Lead Opinion
KETHLEDGE, J. (pp. 456-57), delivered a separate concurring opinion.
OPINION
Shannon Ladel Keys was convicted in 2005 by a Michigan jury of second-degree murder, conspiracy to commit unarmed robbery, and assault with the intent to rob while armed. Due in part to his “habitual offender” status, the Mecosta County Circuit Court subsequently sentenced Keys to life in prison for the murder and conspiracy charges and to 12 to 25 years of imprisonment for the assault charge (to be served concurrently). Following the exhaustion of his state-court remedies, Keys filed a petition for habeas corpus in the United States District Court for the Eastern District of Michigan in 2011.
Keys makes three arguments in his petition: (1) the prosecution failed to present evidence sufficient to support his convictions for second-degree murder and assault with the intent to rob while armed, (2) his due process rights were violated when the jury panel viewed him in shackles during voir dire, and (3) his counsel on direct appeal was constitutionally ineffective for/failing to fully investigate and raise the shackling claim. The district court denied the petition. For the reasons set forth below, we AFFIRM the judgment of the district court.
I. BACKGROUND
A. Factual background
The opinion rendered by the Michigan Court of Appeals provides the following relevant facts:
Defendant’s convictions arise from the death of Jeremiah “Jake” Monroe, who was shot and killed during a failed robbery attempt. De Lauren Gordon allegedly committed the shooting, and was aided by Marvin Redmond and defendant, who allegedly planned the robbery and drove Gordon to Monroe’s residence.
... Redmond testified that Gordon was in defendant’s presence and eyesight when he placed a gun in the console of defendant’s vehicle on the way to Monroe’s house the night before Monroe’s murder. Unable to find Monroe, the group abandoned their plans to rob Monroe that night, deciding to try again the next night. The jurors could infer from this testimony that defendant knew that Gordon had a gun and would again bring it on the subsequent attempt. Defendant maintains that the evidence shows that he did not plan or intend to assist an armed robbery, and that he actually tried to discourage and prevent Gordon from bringing a gun to the robbery. Defendant emphasizes that Redmond testified that he and defendant advised Gordon “a thousand times” that it was not necessary to use a gun because Monroe would be unlikely to resist the robbery. However, the jurors could infer from this testimony that defendant must have known about Gordon’s gun, otherwise he would not have thought it necessary to tell him repeatedly not to use it during the robbery attempt. Furthermore, defendant’s belief that Monroe would feel too intimidated and overpowered to resist the robbery attempt was based on defendant’s original plan in which four robbers would confront Monroe. In the final plan, only one robber — Gordon—was to confront Monroe, thus raising the possibility that Monroe might attempt to resist and that*447 Gordon would resort to using a weapon to commit the robbery. Additionally, defendant and Redmond did not previously know Gordon, which increased the risk that Gordon would not follow defendant’s and Redmond’s repeated instructions to not involve a weapon in the robbery attempt.
People v. Keys, No. 264387,
The district court ably summarized the following additional facts in this case:
Previous to the murder, Keys “shot dice” with Monroe and, at times, the games involved thousands of dollars. In late February or early March 2003, Keys and Redmond discussed the possibility of robbing one of Monroe’s games. Originally Keys’s idea, Redmond indicated he might be interested. Later, the two discussed the idea again, deciding that neither could participate directly because Monroe knew them. However, because the plan-was to take drug and dice money — along with cocaine — neither man was concerned that Monroe would report the robbery to the police. So Redmond decided to convince his brother Eli Evans (who lived in Lansing, Michigan and did not know Monroe) to get involved. Evans was “big and intimidating,” and Redmond trusted him.
Keys and Redmond traveled from Big Rapids, Michigan to Lansing, and Redmond invited Evans into Keys’s vehicle to discuss the plan. Keys explained that the robbery — or “lick” — would be “simple” because it involved a “young white boy.” Keys also indicated that the take would be at least a couple of “stacks” (one thousand dollars). Finally, Keys explained that it was necessary to carry out the robbery as soon as possible because Monroe’s friend “Cartwright” was out of town. At that point, Gordon came to Keys’s vehicle as well. Evans then introduced Gordon to Keys and Redmond. Keys then explained to Gordon that it would be an easy robbery.
