Case Information
*1 Before REAVLEY, ELROD, and HAYNES, Circuit Judges.
PER CURIAM:
Prisоn mailroom employees confiscated copies of several automotive magazines that inmate Shawn Stauffer (“Stauffer”) ordered while he was participating in the Texas Department of Criminal Justice’s (“TDCJ”) Sex Offender Treatment Program (“SOTP” or “Program”). Stauffer filed a § 1983 action alleging that these confiscations violated his First and Fourteenth Amendment rights. The district court dismissed his claims on summary judgment and Stauffer appealed. He seeks both monetary and injunctive relief for these alleged violations. Because Stauffer is not entitled to either form of relief, we AFFIRM the district court’s dismissal of Stauffer’s case.
I.
Stauffer was convicted of the attempted aggravated sexual assault of a child. In 2008, TDCJ assigned Stauffer to the Goree Unit so he could attend TDCJ’s SOTP. The Program’s goals are (1) to help participants understand and control the sexual urges that caused them to commit sexual crimes, and (2) to provide training and skills to allow sex-offenders to act in a manner that promotes the safety of the communities to which they may return. Participants are enrolled in the Program for the last eighteen months of their incarceration and spend those months in intensive treatment in a group therapeutic environment.
TDCJ limits the outside activities and reading material available to participants during their time in the Program. According to TDCJ, this policy is meant to maximize SOTP’s effectiveness by allowing participants to focus all of their energy on fulfilling the Program’s requirements. According to affidavits submitted by Defendants, SOTP participants spend “24 hours a day, seven days of week” engaged in the Program, “leaving essentially no time for any other activities.” At the time that Stauffer was enrolled in SOTP, Program participants could not engage in vocational activities or other programs during their time in SOTP, except for certain GED programs. In addition, participants were subject to SOTP 02.06, which provided, in relevant рart:
II. In order to facilitate treatment, additional standards for offender correspondence have been imposed. They are as follows: A. No publications other than newspapers and religious material shall be accepted.
B. Correspondence containing content approving or promoting alcohol/drug use shall be rejected for offender receipt.
C. Correspondence that is sexually suggestive, explicit, and/or provocative in nature shall be rejected for offender receipt. Sexually explicit and/or provocative correspondence inсludes, but is not limited to, nudity or partial nudity that is stimulating/exciting or sexually suggestive in nature.
D. Offenders may not appeal denials to the Director’s Review Committee based on these additional restrictions.
From February through May 2008, the Goree Unit Mailroom confiscated Stauffer’s copies of “CarCraft,” “HotRod,” “Performance Products,” and “Jeg’s Performance Parts” magazines while he was enrolled in SOTP. According to Stauffer, he wanted the magazines because they “provide[d] information related to his trade in automotive repair and performance.” TDCJ prevented Stauffer from receiving “publications such as ‘Car-Craft,’ ‘Hot-Rod,’ and ‘Lоw Rider’ magazines” because (1) “all vocational programs must be completed prior to entering the SOTP”; (2) “such publications often contain sexually explicitly material which strongly undermines the goals of the program”; and (3) “18 months is far too brief a period in which to cover all of the material of the program . . . . [and i]t is of the highest priority that participants enrolled in the [SOTP] use those 18 months to their utmost and not be allowed to engage in unnecessary distractions.” At least one of the confiscated magazines “displays women in sexually provocative positions.”
Stauffer appealed the restrictions on thesе reading materials through the TDCJ grievance process. In response to his Step 2 Grievance, TDCJ explained that the mailroom staff properly confiscated the magazines in accordance with SOTP 02.06. On May 20, 2008, Stauffer filed this § 1983 suit against fifteen TDCJ employees in their individual and official capacities (“Defendants”) claiming that they: (1) violated his First Amendment rights by confiscating the magazines under SOTP 02.06; (2) violated his Due Process rights under the Fourteenth Amendment by failing to provide any meaningful review of the mailroom employee’s decisions; and (3) violated his Equal Protection rights under the Fourteenth Amendment by applying the policy solely to inmates pаrticipating in SOTP. He seeks one million dollars in nominal, punitive, and compensatory damages against each Defendant, as well as a declaratory judgment that SOTP 02.06 violated his First and Fourteenth Amendment rights. In their answer, Defendants asserted a number of defenses, including qualified immunity under the Eleventh Amendment.
