Sharkey v. QuarantilloSharkey v. Quarantillo
Plаintiff-appellant Felipa Sharkey appeals from the January 25, 2006, judgment of the United States District Court for the Southern District of New York (Crotty, J.) granting defendant-appellee’s motion to dismiss for lack of subject matter jurisdiction. We hold that the district court erred by dismissing the complaint for lack of subject matter jurisdiction. The following factual allegations, which we assume to be true for purposes of considering this appeal, are drawn from Sharkey’s complaint.
BACKGROUND
Felipa Sharkey is a native and citizen of the Dominican Republic and a resident of New York City. She entered the United States without inspection in 1994 and married a U.S. citizen, Anthony Sharkey, in January 1995. In April 1995, Mr. Sharkey submitted on his wife’s behalf an Immigration and Naturalization Service (“INS”) form 1-130,
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which is a petition to classify an alien as an “immediate relative” of a United States citizen. Concurrent with Mr. Sharkey’s 1-130 petition, Mrs. Shar-key filed an INS form 1-485, which is an application for adjustment оf immigration status to that of a lawful permanent resident (“LPR”).
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The INS issued notices requiring Mr. and Mrs. Sharkey to appear at its New York District Office to be interviewed in conjunction with the 1-130 visa petition and the 1-485 adjustment application. Following the interview in November 1996, an INS officer recommended further investigation into the bona fides of their marriage. On November 29, 2001, District Adjudications Officer (“DAO”) Ki-nosewitz interviewed Mr. and Mrs. Shar-key in order to ascertain whether they had entered into a bona fide marriage. At the end of the interview, according to Shar-key’s allegations, the DAO decided to adjust Sharkey’s status to that of an LPR and memorialized this decision by placing a temporary 1-551 stamp on her passport. The stamp reads: “Processed for 1-551. Temporary Evidence of Lawful Admission for Permanent Residence Valid Until— Nov. 29, 2002. Employment Authorized.”
A year later, on or about November 29, 2002, Sharkey went to the New York district office of the INS to renew the 1-551 stamp on her passport. The DAO who saw her on the visit manually crossed out the 1-551 stamp and wrote “cancelled with prejudice” above the seal on the stamp. Sharkey has not yet received her Alien Registration Card or any other suitable evidence of her alleged LPR status.
On June 14, 2005, Sharkey filed an action in the United States District Court for the Southern District of New York suing the District Director (“the Director”) of the New York District of the United States Customs and Immigration Services (“USCIS”) in her official capacity. Shar-key argued that her status was adjusted to that of an LPR when, on November 29, 2001, the immigration officer reviewing her case decided to adjust her status. As evidence that the immigration official decided to adjust her status, Sharkey appended to her complaint a copy of the temporary I-551 stamp placed on her passport, which reads “Processed for 1-551. Temporary Evidence of Lawful Admission for Pеrmanent Residence Valid Until — November 29, 2002.”
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She argued that by regulation, “in the absence of countervailing evidence,” a “passport[ ] ... endorsed to show admission for permanent resident status ... will be regarded as establishing lawful admission for permanent residence,”
In her complaint, Sharkey asserted, inter alia, the following jurisdictional bases for her claims: (a) the Federal Question Statute, codified at
The Director moved to dismiss Shar-key’s complaint (a) for lack of subject matter jurisdiction under Fed. R. Civ. Pr. 12(b)(1) or (b) for summary judgment. 6 In support of its motions, the Director provided the district court with copies of Mr. Sharkey’s Petition for Alien Relative (I-130 petition) and Ms. Sharkey’s adjustment of status application (Form 1-485). Based on this evidence, the Director contended that the petitioner, as a matter of law, could not have been granted LPR status, because an approved 1-130 petition is a prerequisite to eligibility for adjustment of status and Sharkey’s 1-130 petition was not approved. In support of this last contention, the director argued that all approved 1-130 petitions have an approval stamp on the “action block,” but no approval stamp appears on the “action block” on Sharkey’s 1-130 petition. Thus, the Director contended that even if the immigration official reviewing Sharkey’s case decided to adjust her status, this decision had no legal effect or validity because Sharkey was not eligible, as a matter of law, for LPR status. The Director urges us “not to spin a grant of [LPR] status out of what was, at most, an INS Officer’s mistake.”