Keys did warn that Monroe’s roommate, Stewart, might be present in the residence, and that there would be a dog. He also warned that there might be a .12-gauge shotgun in the house, but Evans liked the odds: “[fjour of us against one little, young white boy.”
Redmond testified that during the trip back to Big Rapids, Gordon placed a semi-automatic weapon on the console of Keys’s vehicle, and that Keys observed the weapon. Evans testified that he didn’t see the gun, but admitted that he had previously seen Gordon with the semi-automatic pistol. Redmond also testified that Keys repeatedly said: “[Y]ou ain’t going to need to use a gun for this.... ” Likewise, Keys and Redmond repeated that no one needed to get hurt.
On the first attempt to rob Monroe, Keys and Redmond reiterated that “[sjhouldn’t nobody get hurt.” While Evans was big and intimidating, he was also stable enough not to hurt or kill anyone. Redmond knew nothing about Gordon or his background, but he trusted his brother. Keys also said that they did not need a gun because it would be an easy robbery. Despite similar comments by Redmond, Gordon insisted on taking his weapon.
After the men were unable to locate Monroe on the first night, Redmond, Evans, and Gordon returned to Lansing. Once there, Redmond asked Evans if he was going to follow through with the robbery, but Evans declined. Evans did not like the fact that the plan involved only two of them going inside Monroe’s house rather than all four. Indeed, Evans indicated that the plan*448 “was stupid.” Keys called Evans and asked if they were still coming down. Evans told Keys that he was not coming. So Keys told Redmond to bring Gordon, and that he would contact a Mend in Grand Rapids to replace Evans. However, the arrangement fell through, and only Redmond and Gordon returned to participate in the robbery.
The night of the second attempt, Keys and Monroe went to a casino. Keys told Redmond and Gordon that he had dropped off Monroe. Keys also reported that he and Monroe had talked about what they would do if someone tried to rob them. Keys claimed that Monroe said he would not resist a robbery attempt. Keys then emphasized: “You don’t really need to use no gun.”
After hearing from Keys, Redmond drove Gordon to Monroe’s house. Gordon was wearing a dark jacket, dark pants, dark boots, a hunter’s mask, and gloves, and he had duct tape, a muzzle and raw hide bone for the dog, and his gun. According to Redmond, he again told Gordon no one needed to get hurt. Indeed, Redmond claimed he and Keys told Gordon “at least a thousand times” that no one was to be hurt and, that if Monroe “rebelled in any way, just run, just leave the house.”
Keys and Redmond instructed Gordon to go into Monroe’s house alone. Once inside, the robbery attempt failed and Gordon shot and killed Monroe. Keys spotted Gordon as he ran from Monroe’s house, and directed Redmond to pick him up. Gordon told Redmond: “Just get me on the freeway, get me back to Lansing now.”
Keys v. Booker, No. 11-11117,
B. Procedural background
During a brief break in the voir dire proceedings to select a jury for Keys’s trial, his attorney moved for a mistrial based on the fact that Keys had been brought into court while visibly shackled with hand restraints attached to a belly restraint. Keys sat in court for nearly 90 minutes while restrained in this way. Defense counsel claimed that the entire jury-panel had seen Keys in restraints, but the prosecutor argued that there was “no way to know how many jurors saw or observed anything.” The trial judge had no doubt that the jurors had seen Keys’s restraints, but denied the motion based on the following rationale:
Let me state for the record that this certainly wasn’t intentional that he come in here this way. Defense counsel, attorney general, I; we had attempted to make this not happen. It was — and based on some oversight here and there — and, by the way, I’m not going to start — I don’t know who was at fault. It did happen. I’m not — I’m really not concerned about, at this time, who was at fault. Just the thing happened. We have to correct it accordingly.
And I do feel that [defense counsel] certainly is correct in raising this. I do feel that it is an important issue. I don’t feel that it raises to the level, though, of declaring a mistrial or excusing this jury at this point in time. I feel that a curative instruction is appropriate. He’s dressed rather well — very well. And there’s no question in my mind, though, that most of the jury panel did see the restraints. But a curative instruction, plus the fact that there’s going to be some testimony in this trial- — I won’t go into that issue.
