OPINION
Plaintiff-Appellant Sharon Macy (“Macy”) appeals the district court’s order granting summary judgment to Defendant-Appellee Hopkins County School Board of Education (“the Board”). Macy alleged that the Board violated federal and state law by firing her because she was disabled and in retaliation for protected activities. The Board asserted that Macy was fired for threatening students and making inappropriate remarks about the students and their families, and that this was the latest in a series of incidents of misconduct. The district court granted the Board’s motion for summary judgment, concluding that Macy had not introduced direct or circumstantial evidence sufficient for a jury to find that she was fired because of her disability or in retaliation for protected activities. Because Macy has not presented evidence from which a reasonable jury could conclude that the Board’s proffered reason for firing her was pretextual, and because Macy has forfeited her retaliation claims and state-law claims, we AFFIRM the judgment of the district court.
I. BACKGROUND
Sharon Macy was employed as a physical-education teacher by the Hopkins County School Board of Education from August of 1981 until November 30, 2000. On June 6, 1987, Macy suffered a head injury in a bicycle accident. She returned to work, but aggravated her injuries in another accident in 1996. Soon after, the Board and Macy agreed to implement certain accommodations as a result of Macy’s head injuries.
Macy and the Board developed a “Section 504 Individualized Accommodation Plan” (“504 Plan”), which listed Macy’s disabling condition as “post concussive syndrome” and described such symptoms as “[rjecurrent headaches, difficulty with attention and concentration, short term memory deficits, disrupted sleep, depression and/or anxiety, irritability with others and outbursts of anger.” Joint Appendix (“J.A.”) at 204, 208. The 504 Plan described the impact of Macy’s condition and listed accommodations that the Board and Macy were to implement. For example, the 504 Plan noted that Macy “may need to leave her classroom suddenly due to acceleration of symptoms identified in medical diagnosis” and that her classroom “needs to be as organized and as free from disruptions as possible so that the opportunities for loud disruptions or outbursts are minimal thus decreasing Ms. Macy’s chances of becoming frustrated, anxious,
Macy complained approximately ten times that Daryl Herring (“Herring”), the principal of the middle school at which Macy worked, did not properly implement the 504 Plan. Each time, Macy contacted assistant superintendent Linda Zellich (“Zellich”), the Board’s “point person” for overseeing the 504 Plan. Macy testified that in response to her complaints, Zellich would call Herring or set up a meeting to discuss her complaint. Macy also testified that only once did Zellich not satisfy her complaints — when Macy requested a teacher’s aide in August 2000.
On February 21, 2000, Macy filed a complaint with the Equal Employment Opportunity Commission (“EEOC”) and the Kentucky Commission on Human Rights. Macy alleged that Herring sent her a letter requesting that she report to work on time and that she complained to Zellich that Herring did not send similar letters to non-disabled employees who arrive late or sign in late. Macy alleged that Herring later sent her a letter of reprimand purportedly regarding another incident, but stated that she believed Herring’s second letter was actually in retaliation for her complaints about the first letter.
On November 1, 2000, Macy was involved in an incident at South Hopkins Middle School, where she worked. As Macy left to go home that afternoon, she saw a group of boys playing basketball outside unsupervised. Macy claims that she brought the boys inside and lectured them about playing outside unsupervised, warning that they could have been seriously injured or killed. The boys claimed that Macy threatened to kill them and reiterated that “she meant it.” J.A. at 145 (Macy v. Stevens, No.2001-CA-002756-MR, at 8 (Ky.Ct.App. Dec. 13, 2002)). The boys also claimed that Macy made inappropriate remarks about the marital status of their family members and about their sexual activity, including “derogatory comments about men to the effect that they raped women, that they got them pregnant and then left them.” J.A. at 140, 145 (Macy, No.2001-CA-002756-MR, at 3, 8).
Following the incident, Superintendent James Lee Stevens (“Stevens”) ordered an investigation into both the incident and any past problems involving Macy. On November 30, 2000, following the investigation, Stevens sent Macy a letter notifying her that, pursuant to Ky.Rev.Stat. § 161.790(l)(b), her employment contract was terminated effective immediately on the grounds of conduct unbecoming a teacher, citing the November 1 incident as well as thirty-one specific prior incidents.
Macy requested that an administrative tribunal review Stevens’s decision, pursuant to Ky.Rev.Stat. § 161.790(3) and (4).