On September 28, 2009, Defendants filed a motion for summary judgment. The district court granted the motion in part, ruling that Defendants were entitled to immunity from Stauffer’s claims for monetary compensation against them in their official capacity, and that Stauffer’s claim for monetary compensation for the loss of the magazines was not a viable § 1983 claim. The district court thus dismissed Stauffer’s Due Process claim. The district court then ordered Defendants to file an amended motion for summary judgment addressing only Stauffer’s First Amendment and Equal Protection claims. Defendants did so. Stauffer then filed a response to the amended motion for summary judgment. In this response, Stauffer claimed for the first time that Defendants were retaliating against him for bringing the lawsuit and asserting his First Amendment rights. He asserted that the retaliation included denying him parole, a false civil commitment action, and a false report to the INS claiming he was an illegal alien.
The district court granted Defendants’ amended motion, concluding that Stauffеr failed to show that TDCJ’s additional restrictions on his access to magazines while in SOTP violated his First Amendment or Equal Protection rights. The district court also rejected Stauffer’s retaliation claim because the “assertion of retaliation was not raised in the complaint, is not before the Court, and must be pursued by plaintiff through a separate lawsuit.” Stauffer appealed. [3]
At oral argument, counsel for Stauffer represented that Stauffer is no longer enrolled in SOTP. In February 2013, TDCJ published a revised version of SOTP 02.06 (“Revised 02.06”). Revised 02.06 provides:
A. If any part of a publication, other printed material, or correspondence is determinеd to be detrimental to rehabilitation, then the entire publication, other printed material, or correspondence shall be denied.
B. Correspondence containing questionable content approving or promoting alcohol or drug abuse shall require further review by the Program Supervisor.
C. Correspondence that is sexually suggestive, explicit, or provocative in nature shall be rejected for offender receipt or dispatch. Sexually explicit or provocative correspondence includes, but is not limited to: pictures, drawings, or language that is sexually stimulating or suggestive in nature.
Revised 02.06 аlso provides that “[a]ll procedures for offender correspondence shall be followed in accordance with the Texas Department of Criminal Justice Board Policy 03.91.” A publication may be rejected under Policy 03.91 if “[a] specific determination has been made that the publication is detrimental to offenders’ rehabilitation because it would encourage deviant criminal sexual behavior.” Policy 03.91, IV(E)(1)(d). Policy 03.91 also requires a case-by-case review of materials containing sexually explicit images. Id. at IV(E)(1)(f).
II.
We review the grant of summary judgment
de novo. Xtreme Lashes, LLC
v. Xtended Beauty, Inc.
,
distinguish between evidence of disputed facts and disputed matters of professional judgment. In respect to the latter, our inferences must accord deference to the views of prison authorities. Unless a prisoner can point to sufficient evidence regarding such issues of judgment to allow him to prevail on the merits, he cannot prevail at the summary judgment stage.
Beard v. Bank
,
III.
Stauffer requests both injunctive and monetary relief for the alleged violations of his constitutional rights. We address each request in turn.
A.
Stauffer’s claims for injunctive relief are moot because TDCJ has replaced
SOTP 02.06 with a new version of the rule that corrects the deficiencies that
Stauffer complains of here. If the controversy between Stauffer and Defendants
has been “resolved to the point that they no longer qualify as ‘adverse parties
with sufficient legal interests to maintain the litigation,’ we are without power
to entertain the case.”