So I’m going to have to deny the motion to dismiss at this point in time or to declare that we have to start a new*449 trial, and we’re going to proceed accordingly.
There is no indication in the record that Keys ever again appeared before the jury in restraints. On the other hand, the jury never received a curative instruction specifically related to shackling. But the trial court did issue the following instruction to the jurors regarding the presumption of innocence:
A person accused of a crime is presumed to be innocent. This means that you must start with the presumption that the defendant is innocent. This presumption continues throughout the trial and entitles the defendant to a verdict of not guilty unless you are satisfied beyond a reasonable doubt that he is guilty.
The jury ultimately convicted Keys of second-degree murder, conspiracy to commit unarmed robbery, and assault with the intent to rob while armed.
The Michigan Court of Appeals affirmed Keys’s convictions and sentence. Keys,
II. ANALYSIS
A. Standard of review
This court reviews de novo a district court’s decision to grant or deny a petition for habeas corpus. Pinchon v. Myers,
“[A] federal habeas court may not issue the writ simply because that court concludes in law erroneously or incorrectly.” Id. at 411,
Keys raises three separate claims in his petition: (1) the jury was presented with
B. The Michigan Court of Appeals did not unreasonably adjudicate Keys’s sufficiency-of-the-evidence claim
Keys’s first claim is that the prosecution failed to present legally sufficient evidence to support his convictions for second-degree murder and assault with intent to commit armed robbery. (He does not contest his conviction for conspiracy to commit unarmed robbery.) Such a claim faces a daunting, doubly deferential standard of review. In addition to the so-called “AEDPA deference” discussed above, the case of Jackson v. Virginia,
Taken in tandem, AEDPA and Jackson allow us to grant relief only if the Michigan court’s decision was an unreasonable application of Jackson. See Durr v. Mitchell,
1. Elements of the crimes for which Keys was convicted
The prosecution must, of course, prove each element of the crimes for which Keys was convicted beyond a reasonable- doubt. See Sullivan v. Louisiana,
Under Michigan law, “[t]he elements of assault with intent to rob while armed are: (1) an assault with force and violence; (2) an intent to rob or steal; and (3) the defendant’s being armed.” People v. Cotton,
As made clear in Nowack, “[t]he offense of second-degree murder does not require an actual intent to harm or kill, but only the intent to do an act that is in obvious disregard of life-endangering consequences.” People v. Aldrich,
Keys was convicted on both the murder and the assault charges under an aider-and-abettor theory of liability. See People v. Keys, No. 264387,
(1) the crime charged was committed by the defendant or some other person; (2) the defendant performed acts or gave encouragement that assisted the commission of the crime; and (3) the defendant intended the commission of the crime or had knowledge that the principal intended its commission at the time that [the defendant] gave aid and encouragement.
People v. Moore,
Michigan also subscribes to the common-law theory that Keys may be held criminally liable as an aider or abettor if “(1) the defendant intends or is aware that the principal is going to commit a specific criminal act; or (2) the criminal act committed by the principal is an incidental consequence[ ] which might reasonably be expected to result from the intended wrong.” People v. Robinson,
2. The Michigan Court of Appeals’s ruling was not an unreasonable application of Jackson v. Virginia
Keys argues that, because there was no direct testimony that he knew Gordon would use a gun to commit the robbery, the evidence at trial was insufficient to establish that he possessed the requisite intent for second-degree murder or to establish an assault with intent to rob while armed. To the contrary, he claims that “the prosecution’s evidence clearly showed that Keys was not aware that Gordon was armed on March 12, that he did not intend that any armed robbery occur, and, most importantly, that he repeatedly expressed his intent that no physical assault or harm come to Monroe.” Keys argues that the Michigan Court of Appeals’s opinion relied on allegedly crucial errors made in reviewing the record. For instance, he takes issue with the court’s finding that Redmond
testified that Gordon was in defendant’s presence and eyesight when he placed a gun in the console of defendant’s vehicle on the way to Monroe’s house the night before Monroe’s murder. Unable to find Monroe, the group abandoned their plans to rob Monroe that night, deciding to try again the next night. The jurors could infer from this testimony that defendant knew that Gordon had a gun and would again bring it on the subsequent attempt.