In response, Sharkey noted that the action block on the 1-130 petition contained a written inscription that had been crossed-out and made illegible. She contended that the crossed-out writings indicated approval of the petition. In addition, she requested discovery to determine why the 1-551 stamp on her passport and the writings on her 1-130 petition had all been crossed out. She stated that if the administrative record did not contain any more relevant documents, she would request to depose the agents who worked on her case to learn whether the 1-551 stamp was placed on her passport because the immigration official reviewing her case had decided to adjust her status or rather was placed on her passport by inadvertence.
The district court dismissed the complaint for lack of subject matter jurisdiction and did not reach the Director’s alter
The district court next held that the case did not arise under the APA because the APA does not apply “to the extent that ... agency action is committed to agency discretion by law.”
The district court held, finally, that Section 1252(a)(2)(B)(i) of Title 8 strips federal courts of jurisdiction to review “any judgment regarding the granting of relief’ under Section 1255 of Title 8, which, inter alia, governs applications for adjustment of status. 7 The district court reasoned that even if this section bars review only of discretionary decisions, the bar nevertheless precluded Sharkey’s suit because Sharkey challenged agency action committed to agency discretion.
The district court concluded that Shar-key had failed to allege a proper jurisdictional base for her claims and dismissed her suit for lack of subject matter jurisdiction. In so concluding, the district court relied at each stage of the analysis on its finding that the
USCIS has non-reviewable discretion with regard to applications for adjustment of immigration status. This wide discretion [encompasses] cases like Sharkey’s, which allege unlawful withholding of permanent resident status either by denial of such status in the first instance or by rescission of previously conferred status .... ”
(emphasis added).
On appeal, Sharkey concedes that the decision to
grant or deny
LPR status is left to the agency’s discretion. She argues, however, that in order to rescind an adjustment to LPR status, the USCIS has a non-discretionary duty to follow the mandatory rescission procedures, as set out in
DISCUSSION
“On appeal from a judgment entered pursuant to
I. Jurisdiction Under APA
The principal claims in Sharkey’s complaint are that the USCIS attempted to rescind her LPR status without following mandatory rescission procedures and that the agency unlawfully refused to furnish her with proof of LPR status. Compl. ¶¶ 6, 40, 41. She claims that she was “aggrieved” by these agency actions.
Id.
¶ 3 (citing
Under the APA, “[a] person suffering legal wrong because of agency action, or adversely affected or aggrieved by agency action within the meaning of a relevant statute,
is entitled to judicial review thereof.” Darby v. Cisneros,
I.A Statutory Preclusion of Judicial Review
In determining whether a suit can be brought under the APA, “[w]e begin with the strong presumption that Congress intends judicial review of administrative action.”
Bowen v. Mich. Academy of Family Physicians,
The district court determined that Section 1252(a)(2)(B) of Title 8 expressly precludes review of Sharkey’s claims. Sharkey makes two claims under the APA: a claim under
LA (i) Jurisdiction to Determine whether Sharkey had been Granted LPR status
We first address whether Section 1252(a)(2)(B)(i) strips the district court of jurisdiction to determine whether Shar-key’s status was adjusted to that of an LPR. Section 1252(a)(2)(B)(i) provides, in relevant part, that “no court shall have jurisdiction to review ... any judgment regarding the granting of relief under section ... 1255 of this title.” 8 U.S.C. 1252(a)(2)(B)®. Section 1255 governs the process of granting LPR status. The question, therefore, is whether the district court, which is jurisdictionally barred from reviewing “any judgment regarding the granting” of LPR status, may nevertheless determine whether such a grant occurred.
In
Subhan v. Ashcroft,
the Seventh Circuit, discussing a similar question, interpreted Section 1252(a)(2)(B)® as precluding review, in relevant part, only of “a judgment denying a request for adjustment of status.”
