 Conn. 552, 556, 102 A.2d 352 (1954).
The expert opinion that seeks to establish the causal connection between the injury and the alleged negligence “must rest upon more than surmise or conjecture.” Boland v. Vanderbilt, 140 Conn. 520, 525, 102 A.2d 362 (1953). “In evaluating damages in a tort action, a trier is concerned with reasonable probabilities, not with possibilities.” (Citations omitted.) Healy v. White, 173 Conn. 438, 443, 378 A.2d 540 (1977); Sheiman v. Sheiman, 143 Conn. 222, 225, 121 A.2d 285 (1956).
Kaplan, although he did not personally examine the plaintiff, reviewed all of her hospital records before he testified. “A doctor may give an opinion on a medical issue without having examined or treated the patient.” Kaye v. Newhall, 360 Mass. 701, 703, 277 N.E.2d 697 (1972); see Barksdale Lumber Co v. McAnally, 262 Ark. 379, 388, 557 S.W.2d 868 (1977); Williams v. Dawidowicz, 209 Md. 77, 87-88, 120 A.2d 399 (1956). He testified that, in his opinion based on a reasonable degree of medical probability, the plaintiffs headaches, as recently as October, 1982, were causally related to the myelogram and postmyelogram care received by the plaintiff.
Although the defendant stresses in his brief that all four of his expert witnesses testified that the defendant’s myelogram procedure was in accordance with the established Connecticut standard of care in 1975, it is within the jury’s province to judge the credibility of the various witnesses. See Healy v. White, supra, 444. “As to the conflicting expert testimony, the jury is free to accept or reject each expert’s opinion in whole or in part.” Slepski v. Williams Ford, Inc., supra, 22-23. In view of all the evidence, the trial court was correct in declining to exercise its power to set aside the verdict or to render a judgment notwithstanding the verdict because there was sufficient evidence for the jury reasonably and legally to reach a verdict for the plaintiff.
The defendant next claims that the trial court erred in failing to give the Secondino charge requested by him.
The plaintiff, however, claims that the trial court properly refused the Secondino request as the defendant had not presented any evidence that Tyler had been available. Additionally, she refers to the colloquy between the court and defense counsel, when the court was taking the exceptions to its charge, where the trial court asked: “How do we know that all of these Boston doctors aren’t in China?”
We conclude that the trial court properly refused to grant the Secondino charge requested by the defendant for two independent reasons.
The second reason that the trial court properly declined to charge on Secondino as requested was because the defendant did not sustain his burden of demonstrating the availability of the witness. See, e.g., State v. Alfonso, 195 Conn. 624, 631, 490 A.2d 75 (1985); Doran v. Wolk, 170 Conn. 226, 229, 365 A.2d 1190 (1976); New England Whalers Hockey Club v. Nair, 1 Conn. App. 680, 685, 474 A.2d 810 (1984). The Secondino rule is: “ ‘The failure of a party to produce a witness who is within his power to produce and who would naturally have been produced by him, permits the inference that the evidence of the witness would be unfavorable to the party’s cause.’ ” Secondino v. New Haven Gas Co., supra, 675, quoting Ezzo v. Geremiah, 107 Conn. 670, 677, 142 A. 461 (1928). The party against whose cause an unfavorable inference is claimed may, of course, offer evidence to explain the failure to produce the witness. “There are two requirements for the operation of the rule: The witness must be available, and he must be a witness whom the party would naturally produce.” Secondino v. New Haven Gas Co., supra.
There would appear to be no real dispute between the parties that Tyler would be a witness whom the plaintiff would naturally have produced under Secondino. We need not, however, reach that question because of the basis of our disposition of this claim. The defendant claims that Tyler was “available” under that rule and he points to the following language in Nichols v.