“In fact,” Keys argues, “a thorough review of the record reflects that Redmond had stated he did not know whether Petitioner Keys saw the gun [on March 10] ... [And] Gordon and Keys were never together in the same vehicle on the date of the actual robbery [March 12].” He also points out that
[n]o other witness testified that Keys had any knowledge that Gordon had a weapon. ' Redmond’s trial testimony concerning Keys’s knowledge of any weapon was extremely limited, and premised on conjecture at best. At no point did he assert that he had direct knowledge that Keys was aware of the presence of a weapon, particularly on March 12, the date of the homicide.
But Keys’s objection — which might have made for a compelling closing argument at trial — is out of place in this context. In reviewing an insufficient-evidence challenge on habeas review, we are singularly focused on one question: did the Michigan Court of Appeals unreasonably apply the Jackson standard to the facts of Keys’s case? The lack of any witness with “direct knowledge” that Keys was aware of Gordon’s weapon has little bearing on this analysis. See People v. Wilson,
Viewing the evidence in the light most favorable to the prosecution, as we must do under Jackson,
These conclusions are especially reasonable in light of the change in plans between the first and second attempts to rob Monroe. The initial plot, which the group attempted to carry out on March 10, involved four men entering Monroe’s residence (later reduced to two), a “real easy” job that, presumably due to the robbers’ strength in numbers, would not require firearms or force. But when the robbery was actually perpetrated two days later, Gordon entered Monroe’s residence alone, losing the advantage of outnumbering the intended victim. If Gordon brought a gun along for the attempted robbery on March 10, the jury could quite reasonably conclude that Keys had every reason to believe that Gordon would also bring one along on March 12. Keys’s first claim, therefore, does not warrant habeas relief.
1. Impact of shackling on Keys’s right to a fair trial and an impartial jury
Keys also claims that he is entitled to habeas relief because he was denied his due process right to a fair trial when the jury panel saw him in shackles during voir dire. This claim was rejected on direct appeal. Keys raised it again .as part of his motion for relief from judgment, this time armed with three affidavits: two from members of the jury and another from a private investigator who spoke with three additional jurors, all of whom said that they had viewed Keys in shackles during voir dire. (The only evidence of these affidavits in the record is the references made to them by the state post-conviction trial court.)
One of the affiants expressed the opinion that his fellow jury members were more likely to believe in Keys’s guilt for having seen Keys shackled. That juror did not, however, explain the basis for his belief. And no juror indicated that seeing Keys in shackles influenced his or her own determination of Keys’s guilt. The post-conviction trial court was not impressed by the import of the affidavits, particularly in light of what that court deemed “overwhelming evidence of [Keys’s] guilt.” Nothing in the affidavits, according to the trial court, supported the notion that Keys’s shackling prejudiced his defense.