LA (ii) Jurisdiction to Determine Sharkey’s Unlawful Rescission Claim
We next address whether
If it appears to a district director that a person residing in his or her district was not in fact eligible for the adjustment of status made in his or her case ... a proceeding shall be commenced by the personal service upon such person of a notice of intent to rescind, which shall inform him or her of the allegations upon which it is intended to rescind the adjustment of his or her status.
For reasons similar to those outlined above,
The jurisdictional bar in
We have discussed the applicability of
Similarly, here, the alleged rescission was not performed in accordance with the mandatory rescission procedures, which require formal proceedings, and a hearing upon request, prior to rescission of LPR status,
see
In an important respect, Shar-key’s alleged case is much stronger than the petitioner’s case in
Firstland:
it is especially important that the requisite re
I.A (iii) Jurisdiction to Review Failure to Provide Proof of LPR Status
Finally, because the agency has a non-discretionary duty to provide LPRs with proof of their status,
see Etuk v. Slattery,
I.B Threshold Limitations on APA Causes of Action
Although there is a strong presumption in favor of judicial review of agency action, there аre threshold limitations on the scope of APA review: (a) review under the APA is limited to review of “final agency action,”
We have suggested that each of these threshold limitations delimits the subject matter jurisdiction of federal courts.
See, e.g., Air España,
I.B (i) Final Agency Action
“The ‘core question’ for dеtermining finality is ‘whether the agency has completed its decisionmaking process, and whether the result of that process is one that will directly affect the parties.’ ”
Lun-ney,
As a general matter, two conditions must be satisfied for agency action to be final: First, the action must mark the consummation of the agency’s decision-making process-it must not be of a merely tentative or interlocutory nature. And second, the action must be one by which rights or obligations have been determined or from which legal consequences will flow.
Bennett v. Spear,
Sharkey alleges that she went to the INS district office in 2002 to renew the 1-551 stamp on her passport, whereupon the DAO denied her request for documentation, crossed out the 1-551 stamp on her passport, and wrote “cancelled with prejudice” over the seal. Assuming the truth of Sharkey’s factual allegations, the agency’s acts clearly constituted final agency action.
First, by revoking Sharkey’s (allegedly) previously granted LPR status through its inscription of “cancelled with prejudice” on her stamped passport, the agency “con-summat[ed its] decisionmaking process” regarding both the revocation
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and its refusal to provide her with proof of her previously-conferred status.
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See Reliable Automatic Sprinkler Co. v. Consumer Prod. Safety Comm’n,
I.B (ii) Ripeness
The APA requirement of final agency action relates closely to the prudential doctrine of ripeness. “Determining whether administrative action is ripe for judicial review requires us to evaluate (1) the fitness of the issues for judicial decision and (2) the hardship to the parties of withholding court consideration.”
Nat'l Park Hospitality Ass’n v. Dep’t of Interior,
First, because the dispute presents legal questions and there is a concrete dispute between the parties, the issues are fit for judicial decision.
See id.
at 812,
Second, Sharkey would suffer significant hardship if no court considered the issue. It is true that Sharkey could renew her application for LPR status if the court withheld review, but that is a far cry from the remedy she seeks. If Sharkey prevails in all aspects of her APA suit, the court will recognize that she was previously granted LPR status, set aside the unlawful rescission, and order the agency to furnish her with proof of her LPR status. The mere opportunity for Sharkey to submit to the discretion of the agency a renewed request for LPR status would not relieve the hardship caused by our withholding court consideration of Sharkey’s claim that she already has that status.
Thus, the issues are ripe for review.
Cf. McGrath v. Kristensen,
I.B (iii) Exhaustion
Finally, under the APA, “[c]ourts are not free to impose an exhaustion requirement unless the specific statutory scheme at issue imposes such a requirement.”
Air España,
The district judge determined that the challenged actions were committed to agency discretion. Final agency action is not subject to judicial review under the APA “to the extent that such action is committed to agency discretion by law.”
Lunney,
As we have explained, the court need not subject the agency’s exercise of discretion to judicial review in order to resolve Sharkey’s suit.
