Shapiro v. Logistec Usa Inc.Shapiro v. Logistec Usa Inc.
Michael D. SHAPIRO, Ancillary Administrator of the Estate of Michael Ryckman, Plaintiff-Appellee,
v.
LOGISTEC USA INC. and Scott Barlow, Defendants-Third-Party-Plaintiffs-Appellants,
Sherwood Lumber Corp., Third-Party-Defendant.
Docket No. 04-0733-CV.
United States Court of Appeals, Second Circuit.
Argued: September 15, 2004.
Decided: June 20, 2005.
Robert T. Rimmer, The Reardon Law Firm, P.C. (Robert I. Reardon, Jr., of counsel), New London, CT, for Plaintiff-Appellee.
Patrick F. Lennon, Tisdale & Lennon LLC, Southport, CT, for Defendants-Third-Party-Plaintiffs-Appellants.
Before: SACK, RAGGI, and HALL, Circuit Judges.
SACK, Circuit Judge.
We confront here the issues of 1) under what circumstances we may review a district court's order remanding a diversity action to state court, 2) when a district court may reconsider its own remand motion, and 3) when, if ever, a plaintiff will be deemed to have waived his objection to removal by filing his motion for remand after the statutory period for doing so has run. We conclude, inter alia, that a) the remand granted by the district court in this case was made pursuant to
BACKGROUND
On January 13, 2003, Michael Ryckman, a truck driver from the State of Washington, was fatally injured at defendant Logistec USA Inc.'s premises in New London, Connecticut when plywood being unloaded from his truck shifted and fell on him from a forklift operated by the defendant Scott Barlow, a Logistec employee. On June 6, 2003, the plaintiff Michael D. Shapiro, as ancillary administrator of Ryckman's estate, filed a complaint against the defendants in Connecticut Superior Court. In it, the plaintiff, alleging that Ryckman's death had been caused by the defendants' negligence or recklessness, asserted a claim for compensatory and punitive damages against them. He also sought attorneys' fees and costs.
On June 25, 2003, the defendants filed a notice of removal of the Connecticut state-court litigation in the United States District Court for the District of Connecticut (Christopher F. Droney, Judge). They asserted that Ryckman had been a citizen of the State of Washington at the time of his death and that his estate was therefore deemed to be a citizen of Washington under
More than thirty days later, on July 30, 2003, the plaintiff filed a motion in the district court objecting to defendants' removal notice. He contended that removal was forbidden by
On October 27, 2003, the defendants filed a motion for reconsideration of the remand order. On November 12, 2003, while that motion was pending, the defendants filed a notice of appeal of the remand order. The following day, while the reconsideration motion and notice of appeal were pending, the clerk of the district court sent certified copies of the docket sheet and order of remand to the state court.1 On November 21, 2003, the state court acknowledged receipt of the file.
On April 8, 2004, the district court denied the defendants' motion for reconsideration of the order of remand on the ground that the court lacked jurisdiction to reconsider its order under
DISCUSSION
I. Jurisdiction to Review Remand Orders
As a threshold matter, we must determine whether we have jurisdiction to hear this appeal. Concluding that we do, we then address the district court's jurisdiction to review its own remand order on a motion for reconsideration.
A. Statutory Framework
1. Removal and Remand Procedures. Title
Once a case has been removed to federal court, a party may move to remand the case to state court.
2. Authority to Review Remand Orders
a. Appellate Jurisdiction
It is a question of law whether the district court based its remand order on a
Similarly, in Pierpoint v. Barnes,
Of course, a district court's statements regarding the basis for its remand order will ordinarily be highly persuasive. But we are ultimately bound by the substance of what the district court did—not what it said—when it remanded the case. In rare cases, such as in Carvel, we may therefore conclude that the basis for the remand was not a
b. Motions for Reconsideration in the District Court
The Ninth Circuit has observed that "[r]emand orders based on
c. Certifying the Remand Order and Terminating Federal Jurisdiction
B. Application of the Statutory Provisions to the Instant Case
The district court construed the plaintiff's motion objecting to the removal as a motion to remand the case to state court. See Shapiro v. Logistec USA Inc., No. 3:03cv1123(CFD) (D.Conn. Oct. 14, 2003) (margin order) ("The motion to remand is GRANTED."). The objection was filed on July 30, 2003, more than thirty days after June 25, 2003, the date on which the defendants had filed their notice of removal. In granting the motion to remand, the district court wrote:
Title
Id. (last two alterations in original).
Clearly, the district court based the remand on
It is undisputed that the plaintiff did not file the objection to removal within thirty days of the date on which defendants filed their notice of removal and that the district court was aware of the dates on which the notice of removal and the objection thereto were filed. We therefore conclude that the district court did not base the remand order on the first
Neither did the district court base the remand order on the second
The remand order at issue was thus not based on either of
Because
II. Review of the Remand Order on the Merits
A. Whether to Review by Appeal or Mandamus
In Thermtron, the Supreme Court concluded that "an order remanding a removed action does not represent a final judgment reviewable by appeal."
We join the majority of our sister circuits in deciding that, following Quackenbush, the proper avenue for review is by appeal rather than by mandamus. See Farmland Nat'l Beef Packing Co., L.P. v. Stone Container Corp. (In re Stone Container Corp.),
B. Review of the Instant Remand and Reconsideration Orders
Under
CONCLUSION
For the foregoing reasons, we vacate the district court's order denying defendants' motion for reconsideration and its order granting the plaintiff's motion to remand to state court, and we remand the case to the district court with instructions for the court to deny the motion to remand and to conduct such further proceedings consistent with this opinion as the court may deem warranted.
Notes:
Notes
Under Local Rule 83.7 of the District Court for the District of Connecticut, the certified order of remand should be sent to the state court only after the district court has disposed of the motion for reconsideration. The parties and the district court apparently paid no heed to the fact that the remand order had been certified to the state court, and the district court proceeded to adjudicate the pending motion
Our sister circuits are largely in agreementSee Pacheco de Perez v. AT & T Co.,