a. Deck v. Missouri generally prohibits shackling of a defendant during either the guilt or penalty phases of a criminal trial
Keys now argues that the Michigan Court of Appeals’s decision was contrary to or an unreasonable application of clearly established federal law, particularly as expressed in Deck v. Missouri,
On direct appeal, the Missouri Supreme Court rejected Deck’s argument that his shackling violated his constitutional rights, concluding that there was “no record of the extent of the jury’s awareness of the restraints” or that the restraints impeded Deck “from participating in the proceedings.” State v. Deck,
No such interest was identified by the trial court in Deck. The Supreme Court’s previous holdings in shackling cases had been limited to the guilt phase, as opposed to Deck’s shackling, which occurred during
Deck also reiterates a second important proposition — namely, that the visible shackling of a defendant before the jury is “inherently prejudicial.” Deck,
But because shackling before the jury is inherently prejudicial, the burden in shackling cases shifts to the government to prove “beyond a reasonable doubt that the [shackling] error complained of did not contribute to the verdict obtained.” Deck,
b. Deck v. Missouri is inapplicable to the case at hand
Keys argues that (1) the proscription against shackling a defendant in front of the jury, as outlined in Deck, applies to this case; and (2) because he was shackled before the jury in violation of Deck, that error was inherently prejudicial. Based on these two arguments, Keys claims that the Michigan Court of Appeals’s decision was contrary to the federal law that Deck clearly established because the court stated that it “will not reverse [for shackling in front of the jury] absent a showing of prejudice.” People v. Keys, No. 264387,
Contrary to Keys’s argument, we are not at all confident that Deck applies to the facts of the case before us. The Court in Deck issued an exceedingly narrow holding: “[C]ourts cannot routinely place defendants in shackles or other physical restraints visible to the jury during the penalty phase of a capital proceeding....” Deck,
Keys’s argument that Deck is applicable despite these distinctions would be stronger if this case were before us on direct review. The logical underpinnings of Deck arguably apply with equal force to the voir dire phase of the case, which the Supreme Court has identified as “a critical stage of the criminal proceeding.” Gomez v. United States,
But as plausible as these lines of argument may be, they are outside the scope of this court’s charge on habeas review. Granting relief at this stage is appropriate only if all fairminded jurists would agree that the Michigan Court of Appeals’s decision was contrary to applicable, clearly established Supreme Court precedent. See Harrington v. Richter,
The Supreme Court has never indicated, for instance, that its proscription against shackling applies as early as voir dire, a stage at which double jeopardy has yet to attach. See Martinez v. Illinois, — U.S. -,
There is little reason to believe that Deck disturbs this court’s earlier ruling, as evidenced by numerous post-Deck district court opinions that continue to cite the pre-Deck cases for the proposition that defendants must make an affirmative showing of prejudice when jurors briefly view them in shackles. See, e.g., Jalowiec v. Bradshaw, No. 1:03 CV 0645,
2. Appellate counsel did not provide constitutionally ineffective assistance by failing to investigate the shackling issue on direct appeal
Keys’s final claim is that his attorney on direct appeal was constitutionally ineffective. In order to prevail on this claim, Keys must show that his appellate counsel was (1) objectively unreasonable in failing to pursue nonfrivolous issues on appeal, and (2) that the failure was prejudicial (i.e., that but for his attorney’s mistake, he would have prevailed on appeal). See Smith v. Robbins,
The specific error that Keys raises is his appellate counsel’s alleged failure to “investigate [the shackling issue] and provide the [state] appellate court with the information required to make this a winning issue.” Keys argues that, had his attorney “properly investigated” the shackling claim, the attorney would have uncovered the “clear evidence that the jury saw' Keys in shackles,” evidence that Keys has now “presented in affidavit form on postconviction review.” The affidavits, however, do little to advance Keys’s argument. Like the state trial court before it, the Michigan Court of Appeals assumed that the jury had viewed Keys in shackles, yet it nonetheless determined that Keys was not prejudiced as a result. People v. Keys, No. 264387,
The affidavits thus provide no evidence to undercut the Michigan Court of Appeals’s conclusion because no juror said that his or her vote to convict Keys was influenced by seeing Keys in shackles. Furthermore, even if the Michigan Court of Appeals had determined that the affidavits established prejudice, the outcome would have remained unchanged due. to the overwhelming evidence of Keys’s guilt. Habeas relief is thus inappropriate because Keys has failed to show that his appellate counsel’s alleged error was outcome determinative.
III. CONCLUSION
For all of the reasons set forth above, we AFFIRM the judgment of the district court.
Concurrence Opinion
concurring.
CONCURRENCE
No two cases present identical facts, and thus every application of a Supreme Court rule is in a sense an extension of it. In White v. Woodall, — U.S.-,
That said, “the difference between applying a rule and extending it is not always clear.” Id. at 1706 (alterations and interi- or quotation marks omitted). In most habeas cases, the question is simply how a particular rule — say, the Supreme Court’s holding in Strickland v. Washington,
Whether Keys’s case calls for an application of the holding from Deck v. Missouri,
With these observations, I join our court’s opinion in full.