See also
Ky.Rev.Stat. § 13B.090. After a hearing, the tribunal determined that Macy’s principal had failed to notify her properly of charges that she arrived late for work and that at least four infractions described in the termination letter were not supported by the evidence. However, the tribunal also concluded that Macy had indeed committed many of the other alleged infractions. Specifically, the tribunal determined that Macy had left the school building without signing out, pushed a chair off a stage, referred to a student as a “total loser,” violated the policy on grades, kicked a trash can in response to student misbehavior, made derogatory comments about a parent and two other employees in front of a classroom of students including the child of the parent, sent a fake detention to the assistant principal, checked out
On the basis of the evidence presented, the tribunal “f[ou]nd [] Macy guilty of conduct unbecoming a teacher, and the tribunal impose[d] the punishment of termination of her teaching contract.” J.A. at 118 (Tribunal Order at 1). Macy appealed the tribunal’s decision to the Hopkins County Circuit Court, see Ky.Rev.Stat. §§ 13B.140 & .150, which affirmed the decision on December 7, 2001. Macy further appealed to the Kentucky Court of Appeals, which affirmed on December 13, 2002. Macy filed a motion for discretionary review with the Kentucky Supreme Court, which denied the motion on August 17, 2005. On December 14, 2004, during the course of Macy’s appeals, the Kentucky Education Professional Standards Board revoked Macy’s teaching certificate for a period of ten years.
Meanwhile, Macy faced criminal charges stemming from the November 1, 2000 incident. The parties agree that on November 29, 2000, Macy was charged with nine counts of terroristic threatening in the third degree in violation of Ky.Rev.Stat. § 508.080.
1
Macy was convicted by a Hopkins County District Court jury. Her conviction was affirmed by the Hopkins County Circuit Court, and both the Kentucky Court of Appeals and the Kentucky Supreme Court denied discretionary review. The United States Supreme Court denied Macy’s petition for certiorari.
Macy v. Kentucky,
Also during this time period, Macy’s complaint with the EEOC and the Kentucky Commission on Human Rights was resolved. The Kentucky Commission on Human Rights dismissed Macy’s complaint on June 21, 2001, “upon a finding of no probable cause to believe that the Respondent has engaged in an unlawful practice in violation of the Kentucky Civil Rights Act.” J.A. at 130-31 (Ky. Comm’n on Human Rights Order). On August 16, 2001, the EEOC also dismissed Macy’s complaint, indicating that it had “adopted the findings of the state or local fair employment practices agency that investigated this charge.” J.A. at 132 (EEOC Dismissal & Notice of Rights).
On November 15, 2001, Macy filed a pro se complaint in the federal district court against the Hopkins County Board of Education. Through counsel, Macy filed an amended complaint on April 22, 2005, alleging five counts: (1) violation of the Americans with Disabilities Act (“ADA”); (2) retaliation for Macy’s complaints regarding implementation of her 504 Plan; (3) retaliation for Macy’s complaint filed with the EEOC; (4) discriminatory discharge in violation of the Kentucky Civil Rights Act, Ky.Rev.Stat. § 344.040; and (5) retaliation in violation of the Kentucky Civil Rights Act, Ky.Rev.Stat. § 344.280.
II. ANALYSIS
We review de novo a district court’s order granting summary judgment.
DiCarlo v. Potter,
A. ADA Discrimination Claim
The ADA bars employers from “discriminating] against a qualified individual with a disability because of the disability of such individual in regard to job application procedures, the hiring, advancement, or discharge of employees, employee compensation, job training, and other terms, conditions, and privileges of employment.” 42 U.S.C. § 12112(a). “To recover on a claim of discrimination under the [ADA], a plaintiff must show that: 1) he is an individual with a disability; 2) he is ‘otherwise qualified’ to perform the job requirements, with or without reasonable accommodation; and 3) he was discharged solely by reason of his handicap.”
2
Mon-
Macy attempts to meet this burden by presenting circumstantial evidence of discrimination,
3
requiring us to apply the familiar
McDonnell Douglas
burden-shifting framework. “On a motion for summary judgment, a district court considers whether there is sufficient evidence to create a genuine dispute at each stage of the
McDonnell Douglas
inquiry.”
Cline v. Catholic Diocese of Toledo,
1. Prima Facie Case
“The burden of establishing a pri-ma facie case of disparate treatment is not onerous.”
Id.
Generally, at the summary judgment stage, a plaintiffs burden is merely to present evidence from which a reasonable jury could conclude that the plaintiff suffered an adverse employment action “under circumstances which give rise to an inference of unlawful discrimination.”
4
Id.
Thus, a plaintiff normally must
Under the facts of this case, the prima facie case formulation set forth in
Monette
applies quite well. In order to establish a prima facie case of discrimination in violation of the ADA in this context, a plaintiff must show that: “1) he or she is disabled; 2) otherwise qualified for the position, with or without reasonable accommodation; 3) suffered an adverse employment decision; 4) the employer knew or had reason to know of the plaintiffs disability; and 5) the position remained open while the employer sought other applicants or the disabled individual was replaced.”