Conclusion: Jurisdiction Vests under APA
Therefore, absent some other reason to oust the court of its jurisdiction, jurisdiction vests in the district court under the APA and the federal question statute. Our conclusion to allow review is buttressed by the fact that the statutory scheme provides no alternative mechanism for judicial review of Sharkey’s claims.
See McNary,
II. Other Possible Bars to Subject Matter Jurisdiction
The Director argues on appeal that the suit is barred by sovereign immunity considerations. The argument is without merit.
The Director next argues that the court should decline to exercise jurisdiction in deference to the judiciary’s historical practice of refusing to interfere with any aspect of visa issuance. The argument is best couched as a separation of powers argument. The D.C. Circuit recently rejected a similar argument, holding that the judiciary has the power to determine whether an alien has LPR status, even absent any INS hearing on the matter.
See United States v. Yakou,
III. Motion for dismissal under 12(b)(6)
“Although the district court erroneously dismissed the action pursuant to
In order to state a claim upon which relief can be granted, a complaint need only plead “enough facts to state a claim for relief that is plausible on its face.”
Bell Atlantic Corp. v. Twombly,
— U.S. —,
The Director argues that rescission hearings were unnecessary because, as a matter of law, regardless of the immigration officer’s decision, Sharkey’s status could not have been adjusted to LPR since Sharkey was not
eligible
for that status. Specifically, the Director argues that Shar-key, as an alien who entered the country unlawfully, was not eligible for LPR status unless and until her husband’s Alien Relative petition (Form 1-130) was approved.
See
First, Sharkey points out that the action block in the Form 1-130 contains writing that has been crossed out and made illegible. She argues that this suggests that the petitions were initially approved, but that the evidence of their approval was later crossed out. She has asked for discovery on these issues.
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The crossed-out
Second, and more important, the Director’s argument proves too much. According to the Director, there is no need for a rescission hearing in any case where the alien was not in fact eligible for the adjustment. The proffered reason is that, if the alien was not eligible for the adjustment, no adjustment could have been made as a matter of law, and, therefore, there was no legally conferred status to rescind. If this were correct; the rescission statute and regulation would be nullities, because, together, they call for a rescission hearing, within five years,
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in precisely those circumstances in which the Director contends no hearing is necessary: i.e., when the alien was “not in fact eligible” for the adjustment,
see
For these reasons, we conclude that Sharkey’s complaint states two APA claims upon which relief can be granted. However, because Sharkey’s claims for mandamus duplicate her claims under the APA, and because we hold that Sharkey’s APA claims survive the Director’s 12(b)(1) and 12(b)(6) motions to dismiss, we affirm thе district court’s dismissal of the mandamus claims on the alternative ground that there is another “adequate remedy available.”
See Anderson v. Bowen,
CONCLUSION
Because the district court erred in holding that it lacked subject matter jurisdiction to hear this action, and because the complaint states a claim upon which relief can be granted, we reverse and remand for proceedings consistent with this opinion.
Notes
. "[T]he then-immigration and Naturalization Service ... has since ceased to exist as an independent agency,
see
Homeland Security Act of 2002, Pub.L. No. 107-296, 116 Stat. 2135 (Nov. 25, 2002)
United States v. Ceballos,
. Under
. Although the standardized stamp is marked "temporary” and contains an expiration date, it is temporary evidence of a permanent status. A leading treatise explains the process:
Upon approving the application, the USCIS grants the applicant the status of lawful permanent resident.... A permanent resident card (Form 1-551, formerly 1-151), popularly known as the green card, is eventually delivered to the applicant as evidence of lawful admission for permanent residence. As such delivery may take months, the interviewing officer places an endorsement of the approval in the applicant’s passport as temporary evidence of residence to facilitate foreign travel and return to the United States. That endorsement, as well as the 1-551 green card, are deemed by the USCIS regulations to be official records for purposes of verifying the grant of lawful residence.... The stamped endorsement of аpproval reads: 'Processed for 1-551. Temporary Evidence of Lawful Admission for Permanent Residence Valid Until [date]. Employment Authorized.'