While we have not said and do not say that to be available a witness must be subject to subpoena, it is apparent that a witness is “available” if the party against whom the negative inference of Secondino is claimed is able to procure the witness’ testimony at the trial. See State v. Bennett, 171 Conn. 47, 57, 368 A.2d 184 (1976). There is little question that availability is related to the naturalness of production requirement. The notion of the power and the ability to procure the witness, by process or otherwise, is critical to availability. Before a negative inference can be drawn from a
The defendant did not sustain his burden of demonstrating the availability of Tyler.
IV
The defendant claims that the trial court erred in denying his motion for a directed verdict and in denying his motions to set aside the verdict and for judgment notwithstanding the verdict on the issue of informed consent because the plaintiff failed to produce expert medical testimony that a spinal headache of long duration is a risk of the myelogram procedure. Because we uphold the judgment in favor of the plaintiff on the issue of actionable negligence and because the jury’s award of damages on both issues is not severable, we need not address the informed consent issue since the damages awarded may stand on the negligence issue alone.
V
The defendant raises as a fourth claim of error several of the trial court’s evidentiary rulings. The defendant claims that a hypothetical question posed by the
In Floyd v. Fruit Industries, Inc., 144 Conn. 659, 666, 136 A.2d 918 (1957), we stated that the determination of the admissibility of a hypothetical question “calls for the exercise of a sound discretion as to whether the question, even though it does not contain all of the facts in evidence, presents the facts in such a manner that they bear a true and fair relationship to each other and to the whole evidence in the case . . . is not so worded as to be likely to mislead or confuse the jury, and is not so lacking in the essential facts as to be without value in the decision of the case.” (Citations omitted.) The court did not abuse its discretion in admitting the question.
The hypothetical, while not a model of clear speech, asked the expert to assume that the plaintiff was hospitalized because of her postspinal headache. What a patient reports as her symptoms upon admission to a hospital is not conclusive upon the treating physician as to the actual diagnosis. The plaintiff’s hospital records reflect, in the admission histories, a continued complaint of headache that began following the 1975 myelogram. We note that the plaintiff’s Yale-New Haven and Boston hospital records were in evidence
The defendant’s next claim of error in evidentiary rulings is in the court’s application of the “best evidence” rule to certain testimony of Robinson, one of the defendant’s expert witnesses. The expert witness was asked on redirect examination: “[I]n the period of time . . . from 10/1/73 through 9/30/74, approximately, sir, how many ambulatory myelograms were performed by your group during that period?” The plaintiff objected and claimed that the best evidence rule barred this testimony unless it was introduced through records kept by the group. The best evidence rule requires, where the contents of a document are to be proved, that the original document be offered into evidence unless such production is excused. See Brown v. Connecticut Light & Power Co., 145 Conn. 290, 296, 141 A.2d 634 (1958); Tait & LaPlante, Handbook of Connecticut Evidence § 10.7, p. 169; McCormick, Evidence §§ 229 through 233. The court sustained the objection and stated that “the best evidence would be the records of what the actual number of myelograms were, rather than the expression of his opinion at this point as to how many were done during that course of time.” The defendant took an exception to the ruling. We agree with the defendant that the question posed by him did not seek to prove the contents of a document. The defendant claims that the question instead sought to elicit information about Robinson’s experience in performing ambulatory myelograms. The trial court referred not only to the best evidence rule in sustaining the objection but also to the apparently inadequate foundation for Robinson’s testimony on this subject. The trial court stated that the period in ques
VI
The defendant also claims error in the court’s denials of his motions for mistrial because the “cumulative harm” resulting from the actions of the plaintiff’s counsel and the remark of the plaintiff’s witness created “insurmountable prejudice” against him. The defendant specifically cites five incidents during the trial, for which each time a motion for mistrial was made, denied, and an exception taken. The first incident involved a remark by the plaintiff’s counsel concerning the formation of the codefendant professional corporation, about which he stated: “It goes to the motive of this doctor in trying to steer his patients into this corporation for billing purposes as opposed to a hospital.” The trial court, stating that the question of financial arrangements was totally irrelevant and immaterial to the case, instructed the jury to disregard the comment.