Monette,
2. Legitimate, Nondiscriminatory Reason
The Board introduced evidence that Macy was fired because she threatened to kill a group of boys, made inappropriate remarks about the marital status of the boys’ family members, and made inappropriate remarks about the boys’ sexual activity, and that this incident was consistent with a number of prior incidents of inappropriate conduct. Macy argues that this is not a legitimate, nondiscriminatory reason because her “verbal outbursts, anxiety, anger and ... irritability” are symptomatic behaviors of her disability and, therefore, the Board’s proffered reason actually concedes that she was fired because of her disability. Appellant’s Br. at 18. However, this court has repeatedly stated that an employer may legitimately fire an employee for conduct, even conduct that occurs as a result of a disability, if that conduct disqualifies the employee from his or her job.
See Sullivan v. River Valley Sch. Dist.,
3. Pretext
A plaintiff may demonstrate that an employer’s proffered legitimate reason for an adverse employment action is pre-textual on any of three grounds: 1) by showing that the reason has no basis in fact; 2) by showing that the reason did not actually motivate the employer’s action; or 3) by showing that the reason was insufficient to motivate the action.
Manzer v. Diamond Shamrock Chems. Co.,
a. No Basis In Fact
Macy first argues that the Board’s proffered reason is pretextual because it has no basis in fact. That is, Macy attempts to introduce “evidence that the proffered bases for [her] discharge never happened,
i.e.,
that they are ‘factually false.’ ”
Id.
(quoting
Anderson v. Baxter Healthcare Corp.,
Normally, Macy’s deposition testimony that a number of the incidents relied on by the Board in firing her did not occur as described by the Board, including the November 1, 2000 incident upon which the
Under Kentucky law, issue preclusion applies only if four elements are met:
First, the issue in the second case must be the same as the issue in the first case. Second, the issue must have been actually litigated. Third, even if an issue was actually litigated in a prior action, issue preclusion will not bar subsequent litigation unless the issue was actually decided in that action. Fourth, for issue preclusion to operate as a bar, the decision on the issue in the prior action must have been necessary to the court’s judgment.
Yeoman v. Commonwealth,
Two state decisions preclude Macy from arguing that the Board’s proffered reason had no basis in fact. First, Macy admits that she was convicted by a
Second, an administrative tribunal also determined that Macy had actually threatened to kill the boys. Moreover, the tribunal determined that Macy had made inappropriate comments to the boys and had committed a number of the other instances of conduct unbecoming a teacher described in Macy’s termination letter.
6
The tribunal concluded that “[t]he seriousness of the misconduct of threatening to kill students in itself warrants termination, and the other instances of conduct unbecoming a teacher show a pattern of misconduct and serve to reinforce that sanction.” J.A. at 123 (Tribunal Order at 6). This determination was also upheld on appeal through the Kentucky court system. Thus, whether or not Macy actually committed those particular infractions and whether they constituted legal cause for termination under Kentucky law are issues that were litigated, decided, and were necessary for the judgment in Macy’s administrative case. Accordingly, she is precluded from arguing in federal court that she did not actually commit those infractions and that the Board’s proffered reason has no basis in fact.
7
Cf. Wicker v. Bd. of Ed.,
b. Did Not Actually Motivate
Next, Macy argues that parts of the Board’s proffered reason — specifically, all of the alleged incidents prior to the November 1, 2000 incident — are pretextual because they did not actually motivate the Board’s decision to fire her. For the purposes of this argument, “the plaintiff admits the factual basis underlying the employer’s proffered explanation and further admits that such conduct
could
motivate dismissal.”
Manzer,
Macy argues that “the Board’s use of other alleged factors, accumulated over an extended period of time, to justify her termination is less than credible.” Appellant’s Br. at 17. Macy notes that she “had
c. Insufficient to Motivate
Finally, Macy argues that the Board’s proffered reason is pretextual because it was insufficient to motivate the decision to fire her. This argument does not necessarily require that a plaintiff show that her employer did not have legal cause to fire her, but instead, “ordinarily, consists of evidence that other employees, particularly employees not in the protected class, were not fired even though they engaged in substantially identical conduct to that which the employer contends motivated its discharge of the plaintiff.”
Manzer,
Macy argues that “[t]he Board’s dispa-rative [sic] treatment of Macy, compared to other Board employees, is stark,” Appellant’s Br. at 22, and at oral argument, Macy’s counsel identified Patricia Bush (“Bush”) as a nondisabled employee treated differently for substantially similar conduct. Bush was disciplined for telling a
From the evidence that Macy presented, it appears possible that Macy and Bush are similar in many relevant respects. Specifically, both Bush and Macy were teachers in the same school district. Although Macy has not pointed to evidence that they worked in the same school, both were disciplined by Superintendent Stevens, who had ultimate supervisory and decision-making authority over both of them. Perhaps most importantly, both Bush and Macy stated that they would kill a student.
Because incidents of misconduct giving rise to discipline form the crux of the similarities between Bush and Macy, the degree of their misconduct is a factor to be given great weight in this case.