Sossamon v. Lone Star State of Texas
,
“[G]overnment actors in their sovereign capacity and in the exercise of their official duties are accorded a presumption of good faith because they are public servants, not self-interested private parties. Without evidence to the contrary, we assume that formally announced changes to official governmental policy are not mere litigation posturing.” Id. Here, TDCJ has published a new official version of SOTP 02.06, and Stauffer has not presented any evidence to suggest that the TDCJ is not following its own policy as written. As а result, the claim that Stauffer or any other participant may again be subjected to the version of SOTP 02.06 in effect at the time that he was in the Program is “too speculative to avoid mooting the case.” Id.
Stauffer does not argue that Revised 02.06 would violate his—or anyone else’s—rights. Stauffer sought to enjoin the previous version of SOTP 02.06 because it did not require Defendants to review a publication’s content, show specific article(s) or material(s) considered questionable to deny publications, allow the appeal to denial decisions, and additionally the specific acceptance of рublications and subscription magazines as well as catalogs that relate to my trade allowed to be received by all other offenders and puzzle books to further stimulate the mind.
By contrast, Revised 02.06 requires an individualized review of publications before they are confiscated, and places far fewer limits on what publications an SOTP participant may receive. For example, while the old version of SOTP 02.06 did not allow participants to receive any magazines, Revised 02.06 allows magazines so long as they are not: (1) detrimental to the rehabilitation program; (2) do not approve or promote аlcohol or drug use; and (3) are not sexually explicit. These limitations are much more closely tailored to the TDCJ’s rational for limiting the reading material available to Program participants. Stauffer fails to provide any argument as to why Revised 02.06 is constitutionally impermissible. Given this change in policy, Stauffer’s claim for injunctive relief is moot. [6]
B.
We now turn to Stauffer’s claims for monetary relief. Stauffer did not
suffer physical injury in connection with his constitutional claims, and is
therefore precluded from recovering compensatory damages. 42 U.S.C.
§ 1997e(e);
see also Mayfield v. Texas Dep’t of Criminal Justice
,
Stauffer is likewise not entitled to punitive damages. Neither a state nor
a state official sued in an official capacity is a “person” under § 1983.
Will v.
Michigan Dep’t of State Police
,
Defendants аre also immune from damages in their individual capacity
because they did not violate Stauffer’s clearly established constitutional rights.
“Qualified immunity shields federal and state officials from money damages
unless a plaintiff pleads facts showing (1) that the official violated a statutory
or constitutional right, and (2) that the right was clearly established at the time
of the challenged conduct.”
Ashcroft v. al-Kidd
,
i.
Prisoners do not lose all constitutional rights once they pass beyond prison
walls, but they retain only those First Amendment rights which are not
inconsistent with their status as prisoners or with the legitimate penological
objectives of the prison systеm.
See Turner v. Safley
,
The
Turner
Court set out four factors to consider in determining the
reasonableness of the regulation at issue: (1) whether there is a rational
relationship between the prison regulation and the legitimate governmental
interest put forward to justify it; (2) whether the inmate has an available
alternativе means of exercising the rights; (3) the impact of accommodation on
other inmates, guards, and allocation of prison resources; and (4) the presence
or absence of easy and obvious alternative means to accommodate the right.
Turner
,
Stauffer has not show that SOTP 02.06 was irrational under existing
precedent. First, Stauffer failed to prove that SOTP 02.06 is not “legitimate and
neutral.”
Thornburgh
,
Second, Stauffer fails to show that SOTP 02.06 was not rationally related
to TDCJ’s legitimate interest in sex-offender rehabilitation. In
McKune v. Lile
,
the Supreme Court recognized that Kansas had an undeniable interest in
rehabilitating sex-offenders. 536 U.S. 24, 32–33, 48 (2002). Defendants
likewise argue that sex-offender treatment programs are an important
rehabilitation goal in the prison systems, and that SOTP 02.06 placed
restrictions on reading material in order to facilitate treatment by preventing
distractions. Defendants submitted affidavits explaining why some of the
magazines Stauffer requested undermined the goals of SOTP. These
statements are not, as Stauffer asserts, “bare conclusions” or “mere
ipse dixit
of a purported expert with no probative value.” Instead, they are the
professional judgments by prison officials tasked with overseeing this Program,
and are therefore entitled to deference.