A mistrial, as a general principle, should only be granted when it is apparent to the trial court that because of an incident during the trial a party cannot have a fair trial. See State v. Fleming, 198 Conn. 255, 264, 502 A.2d 886 (1986); State v. Festo, 181 Conn. 254, 265, 435 A.2d 38 (1980); Izzo v. Crowley, 157 Conn. 561, 565, 254 A.2d 904 (1969); Ferino v. Palmer, 133 Conn. 463, 466, 52 A.2d 433 (1947). The trial court has wide discretion in ruling on motions for mistrial. See State v. Dolphin, 195 Conn. 444, 453, 488 A.2d 812, cert. denied, 474 U.S. 833, 106 S. Ct. 103, 88 L. Ed. 2d 84 (1985); State v. Festo, supra; State v. Piskorski, 177 Conn. 677, 719-20, 419 A.2d 866, cert. denied, 444 U.S. 935, 100 S. Ct. 283, 62 L. Ed. 2d 194 (1979). “Moreover, we have consistently recognized that a careful, cautionary instruction given by the trial court is a relevant factor to be considered in determining whether the denial of such a motion constituted an abuse of the trial court’s broad discretion. See State v. Ruiz, 171 Conn. 264, 274, 368 A.2d 222 [1976]; State v. Savage,
In the present case, the trial extended over several weeks and included extensive direct and cross-examination of the various witnesses. We have carefully reviewed the lengthy transcript in this case and find no error in the trial court’s denials of the defendant’s motions for mistrial. In the context of the entire trial, the above incidents involving the defendant or Robinson were reflective of the intense questioning by counsel from both sides. While not entirely proper or commendable examination tactics were used by the plaintiff’s counsel, the trial court did not abuse its discretion in denying the motions. As to the incident involving the plaintiffs daughter, it was an isolated incident in the trial. The trial court heard counsel for each of the parties before ruling on the motion, including the plaintiff’s counsel’s statement that the response was not anticipated or elicited but that it was “spontaneous.” “In making our independent assessment we do so under the limitations of a printed record, without the benefit of instant replay or of the sights and sounds of a trial in action. The trial judge, on the other hand, is in a better position to sense the atmosphere of the trial and therefore can apprehend far better than we can the effect of certain remarks on the jury. Marko v. Stop & Shop, Inc., 169 Conn. 550, 559, 364 A.2d 217 (1975); Butler v. Steck, 146 Conn. 114, 119, 148 A.2d 246 (1959).” Pisel v. Stamford Hospital, 180 Conn. 314, 322, 430 A.2d 1 (1980); see Pietrorazio v. Santopietro, 185 Conn. 510, 515, 441 A.2d 163 (1981). The trial court did not abuse its discretion in denying the defendant’s motions for mistrial.
VII
The defendant’s final claim of error is that the jury’s award of $800,000 in damages was excessive. The trial
There is no error.
In this opinion the other justices concurred.
The references to the plaintiff encompass both Charlotte and Hyman Shelnitz, unless otherwise stated.
References to the defendant encompass both Alvin Greenberg, M.D., and Neurosurgical Associates of New Haven, P.C.,unless otherwise stated.
The plaintiffs expert witnesses testified that they were familiar with the standards in Connecticut for performing myelograms in 1975. We note that since the trial in this case we have expanded the geographical standard for expert witnesses testifying in medical malpractice cases to “include the entire nation.” Logan v. Greenwich Hospital Assn., 191 Conn. 282, 301, 465 A.2d 294 (1983).
The defendant claims that Kaplan’s testimony concerning the venous blood patches performed by a physician in Boston in March, 1975, con
The defendant’s request to charge was the following: “The failure of a party to produce a witness whom it was within his power to produce and who would have naturally been produced by him permits an inference that the evidence of the witness would have been unfavorable to the party’s cause. A witness who would naturally have been produced by a party is one who was known to the party and who, by reason of his relationship to the party or to the issues, or both, could reasonably have been expected to have peculiar or superior information which was material to the case and would have been produced had it been favorable.” Secondino v. New Haven Gas Co., 147 Conn. 672, 165 A.2d 598 (1960).