4 Gordon, Mailman,
&
Yale-Loehr, 51.06[2][e] & n. 58.1 (2007) (quoting
. Sharkey advances two theories of how she obtained her LPR status. First, Sharkey argues that her status was adjusted because the immigration official reviewing her case decided to adjust her status. On this theory, the temporary 1-551 stamp is mere evidence of the immigration officer’s
decision
to adjust her status and the determinative issue is still whether the immigration official reviewing her case decided to adjust her status. Second, Sharkey appears to argue that she
derived
LPR status from the placement of the stamp on the passport, even if the placement of the stamp was inadvertent. On this theory, the mere existence of the stamp might create LPR status, even if the officer reviewing her case decided not to adjust her status. Shar-key offers no support for this latter theory and the сited regulation provides none. The theory has no merit: if the agency can show, through "countervailing evidence,”
. In the Director’s supporting Memorandum of Law, the Director argued that the suit should be dismissed under
. Citing our decision in
Sepulveda v. Gonzales,
. There is an initial dispute concerning whether Sharkey’s claim that she was granted LPR status is a factual allegation or a legal conclusion couched as a factual allegation. Sharkey alleges that the immigration official who reviewed her case decided to adjust her status. This is a factual allegation, which we must assume to be true. However, Sharkey also argues that the immigration officer’s decision had the legal effect of adjusting her status within the meaning of the rescission statute and regulation. In response, the government argues that, even if we assume that the immigration officer decided to adjust Sharkey’s status, this decision was void ab initio and without legal effect because Shar-key was not eligible, as a matter of law, to have her status adjusted. We agree that Sharkey’s assertion of LPR status raises a mixed question of law and fact. We assume the truth of Sharkey's factual allegations but we do not assume the truth of Sharkey's legal assertion that the facts as alleged had the legal effect of “adjusting” Sharkey's LPR status within the meaning of the rescission statute and regulation. In any event, very little turns on this distinction for purposes of this appeal.
. There is a second reason why Section 1252(a)(2)(B)(i) cannot be interpreted to bar judicial review of
whether
LPR status' was granted. In the removal context, Section 1252(e)(2)(C) explicitly empowers district courts to make this determination.
See
. Recently, the Supreme Court appeared to introduce a bright-line rule for determining whether a "threshold limitation on a statute’s scope" is jurisdictional or "an element of [a] claim for relief,”
Arbaugh v. Y & H Corp.,
. To the extent the issues concern essential elements of the plaintiff's claims for relief, wе exercise our discretion to raise them
sua sponte
in order to determine whether there are alternative grounds in the record for granting the defendant's unadjudicated 12(b)(6) motion.
See Adeleke v. United States,
. To be sure, the agency contends that, as of the time Sharkey filed suit, the agency was still deliberating whether to
grant
her application for LPR status. But the agency’s current deliberations regarding whether to grant her LPR status are "further proceedings in the agency” on related issues, which do -not defeat the finality of the agency’s decision to revoke her (allegedly) previously granted status.
See Bell,
. Sharkey’s 706(1) claim, which challenges the agency's failure to provide her with proof of her LPR status, challenges the agency’s
failure
to act. The Supreme Court has explained that when a plaintiff challenges an agency’s failure to act, the challenge is reviewable under the APA "only where a plaintiff asserts that an agency failed to take a
discrete
agency action that it is
required
to take.”
Norton v. Southern Utah Wilderness Alliance, 542
U.S. 55, 65,
. Relatedly, there is “no other adequate remedy in a court” for Sharkey’s claims.
See
. In response to the Director's motions for dismissal under 12(b)(1) and summary judgment, Sharkey asked for limited discovery from the immigration officials involved in her case to explain whether the petitions were initially granted and, if so, when and why the approval was rescinded; she also sought an affidavit from DAO Kinosewitz to explain the placement of the 1-551 stamp on her passport. In a suit under the APA, discovery rights are significantly limited. The respondent agency must turn over the whole administrative record as it existed at the time of the challenged agency action, but normally no more.
See Citizens to Preserve Overton Park, Inc. v. Volpe,
.
See Zaoutis v. Kiley,
. Nothing in
De La Rosa v. U.S. Dep’t of Homeland Sec.,