See Beard
,
Stauffer contends that SOTP 02.06 was irrational because it allowed
alternative channels for participants to receive “distracting” materials and does
not justify its ban on the particular magazines that Stauffer ordered. Stauffer
cites two pre-
Turner
cases to argue that SOTP 02.06 was patently ineffective
at achieving its stated purpose, and thus violated his rights.
[9]
See Mann v.
Smith,
SOTP 02.06 was likewise much more carefully tailored to meet the
Program’s goal of rehabilitation than were the bans in
Mann
and
Green
, which
denied prisoners access to
all
magazines and/or newspapers. Stauffer admits
that he still had access to a wide rаnge of publications. In addition, SOTP 02.06
only applied to participants for the limited 18-month period that they were in
SOTP, while the bans in
Mann
and
Green
applied across the board to all
inmates during the entire duration of their incarceration.
Id.
at 81. Given
these differences, we cannot say that existing precedent “placed the statutory
or constitutional question beyond debate.”
Ashcroft
,
Stauffer has not shown that SOTP 02.06 was irrational, and has thus
failed to prove that our binding precedent at the time of the alleged violation
made the contours of his right sufficiently clear that Defendants would have
understood that they were violating his First Amendment rights.
See Ashcroft
,
ii.
We now turn to Stаuffer’s rights under the Equal Protection Clause and
likewise conclude that Defendants did not violate his clearly established rights.
Stauffer contends that SOTP 02.06 violated his Equal Protection rights because
it targeted convicted sex-offenders as a specific class of offenders. He argues
that TDCJ lacked a reasonable justification for treating SOTP participants
differently under SOTP 02.06, and that the rule was motivated by “an indignant
animus towards sex offenders.” “A classification that categorizes inmates based
on the type of criminal offenses for which they have been convicted does not
implicate a suspect class.”
Wattlin v. Fleming
,
The district court applied the rational basis test and granted summary judgment to Defendants with respect to this claim because the affidavits they submitted with their summary judgment motion established that sexually explicit materials would undermine the Program. In addition, the district court determined that the policy limiting the participants’ distractions while in the Program was rationally related to the goal of increasing the participants’ focus on the Program. As we have already noted, SOTP 02.06 is rationally related to this legitimate penalogicаl interest in rehabilitation. It therefore satisfies the rational basis test and Stauffer’s Equal Protection claim fails.
iii.
Stauffer next argues that Defendants deprived him of due process when they confiscated his magazines. Once again, Stauffer has failed to prove that Defendants violated his clearly established rights because the TDCJ grievance process provided Stauffer with due process. Stauffer could, and did, use the TDCJ grievance system to claim that he was wrongly denied the car magazines. His Step 2 Grievance Report indicates that Stauffer was able to make his claims, and that prison administrators responded by investigating his claims and giving a written justification for why he was not entitled to relief. The district court therefore correctly ruled that Stauffer failed to state a Due Process claim. See Geiger , 404 F.3d at 374 (“Geiger does not have a federally protected liberty interest in having these grievances resolved to his satisfaction. As he relies on a legally nonexistent interest, any alleged due process violation arising from the alleged failure to investigate his grievances is indisputably meritless.”).
In sum, Stauffer did not have a clearly established right to receive the magazines at the time that they were confiscated. He has not pointed to any case lаw indicating that Defendants should have reasonably known that he had a right to the magazines. His claim for damages therefore fails.
IV.
For the foregoing reasons we AFFIRM the dismissal of Stauffer’s case.