The defendant’s brief points to the following from the direct examination of Kaplan concerning Tyler:
“Q. ... Do you know Dr. Tyler?
“A. Oh yes; very well.
“Q. Who’s Dr. Tyler, sir?
“A. Dr. Tyler is in charge of neurology at Peter Bent Brigham.
* ** *
“Q. Is he considered one of the authorities in the field of neurology, sir?
“A. Yes.
“Q. Nationwide?
“A. For a young man, I would say he is, yes. He is young.
“Q. And, sir, do you know the institution with which he is connected, the medical institution?
* * *
“A. Peter Bent Brigham is part of the Massachusetts General/Harvard Medical School. It’s a private hospital.”
In Grabowski v. Fruehauf Trailer Corporation, 2 Conn. App. 167, 477 A.2d 685 (1984), which involved a motor vehicle accident in Meriden, the Appellate Court sustained a Secondino charge, concerning a Meriden physician, which incorporated language from Nichols. In that case, there was testimony from two other physicians that the physician involved, who was the plaintiff’s family physician, was practicing medicine in Meriden “at the time of trial.” Grabowski v. Fruehauf Trailer Corporation, supra, 171.
During the course of taking defense counsel’s exceptions to the charge, the following took place:
“The Court: Incidentally, Attorney Willis, on that Secondino charge that you requested made.
“Mr. Willis: Yes.
“The Court: Now, you didn’t refer in that to any specific witness who the plaintiff failed to produce. Now, generally don’t you have to put on evidence in the course of the trial to show that that particular witness is available and within the control?
“Mr. Willis: No, if your Honor please.
“The Court: How do we know that all of these Boston doctors aren’t in China?
*71 “Mr. Willis: It’s up to the plaintiff to establish that they were not available, if it was a witness that they should have called under the Secondino case.
“The Court: I thought under Secondino the burden is on the side that wants the inference charged to put on evidence to show that that doctor is available and within the control of the opposing party to produce him.
“Mr. Willis: I disagree with your Honor’s interpretation.
“The Court: We have a difference of opinion as what the Secondino—
“Mr. Willis: Right.
“The Court: —inference is.
“Mr. Willis: Yes.”
The posture of the defendant’s Secondino claim is perplexing. His request to eharge identified no missing witness at all. The colloquy at the close of the trial court’s charge during which the court referred to the “Boston doctors” elicited no name identification of any missing witness or witnesses. The defendant’s brief, while referring to Tyler and Welch as the treating physicians, focuses almost entirely, if not entirely, on Tyler. No other Boston physicians are named in his brief on this issue although the plaintiff did see other physicians, according to the transcript, in Boston. The defendant only refers us to evidence concerning Tyler’s “availability.” Consequently, mindful that it is the appellant’s obligation to ensure that this court is provided with an adequate appellate record to support his claims of error; State v. One 1977 Buick Automobile, 196 Conn. 471, 480, 493 A.2d 874 (1985); DeMilo v. West Haven, 189 Conn. 671, 681, 458 A.2d 362 (1983); we review this claim as to Tyler. We add, however, that there would be no basis, were we to reach it, upon which to review this claim as to any other of the “Boston doctors.”
The Court of Appeals for the Second Circuit cast it in terms of “control” in Savard v. Marine Contracting, Inc., 471 F.2d 536, 542 (2d Cir. 1972), cert. denied sub nom. Savard v. Perini Corporation, 412 U.S. 943, 93 S. Ct. 2778, 37 L. Ed. 2d 404 (1973), when it said: “No inference can be drawn from failure to produce evidence not within the party’s control.”
This also applies to Welch, who presumably was one of the “Boston doctors” who was not identified in the request or the colloquy on the exceptions.
The jury responded affirmatively to each of the following two interrogatories that were submitted to it: “1.) Do you find for the plaintiffs on Counts 1 and 3 which relate to medical malpractice? 2.) Do you find for the plaintiffs on Counts 2 and 4 which relate to lack of informed consent?”