See Johnson,
Although it is possible that these two incidents were of comparable seriousness, absent additional evidence, a jury could reach such a conclusion only by filling in the details with speculation. For example, the lack of evidence suggests at least two possible important differences between the two incidents. First, Macy directly threatened to kill a group of students, but Bush made her threatening statement about a student to a teacher’s aide. That difference might be inconsequential in many cases, but Macy also has not pointed to evidence showing that the student that Bush allegedly threatened heard Bush’s comment, or was even in the room when the comment was made.
8
We must draw
B. Retaliation Claims
Macy alleged in her amended complaint that the Board retaliated against her for her complaints that her 504 Plan was not being implemented correctly and because she filed a complaint with the EEOC. Macy has not identified the law upon which her retaliation claims are based, and Macy has not attempted to develop her retaliation claims on appeal. Accordingly, those claims are forfeited.
See United States v. Reed,
Macy’s retaliation claims also fail on the merits. This court has noted that the “essence” of a retaliation claim “is that the plaintiff engaged in conduct protected by the Constitution or by statute, the defendant took an adverse action against the plaintiff, and this adverse action was taken (at least in part) because of the protected conduct.”
Thaddeus-X v. Blatter,
Macy has not cited Kentucky law or even mentioned her state-law claims on appeal. Accordingly, those claims are forfeited.
See Reed,
Macy’s state-law claims fail on the merits as well. “We interpret Kentucky protections for the disabled consonant with the federal Americans with Disabilities Act.”
Henderson v. Ardco, Inc.,
III. CONCLUSION
Because Macy has not presented evidence from which a reasonable jury could conclude that the Board’s proffered reason for firing her was pretextual, and because Macy has forfeited her retaliation claims and state-law claims, we AFFIRM the judgment of the district court.
Notes
. The statute states, in relevant part: “(1) ... [A] person is guilty of terroristic threatening in the third degree when: (a) He threatens to commit any crime likely to result in death or serious physical injury to another person or likely to result in substantial property damage to another person....” Ky.Rev.Stat. § 508.080.
. It appears that every other circuit save one that has addressed the issue has held that an employee may recover under the ADA if the employee's disability was a "motivating factor” in the employer’s decision, and that the employee need not establish that he or she was fired "solely” because of his or her disability.
See Head
v.
Glacier Northwest, Inc.,
. Macy argued below that she had presented direct evidence of discrimination, but mentions this argument in her brief on appeal in only one sentence, and only in passing.
See
Appellant's Br. at 19 ("The District Court, however, found that Macy’s direct evidence required it ‘... to draw an inference in order to prove the existence of a fact’; and thus no direct evidence existed that her termination was 'solely' due to her ADA post concussive syndrome.”). Accordingly, this argument is forfeited, and we do not address it here.
See United States v. Reed,
. In
Burdine,
the Supreme Court stated that a plaintiff must "prove by a preponderance of
. Neither party raised issue preclusion in this appeal, and "[cjourts generally lack the ability to raise an affirmative defense sua sponte.”
Hutcherson v. Lauderdale County, Tenn.,
We believe that this case presents such special circumstances. The Board complied with Federal Rule of Civil Procedure 8(c) by raising issue preclusion in its answer to Macy's amended complaint, and raised it again in its motion for summary judgment in the district court. Moreover, we asked for and received letter briefs from the parties on issue preclusion as well. Thus, Macy was put on notice of the defense and had an opportunity to respond, both in the district court and on appeal. Macy has already litigated the underlying issue twice, and has not presented any new evidence or any other reason suggesting why litigating it a third time would be appropriate. Resolution of the preclusive effect of the state-court judgments at issue presents a pure question of law and does not require us to resolve any factual disputes. Accordingly, we address issue preclusion here.
. It is worth noting that Macy admitted a number of these infractions in her deposition testimony. See J.A. at 87-89 (Macy Dep. at 37-47).
. In its letter brief, the Board argues that Macy is also precluded from litigating the issue of whether the Board unlawfully discriminated against her because she has already litigated that issue in state court. However, the state-court decisions make clear that the administrative tribunal did not decide that issue. See J.A. at 142-43 (Macy, No.2001CA-002756-MR, at 5-6) (affirming the hearing officer’s determination "that the ADA was not applicable law” in the administrative tribunal review of Macy's termination).
. The administrative tribunal also concluded that Macy had committed a number of other infractions, which in many cases would conclusively establish that Bush and Macy were not similar in all relevant aspects. However, the other incidents came to Stevens’s atten
. We do not mean to suggest that the only way that Macy could have survived the Board's motion for summary judgment on this issue was by showing that Bush's statement was overheard by the student and was thus functionally the same as a direct threat. Because "precise equivalence in culpability” is not required,
McDonald,