Notes
[1] Stauffer contested Defendants’ claims about the all-consuming nature of SOTP. He asserts that SOTP modules and therapy occurred from 7:00 a.m. and 4:00 p.m. and that, outside of treatment hours, SOTP inmates were allowed to attend outside recreation and religious services, read newspapers and religious materials, and to check materials out of the prison library. According to Stauffer, a number of magazines, as well as at least one of the publications denied to Stauffer, were available in the prison library.
[2] In separate orders, the district court also denied Stauffer’s motions to appoint counsel, and to preliminarily enjoin prison officials from confiscating his magazines. The district court also denied Stauffer’s motions for discovery because he failed to set forth any grounds or arguments showing good cause. The district court noted, however, that the ruling was “subject to plaintiff timely resubmitting his discovery motions with a showing of good cause for each particular discovery request.” Stauffer did not file any further discovery requests.
[3] Stauffer argues that the district court also erred by denying him discovery, failing to review the confiscated magazines, denying Stauffer appointed counsel, applying an unfair pleading standard, and requiring Stauffer to file a separate lawsuit to address his retaliation claims. We need not determine whether the district court erred in reaching any of these conclusions because we hold that Stauffer was not entitled to injunctive relief or damages.
[4] Citing
Celotex Corp. v. Catrett
,
[5] At oral argument Stauffer’s counsel reported that Stauffer has completed SOTP, and is therefore not currently subject to any form of SOTP 02.06. Counsel for Defendants reported that Stauffer is still serving his sentence, and the parties were in disagreement as to whether it is possible that Stauffer could once again enroll in SOTP and thus be subject to аny regulations applicable to participants. Assuming arguendo that he could never again be a SOTP participant, Stauffer argues that his case is still not moot because we have recognized exceptions to the “same parties” requirement in the“capable of repetition yet evading review” exception to mootness in certain circumstances. See Moore v. Hosemann ,591 F.3d 741 , 744–45 (5th Cir. 2009); Ctr. for Individual Freedom v. Carmouche ,449 F.3d 655 , 662 (5th Cir. 2006). Stauffer has not pointed to any cases where we have held that this exception is also applicable when a plaintiff is challenging an on-going government policy in the prison context. Cf. United States v. Howard ,480 F.3d 1005 , 1009–10 (9th Cir. 2007). We need not reach that issue today because there is no indication here that anyone will again be subject to the version of SOTP 02.06 at issue in this case. Likewise, we need not determine whether the fact that Stauffer has left the Program impacts his standing to request injunctive relief because we dismiss these claims as moot.
[6] TDCJ’s change in policy likewise moots Stauffer’s request for a declaratory judgment.
See Connell v. Shoemaker
,
[7] Stauffer can, however, recover nominal and punitive damages without a showing of
physical injury.
See Mayfield
,
[8] Stauffer also argues that SOTP 02.06 fails the neutrality requirement as applied to
him because the “regulations fairly invited prison officials and employees to apply their own
personal prejudices and opinions as standards for prisoner mail censorship.” We addressed
a very similar question in
Prison Legal News.
[9] Based on our decision in
Prison Legal News
, SOTP 02.06 may still be considered
rational even if Stauffer had access to a number of books and magazines in the library that
could also distract him from focusing on the Program.
See Prison Legal News
,
[10] In
Mann
, we overturned a prison regulation that banned magazines and newspapers
in order to prevent prisoners from starting fires and clogging toilets. There, we explained that
the policy was underinclusive and an “exaggerated response” because it did not ban a number
of other materials (such as books, toilet paper, sheets, and blankets) that could also be used
to start fires or clog toilets.
Mann
,
[11] There is no relief that Stauffer is entitled to, as his claims for injunctive relief are moot and his claims for damages are without merit. Accordingly, we do not reach his other claims. Stauffer may still file a separate suit for his retaliation claims.
